NYSBA March 16, 2010

Can a lawyer join a group radio advertisement that gives no lawyer name or contact information and instead directs listeners to an agent?

Short answer: No. The opinion concludes that a group radio ad that omits the lawyer's name, principal office address, and telephone number, directing listeners to an agent instead, violates Rule 7.1(h).

Apply this to your situation

This page answers the general question as of 2010. Ezel answers yours: whether it's allowed on your facts, under the current New York Rules of Professional Conduct, with citations.

Currency note: this opinion is from 2010
Subsequent statutory amendments, court decisions, or later opinions or rule amendments may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.
Disclaimer: Advisory only. Not binding precedent.
About this page: The plain-English summary, reader guidance, and Q&A below were written by Ezel based on the official ethics opinion. The original opinion (linked on this page) is the authoritative source for any reliance.

Plain-English summary

A lawyer wants to participate in a group radio advertisement in which the lawyer's name and contact information would not be broadcast; instead, listeners would be told to call or visit the website of an agent who would, exercising no discretion, give the lawyer's name, address, and telephone number to any listener who identified himself as a New York resident. The inquirer asks whether that format complies with N.Y. State 597 (1989), which allowed lawyers to participate in group television advertisements aimed at people with particular legal problems.

The opinion explains that N.Y. State 597 permitted group advertising only where the advertisement itself presents, in a meaningful fashion, the names of the participating lawyers along with their addresses and assigned geographical areas, so the potential client knows the identity of the lawyer to whom the call will be referred and the agent exercises no discretion in referrals. The opinion then turns to Rule 7.1(h), which continues nearly verbatim the prior court-rule requirement: "All advertisements shall include the name, principal law office address and telephone number of the lawyer or law firm whose services are being offered."

Applying Rule 7.1(h), the opinion concludes the proposed radio advertisement falls short, because it does not present that information in the advertisement; the agent supplies it only on request. That does not meet the "meaningful fashion" standard of N.Y. State 597, so Rule 7.1(h) prohibits the arrangement. The opinion acknowledges the practical effect: this conclusion precludes group radio advertising for groups of more than a few lawyers, because a radio spot, unlike a scrolling television ad, cannot broadcast lengthy lists. The opinion observes that Rule 7.1(h) is clear and that permitting such ads would require amending the rule, and it urges the State Bar and the courts to give an amendment serious attention. The opinion answers the question in the negative.

In practice

Under the New York rule as it stood at the time of the opinion, a lawyer could not join a group radio advertisement that withheld the lawyer's name, principal office address, and telephone number and routed listeners to an agent for that information; Rule 7.1(h) required those details in the advertisement itself. The opinion holds this effectively rules out group radio advertising for more than a few participating lawyers, and notes that changing the result would require a rule amendment.

Common questions

Q: Can a lawyer join a group radio ad that doesn't broadcast the lawyer's name and contact information?

A: No. The opinion concludes that Rule 7.1(h) prohibits a group radio advertisement that omits the lawyer's name, principal office address, and telephone number from the advertisement itself.

Q: Why doesn't directing listeners to an agent satisfy the rule?

A: The opinion concludes that having an agent provide the information on request does not present it "in a meaningful fashion" in the advertisement, as N.Y. State 597 required and as Rule 7.1(h) demands.

Q: Does this effectively bar most group radio advertising?

A: The opinion recognizes that, as a practical matter, its conclusion precludes group radio advertising for groups of more than a few lawyers, because a radio spot cannot broadcast lengthy lists, and it urges consideration of a rule amendment.

Background and rules framework

The opinion interprets New York Rule 7.1(h), part of New York's advertising rule (closest Model Rule analogue MR 7.2, advertising), which requires every advertisement to include the name, principal law office address, and telephone number of the lawyer or firm whose services are offered. The opinion reads Rule 7.1(h) as continuing the prior Appellate Division court-rule requirement and applies it to a group radio format, building on the group-advertising framework of N.Y. State 597 (1989).

Citations and references

Rules of Professional Conduct:

  • MR 7.2 (advertising)
  • NY Rule 7.1(h) (advertisement must include the lawyer's name, principal office address, and telephone number)

Other opinions cited:

  • N.Y. State 597 (1989): conditions for participating in group television advertisements

See also

Source

Get today's answer for your situation

You just read a 2010 opinion on this question. Ezel checks the current New York Rules of Professional Conduct and answers your specific situation, with citations.

Opens in Ezel Pro. Every answer cites the rules it relies on.