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Short-time compensation grant funding

Summary ETA invited states with qualifying short-time compensation laws to seek federal grants to implement or improve their programs and to promote employer enrollment. The letter explains eligibility, permitted uses, application requirements, reporting and possible recoupment; states could apply for one or both grant types through December 31, 2014. Its attachments contain the statute, checklist, progress report and state funding amounts. ETA still lists the letter as Active, but the grant application period has passed.
Document
Federal guidance
Agency
U.S. Department of Labor, Employment and Training Administration (ETA)
Document number
UIPL No. 27-12
Date issued
August 13, 2012
Status
Unknown
ETA’s advisory listing marks this letter Active as of 2026-10-24 and its PDF says Continuing, but the grant application deadline in the letter was December 31, 2014. Current applicability of its funding instructions is uncertain.
Status last verified October 24, 2026

Apply this to your situation

This page explains the general guidance. Ask about your specific situation and see what current federal labor law says, with citations.

The current status of this document is unclear
ETA’s advisory listing marks this letter Active as of 2026-10-24 and its PDF says Continuing, but the grant application deadline in the letter was December 31, 2014. Current applicability of its funding instructions is uncertain. It may no longer reflect the agency's current position. Treat this page as historical context, not current guidance, and verify current law before relying on anything here.
About this page: The full text below is the official document from U.S. Department of Labor, Employment and Training Administration (ETA). Ezel adds the plain-English summary and tracks the document's status. The official source linked on this page is authoritative for any reliance.
UIPL 27-12 (https://www.dol.gov/sites/dolgov/files/ETA/advisories/UIPL/2012/UIPL_27_12_Acc.pdf)

CLASSIFICATION
   EMPLOYMENT AND TRAINING ADMINISTRATION                UI - STC
               ADVISORY SYSTEM                           CORRESPONDENCE SYMBOL
                                                         OUI/DUIO
          U.S. DEPARTMENT OF LABOR
                                                         DATE
             Washington, D.C. 20210                      August 13, 2012

ADVISORY:        UNEMPLOYMENT INSURANCE PROGRAM LETTER NO. 27-12

TO:              STATE WORKFORCE AGENCIES

FROM:            JANE OATES /s/
                 Assistant Secretary

SUBJECT:         Short-Time Compensation Grant Funding

1. Purpose. To invite states to apply for grant funds for Short-Time Compensation (STC)
programs and issue guidance on the process to apply for these grants provided for under Section
2164 of the Middle Class Tax Relief and Job Creation Act of 2012 (Act), which supports the
Secretary of Labor’s (Secretary) commitment to help employers and workers avert layoffs.

2. References.

   •   Title II of the Middle Class Tax Relief and Job Creation Act of 2012 (Act), (Public Law
       (Pub. L.) 112-96), the Layoff Prevention Act of 2012 (Subtitle D of Title II of the Act,
       sections 2160 – 2166);
   •   Section 3304(a)(5), Federal Unemployment Tax Act (FUTA);
   •   Section 3306(v), FUTA;
   •   Section 303(a)(6), Social Security Act (SSA);
   •   20 CFR Part 665, subpart C- Rapid Response Activities;
   •   Unemployment Insurance Program Letter (UIPL) No. 22-12, Short-Time Compensation
       Provisions in the Middle Class Tax Relief and Job Creation Act of 2012;
   •   UIPL No. 12-01, Outsourcing of Unemployment Compensation Administrative
       Functions, and UIPL No. 12-01, Change 1;
   •   Training and Employment Guidance Letter (TEGL) No. 12-09, Joint Guidance for States
       Seeking to Implement Subsidized Work-Based Training Programs for Unemployed
       Workers; and
   •   TEGL No. 30-09, Layoff Aversion Definition and the Appropriate Use of Workforce
       Investment Act Funds for Incumbent Worker Training for Layoff Aversion Using a
       Waiver.

3. Background. STC programs help employers avert layoffs through the reduction of work
hours for an entire group of employees rather than layoff some while others continue working
full time. STC provides a portion of a weekly unemployment insurance (UI) payment to those
eligible individuals whose workweeks have been reduced.

