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Program Year 2015 WIA performance goal negotiations

Summary ETA expected states to carry their Program Year 2014 WIA and Wagner-Peyser performance goals into 2015, but explained how a state could negotiate revised goals. Three attachments give a timeline, performance goals, and reporting periods. ETA now labels the letter Canceled.
Document
Federal guidance
Agency
U.S. Department of Labor, Employment and Training Administration (ETA)
Document number
TEGL No. 30-14
Date issued
April 28, 2015
Status
Withdrawn
ETA lists this letter Canceled as of 2026-10-24; its PDF prints Expiration Date: Continuing and Rescissions: None. No cancellation instrument is identified.
Status last verified October 24, 2026

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ETA lists this letter Canceled as of 2026-10-24; its PDF prints Expiration Date: Continuing and Rescissions: None. No cancellation instrument is identified. It no longer reflects the agency's current position. Treat this page as historical context, not current guidance, and verify current law before relying on anything here.
About this page: The full text below is the official document from U.S. Department of Labor, Employment and Training Administration (ETA). Ezel adds the plain-English summary and tracks the document's status. The official source linked on this page is authoritative for any reliance.

Letter

Official PDF: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2015/TEGL_30-14_Acc.pdf

CLASSIFICATION
   EMPLOYMENT AND TRAINING ADMINISTRATION               WIA/Performance Reporting
               ADVISORY SYSTEM                          CORRESPONDENCE SYMBOL
          U.S. DEPARTMENT OF LABOR                      OPDR-OWI
             Washington, D.C. 20210                     DATE
                                                         April 28, 2015

ADVISORY:       TRAINING AND EMPLOYMENT GUIDANCE LETTER NO. 30-14

TO:             STATE WORKFORCE AGENCIES
                STATE WORKFORCE ADMINISTRATORS
                STATE WORKFORCE LIAISONS

FROM:           PORTIA WU /s/
                Assistant Secretary

SUBJECT:        Negotiating or Extending Performance Goals for the Workforce Investment Act
                (WIA) Title IB Programs and Wagner-Peyser Act Funded Activities for
                Program Year (PY) 2015

1. Purpose. To inform states of the guidelines for the negotiations process of WIA Title IB
   program performance and performance levels for Wagner-Peyser Act funded activities for PY
   2015. Once performance goals are agreed upon by the state and the Employment and
   Training Administration (ETA), they will be incorporated into the state’s Strategic Plan.
   ETA intends to extend current PY 2014 goals into PY 2015; this guidance is provided for any
   state that decides to negotiate revised goals for PY 2015.

2. References.
   • WIA Sec. 136;
   • Workforce Innovation Opportunity Act (WIOA) Sec. 503;
   • WIA regulations at 20 CFR Part 666 and Part 661;
   • Training and Employment Guidance Letter (TEGL) No. 25-13, Negotiating Performance
      Goals for the WIA Title IB Programs and Wagner-Peyser Act Funded Activities for PY
      2014;
   • TEGL No. 21-11, Requirements for 2012 State Workforce Plans;
   • TEGL No. 09-07, Revised Incentive and Sanction Policy for WIA Title IB Programs;
   • TEGL No. 17-05 and 17-05 Change 2, Common Measures Policy for the Employment
      and Training Administration’s (ETA) Performance Accountability System and Related
      Performance Issues;
   • TEGL No. 11-01 Change 1, Guidance on Revising WIA State Negotiated Levels of
      Performance;
   • TEGL No. 12-14, Allowable Uses and Funding Limits of Workforce Investment Act (WIA)
      Program Year (PY) 2014 funds for Workforce Innovation and Opportunity Act (WIOA)
      Transitional Activities;
   • TEGL No. 15-14, Implementation of the New Uniform Guidance Regulations;

 RESCISSIONS                                           EXPIRATION DATE
 None                                                  Continuing

   •   TEGL No. 19-14, Vision for the Workforce System and Initial Implementation of the
       Workforce Innovation and Opportunity Act of 2014;
   •   State Integrated Workforce Plan Requirements for WIA Title I/Wagner-Peyser Act and
       Department of Labor Workforce Programs (OMB No. 1205-0398); and
   •   Planning Guidance for State Unified Plans and Unified Plan Modifications Submitted
       under Sec. 501 of the WIA (OMB No. 1205-0398)).

