2009 workforce information grants
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Accessible letter PDF: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2009/TEGL30-08acc.pdf
CLASSIFICATION
Employment and Training Administration WORKFORCE INFORMATION
CORRESPONDENCE SYMBOL
Advisory System
DWSS/WORKFORCE INFORMATION
U.S. Department of Labor DATE
Washington, D.C. 20210 June 12, 2009
TRAINING AND EMPLOYMENT GUIDANCE LETTER NO. 30-08
TO: STATE WORKFORCE AGENCIES
STATE WORKFORCE ADMINISTRATORS
STATE AND LOCAL WORKFORCE BOARD CHAIRS
AND DIRECTORS
STATE WORKFORCE LIAISONS
STATE LABOR COMMISSIONERS
FROM: DOUGLAS F. SMALL /s/
Deputy Assistant Secretary
SUBJECT: Application Instructions for Program Year (PY) 2009 Workforce
Information Grants: Workforce Information Formula Allocations to States
1. Purpose. To announce the grant application process and to transmit guidance for
the development and management of the PY 2009 Workforce Information Grants to
States.
2. References. The Paperwork Reduction Act of 1995 (Pub. L. 104-13, 44 U.S.C. 3501-
3520); 29 Code of Federal Regulations (CFR) Parts 93, 96, 97, and 98; Office of
Management and Budget (OMB) Circular A-87; Section 508 of the Rehabilitation
Act of 1973, as amended (29 U.S.C. 794d); Wagner-Peyser Act (48 Stat. 1B, 29 U.S.C.
49), Sections 7(a)(3)(D), 7(d), and 15; Sections 111(d)(8) and 309 of the Workforce
Investment Act (WIA) (Pub. L. 105-220, 29 U.S.C. 2801, et seq.); Training and
Employment Guidance Letter (TEGL) NO. 31-07, Application Instructions for
Program Year (PY) 2008 Workforce Information Grants: Workforce Information
Formula Allocations to States; Planning Guidance for the Strategic State Plan for
Title I of the Workforce Investment Act of 1998 (WIA) and the Wagner-Peyser Act
(73 FR 72853 (Dec. 1, 2008)); and TEGL No. 14-08 Guidance for Implementation
of the Workforce Investment Act and Wagner-Peyser Act funding in the American
Recovery and Reinvestment Act of 2009 and State Planning Requirements for
Program Year 2009.
3. OMB Approval. In conformance with the Paperwork Reduction Act of 1995,
OMB reviewed and approved the information collection (OMB Control Number
1205-0417). This approval expires on May 31, 2011.
RESCISSIONS EXPIRATION DATE
None Continuing
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Under 5 CFR 1320.5(b), an agency cannot conduct, sponsor, or require a response to
a collection of information unless the collection displays a valid OMB Control
Number. The reason for this information collection is the planning and
management of the workforce information formula grants to states.
4. Background. The first decade of the new millennium continues to be buffeted by
change in both economic opportunity and structure. The early years of the decade
saw growth after recession. The mid-2000’s witnessed the spread of globalization
and its unexpected impact on areas not prepared to shift from the singular
industrial development model that delivered past prosperity. In 2009, the nation
finds itself confronting unprecedented change and historic job loss in an economy
described by President Obama and others as the worst since the Great Depression.
Throughout the decade, the Employment and Training Administration (ETA) has
been flexible in creating and funding workforce development initiatives to assist
states to become more globally competitive. As the nation’s unemployment rate
trends steadily upward, ETA encourages states to use regional initiatives and
methodologies to reestablish sound economic footing. States are also reminded
that regional partnerships remain key to attaining long- and short-term economic
and workforce development goals and to helping workers and businesses
successfully negotiate new economic and employment realities. (Please refer to the
PY 2008 Workforce Information Grants to States guidance (TEGL NO. 31-07, dated
June 6, 2008) for the components to sustain successful regional partnerships.
To furter respond, President Obama and Congress enacted the American Recovery
and Reinvestment Act of 2009, Public Law 111-5 (the Recovery Act). The purpose
of the Recovery Act is to preserve and create jobs, promote the nation’s economic
recovery, and assist those most impacted by the recession. However, the Recovery
Act provides more than an injection of workforce development resources into
communities across the country. It is also a significant monetary investment and
represents an extraordinary opportunity for state workforce agencies (SWAs) to
fund their employment and training programs in a manner that supports and
accelerates the transformation of the public workforce system and increases its
effectiveness.