 RESCISSIONS                                             EXPIRATION DATE
      None                                                   Continuing

States are not required to enact an STC program into law; however, states may not operate an
STC program that does not conform to the definition in Section 3306(v) of the FUTA, except
temporarily, as provided under Section 2161(a)(3) of the Act. STC allows employers with a
state-approved STC plan to reduce the hours of their employees in lieu of layoffs, while
permitting these employees to receive compensation for partial unemployment. These
employees benefit from the program because they do not suffer a complete loss of employment
and they are paid STC when their hours are reduced. Employers benefit from the program
because they are able to reduce labor costs temporarily while still maintaining their skilled
workforce. In this way, STC protects employer investments in recruiting and training.

As stated above, Section 2164 of the Act provides for grants to states for STC program activities.
States may apply for one or both of the following two types of funding:

       (1)   A grant to implement or improve a state STC program; and
       (2)   A grant to promote and enroll employers in the STC program.

To qualify for an STC grant, the state must meet the following two criteria:

       (1)   The state has an STC law that conforms to Section 3306(v), FUTA; and
       (2)   The state STC program is not subject to discontinuation.

States that pass STC laws after the effective date of the Act must meet one additional criterion.
The state STC program must be scheduled to take effect within 12 months of the date of the
Secretary’s certification to the U.S. Department of Treasury (Treasury) to permit a transfer of
funds for the STC grant award.

The U.S. Department of Labor (Department) strongly encourages eligible states (i.e., states
meeting the criteria, listed above) to submit STC grant applications to implement new, or
improve existing, STC programs. The STC grant application must be consistent with Section
2164 and this guidance. Section 2164(a)(3)(A) of the Act directs the Secretary to develop
eligibility criteria for these grants and this guidance sets forth these criteria. The Department has
developed an STC application checklist to help states develop their applications, and encourages
states to use the checklist (Attachment II) to ensure their STC grant applications are complete
when they submit them to the Department.

Note: Section 7 below describes some of the uses for the two types of STC grant funds that are
provided for in Section 2164(d) of the Act, which states that STC grant funds “shall be used for
the implementation of short-time compensation programs and the overall administration of such
programs and the promotion and enrollment efforts associated with such programs, such as
through—
       (1) The creation and support of Rapid Response teams to advise employers about
             alternatives to layoffs;
       (2) The provision of education or assistance to employers to enable them to assess the
             feasibility of participating in short-time compensation programs; and
       (3) The development or enhancement of systems to automate—
               (A) The submission and approval of plans; and
               (B) The filing and approval of new and ongoing short-time compensation claims.”

In developing an STC grant application, the Department strongly encourages state UI agencies to
partner with Workforce Investment Act (WIA) Rapid Response teams because there is a shared
goal of layoff aversion and there is an opportunity to leverage resources.

4. STC Grant Funds. The amount of STC grant funds available and the purpose of these
funds are described below. A copy of the state STC law, which must conform to Section
3306(v), FUTA, must be included with the state grant application and submitted by the state
Administrator responsible for administration of the state’s UI law. The Department will, as
required by Section 2164(c)(2) of the Act, notify the state of its approval or denial of the grant
application within 30 days after receiving such application. The Department will reject
incomplete applications. States may resubmit their applications at any time up to
December 31, 2014.

   A. Available Amounts and Uses of STC Grants. The total amount available in grant
      funds is $99,750,000. The maximum amount available to each state is the ratio of FUTA
      taxable wages paid by employers in a state during Calendar Year (CY) 2009 to the total
      of FUTA taxable wages paid nationally during CY 2009 multiplied by $99,750,000 (see
      Attachment IV). As noted above, states may apply for one or two STC grants. Of the
      total amount available to each state, the following conditions apply:

           1. One-third of the total STC grant funds available to the state are for
              implementation or improved administration of the STC program; and
           2. Two-thirds of the total STC grant funds available to the state are for promotion of
              the STC program and enrollment of employers in the program.

   Note: If a state applies for both of these grants, the state must track and account for each
   grant separately as described in section 6 of this UIPL.

