DISTRICT OF COLUMBIA SUPERIOR COURT
CRIMINAL DIVISION
PLEA AGREEMENT
(Template – For Attorney Use and Customization Only)
TABLE OF CONTENTS
- Document Header .................................................... 2
- Definitions ........................................................ 3
- Operative Provisions ............................................... 4
- Representations & Warranties ....................................... 8
- Covenants & Restrictions .......................................... 10
- Default & Remedies ................................................ 11
- Risk Allocation ................................................... 12
- Dispute Resolution ................................................ 13
- General Provisions ................................................ 14
- Execution Block ................................................... 16
[// GUIDANCE: Pagination references can be updated automatically once the template is finalized in word-processing software.]
1. DOCUMENT HEADER
1.1 Title and Parties
This Plea Agreement (this “Agreement”) is entered into by and between:
(a) The United States of America, acting through the United States Attorney’s Office for the District of Columbia (the “Government”); and
(b) [DEFENDANT FULL LEGAL NAME] (the “Defendant”), represented by court-appointed/retained counsel [DEFENSE COUNSEL NAME].
1.2 Recitals
A. A criminal information/indictment, docketed as Case No. [CASE NO.] (the “Criminal Case”), is pending before the Superior Court of the District of Columbia, Criminal Division (the “Court”).
B. The Defendant desires to resolve the Criminal Case by pleading guilty pursuant to the terms and conditions set forth below.
C. The Government is willing to extend the concessions herein in consideration of the Defendant’s plea of guilty and related undertakings.
1.3 Effective Date and Jurisdiction
This Agreement becomes effective on the date it is signed by the last-executing party (the “Effective Date”). The Agreement is governed by District of Columbia criminal law, the D.C. Superior Court Rules of Criminal Procedure (including Rule 11), and the District of Columbia Voluntary Sentencing Guidelines.
2. DEFINITIONS
For purposes of this Agreement, the following terms have the meanings indicated below. Defined terms appear in initial capital letters throughout and may be used in singular or plural form.
“Agreement” – This Plea Agreement, including all attachments, schedules, and addenda.
“Applicable Sentencing Guidelines” – Together, (i) the District of Columbia Voluntary Sentencing Guidelines then in effect and (ii) all statutorily mandated minimum or maximum penalties.
“Court” – The Superior Court of the District of Columbia, Criminal Division, or any successor tribunal with jurisdiction over the Criminal Case.
“Defendant” – [DEFENDANT NAME], the individual entering into this Agreement.
“Government” – The United States of America, acting through the United States Attorney’s Office for the District of Columbia.
“Guidelines Range” – The advisory imprisonment range calculated under the Applicable Sentencing Guidelines, taking into account all relevant offense variables, criminal history scores, and adjustments acknowledged herein.
“Maximum Penalties” – The highest terms of imprisonment, supervised release, fines, restitution, asset forfeiture, and special assessments authorized by statute for the offense(s) of conviction.
“Plea Hearing” – The proceeding at which the Defendant formally enters a plea of guilty pursuant to Rule 11.
“Relevant Conduct” – All conduct described in §1B1.3 of the U.S. Sentencing Guidelines and corresponding provisions of the D.C. Sentencing Guidelines, as applicable.
3. OPERATIVE PROVISIONS
3.1 Plea of Guilty
3.1.1 Charge(s) of Conviction. The Defendant shall plead GUILTY to [COUNT NO.], charging [OFFENSE TITLE], in violation of [D.C. CODE SECTION].
3.1.2 Dismissal of Remaining Counts. Provided the Defendant fully performs under this Agreement, the Government shall move to dismiss all remaining counts of the Criminal Case at sentencing.
3.2 Factual Basis
The Defendant agrees that the “Statement of Offense” attached hereto as Exhibit A fairly and accurately describes the Defendant’s conduct and establishes every element of the offense. The Defendant stipulates that the Court may rely on Exhibit A when determining sentence.
3.3 Rights Waived by Plea
By entering this plea, the Defendant knowingly and voluntarily waives the following rights, among others:
(a) The right to a speedy and public trial by jury;
(b) The right to confront and cross-examine witnesses;
(c) The right to compel witnesses and present evidence;
(d) The privilege against self-incrimination; and
(e) The right to require the Government to prove guilt beyond a reasonable doubt.
3.4 Sentencing Guidelines Calculations
3.4.1 Base Offense Level: [LEVEL].
3.4.2 Specific Offense Characteristics: [ADJUSTMENTS].
3.4.3 Acceptance of Responsibility: –3 levels (if the Defendant complies with §3E1.1 prerequisites).
3.4.4 Criminal History Category: [CATEGORY].
3.4.5 Estimated Guidelines Range: [MONTHS] months’ imprisonment.
[// GUIDANCE: Populate subsections 3.4.1–3.4.5 after reviewing the Pre-Sentence Investigation Report (PSR).]
3.5 Government’s Sentencing Obligations
Provided the Defendant fulfills all obligations herein, the Government will:
(a) recommend a sentence at the low end of the Guidelines Range or [RECOMMENDED SENTENCE], whichever is lower;
(b) request that the Court dismiss the counts identified in §3.1.2; and
(c) refrain from initiating further criminal charges based on conduct described in Exhibit A.
3.6 Defendant’s Sentencing Obligations
The Defendant shall:
(a) affirm the accuracy of Exhibit A under oath;
(b) not seek a variance below the low end of the Guidelines Range other than as specifically permitted in §3.7;
(c) pay restitution of $[AMOUNT] and a special assessment of $100 per count on or before the date of sentencing; and
(d) comply with any asset forfeiture agreed to in §3.8.
