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FY 2018 RESEA grant funding and operations

Summary ETA told state unemployment agencies operating Reemployment Services and Eligibility Assessment programs how to continue activities under their approved FY 2017 plans during FY 2018. It gave final FY 2018 grant allotments and identified continuing requirements and new operating flexibilities. The attachments compare requirements and list each state's allotment; ETA still lists the advisory as Active although the funding year is historical.
Document
Federal guidance
Agency
U.S. Department of Labor, Employment and Training Administration (ETA)
Document number
UIPL No. 08-18
Date issued
July 16, 2018
Status
Active
ETA's listing marks this letter Active, and its PDF prints 'Rescissions: None' and 'Expiration Date: Continuing.' Its grant amounts and operating period concern FY 2018.
Status last verified October 24, 2026

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About this page: The full text below is the official document from U.S. Department of Labor, Employment and Training Administration (ETA). Ezel adds the plain-English summary and tracks the document's status. The official source linked on this page is authoritative for any reliance.
CLASSIFICATION
   EMPLOYMENT AND TRAINING ADMINISTRATION
                                                          UI RESEA
                                                          CORRESPONDENCE SYMBOL
                 ADVISORY SYSTEM
                                                          OUI/DUIO
          U.S. DEPARTMENT OF LABOR
                                                          DATE
             Washington, D.C. 20210
                                                          July 16, 2018


ADVISORY:        UNEMPLOYMENT INSURANCE PROGRAM LETTER NO. 08-18

TO:              STATE WORKFORCE AGENCIES

FROM:            ROSEMARY LAHASKY /s/
                 Deputy Assistant Secretary

SUBJECT:         Fiscal Year (FY) 2018 Funding Allotments and Operating Guidance for
                 Unemployment Insurance (UI) Reemployment Services and Eligibility
                 Assessment (RESEA) Grants

1. Purpose. To direct states currently operating RESEA programs to continue RESEA
   activities in a manner consistent with their approved FY 2017 RESEA grant application,
   provide final FY 2018 funding allotments, identify provisions of FY 2017 RESEA operating
   guidance that will remain in effect during FY 2018, and inform states of new flexibilities
   available for administration of the RESEA program.

2. References.

       Consolidated Appropriations Act, 2018, Pub. L. No. 115-141;
       Bipartisan Budget Act of 2018, Pub. L. No. 115-123;
       Continuing Appropriations Act, 2018, Pub. L. No. 115-56, Division D;
       Consolidated Appropriations Act 2017, Pub. L. No. 115-31, Division H;
       Unemployment Insurance Program Letter (UIPL) No. 3-17, Fiscal Year (FY) 2017
        Unemployment Insurance (UI) Reemployment Services and Eligibility Assessment
        (RESEA) Grants;
       UIPL No. 3-17, Change 1, Fiscal Year (FY) 2017 Unemployment Insurance (UI)
        Reemployment Services and Eligibility Assessment (RESEA) Grants; and
       Training and Employment Notice (TEN) No. 18-16, Pathways to Reemployment Tools
        and Resources.

3. Background. The federal-state UI program is a required partner in the comprehensive,
   integrated workforce system. Individuals who have lost employment due to lack of suitable
   work and have earned sufficient wage credits may receive UI benefits if they meet initial and
   continuing eligibility requirements. Since 2005, the U.S. Department of Labor (Department)
   and participating state UI agencies have been addressing individual reemployment needs of
   UI claimants, and working to prevent and detect UI improper payments, through the
   voluntary UI Reemployment and Eligibility Assessment (REA) program and, beginning in

 RESCISSIONS                                             EXPIRATION DATE
 None                                                    Continuing

    FY 2015, through the voluntary RESEA program. Because there is strong evidence that
    these programs and service delivery strategies work, they have been a high priority for the
    Department’s Employment and Training Administration (ETA).1 At the end of FY 2017, a
    total of 51 states and jurisdictions were operating a RESEA program.

    On February 9, 2018, the President signed the Bipartisan Budget Act of 2018, Public Law
    115-123 (BBA), which continued funding for government operations at FY 2017 levels
    through March 23, 2018. The BBA also included amendments to the Social Security Act
    (SSA) that create a permanent authorization for the RESEA program. These RESEA
    provisions are contained in Section 30206 of the BBA, enacting new Section 306 of the SSA.
    On March 23, 2018, the President signed the Consolidated Appropriations Act of 2018,
    which provided funding for the remainder of FY 2018. The Consolidated Appropriations Act
    of 2018 directs that RESEA target services to transitioning veterans receiving
    Unemployment Compensation for Ex-Service members (UCX) and claimants receiving
    Regular UI, including those who are profiled as most likely to exhaust benefits. UIPL No. 3-
    17, Change 1, provided additional information about RESEA targeted populations that will
    remain in effect for FY 2018 funds. The Consolidated Appropriations Act of 2018 also
    delayed implementation of the new RESEA program established by the BBA’s amendments
    to the SSA.