   B. Limitation on the Use of Grant Funds. If a state’s STC grant application is approved,
      the funds may only be used to support those specific activities that were proposed in the
      approved STC grant application.

If a state wants to expand or modify the approved STC grant statement of work, the state must
submit a request for modification through the appropriate Regional Office. STC grants are not
available to states that do not meet the requirements outlined in Section 7 below related to the
grant application and to Section 3306(v), FUTA.

5. STC Staffing Guidelines. Federal laws and regulations governing UI require that services
be administered by “government” personnel. This merit staffing requirement for the UI program
is established in Section 303(a)(1), SSA. This section conditions a state’s receipt of a UI
administrative grant on the state law providing for “[s]uch methods of administration (including
after January 1, 1940, methods relating to the establishment and maintenance of personnel
standards on a merit basis…) as are found by the Secretary of Labor to be reasonably calculated
to insure full payment of unemployment compensation when due.” This means that state
activities supporting the administration of the UI program that are inherently governmental

functions must be merit-staffed. See UIPL No. 12-01, Outsourcing of Unemployment
Compensation Administrative Functions, and UIPL No. 12-01, Change 1.

6. STC Program Required Reporting. Section 303(a)(6) of the SSA requires states, as a
condition for receiving administrative grants, to provide reports to the Secretary. Also, Section
2164(h) of the Act allows the Secretary to establish reporting requirements for states receiving
an STC grant in order to provide oversight of grant funds. As a condition of receiving an STC
grant(s), the state must adhere to the new reporting requirements as described in this section.

Attachments II and III to this UIPL have been approved as an Information Collection Request
(ICR) by the Office of Management and Budget (OMB) under the Paperwork Reduction Act of
1995 (OMB No. 1205-0499, which expires December 31, 2012). The Department is currently
seeking public comment on this collection and developing materials to extend this collection
through 2015.

States that receive STC grants must submit an STC Grant Quarterly Progress Report (QPR)
(Attachment III). The STC Grant QPR’s purpose is to track STC grant activities and ensure that
the state achieves the goals set forth in the STC grant application. The STC Grant QPR has five
sections for states to document quarterly STC grant activities: implementation and/or improved
administration, promotion and enrollment, outcomes (i.e., the number of averted layoffs, number
of reduced hours, UI payments by sector/firm/size, etc.), success stories, and technical assistance
needs. Regional Offices will monitor the state’s quarterly progress using the STC Grant QPR
and match it against the timeline submitted in the STC grant application. The report is due 45
days after the quarter ends (i.e., November 14, February 14, May 15, and August 14). If a state
fails to submit the STC Grant QPR and/or is not meeting the timeline established for STC grant
implementation as approved in the application, the STC grant may be subject to recoupment as
described in Section 10 of this UIPL.

For states with approved STC grant applications, subaccounts will be established in each state’s
Unemployment Trust Fund (UTF) account for each type of grant, which must be used only for
the purpose outlined in the grant application. After the Department provides certification of the
approved grant(s) and the amount of the grant(s) to the Treasury Department, Treasury will
transfer the appropriate amount(s) to the subaccounts. States will be advised of the total STC
grant award(s) and the amount(s) awarded along with the purpose of the grant(s) through an
award letter from the Department. After the award(s), the following reports will be required for
all STC transactions involving UTF subaccounts:

   A. ETA 8403 (Summary of Financial Transaction, Title IX Funds, OMB No. 1205-0154);
      and
   B. ETA 2112 (UI Financial Transaction Summary, OMB No. 1205-0154) on lines 15 (Title
      IX or Special Legislation) and 44 (Title IX or Special Legislation), and the transactions
      should be identified by amount and program type, as appropriate, in the comments
      section.

7. STC Grant Application Requirements. Section 2164(c)(1) of the Act requires a state
seeking an STC grant under Section 2164(a)(1) and (2) to submit an STC application that meets
the requirements set forth by the Department. The Department encourages eligible states to

submit an STC grant application. As stated above, states may apply for either one or both of the
following two types of funding:

   (1) A grant to implement or improve a state STC program; and
   (2) A grant to promote and enroll employers in the STC program.

