Estate Inventory and Appraisement (Rhode Island)

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INVENTORY AND APPRAISEMENT OF THE ESTATE

[CITY/TOWN] PROBATE COURT, STATE OF RHODE ISLAND


1. CAPTION AND CASE INFORMATION

Field Detail
IN RE THE ESTATE OF: [DECEDENT FULL LEGAL NAME], also known as [AKA, if any], Deceased
Probate Court of the ☐ City ☐ Town of [____________________], Rhode Island
Probate No. / Estate No. [____________________________________]
Type of Inventory ☐ Original ☐ Supplemental (PC-10.4) ☐ Amended
Type of Administration ☐ Testate (with will) ☐ Intestate (no will)

2. PERSONAL REPRESENTATIVE INFORMATION

Field Detail
Name [PERSONAL REPRESENTATIVE FULL LEGAL NAME]
Capacity ☐ Executor ☐ Administrator ☐ Administrator c.t.a. ☐ Administrator d.b.n. ☐ Voluntary/Informal (§ 33-24-1)
Mailing Address [STREET ADDRESS], [CITY], Rhode Island [ZIP CODE]
Telephone / Email [________________________________]
Date of Appointment (letters issued) [__/__/____]

3. DECEDENT INFORMATION

Field Detail
Full Legal Name [DECEDENT FULL LEGAL NAME]
Also Known As [AKA(s), if any]
Date of Death (Valuation Date) [__/__/____]
City/Town of Residence at Death [____________________], Rhode Island
Marital Status at Death ☐ Married ☐ Single ☐ Widowed ☐ Divorced
Social Security No. (last 4) XXX-XX-[____]

4. STATEMENT OF DUTY AND FILING DEADLINE

Pursuant to R.I. Gen. Laws § 33-9-1, every administrator and every executor shall, within ninety (90) days after his or her appointment — or such longer period as may be allowed by the probate court — return to the probate court, under oath, a true inventory of all the personal property, both tangible and intangible, and of all claims, rights, causes of action, and other assets, other than real property, of the deceased, with an appraisement thereof as of the date of the decedent's death.

☐ This inventory and appraisement is returned within ninety (90) days after appointment.
☐ The probate court has allowed additional time to [__/__/____].

Bond statement (R.I. Gen. Laws ch. 33-17).
☐ Bond is waived. ☐ Surety bond on file: $[________________] — ☐ with surety ☐ without surety.


5. APPRAISAL METHOD

The personal representative has appraised each item at its fair market value as of the date of the decedent's death (R.I. Gen. Laws § 33-9-1). For assets whose value is not readily ascertainable, the personal representative has obtained, where appropriate, a qualified and disinterested appraiser; the appraiser's name and the items appraised are noted on the schedules below.

Appraiser (if any) Items Appraised Address
[____________________] [____________________] [____________________]

SCHEDULE A — REAL PROPERTY (informational; § 33-9-1 statutory inventory covers personal property)

# Description / Street Address City/Town & Plat-Lot Date-of-Death FMV Encumbrance
A-1 [________________________________] [____________________] $[________________] [________________]
A-2 [________________________________] [____________________] $[________________] [________________]

Schedule A Subtotal (gross FMV): $[________________]


SCHEDULE B — TANGIBLE PERSONAL PROPERTY

# Item Description VIN / Serial / Identifier Date-of-Death FMV
B-1 [Vehicle: year/make/model] [____________________] $[________________]
B-2 [Household goods & furnishings] [____________________] $[________________]
B-3 [Jewelry / watches] [____________________] $[________________]
B-4 [Art / antiques / collectibles] [____________________] $[________________]
B-5 [________________________________] [____________________] $[________________]

Schedule B Subtotal: $[________________]


SCHEDULE C — CASH, BANK & FINANCIAL ACCOUNTS

# Institution Account Type Acct No. (last 4) Balance at Death
C-1 [____________________] ☐ Checking ☐ Savings ☐ CD ☐ Money Market [____] $[________________]
C-2 [____________________] ☐ Checking ☐ Savings ☐ CD ☐ Money Market [____] $[________________]
C-3 Cash on hand $[________________]

Schedule C Subtotal: $[________________]


SCHEDULE D — SECURITIES & BUSINESS INTERESTS

# Description (issuer / type / shares or units) Identifier (CUSIP / acct) Date-of-Death FMV
D-1 [Stocks (number of shares / issuer)] [____________________] $[________________]
D-2 [Bonds / mutual funds / securities] [____________________] $[________________]
D-3 [LLC / partnership / closely held business interest] [____________________] $[________________]

Schedule D Subtotal: $[________________]