3. Background. This guidance document: specifies the performance measures for which states
   will be held accountable for in PY 2015; provides an outline of the negotiation process
   options; and provides a description of the factors that should be considered during the
   negotiation of state and local performance goals. Additional information is available on
   ETA’s performance Web site at
   http://www.doleta.gov/performance/guidance/negotiating.cfm. This TEGL also provides the
   most currently available national performance targets required for the Government
   Performance and Results Act of 1993 (GPRA) and the more recent GPRA Modernization Act
   of 2010 (Pub. L. 111-352), also referred to as the GPRA goals. The GPRA goals are used by
   Congress and the Office of Management and Budget (OMB) to manage Federal programs,
   including those operated by states and local areas.

   On July 22, 2014, President Obama signed the Workforce Innovation and Opportunity Act
   (WIOA) of 2014 into law. WIOA makes changes to the performance accountability system
   and creates a requirement that the Secretaries of Labor and Education create a statistical
   adjustment model which will replace the regression-based levels that ETA currently uses in
   negotiations. In accordance with WIOA Sec. 116, states will implement certain provisions
   on July 1, 2015, followed by implementation of the performance provisions on July 1, 2016.
   Due to the phased in implementation of WIOA performance accountability requirements,
   ETA will assess state performance in PY 2015 in accordance with WIA focusing on State
   preparedness for transitioning to the WIOA performance accountability system.

4. The Negotiations Process. Sections 503 (a)-(b) and (d) of WIOA provide the Secretary of
   Labor (Secretary) with the authority to take such actions, as appropriate, to provide for the
   orderly transition from WIA to any provision of WIOA Title I and the amended Wagner-
   Peyser Act. The Department of Labor (Department) is applying this transition authority to
   the PY 2015 negotiations process to provide maximum flexibility to the states as they move
   to the new provisions under WIOA. This will ensure that current and potential customers of
   the workforce system receive effective, uninterrupted service delivery through the system
   transitions that will be taking place through PY 2015.

   With the immediate need for states to identify and designate WIOA-compliant state
   Workforce Development Boards, establish staff capacity to execute WIOA service delivery
   requirements, identify regional and local areas, develop and implement required state policies
   that align and comply with WIOA, and develop the data systems that are a part of the
   performance accountability system established under WIOA Sec. 116, ETA is extending all
   currently negotiated PY 2014 goals going forward into PY 2015. States should notify

                                             - 2 -

   their respective ETA regional office of their intent to either 1.) Continue to use established
   PY 2014 targets, or 2.) Renegotiate targets for PY 2015 by May 15, 2015. The PY 2014
   regression adjusted targets remain available at
   https://sites.google.com/site/wiaexchange/home. For further discussion about the regression
   adjusted targets see section 10 of this TEGL. There will be no updated regression targets
   established for PY 2015; the posted PY 2014 targets are to be used for reference purposes
   only.

5. Methodology for Assessing Performance Against Negotiated Levels. For both WIA Title
   1B programs and the Wagner-Peyser Employment Service program, the floor of the range for
   acceptable performance is 80 percent of the negotiated level of performance. Performance on
   an individual measure will be interpreted based on the position of the outcome relative to the
   negotiated performance goal using the Exceeds, Meets, and Fails criteria defined below:

       •   Exceeds - When the actual performance achieved against the individual performance
           measure is in excess of 100 percent of the negotiated level of performance for the
           performance measure.

       •   Meets - When the actual performance achieved against an individual performance
           measure falls in the range of 80-100 percent of the negotiated level of performance for
           the measure; and

       •   Fails - When the actual performance achieved against an individual performance
           measure is less than 80 percent of the negotiated level of performance.

   For example, if a state negotiates a 90 percent goal for the employment retention indicator,
   the state would:

       •   Exceed the goal if the actual performance level achieved was greater than 90.0
           percent;

       •   Meet the goal if the actual performance level achieved was greater than or equal to
           72.0 percent and less than or equal to 90.0 percent; and

       •   Fail the goal if the actual performance level achieved was less than 72.0 percent.