ETA encourages all SWAs to take an expansive view of how Recovery Act funds
can be integrated into state transformational efforts while valuing the equally
important needs of workers and employers. The review of current and projected
workforce needs for both groups can help direct state education, training,
employment, and re-employment services. Additionally, use of this form of
workforce information can ensure that every level of SWA-provided assistance is
fully aligned with local and regional economic development strategies and leads to
the jobs and industries deemed most important for citizen success.
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For workforce development to emerge as a strong, invigorated and innovated
system, stakeholders at every level must develop and refine innovative service
delivery strategies in the context of both metropolitan and rural regional
economies. Therefore, it is critical that ETA-funded workforce information
grantees remain both a catalyst and a support for state and local workforce boards
as they partner with each other regionally and across political jurisdictions and
develop solutions. Collaboration with community colleges, employers, business
and labor organizations, civic groups, and community philanthropy will ensure
that workforce development services meet the regional economic development
strategies needed for success.
In addition, sector strategies for renewable energy, broadband and
telecommunications, health care, advanced manufacturing, and other high demand
industry sectors identified by local areas should be an integral part of a
comprehensive and analytical approach to workforce development and regional
growth. In every aspect, states are expected to use workforce and labor market
information (LMI) and data as the foundation on which to build and implement
sound workforce development strategies.
This guidance highlights opportunities state workforce and labor market
information, or economic research and statistical entities (LMI entities) will have to
demonstrate value-added information products and services to support Recovery
Act investments.
5. Workforce Information Goals and Objectives. The goal for the Workforce
Information Grants to States for PY 2009 is two-fold. SWAs, through their LMI
entities, are to support immediate economic recovery while also planning for long-
term economic growth and stability.
PY 2009 ETA workforce information grant funding is to be used by SWA grantees
to provide and support the workforce information services needed for states to
successfully identify, develop, and maintain sustainable and competitive regional
economies capable of addressing both short- and long-term employment need.
States are urged to incorporate and follow two inter-dependent development
strategies – one that identifies industries and expected continued growth and
another to address new, more immediate, employment challenges.
State labor market and workforce information providers are expected to play a
critical role in PY 2009 as states make Recovery Act investment decisions and
develop economic growth strategies. States can leverage Recovery Act funds for
their LMI entities to enhance ETA-funded workforce information research, surveys,
and products to meet stimulus-driven reporting requirements. Hiring new LMI
staff, capitalizing infrastructure improvements, or otherwise supporting the
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expansion of needed workforce information resources are also allowable uses of
Recovery Act funds.
To achieve the two-fold goal stated above, ETA expects states to:
• Participate in regional economic development activities to identify regional assets,
exploit strengths and opportunities, and address weaknesses as the foundation for
a sound regional economic vision and successful strategies for long-term growth
and recovery.
• Develop workforce information on workforce supply, employer demand, and, the
skills and education gaps in the supply pipeline to guide state and local workforce
investment board efforts and those of their education and economic development
partners.
Actionable workforce information can be gained from short- and long-term
industry and occupational projections and analyses, supply and demand analysis,
skills gap analysis, labor shed analysis, and local level impact analysis.
• Support re-employment services designed for unemployment insurance (UI)
claimants. States that incorporate worker profiling to guide the provision of UI
reemployment services generally obtain better (and earlier) reemployment
outcomes. Locally captured worker demographics are useful in tailoring front-line
services to specific populations. State-driven worker profiling of UI claimant pool
characteristics help establish realistic outcome expectations based on past cohorts
of individuals drawing benefits.
Staffing pattern analysis combined with data on worker characteristics (e.g.,
education, industry, occupation, length of employment, wage earned, and
residence), and data on projected industry and occupational growth and decline,
industry locations, wages and benefits, mass layoffs, local level unemployment,
and previously exhausted claims can help states objectively determine appropriate
services and priorities for UI claimants.
• Build on existing relationships to strengthen the impact of workforce information
for policy makers. Relationships with business and industry are particularly
critical now. Tapping into trusted business sources can enable state labor market
entities to:
o Develop information which can be used by the workforce system to develop
layoff aversion strategies (particularly where incumbent worker reskilling is
needed to match new job requirements);
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o Ease the transition of laid off workers when reductions are necessary; and
o Build virtual service bridges between firms laying off and those hiring through
labor exchange, skills gap training, or other tactics.
• Forge new partnerships to expand and enhance the reach of workforce intelligence
by conducting outreach with labor organizations, business groups, nonprofit
organizations, industry organizations, state and local government agencies, and
other interested parties.
• Review the Recovery Act for other opportunities to support workforce
development. For example:
o The Recovery Act contains $500 million for projects that prepare workers for
careers in energy efficiency and renewable energy. Following the two-fold
workforce information goal for PY 2009, ETA envisions that these dollars will
not only create short-term recovery-oriented green jobs but also establish long-
term green career pathways by combining entry-level green jobs with training.