4. Operating Guidance. The Department is currently developing an implementation plan,
   which will include necessary guidance and technical assistance to states on implementation
   of the new RESEA program prescribed in Section 306 of the SSA. ETA will provide details
   of this plan in the coming months.

    Except for the changes to RESEA-required activities that allow states additional flexibility,
    as described in Section 5 below and Attachment A, the FY 2017 RESEA operating guidance
    (UIPL No. 3-17, Fiscal Year (FY) 2017 Unemployment Insurance (UI) Reemployment
    Services and Eligibility Assessment (RESEA) Grants and UIPL No. 3-17, Change 1) will
    remain in effect for FY 2018. New operating guidance will be issued for FY 2019, which
    will begin the transition to the new RESEA requirements.

5. Required RESEA Services. The primary goals for the RESEA program are to ensure an
   individual claiming unemployment compensation (UC) continues to be eligible for UC, and
   to connect the claimant to reemployment services available in American Job Centers (AJCs)
   that support the claimant’s return to work at the earliest possible time. To support these
   goals, the Department has revised RESEA-required activities described in Section 9 of UIPL
   No. 3-17 to provide states with greater flexibility in RESEA design and service delivery.
   The following elements are the new core components of a RESEA that must be included as
   part of the initial session with a UC claimant:

           UI eligibility assessment, including review of work search activities, and referral to
            adjudication, as appropriate, if an issue or potential issue(s) is identified;


1 IMPAQ International. January 2012. Impact of the Reemployment and Eligibility Assessment Initiative in
  Nevada; and IMPAQ International. June 2011. Impact of the Reemployment and Eligibility Assessment Initiative.

          Providing labor market and career information that addresses the claimant’s specific
           needs;
          Enrollment in Wagner-Peyser Act-funded Employment Services;
          Providing support to the claimant to develop and implement an individual
           reemployment plan; and
          Providing information and access to AJC services and providing referrals to
           reemployment services, and training as appropriate, to support the claimant’s return
           to work.

  These changes provide states greater flexibility and discretion in providing RESEA services.
  Attachment A contains a side-by-side comparison of the FY 2017 and FY 2018 core
  components, and a summary of the changes and their impact. While implementing the
  modified required components of a RESEA, states should consider strategies that will be most
  effective in achieving improved employment outcomes for claimants with the goal of
  reducing benefit duration. Beginning in FY 2019, the new RESEA provisions in Section 306,
  SSA, require states to use evidence-based practices to deliver RESEAs.

  Requirements for the subsequent RESEA session with a UC claimant, if provided, are
  unchanged from FY 2017 and must include, at a minimum, a UI eligibility assessment and
  review and/or update of the claimant’s individual reemployment plan. Please note that the UI
  eligibility assessment and support of the development of an individual reemployment plan
  must continue to be provided on a one-on-one basis for both the initial and, if applicable, the
  subsequent RESEA. Additionally, the FY 2018 appropriations act continues the requirement
  that RESEA services be provided in-person.

  States are also strongly encouraged to promote the use of the My Reemployment Plan tool
  developed, in part, to fulfill the individual reemployment plan requirement. TEN No. 18-16
  provides additional information about the My Reemployment Plan, and related tools and
  resources. A PDF version of the My Reemployment Plan and related introductory videos are
  available at: https://rc.workforcegps.org/.

  Please note that the list above identifies the minimum core requirements, and states may opt to
  include additional reemployment services, including any previously-required RESEA
  activities that states currently provide. Additionally, any substantial financial or
  programmatic changes to the state’s RESEA program resulting from implementation of this
  new flexibility must be approved by submitting an appropriate grant modification request.

6. FY 2018 Funding. The Consolidated Appropriations Act of 2018 provides a total of $120
   million for RESEA activities during FY 2018, an increase of $5 million over the FY 2017
   funding level. The BBA and preceding continuing resolutions provided a total of
   approximately $54.4 million to support RESEA activities. These funds were distributed to
   states earlier this year through a series of “bridge funding” grants intended to allow states to
   maintain operations while awaiting final FY 2018 appropriations. Therefore, approximately
   $65.5 million in new funding is currently available and the state-level distribution of these
   funds is provided in Attachment B.