   Although whole percentages are used in this example, it should be noted that this is simply
   because 80 percent of the 90.0 percent happens to be exactly 72.0 percent. There will be no
   rounding up in the interpreting of performance results since negotiated performance levels
   and results are stated to the nearest tenth of a percent.

   These categories are consistent with WIA regulations, which can be found here:
   (http://www.gpo.gov/fdsys/pkg/CFR-2011-title20-vol3/pdf/CFR-2011-title20-vol3-
   part666.pdf)

                                             - 3 -

        666.220(b)(3) The State exceeded the State negotiated levels of performance for title I,
        the levels of performance under title II and the levels for vocational and technical
        programs under Carl D. Perkins Vocational and Technical Education Act (WIA sec.
        503(b));

        666.230(c)(2) The extent to which negotiated levels of performance were exceeded; and

        666.240(d) Only performance that is less than 80 percent of the negotiated levels will be
        deemed to be a failure to achieve the negotiated levels of performance.

6. WIA Incentive Grant Eligibility. WIOA eliminates incentive awards for state performance;
   therefore ETA will not award incentive grants in PY 2015 based on PY 2014 performance.
   WIOA takes effect on July 1, 2015, and all Fiscal Year 2015 appropriated funding issued
   after that date is subject to the WIOA provisions. Although performance provisions for
   WIOA do not take effect until July 1, 2016, there is no provision for state incentive grants
   under WIOA. PY 2013 performance is the last year for incentive grant eligibility and award;
   these awards will be made available in PY 2014.

7. Applicable Performance Measures for the PY 2015 Performance Negotiations Process.
   For the WIA and Wagner-Peyser Act program grantees reporting statutory measures, all 20
   agreed upon PY 2014 levels, which are identified in the table below, will be carried over into
   PY 2015 unless a state notifies their regional office of their intent to negotiate in accordance
   with section 4 of this TEGL. The 20 performance measures include the 17 statutory WIA
   indicators of performance (15 Adult, Dislocated Worker, and Youth program measures and 2
   customer satisfaction indicators) and 3 Wagner-Peyser Employment Service performance
   measures.

                               Applicable Performance Measures

                                                                                                   Wagner-
                 WIA Measures                                   Common Measures                    Peyser
             Dislocated                 Customer                     Dislocated                    Measures (All
Adult        Worker       Youth         Satisfaction   Adult         Worker        Youth           States)
                                        Participant
                          Older Youth                                                              Entered
Entered      Entered                    American       Entered       Entered       Placement in
                          Entered                                                                  Employment
Employment   Employment                 Customer       Employment    Employment    Employment
                          Employment                                                               Rate for Total
Rate         Rate                       Satisfaction   Rate          Rate          or Education
                          Rate                                                                     Exiters
                                        Index
                                        Employer
                          Older Youth
Employment   Employment                 American       Employment    Employment    Attainment of   Employment
                          Employment
Retention    Retention                  Customer       Retention     Retention     a Degree or     Retention Rate
                          Retention
Rate         Rate                       Satisfaction   Rate          Rate          Certificate     for Total Exiters
                          Rate
                                        Index
Employment   Employment                                                                            Average Six
and                       Older Youth                  Average Six   Average Six   Literacy and
             and                                                                                   Months
Credential                Credential                   Months        Months        Numeracy
             Credential                                                                            Earnings for
Rate                      Rate                         Earnings      Earnings      Gains
             Rate                                                                                  Total Exiters

                                                  - 4 -

                                                                                           Wagner-
                  WIA Measures                                   Common Measures           Peyser
              Dislocated                  Customer                  Dislocated             Measures (All
Adult         Worker        Youth         Satisfaction   Adult      Worker       Youth     States)
Average Six   Average Six   Older Youth
Months        Months        Earnings
Earnings      Earnings      Change

                            Younger
                            Youth Skill
                            Attainment
                            Rate
                            Younger
                            Youth
                            Diploma or
                            Equivalent
                            Rate
                            Younger
                            Youth
                            Retention
                            Rate

        All states will report on the three common measures for Wagner-Peyser. For WIA
        performance, only states with an approved common measures waiver will be subject to
        the nine common measures (WIA Adult, Dislocated Worker, and Youth programs). For
        these states, the three adult common measures will be applied separately to the WIA
        Adult and Dislocated Worker programs, and the three youth common measures will be
        applied to the Youth program. States without an approved waiver are subject to the 17
        statutory WIA indicators of performance. When considering performance measure
        outcomes for sanction determinations for states with an approved common measure
        waiver under WIA, ETA will consider performance against these measures only.

