Alvin K. Hellerstein

United States District Court for the Southern District of New York district Appointed by Bill Clinton (Democratic) 6 signed orders read

How Judge Hellerstein decides

Patterns drawn from this judge's own signed orders. Every observation links to the order it came from.

What persuades

He reads the Copyright Act's fixation provisions functionally and is receptive to copyright claims over live-transmitted, simultaneously-recorded works: an invited earnings call recorded by its host is a protectable 'sound recording' (executives' analysis, structure, word choice, inflection supply the originality), and a surreptitious recorder who reposts it can be liable -- the prefixation-notice requirement of 411(c) does not save an infringer who accessed the work covertly and gave the owner no chance to serve notice.

“Because Swatch Group fixed the call in a tangible medium of expression simultaneously with its transmission, because Swatch Group’s sound recording was independently created, and because Swatch Group’s senior executives’ spoken-word contributions to the sound recording have the requisite creativity, Management Services has sufficiently pleaded a claim of copyright infringement.”

Procedural preferences

On contract-formation disputes he applies black-letter offer-and-acceptance rigorously: where the parties exchange dueling forms and never converge on a material term (here choice of law), no contract is formed and he will grant summary judgment dismissing the breach claim rather than imposing a deal the parties did not make -- a counterparty who conditions acceptance on its own substituted terms bears the risk that no contract results.

“For the reasons that follow, I hold that because the parties could not agree on a choice of law, they did not form a contract. I therefore grant Cedar’s motion for summary judgment dismissing the complaint, and I deny Hanwha’s cross-motion.”

Cautions

He will reach and decide hard merits questions even in emotionally fraught cases rather than dispose of them on a procedural off-ramp -- in the 9/11 'fines' case he proceeded to the merits despite grave standing doubts because the families 'deserve consideration, on the merits,' then dismissed because no cognizable property right exists in an undifferentiated mass of debris. Litigants should expect a candid merits ruling, and a plaintiff cannot count on sympathy substituting for a legally sufficient claim.

“I hold, with reluctance, for the suffering of the families thus affected by the events of September 11, 2001 is great, that plaintiffs are not able to state a legally sufficient claim for relief under the United States Constitution or under New York law. Consequently, defendants’ motion is granted, and the Complaint is dismissed.”

Motion outcomes

Counted from classified signed orders only. Percentages are shown only where the sample is large enough to be meaningful; smaller samples are reported as raw counts.

Motions to dismiss
N = 3
Granted: 2Denied: 1 counts only
Summary judgment
N = 3
Granted: 2Denied: 1 counts only
Motion for reconsideration
N = 1
Denied: 1 counts only

A "1 of 1" is one ruling, not a tendency. Treat small samples as illustrative, not predictive.

Signed rulings

A grounded sample of orders signed by this judge, with the verbatim dispositive language.

Swatch Group Management Services Ltd. v. Bloomberg L.P.
808 F. Supp. 2d 634 · 2011-08-30
Motions to dismiss (defendant) Denied

“The motion of defendant Bloomberg L.P. (“Bloomberg”) to dismiss the complaint pursuant to Federal Rule of Civil Procedure 12(b)(6) is hereby denied.”

Eyal R.D. Corp. v. Jewelex New York Ltd.
784 F. Supp. 2d 441 · 2011-05-04
Motions to dismiss (defendant) Granted

“For the reasons that follow, Jewelex’s motion is granted.”

Hanwha Corp. v. Cedar Petrochemicals, Inc.
760 F. Supp. 2d 426 · 2011-01-18
Summary judgment (defendant) Granted

“I therefore grant Cedar’s motion for summary judgment dismissing the complaint, and I deny Hanwha’s cross-motion.”

Summary judgment (plaintiff) Denied

“I therefore grant Cedar’s motion for summary judgment dismissing the complaint, and I deny Hanwha’s cross-motion.”

WTC Families for a Proper Burial, Inc. v. City of New York
567 F. Supp. 2d 529 · 2008-07-07
Motions to dismiss (defendant) Granted

“Consequently, defendants’ motion is granted, and the Complaint is dismissed.”

In re September 11 Litigation (Cantor Fitzgerald & Co. v. American Airlines, Inc.)
760 F. Supp. 2d 433 · 2011-01-19
Summary judgment (defendant) Granted

“For the reasons that follow, I grant American’s motion and limit the damages that Cantor Fitzgerald may claim.”

American Civil Liberties Union v. Department of Defense
723 F. Supp. 2d 621 · 2010-07-15
Motion for reconsideration (plaintiff) Denied

“ORDER AND OPINION DENYING PLAINTIFFS’ MOTION FOR RECONSIDERATION: FOIA EXEMPTION THREE APPLIES DESPITE CLAIMS THAT UNDERLYING INTELLIGENCE SOURCES OR METHODS VIOLATE THE CONSTITUTION OR STATUTES OF THE UNITED STATES”

Caseload & timing

From public federal docket records for this judge.

Sample from search_dockets(assigned_judge='Hellerstein'). The visible docket is current/2025-2026-heavy and reflects current assignments, not a tenure-wide caseload; durations are filed-minus-terminated.