   The levels presented in Attachment B were calculated using the same methodology applied
   to FY 2017 funding limits, which is based on a state workload of 18 percent of projected UI
   first-payments during FY 2018 and each state’s FY 2017 cost per initial RESEA. Workload
   calculations were increased from the 10 percent of UI first payments used during FY 2017 to
   reflect the increase to the RESEA program resources for FY 2018. Each individual state may
   request an amount up to the award limit provided in Attachment B and has discretion to
   request a lesser amount based on appropriate factors such as capacity and program trends.
   To prevent significant fluctuations in funding levels and disruptions in service delivery, ETA
   applied minimum and maximum funding limits. These limits include a minimum funding
   increase of 3.5 percent and a maximum increase of 7 percent from FY 2017 authorized
   funding limits (see UIPL No. 3-17, Attachment C). Funding limits for the two states that
   implemented new RESEA programs in FY 2017 and were subject to reduced maximum
   funding levels to account for initial implementation activities, were calculated using the full
   funding level that they would have received in FY 2017, if each had been a continuing state.
   Grant recipients may be required to revise budget documents prior to award execution to
   account for potential changes in final funding availability.

   At this time, we do not anticipate additional FY 2018 funds becoming available. However,
   states with both capacity and demand for additional RESEA services should include this
   information in their transmittal email. States providing this information will be contacted if
   additional funds become available, thus allowing the Department to provide supplemental
   resources.

7. Period of Performance. For operational purposes, states are strongly encouraged to
   continue to design and operate their RESEA programs based on a calendar year schedule.
   Therefore, FY 2018 funds should be obligated between January 1, 2018 and December 31,
   2018 and liquidated no later than March 31, 2019. However, the official period of
   performance for FY 2018 RESEA funds will be January 1, 2018 through September 30,
   2019, and funding must be liquidated by December 28, 2019. This longer period of
   performance reflects the late award of funds and is intended to provide states with greater
   flexibility if opting to modify the RESEA program to incorporate the increased flexibilities
   explained in this UIPL.

8. Action Requested. State agency administrators in states operating RESEA programs are
   requested to:

          Provide information contained in this UIPL to appropriate staff.
          Submit the following information via e-mail to [email protected]:
              o Revised SF-424 and SF-424A reflecting the total funds needed to operate the
                  RESEA program for 2018 calendar year. These total funds include those
                  funds that the state may have received as “bridge funding” earlier this year as
                  well as new funds required to operate the program for the remainder of this
                  calendar year (2017). Attachment B provides the final FY 2018 maximum
                  allotments;
              o A determination of capacity and demand for supplemental funds, if they
                  become available, including funds needed and number of additional
                  participants that would be served if supplemental funding is provided; and

              o An appropriate grant modification request, if there are substantial changes
                from the FY 2017 approved RESEA plan.

9. Inquiries. Please direct questions to the appropriate ETA Regional Office.

10. Attachments.
         Attachment A: Summary of Changes to Reemployment Services and Eligibility
           Assessment (RESEA) Program Requirements
         Attachment B: Final Fiscal Year 2018 Allotments

Attachment (official PDF: https://www.dol.gov/sites/dolgov/files/ETA/advisories/UIPL/2018/UIPL_8-18_Attachment%20A_acc.pdf)

Attachment A: Summary of Changes to Reemployment Services and Eligibility Assessment
                                       (RESEA) Program Requirements
         FY 2017 Requirement                      FY 2018 Requirements                         Summary of Changes
UI eligibility assessment and referral to   UI eligibility assessment,            Clarifies that review of a claimant’s work
adjudication, as appropriate, if an issue   including review or work search       search is part of the eligibility assessment.
or potential issue(s) is identified.        activities, and referral to
                                            adjudication, as appropriate, if an
                                            issue or potential issue(s) is
                                            identified.

Requirement for the claimant to report      No similar requirement.               States have discretion to require participants
to an AJC.                                                                        to report to an AJC or an alternative location,
                                                                                  such as other offices, libraries, or schools.
                                                                                  Please note that the RESEA services must
                                                                                  continue to be provided in-person.
Orientation to AJC services.                No similar requirement.               States have discretion to continue orientation
                                                                                  services as an allowable activity.
The provision of labor market and           Providing labor market and career     No substantial change.
career information that addresses the       information that addresses the
claimant’s specific needs.                  claimant’s specific needs.
Registration with the state’s job bank.     No similar requirement.            States have discretion to require registration
                                                                               with job bank as an allowable activity.
Enrollment in Wagner-Peyser                 Enrollment in Wagner-Peyser Act- No change.
Act-funded Employment Services.             funded Employment Services.
Development or revision of an               Providing support to the claimant  States have discretion to use alternative
individual reemployment plan that           to develop and implement an        approaches to support individual
includes work search activities,            individual reemployment plan.      reemployment plans (e.g., separate
accessing services provided through an                                         workshops, online tools, etc.). However,
AJC or using self-service tools, and/or                                        these approaches must be tailored to the
approved training to which the claimant                                        claimant’s needs and requires some one-on-
acknowledges agreement.                                                        one interaction. One approach is to use the
                                                                               My Reemployment Plan at:
                                                                               https://rc.workforcegps.org/.
Provision of at least one additional        Providing information and access   The provision of career services is an
career service, such as:                    to AJC services and providing      allowable RESEA activity that may be
 Referrals and coordination with           referrals to reemployment services charged against the RESEA grant. However,
    other workforce activities,             and training as appropriate, to    states are no longer required to provide these
    including the WIOA Dislocated           support the claimant’s return to   services during the RESEA session(s).
    Worker Program;                         work.                              Using this flexibility, states may provide
 Labor Exchange, including                                                    information about available services,
    information about in-demand                                                referrals, or schedule subsequent activities,
    industries and occupations and/or                                          such as workshops or additional
    job search assistance;                                                     assessments.
 Information about the availability
    of supportive services;
 Information and assistance with
    financial aid resources outside of
    those provided by WIOA;
 Financial literacy services; and
 Career readiness activities,
    including assistance with resume
    writing and/or interviewing.