        States are no longer required to use the American Customer Satisfaction Index (whether
        reporting statutory or only on the common performance measures) for assessing customer
        satisfaction. States must still measure customer satisfaction using a rigorous
        methodology; however, states now have flexibility to use an approach that best suits their
        specific needs and data systems. States that report using the statutory measures must
        continue to establish and report customer satisfaction targets and results in the annual
        report and annual report narrative.

        Below are source documents with definitions and related reporting specifications for the
        applicable performance measures:

        •        The WIA program performance measures
                 o TEGL No. 17-05, Common Measures Policy for the Employment and
                    Training Administration (ETA) Performance Accountability System and
                    Related Performance Issues (http://wdr.doleta.gov/directives/attach/TEGL17-
                    05.pdf)

                                                   - 5 -

           o Workforce Investment Act Annual Report: General Reporting Instructions and
             ETA Form 9091, Revised 2012 (OMB No. 1205-0420)
             (http://www.doleta.gov/Performance/guidance/WIA/WIAAnnualReportSpecif
             ications.pdf )

   •       The WIA Title 1 program common performance measures
           o TEGL No. 17-05, Common Measures Policy for the Employment and
              Training Administration (ETA) Performance Accountability System and
              Related Performance Issues (http://wdr.doleta.gov/directives/attach/TEGL17-
              05.pdf)
           o TEGL No. 17-05, Change 2, Common Measures Policy for the Employment
              and Training Administration (ETA) Performance Accountability System and
              Related Performance Issues
              (http://wdr.doleta.gov/directives/corr_doc.cfm?DOCN=2759)
           o Workforce Investment Act Annual Report: General Reporting Instructions and
              ETA Form 9091, Revised 2012
              (http://www.doleta.gov/Performance/guidance/WIA/WIAAnnualReportSpecif
              ications.pdf )

   •   The Wagner-Peyser program performance measures
          o TEGL No. 17-05, Common Measures Policy for the Employment and
            Training Administration (ETA) Performance Accountability System and
            Related Performance Issues (http://wdr.doleta.gov/directives/attach/TEGL17-
            05.pdf); and
          o ETA 9002 and VETS 200 Data Preparation Handbook, ET Handbook No. 406
            (OMB No. 1205-0240), (http://www.doleta.gov/performance/guidance/wia/et-
            406-handbook-expiration-022809.pdf).

   States should be aware that the Veterans’ Employment and Training Service (VETS) will
   be issuing separate guidance on negotiating PY 2015 veterans’ performance targets with
   state workforce agencies. This negotiation of specific levels of performance for veterans
   includes: 1) performance targets for those veterans served by American Job Center
   employment services; and, 2) grant-based performance targets for those veterans served
   through the Jobs for Veterans state grants.

8. Reaching Agreement on State Performance Levels. If a state chooses to negotiate any
   or all of their performance measures for PY 2015 they should notify their regional office
   no later than May 15, 2015, in accordance with section 4 of this TEGL. Targets must be
   agreed upon by no later than June 30, 2015. In proposing performance targets for both
   the WIA Title 1B and Wagner-Peyser programs, states should negotiate their goals within
   the context of integrated service delivery, priority of service, economic conditions,
   customers served, and workforce solutions that contribute to the regional economic
   competitiveness of their state and sub-state areas. States should also take into account the
   transition and implementation of the new WIOA performance accountability
   requirements as they consider their performance levels. However, transition activities

                                          - 6 -

alone are not justification for negotiating performance goals. States must take into
account changes in service mix, economic conditions, or client characteristics for
requesting negotiations of PY 2015 goals.