STC grant(s) applications must be complete and submitted by December 31, 2014. To be
complete, applications must provide the following:

    1. A copy of the state STC law along with the state’s explanation of how the law conforms
      to Section 3306(v), FUTA.

    2. If the state is applying for a grant to implement or improve a state STC program, the state
      must submit a narrative description of the grant/funding request and a detailed project
      plan with a quarterly timeline for the implementation/improvement activities for the STC
      program. The project plan must include:

           a. A description of the infrastructure (i.e., information technology system(s) and
              operational upgrades) needed to automate the submission and approval of STC
              employer plans and the filing and approval of initial and continued STC claims;
              and/or
           b. A description of any plans to hire and/or train STC staff for STC program
              implementation.

    3. If the state is applying for a grant to promote and enroll employers in the STC program,
      the state must submit a narrative description of the grant/funding request and a detailed
      project plan with a quarterly timeline for promotion and enrollment activities for the STC
      program. The project plan must include:

           a. The creation and ongoing support of Rapid Response teams to advise employers
              about alternatives to layoffs;
           b. The provision of education or assistance to employers to enable them to
              participate in the STC program; and/or
           c. STC program outreach tools.

    4. A description of the state’s quarterly and cumulative goals and desired outcomes for the
      STC program may include but is not limited to:

           a. Outreach efforts and partnerships established to increase employer STC program
              awareness (i.e., Labor Organizations, Rapid Response teams, and workforce
              system Business Services Representatives);
           b. Employers educated and/or contacted about the STC program;
           c. UI and workforce system staff training for STC program activities;
           d. STC employer plans established; and
           e. The number of anticipated layoffs averted.

    5. An assurance that the state will expend the awarded funds in accordance with the
      requirements of the STC grant(s).

    6. An assurance that the state will submit required reports on STC activities.

    7. Description (or copy) of the written agreement or Memorandum of Understanding
      (MOU) between the UI agency and appropriate workforce system partners: WIA Rapid
      Response, Workforce System Business Service Representatives, and State/Local
      Workforce Investment Area(s) to develop a coordinated plan to avert layoffs.

    8. An assurance that the state will recover any STC overpayments in accordance with the
      state UI law.

    9. An assurance that the state will develop processes for auditing and monitoring STC
      employers’ adherence to the state-approved STC employer plan and STC payments.

    10. A description of how the state will sustain the STC grant(s) activities. The plan may
       include leveraging WIA Rapid Response grant funds to support promotion and
       enrollment activities to encourage employers to participate in the STC program.

    11. An STC grant application (i.e., cover letter) signed and dated by the state Administrator,
       and

    12. The name, telephone number, and e-mail address of the state STC program contact.

An STC grant application must address all the requirements outlined above and be submitted on
or before December 31, 2014. To help states develop their applications, a checklist is attached
(Attachment II).

8. STC Grant Application Process. Section 2164(c)(2) of the Act requires the Secretary to
award a grant within 30 days from the date a complete application is received and to notify the
state of the approval or denial of the application. The 30-day period begins on the day following
actual receipt of a complete application.

The grant application must be submitted by the state workforce agency Administrator.
Applications must be addressed to:

   Gay M. Gilbert, Administrator
   Office of Unemployment Insurance
   U.S. Department of Labor
   200 Constitution Ave, NW
   Room S4524
   Washington, D.C. 20210

Applications sent only by the U.S. Postal Service may be delayed due to security precautions
with mail coming into the Department. Therefore, the Department strongly encourages states to
submit applications by e-mail (with PDF attachments), followed by a hard copy to the address

above. Delivery may also be made by the U.S. Postal Service or private companies such as
Federal Express or United Parcel Service. States may fax applications to the fax number
(202) 693-2874 to the attention of the Division of Unemployment Insurance Operations. E-mail
submissions should be sent to the following e-mail address: [email protected].
Copies should be provided to the appropriate Regional Office. For the purposes of determining
the date of receipt, the date the application is received in the National Office will be used. All
state applications and the Secretary’s approval will be posted on the Department’s Web site
relating to the Act.