SCHEDULE E — CLAIMS, RIGHTS & OTHER ASSETS (§ 33-9-1 — claims, rights, causes of action)

# Description Identifier / Source Date-of-Death FMV
E-1 [Promissory notes / money owed to decedent + security] [____________________] $[________________]
E-2 [Claims / causes of action / litigation rights] [____________________] $[________________]
E-3 [Tax / utility refunds] [____________________] $[________________]
E-4 [Intellectual property / royalties / other] [____________________] $[________________]

Schedule E Subtotal: $[________________]


6. RECAPITULATION / SUMMARY

Schedule Category Total Appraised Value
A Real property (informational — outside § 33-9-1 return) $[________________]
B Tangible personal property $[________________]
C Cash, bank & financial accounts $[________________]
D Securities & business interests $[________________]
E Claims, rights & other assets $[________________]
TOTAL PERSONAL PROPERTY INVENTORIED (§ 33-9-1) $[________________]
Less: Encumbrances ($[________________])
NET APPRAISED VALUE $[________________]

7. VERIFICATION / OATH OF PERSONAL REPRESENTATIVE

I, [PERSONAL REPRESENTATIVE FULL LEGAL NAME], the [executor/administrator] of the Estate of [DECEDENT FULL LEGAL NAME], being duly sworn, depose and say that the foregoing is a true inventory of all the personal property, both tangible and intangible, and of all claims, rights, causes of action, and other assets, other than real property, of the deceased that have come to my knowledge or possession, with an appraisement thereof as of the date of the decedent's death, made to the best of my knowledge and ability, as required by R.I. Gen. Laws § 33-9-1.

Signature: ______________________________________

Printed Name: [PERSONAL REPRESENTATIVE FULL LEGAL NAME]

State of Rhode Island, County of [____________________]

Subscribed and sworn to before me on [__/__/____].

Notary Public / Clerk of the Probate Court: ______________________________________
My commission expires: [__/__/____]


8. CERTIFICATE OF FILING

The original inventory and appraisement is filed with (returned to) the Probate Court of the City/Town of [____________________], Rhode Island, within ninety (90) days after appointment, pursuant to R.I. Gen. Laws § 33-9-1. Copies were furnished as indicated below.

Recipient Address Method Date
[Interested person / heir / legatee] [____________________] ☐ Mail ☐ Email ☐ Hand [__/__/____]
[________________________________] [____________________] ☐ Mail ☐ Email ☐ Hand [__/__/____]

Signature: ______________________________________
Printed Name: [PERSONAL REPRESENTATIVE / ATTORNEY NAME]
R.I. Bar No.: [________________] (if attorney)
Address / Telephone / Email: [________________________________]


ATTACHMENTS CHECKLIST

☐ Court-prescribed inventory form, if required by the municipal probate court (R.I. Gen. Laws § 33-22-16)
☐ Date-of-death account statements (Schedule C)
☐ Appraiser's report(s) for assets not readily valued (Schedule B / D)
☐ Real-estate valuation, if the court requests Schedule A
☐ Supplemental Inventory (Form PC-10.4) for after-discovered assets
☐ Proof of furnishing copies to interested persons


SOURCES AND REFERENCES

  • R.I. Gen. Laws § 33-9-1 — Return of inventory of estate; within 90 days of appointment; under oath; personal property + claims/rights/causes of action (not real property); appraisement as of date of death.
  • R.I. Gen. Laws ch. 33-8 — Appointment and Qualification of Executors and Administrators.
  • R.I. Gen. Laws ch. 33-17 — Bonds of Executors, Administrators, and Guardians.
  • R.I. Gen. Laws § 33-24-1 — Voluntary informal administration of small estates (personal property ≤ $15,000).
  • R.I. Gen. Laws § 33-22-16 — Probate forms prescribed (Secretary of State posts forms, including PC-10.4 Supplemental Inventory).
  • Justia: https://law.justia.com/codes/rhode-island/title-33/chapter-33-9/section-33-9-1/
  • RI Secretary of State probate forms: https://www.sos.ri.gov/divisions/business-services/probate-forms
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About This Template

Estate planning documents decide what happens to your property, your children, and your medical care when you cannot make those decisions yourself. Wills, trusts, powers of attorney, and health care directives each serve different purposes and each have to meet state law requirements for signing, witnessing, and notarization. A document that looks fine on the page but was not executed correctly can be rejected in probate, which is exactly when it is too late to fix.

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This template is provided for informational purposes. It is not legal advice. We recommend having an attorney review any legal document before signing, especially for high-value or complex matters.

Last updated: June 2026

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