   A. Customers to Be Served

       The customers served by the local area may have a significant impact on outcomes
       depending on the type of services and other factors unique to the population. ETA
       encourages states to serve those individuals with barriers to employment and
       individuals more at-risk of not connecting to the labor market, including those
       who were formerly incarcerated, the homeless, veterans, individuals with
       disabilities and out-of-school youth. It should also be noted that WIOA
       emphasizes serving these and other hard-to-serve populations. States should bring
       appropriate information to the negotiation process that demonstrates either their
       past performance in serving these populations and/or their current strategy for
       serving these populations.

       ETA will consider adjusting performance targets to accommodate states currently
       serving a significant number of at-risk individuals who need higher levels of
       service to achieve a positive labor market outcome. States that have ongoing
       initiatives for serving at-risk individuals may work with their respective Regional
       Administrator to negotiate appropriate goals for PY 2015. During the negotiation
       process, states must provide data to support adjustments of goals based on
       numbers of individuals with barriers currently being served.

       When negotiating the Youth goals, states should consider the importance of
       serving the neediest youth, especially out-of-school youth, including youth in
       foster care, youth in the juvenile justice system, children of incarcerated parents,
       and migrant youth, as well as youth with disabilities and Native American youth.
       States that transition to serving a higher percentage of these more difficult to serve
       populations should take into account the populations being served when
       proposing performance levels for the Youth goals. Serving a greater percentage of
       the neediest youth may impact outcomes. If states are serving a greater percentage
       of the neediest youth, they should provide data that shows how outcomes are
       impacted by serving this population.

       When negotiating goals for the Adult program, states proposing new efforts to
       increase access to services for special populations that may face significant
       barriers, such as veterans, older workers, individuals with disabilities, migrant or
       seasonal farm workers, Indian and Native Americans, or Temporary Assistance
       for Needy Families (TANF) recipients, should provide data to show how these
       new efforts will impact outcomes. ETA supports efforts that will help states
       better tap into wider variety of available workers. Available performance data
       indicate that the workforce investment system’s employment and training
       programs have positive impacts on individuals’ employment, including

                                      - 7 -

   traditionally underserved populations. ETA expects states to document how
   outcomes are impacted by changes in the mix of participants served.

B. Workforce Innovation and Opportunity Act of 2014 (WIOA) Consideration

   WIOA will be implemented beginning July 1, 2015 and all WIA Title I
   participants who are enrolled at that time must be grandfathered into WIOA, even
   if the participant would not otherwise be eligible for services under WIOA.
   Grantees do not have to complete an eligibility re-determination for participants
   already determined eligible and enrolled under WIA. Furthermore, these
   participants must be allowed to complete the WIA services specified in their
   individual service strategy and individual employment plan, even if the services
   are no longer allowable under WIOA. Grantees must continue to serve
   participants enrolled under WIA with either carry-in funds that become WIOA
   funds or with WIOA funds. Grantees must continue to enroll participants in WIA
   funded programs through June 30, 2015, as transition from WIA to WIOA is
   intended to be seamless for participants.

   On and after July 1, 2015, grantees must make all eligibility determinations under
   the WIOA framework and must follow all applicable WIOA eligibility
   requirements. Participants enrolled after July 1, 2015, may only access services
   allowable under WIOA.

   PY 2015 youth activities allotments are available beginning in April 2015.
   However, youth enrolled prior to July 1, 2015, must be enrolled based on the WIA
   eligibility requirements. On and after July 1, 2015, grantees must make youth
   eligibility determinations using the WIOA eligibility requirements.

   For performance reports, grantees will continue reporting WIA enrolled and
   WIOA enrolled individuals in the current WIASRD through PY 2015 and until
   new performance reporting requirements are approved and the system updated.
   This will go through the Paperwork Reduction Act notice and comment process.

C. Tools for Proposing Levels of Performance

   The following tools and process guidelines provide a uniform framework for
   states to use to set performance goals that demonstrate this commitment. These
   tools and guidelines are designed to aid the negotiations process. If a state
   chooses to negotiate one or more measures, final performance levels must be
   negotiated and agreed upon by the state and the ETA Regional Administrator no
   later than June 30, 2015.