9. Agreements. States with an approved STC application must sign an addendum to the Fiscal
Year 2012 Annual Funding Agreement for the UI Program (see UIPL No. 22-12 Attachment III)
to receive STC grant funds. This addendum is also applicable to other UI-related provisions in
the Act. The addendum must be signed by the governor of the state, or the governor’s designee.

States should contact the appropriate Regional Office to request a copy of the addendum.

10. Recoupment of STC Grant Award. Section 2164(4)(f) of the Act requires the Secretary to
establish a process under which the Secretary will recoup the STC grant funds if, during the five
year period beginning on the first date that the grant is awarded, the state either terminated the
state’s STC program, or failed to comply with the requirements of the STC grant. The
Secretary’s determination to recoup a grant will be based on a state’s progress toward meeting
the state’s quarterly goals established in the approved STC grant application, STC program
audits and reviews, and/or reviews of state legislation. The Department will follow 29 CFR Part
96, “Audit Requirements for Grants, Contracts, and other Agreements” in recouping any grant
funds, if necessary.

11. Technical Assistance. Section 2164(e) of the Act authorizes the Secretary “to use 0.25
percent of funds available under subsection (g) to provide for outreach and to share best
practices with respect to short-time compensation programs.” The Department is developing a
technical assistance plan that will include webinars and other strategies to help states achieve the
purposes of the STC grants (i.e., implement or improve administration of STC programs and
promotion and enrollment activities). The Department will also collect and disseminate
successful practices based on STC program implementation and outreach tools developed as a
result of these STC grants and will post information on the UI Community of Practice Web site.

12. Action Requested. State Administrators are requested to provide this information and
instructions to appropriate staff.

13. Inquiries. Questions should be directed to the appropriate Regional Office.

14. Attachments.

   Attachment I—Section 2164 of the Act
   Attachment II—Short-Time Compensation (STC) Application Checklist
   Attachment III—Short-Time Compensation (STC) Grant Quarterly Progress Report (QPR)
   Attachment IV—Short-Time Compensation (STC) Grants - Amounts

Attachment I (https://www.dol.gov/sites/dolgov/files/ETA/advisories/UIPL/2012/UIPL_27_12_Att1.pdf)

Attachment I
                                 Section 2164 of the Act

SEC. 2164. GRANTS FOR SHORT-TIME COMPENSATION PROGRAMS.
      (a) Grants-
             (1) FOR IMPLEMENTATION OR IMPROVED ADMINISTRATION- The
             Secretary shall award grants to States that enact short-time compensation
             programs (as defined in subsection (i)(2)) for the purpose of implementation or
             improved administration of such programs.
             (2) FOR PROMOTION AND ENROLLMENT- The Secretary shall award
             grants to States that are eligible and submit plans for a grant under paragraph
             (1) for such States to promote and enroll employers in short-time compensation
             programs (as so defined).
             (3) ELIGIBILITY-
                     (A) IN GENERAL- The Secretary shall determine eligibility criteria for
                     the grants under paragraphs (1) and (2).
                     (B) CLARIFICATION- A State administering a short-time
                     compensation program, including a program being administered by a
                     State that is participating in the transition under the provisions of
                     sections 301(a)(3) and 302(c), that does not meet the definition of a
                     short-time compensation program under section 3306(v) of the Internal
                     Revenue Code of 1986 (as added by 211(a)), and a State with an
                     agreement under section 2163, shall not be eligible to receive a grant
                     under this section until such time as the State law of the State provides
                     for payments under a short-time compensation program that meets such
                     definition and such law.
      (b) Amount of Grants-
             (1) IN GENERAL- The maximum amount available for making grants to a
             State under paragraphs (1) and (2) shall be equal to the amount obtained by
             multiplying $100,000,000 (less the amount used by the Secretary under
             subsection (e)) by the same ratio as would apply under subsection (a)(2)(B) of
             section 903 of the Social Security Act (42 U.S.C. 1103) for purposes of
             determining such State's share of any excess amount (as described in subsection
             (a)(1) of such section) that would have been subject to transfer to State
             accounts, as of October 1, 2010, under the provisions of subsection (a) of such
             section.
             (2) AMOUNT AVAILABLE FOR DIFFERENT GRANTS- Of the maximum
             incentive payment determined under paragraph (1) with respect to a State--
                     (A) one-third shall be available for a grant under subsection (a)(1); and
                     (B) two-thirds shall be available for a grant under subsection (a)(2).
      (c) Grant Application and Disbursal-
             (1) APPLICATION- Any State seeking a grant under paragraph (1) or (2) of
             subsection (a) shall submit an application to the Secretary at such time, in such
             manner, and complete with such information as the Secretary may require. In
             no case may the Secretary award a grant under this section with respect to an
             application that is submitted after December 31, 2014.
             (2) NOTICE- The Secretary shall, within 30 days after receiving a complete
             application, notify the State agency of the State of the Secretary's findings with
             respect to the requirements for a grant under paragraph (1) or (2) (or both) of
             subsection (a).