Attachment (official PDF: https://www.dol.gov/sites/dolgov/files/ETA/advisories/UIPL/2018/UIPL_8-18_Attachment%20B_acc.pdf)

Attachment B: Final Fiscal Year 2018 Allotments


                                                     FY 2018 Funding
                                                                          FY 2018 Remaining
                         FY 2018 Total Award       Previously Dispersed
                                                                              Allotment
                                                     (Bridge Funds)*

Alabama                               $795,330                 $353,691             $441,639
Alaska                                $277,095                 $182,707              $94,388
Arizona                               $708,657                 $459,804             $248,853
Arkansas                              $433,614                 $361,034              $72,580
California                         $12,373,884               $7,502,794           $4,871,090
Colorado                              $396,880                  $88,626             $308,254
Connecticut                         $1,485,532                 $945,032             $540,500
Delaware                              $579,550                 $331,106             $248,444
District Of Columbia                  $617,055                 $283,690             $333,365
Florida                             $5,542,805               $2,548,298           $2,994,507
Georgia                               $815,320                 $569,738             $245,582
Hawaii                                $996,725                 $110,000             $886,725
Idaho                                 $700,235                 $269,241             $430,994
Illinois                            $1,332,756                 $592,690             $740,066
Indiana                             $4,340,128               $2,252,913           $2,087,215
Iowa                                $1,516,589                 $674,443             $842,146
Kansas                                $717,576                 $310,403             $407,173
Kentucky                              $882,015                 $562,241             $319,774
Louisiana                           $1,645,839                 $756,673             $889,166
Maine                                       $0                       $0                   $0
Maryland                            $1,182,411                 $761,518             $420,893
Massachusetts                       $5,807,643               $2,793,985           $3,013,658
Michigan                            $2,107,622                 $937,281           $1,170,341
Minnesota                           $1,448,417                 $839,548             $608,869
Mississippi                           $960,544                 $435,420             $525,124
Missouri                              $756,048                 $332,568             $423,480
Montana                               $637,494                 $123,650             $513,844
Nebraska                              $493,213                 $226,754             $266,459
Nevada                              $2,067,585               $1,207,747             $859,838
New Hampshire                       $1,292,886                 $634,383             $658,503
New Jersey                          $1,884,565                 $912,290             $972,275
New Mexico                            $577,576                 $256,646             $320,930
New York                           $19,226,238              $10,163,281           $9,062,957
North Carolina                      $4,308,865               $2,736,506           $2,422,359
North Dakota                          $474,250                 $258,487             $215,763


                     Attachment B: Final Fiscal Year 2018 Allotments


                                                     FY 2018 Funding
                                                                           FY 2018 Remaining
                         FY 2018 Total Award       Previously Dispersed
                                                                               Allotment
                                                     (Bridge Funds)*

Ohio                                  $3,212,411              $1,427,894               $1,784,517
Oklahoma                                $927,406                $654,656                 $272,750
Oregon                                $4,593,348              $3,634,562                 $958,786
Pennsylvania                          $1,472,449                $654,814                 $817,635
Puerto Rico                             $317,827                $130,057                 $187,770
Rhode Island                          $1,099,021                $505,274                 $593,747
South Carolina                        $1,243,856                $551,976                 $691,880
South Dakota                            $346,354                $149,105                 $197,249
Tennessee                             $2,606,815              $1,117,596               $1,489,219
Texas                                 $7,478,542              $3,373,369               $4,105,173
Utah                                  $1,722,218                $567,319               $1,154,899
Vermont                                 $691,263                $429,259                 $262,004
Virgin Islands                          $335,988                 $95,324                 $240,664
Virginia                              $1,619,474                $997,287                 $622,187
Washington                            $9,151,468              $3,678,405               $5,473,063
West Virginia                           $325,677                $143,968                 $181,709
Wisconsin                             $2,887,981              $1,355,691               $1,532,290
Wyoming                                       $0                       $0                      $0
Totals                             $119,415,040             $61,241,744               $58,173,296
              * These totals include completed and in process requests as of 6/22/18.

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