May a Vermont landlord's lawyer serve a statutory tenancy-termination notice directly on a represented tenant?

Short answer Opinion 00-06 permits the lawyer to deliver the statutory written notice directly as the landlord's agent when direct notice is a prerequisite to eviction, while limiting the contact to the notice.
Bar
VTBAR
Issued
2000

Apply this to your situation

This page answers the general question as of 2000. Ask about yours and see what the current Vermont Rules of Professional Conduct say for your facts, with citations.

Disclaimer: Advisory only. Not binding precedent.
About this page: The plain-English summary, reader guidance, and Q&A below were written by Ezel based on the official ethics opinion. The original opinion (linked on this page as a PDF) is the authoritative source for any reliance.
View original ethics opinion (PDF)

Plain-English summary

A landlord's lawyer asked about sending a written tenancy-termination notice under 9 V.S.A. § 4467 to a tenant known to have counsel. The committee assumed direct notice to the tenant was a statutory prerequisite to eviction.

It found the direct notice authorized by statute when the lawyer served as the landlord's agent. The communication was limited to the notice, not discussion or investigation of landlord-tenant issues. The opinion also said professional courtesy called for mailing a copy to the tenant's lawyer.

Currency note

This opinion was issued in 2000, after Vermont's Rules of Professional Conduct took effect on September 1, 1999, as stated in the Vermont Supreme Court's rules history. Later amendments or opinions may have changed the analysis. Treat this opinion as historical context and verify current rules before relying on it.

Common questions

Q: Did Rule 4.2 bar delivery of the written notice?

A: No. The committee said statutory authorization for direct notice permitted this limited contact by the landlord's lawyer.

Q: Did the permission extend to discussion of the dispute with the tenant?

A: The opinion expressly described the permitted communication as written notice rather than discussion or investigation of the dispute.

Background and rules framework

The opinion applied Vermont Rule 4.2's exception for legally authorized contact and assumed direct written notice was required by 9 V.S.A. § 4467.

Citations and references

Rules of Professional Conduct:

  • Vermont Rule of Professional Conduct 4.2

Statutes:

  • 9 V.S.A. § 4467

See also

Source

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