                                                                                Attachment I
         (3) CERTIFICATION- If the Secretary finds that the State law provisions meet
         the requirements for a grant under subsection (a), the Secretary shall thereupon
         make a certification to that effect to the Secretary of the Treasury, together with
         a certification as to the amount of the grant payment to be transferred to the
         State account in the Unemployment Trust Fund (as established in section
         904(a) of the Social Security Act (42 U.S.C. 1104(a))) pursuant to that finding.
         The Secretary of the Treasury shall make the appropriate transfer to the State
         account within 7 days after receiving such certification.
         (4) REQUIREMENT- No certification of compliance with the requirements for
         a grant under paragraph (1) or (2) of subsection (a) may be made with respect
         to any State whose--
                  (A) State law is not otherwise eligible for certification under section
                  303 of the Social Security Act (42 U.S.C. 503) or approvable under
                  section 3304 of the Internal Revenue Code of 1986; or
                  (B) short-time compensation program is subject to discontinuation or is
                  not scheduled to take effect within 12 months of the certification.
(d) Use of Funds- The amount of any grant awarded under this section shall be used for
the implementation of short-time compensation programs and the overall
administration of such programs and the promotion and enrollment efforts associated
with such programs, such as through--
         (1) the creation or support of Rapid Response teams to advise employers about
         alternatives to layoffs;
         (2) the provision of education or assistance to employers to enable them to
         assess the feasibility of participating in short-time compensation programs; and
         (3) the development or enhancement of systems to automate--
                  (A) the submission and approval of plans; and
                  (B) the filing and approval of new and ongoing short-time
                  compensation claims.
(e) Administration- The Secretary is authorized to use 0.25 percent of the funds
available under subsection (g) to provide for outreach and to share best practices with
respect to this section and short-time compensation programs.
(f) Recoupment- The Secretary shall establish a process under which the Secretary
shall recoup the amount of any grant awarded under paragraph (1) or (2) of subsection
(a) if the Secretary determines that, during the 5-year period beginning on the first date
that any such grant is awarded to the State, the State--
         (1) terminated the State's short-time compensation program; or
         (2) failed to meet appropriate requirements with respect to such program (as
         established by the Secretary).
(g) Funding- There are appropriated, out of moneys in the Treasury not otherwise
appropriated, to the Secretary, $100,000,000 to carry out this section, to remain
available without fiscal year limitation.
(h) Reporting- The Secretary may establish reporting requirements for States receiving
a grant under this section in order to provide oversight of grant funds.
(i) Definitions- In this section:
         (1) SECRETARY- The term `Secretary' means the Secretary of Labor.
         (2) SHORT-TIME COMPENSATION PROGRAM- The term `short-time
         compensation program' has the meaning given such term in section 3306(v) of
         the Internal Revenue Code of 1986, as added by section 2161(a).

                                                                   Attachment I
(3) STATE; STATE AGENCY; STATE LAW- The terms `State', `State
agency', and `State law' have the meanings given those terms in section 205 of
the Federal-State Extended Unemployment Compensation Act of 1970 (26
U.S.C. 3304 note).