   Prior to proposing levels of performance to the appropriate Regional
   Administrator (see section 8.D and Attachment I for information on the
   negotiations process), states should review and make use of the following

                                 - 8 -

resources/tools to ensure that these factors have been considered in determining
proposed levels and that there is a sound rationale for proposed levels of
performance:

  I.   Past performance. States should use historical, annual performance
       information (PY 2007-2013) to determine projected levels of performance
       for PY 2015. States should also include recent quarterly performance
       results to support projected performance and service populations. The
       Department anticipates that states that choose to negotiate goals for PY
       2015 will submit proposed levels of performance that reflect continuous
       improvement in service provision and quality.

       Although states should have ready access to their own historical
       performance information, various tools and resources are available to
       examine all states’ performance data, including state by state files
       (www.doleta.gov/Performance/results/wia_national_performance.cfm);
       VETS’ performance data
       (http://www.dol.gov/vets/vetoutcomes/index.htm); and Bureau of Labor
       Statistics (BLS) data for employment, industries, counties, average
       earnings, etc. (www.bls.gov/cew/home.htm). When using BLS data as a
       guide, states should be careful to consider the timeframes covered by BLS
       employment and wage information, and the relative time periods in which
       WIA and Wagner-Peyser Act exiters enter employment and obtain post-
       program earnings.

 II.   GPRA goals. Throughout the performance negotiations process, states
       should be aware of GPRA goals the Department established through PY
       2014. The regional offices will use GPRA goals as one of several
       benchmarks by which to gauge their states’ proposed performance levels
       in the context of these national system goals. GPRA is an important
       mechanism by which Congress and OMB evaluate the success of Federal
       programs, including those operated by states and local areas. GPRA goals
       for the Department’s WIA Adult and Dislocated Workers and Wagner-
       Peyser Act programs, in addition to other national programs, are listed in
       Attachment II, and more information is available at
       http://www.doleta.gov/Performance/goals/gpra.cfm.

III.   The effects of economic and demographic variables and other factors.
       WIA Section 136(b)(3)(A)(iv) addresses additional factors, such as:
       differences in economic conditions, characteristics of participants, and
       services to be provided, that should be considered in the negotiation
       process.

                              - 9 -

D. Process for Reaching Agreement on State Performance Levels

   The process for reaching agreement on state performance goals will include the
   following steps, as outlined in the attached timeline (Attachment I):

     I.   After conducting their own analysis of factors that may affect
          performance, as discussed above (in Part A of this section), states will
          propose levels of performance for one or more of the applicable
          performance measures for PY 2015 by submitting these proposed levels to
          the Regional Administrator serving the state. Proposed performance levels
          should be stated to the nearest tenth of a percent (XX.X%) or to the
          nearest whole dollar for average earnings. Targets must be submitted to
          the appropriate Regional Administrator no later than May 29, 2015.
          Regional offices will work with states to begin the negotiation process
          prior to that date in order to ensure that final levels are agreed upon by
          June 30, 2015.

          When submitting the proposed levels, states should provide the following
          as support for the levels:

          •   The methodology used for developing proposed levels of performance,
              including a description of data sources, calculations, and additional
              environmental factors (such as those previously addressed in TEGL 9-
              07, and discussed in sections 5-7 of this TEGL).
          •   How the target levels will promote continuous improvement in state
              performance.

          When submitting the proposed levels for review, states should also include
          a discussion of how the proposed levels will positively impact customer
          satisfaction with services received and the extent to which the proposed
          levels ensure optimal return on investment of Federal funds. (See WIA
          Section 136(b)(3)(A)(iii) and (iv).)

    II.   The regional office will review the analyses used by the state to develop
          the proposed performance levels and work with the state to set mutually
          agreed-upon levels of performance. Regional offices will take into
          account the environmental factors addressed by the State, including
          current and future economic conditions. The regional office will consider
          the proposed levels in light of previously negotiated goals, past
          performance results, national GPRA goals, and the regression adjusted
          targets.