3.7 Reserved Arguments
Either party may seek a variance based on newly discovered facts, changes in law, or substantial assistance (§5K1.1 motion), provided notice is given to the opposing party and the Court at least seven (7) days before sentencing.
3.8 Forfeiture (if applicable)
The Defendant agrees to forfeit the property identified in Exhibit B. The Defendant waives all challenges to any administrative or judicial forfeiture proceedings relating to such property. [If no forfeiture applies, insert “Not applicable.”]
3.9 Collateral Consequences
The Defendant acknowledges possible immigration, licensing, and civil disability consequences arising from the conviction and has discussed these matters with counsel.
4. REPRESENTATIONS & WARRANTIES
4.1 Authority and Capacity
(a) The Government represents that it is duly authorized to enter into this Agreement.
(b) The Defendant represents that he/she/they is competent, has reviewed the Agreement with counsel, and is entering the plea voluntarily.
4.2 No Undisclosed Promises
Neither party has received or made any promise or inducement not contained in this Agreement.
4.3 Truthfulness Obligation
The Defendant shall speak truthfully with the Court, the U.S. Probation Office, and law enforcement. Any false statement constitutes a material breach.
4.4 Survival
The representations in this Article IV survive acceptance of the plea and imposition of sentence.
5. COVENANTS & RESTRICTIONS
5.1 Ongoing Cooperation (Optional)
If the Defendant agrees to cooperate:
(a) provide truthful information;
(b) testify when requested;
(c) surrender evidence and documents.
Failure to do so constitutes a breach.
5.2 No New Crimes
The Defendant shall commit no further federal, state, or local crimes between the Effective Date and completion of all sentence conditions.
5.3 Notice Obligations
The Defendant shall notify the Government of any breach or potential breach of this Agreement within twenty-four (24) hours of becoming aware of such breach.
6. DEFAULT & REMEDIES
6.1 Events of Default
Each of the following constitutes a default:
(a) Defendant’s failure to enter the guilty plea as agreed;
(b) commission of new offense(s);
(c) materially false statement or withholding of information;
(d) failure to comply with §3.6 payment obligations.
6.2 Government Remedies upon Default
Upon default, the Government may, in its sole discretion:
(i) declare the Agreement null and void;
(ii) reinstate any dismissed counts;
(iii) use Defendant’s statements in Exhibit A and elsewhere against Defendant in any proceeding; and
(iv) pursue any additional criminal charges permitted by law.
6.3 Notice and Opportunity to Cure
Except for willful false statements or new criminal conduct, the Government shall provide written notice of default. The Defendant shall have seven (7) calendar days to cure, if the default is curable.
6.4 Attorney’s Fees
In any litigation arising out of a declared default, the prevailing party may seek reasonable attorney’s fees and costs.
7. RISK ALLOCATION
7.1 Indemnification
Not applicable in a criminal plea context.
7.2 Limitation of Liability
The Defendant’s criminal exposure is limited to the statutory Maximum Penalties and the final sentence imposed by the Court (the “Agreed Sentence”). No civil liability caps are created or implied.
7.3 Force Majeure
Not applicable.
8. DISPUTE RESOLUTION
8.1 Governing Law
All matters arising under or relating to this Agreement are governed by District of Columbia criminal law and applicable federal constitutional principles.
8.2 Forum Selection
The parties submit exclusively to the jurisdiction of the Superior Court of the District of Columbia for any proceeding relating to this Agreement, including enforcement or breach determinations.
8.3 Arbitration
Arbitration is not available for criminal matters and is expressly disclaimed.
8.4 Jury Waiver
The Defendant’s guilty plea waives the right to trial by jury with respect to the counts of conviction. Nothing herein affects the right to jury trial on unrelated future charges.
8.5 Injunctive Relief
Not applicable.
9. GENERAL PROVISIONS
9.1 Entire Agreement
This document, together with Exhibits A–B (if any), constitutes the entire agreement between the parties and supersedes all prior understandings.
9.2 Amendments
Any modification must be in a written instrument signed by both parties and approved by the Court.
9.3 Assignment
Neither party may assign rights or delegate duties under this Agreement.
9.4 Severability
If any provision is held invalid, all other provisions remain in full force to the extent they can be given effect.
9.5 No Third-Party Beneficiaries
This Agreement confers no rights upon any person or entity other than the parties.
9.6 Counterparts & Electronic Signatures
This Agreement may be executed in multiple counterparts and by electronic signature, each of which is deemed an original and all of which together constitute one instrument.
10. EXECUTION BLOCK
IN WITNESS WHEREOF, the parties have executed this Agreement as of the Effective Date.
10.1 Government
[ASSISTANT UNITED STATES ATTORNEY NAME]
Assistant United States Attorney
United States Attorney’s Office
for the District of Columbia
Date: ______
10.2 Defendant
[DEFENDANT NAME]
Defendant
Date: ______
10.3 Defense Counsel Certification
I certify that I have read this Agreement to the Defendant, reviewed every provision with the Defendant, and believe the Defendant understands and accepts all terms.
[DEFENSE COUNSEL NAME]
Counsel for Defendant
Date: ______
10.4 Court Acceptance
Accepted and so ordered this _ day of __, 20____.
Hon. _________
Judge, Superior Court of the District of Columbia
(Court seal, if applicable)
EXHIBIT A – STATEMENT OF OFFENSE
[Detailed factual proffer supporting each element of the offense. To be signed and adopted by Defendant at the Plea Hearing.]
EXHIBIT B – FORFEITURE LIST (if applicable)
[Identify property subject to forfeiture, legal basis, and estimated value.]