Attachment II (https://www.dol.gov/sites/dolgov/files/ETA/advisories/UIPL/2012/UIPL_27_12_Att2.pdf)

Attachment II
               SHORT-TIME COMPENSATION (STC) APPLICATION CHECKLIST
This checklist will help states submit complete applications for an STC grant under Section 2164 of the Middle
Class Tax Relief and Job Creation Act of 2012 to the Secretary of Labor. The use of this checklist is not
mandatory.
                     Checklist Item                      Y   N    N/A                 Remarks

1. A copy of the state STC law along with the
state’s explanation of how the law conforms to
Section 3306(v), Federal Unemployment Tax Act.
2. If the state is applying for a grant to implement
or improve a state STC program, the state must
submit a narrative description of the grant/funding
request and a detailed project plan with a quarterly
timeline for the implementation/improvement for
the STC program. The plan must include:
    • A description of the infrastructure needed to
         automate the submission and approval of
         STC employer plans and the filing and
         approval of initial and continued STC
         claims; and/or
    • A description of any plans to hire and/or
         train STC staff for STC program
         implementation.
3. If the state is applying for a grant to promote and
enroll employers in the STC program, the state
must submit a narrative description of the
grant/funding request and a detailed project plan
with a quarterly timeline for the promotion and
enrollment activities for the STC program. The
plan must include:
    • The creation and ongoing support of Rapid
         Response teams to advise employers about
         alternatives to layoffs;
    • The provision of education or assistance to
         employers to enable them to participate in
         The STC program; and/or
    • STC program outreach tools.
4. A description of the state’s quarterly and
 cumulative goals and desired outcomes for the STC
 program that may include but is not limited to:
    • Outreach efforts and partnerships
         established to increase employer STC
         program awareness;
    • Employers educated and/or contacted about
         the STC program;
    • Unemployment Insurance (UI) and
         workforce system staff training for STC
         program activities;
    • STC employer plans established; and
    • Number of anticipated layoffs averted.

                                                          Attachment II
5. An assurance that the state will expend funds
according to the requirements of the STC grant(s).
6. An assurance that the state will submit required
 reports on STC activities.
7. A description (or copy) of a written
 agreement/Memorandum of Understanding
 between the UI agency and appropriate workforce
 system partners to develop a coordinated plan to
 avert layoffs.
8. An assurance that the state will recover any STC
overpayments in accordance with the state UI law.
9. An assurance that the state will develop
processes for auditing and monitoring STC
employers’ plans and STC payments.
10. A description of how the state will sustain
grant(s) activities. The plan may include
leveraging Workforce Investment Act Rapid
Response grant funds to support promotion and
enrollment activities to encourage employers to
participate in the STC program.
11. An STC grant application signed and dated by
state Administrator.
12. And the name, telephone number, and e-mail
address of state STC program contact.

Attachment III (https://www.dol.gov/sites/dolgov/files/ETA/advisories/UIPL/2012/UIPL_27_12_Att3.pdf)

Attachment III
       Short-Time Compensation (STC) Grant Quarterly Progress Report (QPR)

State: ________________________                Project Name: _________________
Project Director: ______________               Grant No: ____________________
Quarter Ending: _______________

Purpose: To track STC grant activities and ensure that the state achieves the desired
goals set forth in the STC grant application.

Report Due Dates: The report is due 45 days after the quarter ends (i.e., on November
14, February 14, May 15, and August 14).

Section I. Implementation and/or Improved Administration Activities. Include a
narrative description of the implementation and/or administrative activities that occurred
this quarter. If the state’s quarterly goal is not achieved, please explain. Please
consider the following in the narrative, as applicable:

   •     Progress toward implementing/improving procedures/systems for the STC
         program.
   •     Progress in developing and/or enhancing systems to automate the STC program.
   •     STC program administrative activities (i.e., staff hired and/or staff training).