   III.   The negotiations process will focus on whether each performance level
          appears appropriate in light of statutory criteria and this guidance, and the

                                 - 10 -

                      adequacy of any information the state offers to substantiate each level. If a
                      regional office determines, through their analysis, that a state could
                      increase its proposed performance levels to more fully support continuous
                      improvement and customer satisfaction strategies, negotiations with the
                      state to obtain mutually agreed-upon higher performance levels will take
                      place.

               IV.    Once the performance levels are agreed upon, the Regional Administrator
                      will send a letter to the state confirming the finalized performance levels.
                      This letter constitutes a modification to the State Plan and serves to
                      incorporate the agreed-upon performance goals into the state Strategic
                      Plan.

9. Inclusion of Performance Goals in State Plans. States are required to submit proposed
   levels of performance for PY 2015 no later than May 29, 2015. States should note that the
   proposed levels of performance are subject to the same public review and comment
   requirements that apply to State Plans and Plan modifications. When the state submits the
   proposed levels to ETA, the state should confirm that it has made the proposed levels
   available to the public for review and comment.

   The Regional Administrator’s letter advising the state of the agreed-upon goals will
   constitute a modification to the State Plan. For subsequent revisions to performance goals
   during the life of the State Plan, the Regional Administrator’s letter advising the state of the
   agreed-upon goals will also constitute a modification to the State Plan. The state must ensure
   that the agreed-upon goals are included in the state’s official copy of the State Plan, and that
   any published State Plan, on the state’s Web site or through other forums, includes the
   agreed-upon goals. ETA will incorporate these performance goals into the regional and
   national office copies of the State Plan.

10. State and Local Regression Analysis. For PY 2015, there will be no new regression model
    targets developed as ETA is focused on the development and dissemination of the new
    statistical adjustment model that will be applied for performance accountability under WIOA.
    (See WIOA section 116(b)(3)(A)(viii).) The Department, through the relevant regional
    office, may use the regression-based performance levels developed in prior years (link
    available in section 4 for PY 2014 regression model output) as a tool in the negotiations
    process with any state who requests to negotiate for PY 2015.

11. Action Requested. States are requested to distribute this information to the appropriate state
    and local staff.

12. Inquiries. Questions concerning this guidance should be directed to the appropriate regional
    office.

                                             - 11 -

13. Attachment(s).

   Attachment I:     Recommended Timeline for the PY 2015 Negotiations Process
   Attachment II:    WIA and Wagner-Peyser Employment Service Performance Goals
                     Established for the Fiscal Year 2016 Congressional Budget Justification
                     and the Government Performance and Results Act
   Attachment III:   Time Periods for Reporting Performance Information in the WIA Annual
                     Report for PY 2014 and PY 2015

                                          - 12 -

Attachment I

Official PDF: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2015/TEGL_30-14_Attachment_I.pdf

ATTACHMENT I
                 Recommended Timeline for the PY 2015 Negotiations Process

          Date                                             Action
                           Employment and Training Administration (ETA) regional offices
April 2015                 provide technical assistance on strategic planning as requested by
                           state, including procedures for negotiating performance goals.
No later than May 15,      States must notify their regional offices by this date if they plan to
2015                       negotiate their PY 2015 WIA or W-P performance goals.

No later than May 29,
                           States formally submit proposed or final performance levels.
2015

                           Regional offices review states’ proposed performance levels and
May and June 2015
                           work with states to arrive at mutually agreed upon levels.
                           Regional Administrators send approval letters to states regarding the
                           final performance levels that are extended or negotiated.
June 30, 2015
                           ETA incorporates final performance levels into state plans.

