DCBAR February 18, 1998

Can a D.C. lawyer form a partnership or professional association with a foreign lawyer who is not licensed in any U.S. jurisdiction?

Short answer: The opinion concluded that a D.C. lawyer may join in a partnership or other professional association with a foreign lawyer who is licensed abroad but not in any U.S. jurisdiction, so long as the association will not compromise the D.C. lawyer's ability to uphold ethical standards. The D.C. lawyer must assess the compatibility of the foreign lawyer's training and professional standards, avoid assisting the unauthorized practice of law, and ensure firm letterhead identifies each lawyer's jurisdictional limits.

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This page answers the general question as of 1998. Ezel answers yours: whether it's allowed on your facts, under the current rules of professional conduct in your state, with citations.

Currency note: this opinion is from 1998
Subsequent statutory amendments, court decisions, or later opinions or rule amendments may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.
Disclaimer: Advisory only. Not binding precedent.
About this page: The plain-English summary, reader guidance, and Q&A below were written by Ezel based on the official ethics opinion. The original opinion (linked on this page) is the authoritative source for any reliance.

Plain-English summary

Opinion 278 (adopted February 18, 1998) responded to a D.C. Bar member who asked whether he and his firm could practice law in partnership with a lawyer licensed only in Sweden, who would be resident in the firm's London office and practicing in accordance with United Kingdom rules. The committee framed the question as whether a D.C. lawyer may practice in partnership with a foreign lawyer licensed outside the United States but not in any U.S. jurisdiction.

The committee answered yes, with safeguards. It reasoned by analogy to multi-jurisdictional partnerships among U.S. lawyers, which the District has long accepted, subject to the condition that the association not impair the D.C. lawyer's ability to meet ethical obligations such as protecting client confidences and avoiding conflicts. The committee held that the same approach extends to partnerships with foreign lawyers not licensed in any U.S. jurisdiction. The critical inquiry, to be made case by case, is whether any aspect of the association is likely to impair the D.C. lawyer's ability to satisfy the applicable ethical requirements. The committee said this calls for considering the general similarity of the foreign lawyer's educational requirements and the compatibility of the professional-conduct and discipline standards governing the foreign lawyer; if the foreign lawyer's training were materially less or the governing standards so incompatible that the association would impair the D.C. lawyer's compliance, the partnership might not be permissible.

The committee identified additional requirements. Under Rule 5.5(b) and D.C. App. R. 49, the D.C. lawyer may not assist the foreign lawyer in the unauthorized practice of law in the District. Under Rule 7.5(b), a firm with offices in more than one jurisdiction may use the same name in each, but must indicate the jurisdictional limitations of lawyers not licensed where the office sits, so the letterhead must identify where each lawyer is licensed. Under Rule 7.5(d), the lawyer may state or imply a partnership only when one in fact exists, so the D.C. lawyer should confirm, under both U.S. and foreign law, that the relationship is accurately described to clients. The committee noted it was joining other jurisdictions, such as New York, that had reached the same conclusion, and was aware of none holding otherwise.

Currency note

This opinion was issued in 1998, before the District of Columbia's adoption of the 2007 revisions to the Rules of Professional Conduct. Subsequent rule amendments or later opinions may have changed the analysis. Treat this page as historical context, not current guidance. Verify against current rules before relying on any specific rule, deadline, or requirement mentioned here.

Common questions

Q: Can a D.C. lawyer partner with a lawyer licensed only outside the United States?

A: The opinion concluded yes, so long as the partnership or association will not compromise the D.C. lawyer's ability to uphold ethical standards such as confidentiality and conflict avoidance.

Q: What must the D.C. lawyer evaluate before forming the partnership?

A: The committee concluded the D.C. lawyer must assess, case by case, the general similarity of the foreign lawyer's education and training and the compatibility of the professional-conduct and discipline standards that govern the foreign lawyer.

Q: How must the firm's letterhead handle a foreign partner?

A: Under Rule 7.5(b), the committee concluded the letterhead must identify the jurisdictional limitations of lawyers not licensed where the office is located, so the foreign lawyer's licensure must be shown.

Q: Does the partnership raise unauthorized-practice concerns?

A: Yes. The committee concluded the D.C. lawyer must not assist the foreign lawyer in the unauthorized practice of law in the District, under Rule 5.5(b) and D.C. App. R. 49.

Background and rules framework

The opinion interpreted D.C. Rule 5.1 (responsibilities of partners and supervisory lawyers to ensure firm lawyers conform to the rules), Rule 5.5 (assisting the unauthorized practice of law), and Rule 7.5(b) and (d) (firm names and letterhead, and not implying a partnership that does not exist), against the backdrop of D.C. App. R. 49 on unauthorized practice. It assumed the arrangement otherwise complied with D.C., Swedish, and U.K. law.

Citations and references

Rules of Professional Conduct:

  • D.C. RPC 5.1 / Model Rule 5.1 (partner and supervisory responsibilities)
  • D.C. RPC 5.5(b) / Model Rule 5.5 (assisting unauthorized practice)
  • D.C. RPC 7.5(b), (d) / Model Rule 7.5 (firm names, letterhead, implying a partnership)

Other opinions cited:

  • New York State Bar Op. 658 (1997)

See also

Source

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