Section II. Promotion and Enrollment Activities. Include a narrative description of
the promotion and enrollment activities that occurred this quarter. If the state’s
quarterly goal is not achieved, then explain. Please consider the following in the
narrative, as applicable:

   •     Progress in the state’s promotion and enrollment activities.
   •     Creation and support of Rapid Response teams or other partnerships established
         to advise employers about the STC program.
   •     Education and assistance to employers about the STC program.
   •     Development of outreach materials and messaging tools.
   •     Promotional activities (i.e., meetings attended, media, mailings).

Section III. Outcomes. Include a narrative description of the outcomes that occurred
this quarter. If the states’ quarterly goal is not achieved, then explain. Please consider
the following in the narrative:

   •     If the state included outcome goals in its application, describe the progress made
         toward these outcome goal(s).

Section IV. Success Stories. Include any STC program or grant success stories or
achievements for the quarter. Please consider providing:

   •     Include any employer or claimant success stories.

Section V. Technical Assistance Needs. Describe any STC program or grant-related
technical assistance needs.

Attachment IV (https://www.dol.gov/sites/dolgov/files/ETA/advisories/UIPL/2012/UIPL_27_12_Att4.pdf)

Attachment IV
                      Short-Time Compensation (STC) Grants – Amounts

State   Total Share    1/3 Share    2/3 Share    State   Total Share   1/3 Share     2/3 Share
AK         $240,772      $80,257     $160,515    NC       $2,899,754     $966,585     $1,933,169
AL       $1,414,715     $471,572     $943,143    ND         $237,096      $79,032       $158,064
AR         $879,937     $293,312     $586,625    NE         $649,799     $216,600       $433,199
AZ       $1,955,074     $651,691    $1,303,383   NH         $451,654     $150,551       $301,103
CA      $11,593,587    $3,864,529   $7,729,058    NJ      $2,937,860     $979,287     $1,958,573
CO       $1,819,895     $606,632    $1,213,263   NM         $572,119     $190,706       $381,413
CT       $1,260,659     $420,220     $840,439    NV       $1,027,665     $342,555       $685,110
DC         $416,291     $138,764     $277,527    NY       $6,078,428    $2,026,143    $4,052,285
DE         $312,075     $104,025     $208,050    OH       $3,714,908    $1,238,303    $2,476,605
 FL      $5,913,909    $1,971,303   $3,942,606   OK       $1,129,637     $376,546       $753,091
GA       $3,072,385    $1,024,128   $2,048,257   OR       $1,189,281     $396,427       $792,854
 HI        $440,074     $146,691     $293,383    PA       $4,010,338    $1,336,779    $2,673,559
 IA      $1,061,207     $353,736     $707,471    PR         $601,269     $200,423       $400,846
 ID        $456,199     $152,066     $304,133     RI        $329,158     $109,719       $219,439
 IL      $4,307,659    $1,435,886   $2,871,773   SC       $1,352,143     $450,714       $901,429
 IN      $2,074,861     $691,620    $1,383,241   SD         $268,073      $89,358       $178,715
KS       $1,031,988     $343,996     $687,992    TN       $1,967,539     $655,846     $1,311,693
KY       $1,330,647     $443,549     $887,098    TX       $8,297,415    $2,765,805    $5,531,610
LA       $1,501,852     $500,617    $1,001,235   UT         $870,818     $290,273       $580,545
MA       $2,366,515     $788,838    $1,577,677   VA       $2,739,420     $913,140     $1,826,280
MD       $1,832,552     $610,851    $1,221,701    VI         $28,519       $9,506        $19,013
ME         $413,881     $137,960     $275,921    VT         $202,352      $67,451       $134,901
MI       $2,840,535     $946,845    $1,893,690   WA       $2,143,527     $714,509     $1,429,018
MN       $1,879,950     $626,650    $1,253,300   WI       $1,923,648     $641,216     $1,282,432
MO       $1,930,233     $643,411    $1,286,822   WV         $488,063     $162,688       $325,375
MS         $802,670     $267,557     $535,113    WY         $205,845      $68,615       $137,230
MT         $283,550      $94,517     $189,033
                                                 US      $99,750,000   $33,250,000   $66,500,000

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