Attachment II

Official PDF: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2015/TEGL_30-14_Attachment_II.pdf

ATTACHMENT II

 Workforce Investment Act (WIA) and Wagner-Peyser Employment Service (ES) Performance
   Goals Established for the Fiscal Year 2016 Congressional Budget Justification and the
                        Government Performance And Results Act

                                                    Results               TARGETS1,2
     Program                  Measure
                                                     2013             2014         2015
                        Entered Employment          61.1%             62.5          63.1
                        Retention                   82.8%             82.1          82.1
WIA Adults
                        Six-Months Average
                        Earnings                      $13,842         $13,945           $14,194
                        Entered Employment             60.0%            62.3              62.8
WIA Dislocated          Retention                      83.8%            84.6              84.6
Workers                 Six-Months Average
                        Earnings                      $15,997         $16,694           $16,998
                        Placement                      65.4%            66.8              66.9
WIA Youth               Attainment                     66.6%            62.2              62.2
                        Literacy                       52.4%            46.2              46.0
                        Entered Employment             75.0%            76.0              76.5
National Emergency Retention                           88.1%            88.6              88.6
                a
Grants (NEGs)           Six-Months Average
                        Earnings                      $18,264         $18,979           $19,321
                        Entered Employment             55.7%            54.7              55.0
                        Retention                      81.7%            81.1              81.2
WP ESb
                        Six-Months Average
                        Earnings                      $14,515         $14,937           $15,210

  Targets were set using PY 2012 data, no adjustments were made by regression to out-year targets.

  Targets were set based on the estimated effect of unemployment rates on program performance
outcomes and Office of Management and Budget’s assumptions about future unemployment rates
and the Consumer Price Index for all Urban Consumers (CPI-U). The base for setting performance
targets is the performance results for Program Year 2012, the most recent program year for which
performance results are available. Performance outcomes are aligned with the unemployment rates
and CPI-U within the quarters for which each measure is derived for the outcome in each program
year.
a
  Estimates from WIA Dislocated Worker program were used to set targets for these grants, since
Workforce Investment Board area identifiers were not available for NEG-only records.
b
  These estimates are based on ES individual records from Pennsylvania and Texas. Individual
record data for ES were not a required collection in previous submission; however, these data were
collected in these two states through the Workforce Investment Streamlined Performance Reporting
system pilot.

Attachment III

Official PDF: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2015/TEGL_30-14_Attachment_III.pdf

ATTACHMENT III

               Time Periods for Reporting Performance Information in the
    Workforce Investment Act Annual Report for Program Year (PY) 2014 and PY 2015

                                      Annual Report PY 2014    Annual Report PY 2015

          Reporting Item                  Time Period (Exit Cohort) to Be Reported
Total Participants                       7/1/14 to 6/30/15         7/1/15 to 6/30/16
Total Exiters                            4/1/14 to 3/31/15         4/1/15 to 3/31/16
Employer Customer Satisfaction          1/1/14 to 12/31/14        1/1/15 to 12/31/15
Participant Customer Satisfaction       1/1/14 to 12/31/14        1/1/15 to 12/31/15
Adult and Dislocated Worker Performance Measures
Entered Employment Rate                 10/1/13 to 9/30/14        10/1/14 to 9/30/15
Employment Retention Rate                4/1/13 to 3/31/14         4/1/14 to 3/31/15
Six Months Average Earnings              4/1/13 to 3/31/14         4/1/14 to 3/31/15
Employment and Credential Rate          10/1/13 to 9/30/14        10/1/14 to 9/30/15
Youth Common Measures
Placement in Employment or Education    10/1/13 to 9/30/14        10/1/14 to 9/30/15
Attainment of Degree or Certificate     10/1/13 to 9/30/14        10/1/14 to 9/30/15
Literacy/Numeracy Gains                  7/1/13 to 6/30/14         7/1/14 to 6/30/15
Older Youth Performance Measures
Entered Employment Rate                 10/1/13 to 9/30/14        10/1/14 to 9/30/15
Employment Retention Rate                4/1/13 to 3/31/14         4/1/14 to 3/31/15
Earnings Change                          4/1/13 to 3/31/14         4/1/14 to 3/31/15
Employment and Credential Rate          10/1/13 to 9/30/14        10/1/14 to 9/30/15
Younger Youth Performance Measures
Skill Attainment Rate                    4/1/14 to 3/31/15        4/1/15 to 3/31/16
Youth Diploma or Equivalent Rate         4/1/14 to 3/31/15        4/1/15 to 3/31/16
Retention Rate                           4/1/13 to 3/31/14        4/1/14 to 3/31/15

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