If I cc my own client on an email to opposing counsel, can the other lawyer reply-all directly to my client, and what about bcc?
Apply this to your situation
This page answers the general question as of 2022. Ezel answers yours: whether it's allowed on your facts, under the current New York Rules of Professional Conduct, with citations.
Plain-English summary
The opinion addresses the common practice of copying a client on email exchanges with opposing or other counsel. It identifies two risks to the client: that the client will receive a direct communication from the other lawyer, and that the client may intentionally or inadvertently reveal confidential information or waive privilege by replying to all.
On competence, the opinion concludes that Rule 1.1(a) requires a lawyer to understand and weigh these risks before copying the client on communications with other counsel. The duty of competent representation extends to the lawyer's choices about who is visible on an email chain.
On the no-contact rule, the opinion concludes that a lawyer who cc's their own client on an email to other counsel has impliedly consented, under Rule 4.2(a), to that counsel replying-all and thereby communicating directly with the represented client. That implied consent is limited and must be construed reasonably under the circumstances; it is not a blanket authorization for the other lawyer to contact the client outside the chain.
The opinion treats blind copying differently. Where a lawyer bcc's their own client and the client then replies to all, the opinion concludes the lawyer has not, without more, impliedly consented to the other counsel's contacting the client, because the other counsel had no way to know the client was on the message.
In practice
Under this opinion, a New York lawyer who cc's a client on a message to other counsel should expect that the other counsel may reply-all to the client without violating Rule 4.2, and the opinion frames the decision to cc as one the lawyer must make with the Rule 1.1 risks in mind. A lawyer who wants the client to see the exchange without opening that channel can use bcc, which the opinion concludes does not by itself authorize the other counsel to contact the client.
The opinion cautions that the implied consent created by cc'ing is limited and reasonable in scope, so it does not address contact by the other lawyer beyond a reasonable reply within the same exchange.
Common questions
Q: If I cc my client on an email to opposing counsel, can they email my client directly?
A: Within the chain, generally yes. The opinion concludes that cc'ing your client gives the other counsel implied consent under Rule 4.2(a) to reply-all and communicate directly with the client, though that consent is limited and construed reasonably.
Q: Is bcc'ing my client treated the same way?
A: No. The opinion concludes that bcc'ing your client does not, without more, give the other counsel implied consent to contact the client, because the other counsel does not know the client received the message.
Q: Do I have an ethical duty to think before cc'ing my client?
A: Yes. The opinion grounds the analysis in Rule 1.1(a) competence, concluding a lawyer should understand and consider the risks (direct contact and inadvertent disclosure or privilege waiver) before copying a client on emails with other counsel.
Background and rules framework
The opinion interprets two New York Rules of Professional Conduct that track the ABA Model Rules: Rule 1.1(a) (competence) and Rule 4.2(a) (the no-contact rule, which bars a lawyer from communicating about the subject of a representation with a person the lawyer knows to be represented by counsel, absent that counsel's consent or legal authorization). The opinion analyzes whether cc'ing a client functions as the represented person's counsel consenting to direct contact within the meaning of Rule 4.2.
Citations and references
Rules of Professional Conduct:
- MR / NY RPC 1.1(a) (competence)
- MR / NY RPC 4.2(a) (communication with represented persons; consent of counsel)
Other opinions cited:
- New York City Op. 2009-1: copying opposing counsel does not cure a direct communication to a represented person
See also
- NYC Bar Ethics Op. 2009-1: No-contact rule and simultaneous communications
- NYC Bar Ethics Op. 2009-2: Ethical duties concerning self-represented persons
Source
- Landing page: https://www.nycbar.org/reports/formal-opinion-2022-3-copying-clients-on-email-communications-with-other-counsel/
- Original PDF: https://www.nycbar.org/wp-content/uploads/2023/05/20221081-CCingClientsEthicsOpinion.pdf
Get today's answer for your situation
You just read a 2022 opinion on this question. Ezel checks the current New York Rules of Professional Conduct and answers your specific situation, with citations.
Opens in Ezel Pro. Every answer cites the rules it relies on.