State research and analysis will be needed to identify “green growth”
occupations (existing green jobs projected to increase in number); “green-
enhanced” occupations (existing green jobs that are expected to also require
worker upskilling), and emerging green occupations in need of workers.
o Recovery Act funding is also available to support research, labor exchange,
and job training to prepare workers for other high growth and emerging
industry sectors, with priority for projects in health care careers. State LMI
entities should note that a variety of other employment programs have been
funded with Recovery Act dollars or are affected by the Recovery Act and will
need workforce information, including:
WIA Adult Employment and Training,
Wagner-Peyser Employment Services,
State Unemployment Insurance Operations,
WIA Dislocated Worker Employment and Training,
Trade Adjustment Assistance,
WIA Youth Activities (including Summer Jobs),
Job Corps,
Senior Community Service Employment Program, and
Vocational Rehabilitation State Grants
• Initiate a means to gather information about other state Recovery Act investments
to be made and for which state LMI entities can be a valuable partner in producing
and providing workforce data and information that guide economic recovery and
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growth decisions. Workforce information grantees should also be positioned to
help local and regional areas with workforce information needs.
ETA urges its workforce information grantees to offer assistance as their SWAs
develop job creation data, effect Recovery Act data collection(s), or identify other
needs for workforce data. State LMI entities should find that, upon review, many
of the stimulus investments contained in the Recovery Act present a variety of
opportunities to supplement, expand, or enhance current workforce information
services and tools.
6. ETA-Supported Workforce Information Resources. To help workforce
information consumers better organize and use needed workforce information,
tools, and resources, ETA developed the following resources:
The Regional Economic Development (RED) Web site provides information and
tools to help regional economies drive economic transformation using a six-step
blueprint to find resources, form partnerships, and achieve regional success.
http://careeronestop.org/RED/
The Workforce Information and Economic Analysis Web page, launched by ETA in
late 2008 through its Workforce3one Web site, is designed to promote the sharing
of state developed workforce information resources and tools. The page also
contains links to other public and private workforce information Web sites and
houses recorded workforce information and economic analysis webinars.
http://www.workforce3one.org/page/wiea
The WIN-WIN (Workforce Information Innovation) Network Community of
Practice Web page is scheduled to launch through Workforce3one prior to the
beginning of PY 2009. The goal of this WIN-WIN national community of practice is
to advance the application and integration of data, analysis, and research in
national and regional workforce and economic development and economic
recovery activities.
The “Catalogue of Workforce Information Sources: Decision Making Assistance
for Regional Economic Development” is a compilation of accessible data sources
(Federal, state, and private sector) that can help support local, state, and regional
planning and economic development efforts. Divided into three parts, the
catalogue reviews various workforce and labor market information sources; lists
portals and systems for workforce and labor market information decision support;
and ends with a discussion of data integration and analysis tools and services.
http://careeronestop.org/Red/Catalogue.doc
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7. Partnership Expectations. ETA-funded state workforce information grantees are
required to consult with their strategic partners to increase the scope and utility of
workforce information used to inform workforce and economic development
strategies and to enhance career guidance and resources.
ETA expects grantees to advance established strategic partnerships that drive the
regional economic development framework needed to address both short- and
long-term employment goals. Therefore, grantees should collaborate with
partners, i.e., workforce investment boards (WIBS), economic development
agencies, education and training institutions, business groups, industry
associations, labor organizations, and other public and private producers and
distributors of labor market and economic information to gather, analyze, and use a
wide variety of workforce and economic data to drive strategic planning, track
economic conditions, benchmark competitiveness, and measure outcomes.
Exemplary tools, products, and processes developed through state and local
partnerships, including those identified by the Workforce Information Innovation
Network, will be shared and made available for system review and sharing
through both the WIN-WIN Network Community of Practice Web Page and the
Workforce3One Workforce Information and Economic Analysis super category
Web page at http://www.workforce3one.org/page/wiea.
Additionally, the annual workforce information performance reports submitted by
the states are reviewed by both regional and national ETA staff. States should view
and use this grant deliverable as an opportunity to communicate to ETA and
highlight the partnerships, activities, and other outcomes attained during the
program year. ETA expects these annual reports to be more than just a compilation
or listing of state workforce information products that is simply updated from year
to year. ETA expects the annual reports to incorporate a significant level of
analysis, interpretation, appropriate conclusions, and actionable recommendations.
Interested parties may access the state annual reports for PY 2007 and prior years at
http://www.doleta.gov/Programs/2007ReportsAndPlans/eta_default.cfm.
8. Funding and Leveraging Resources. ETA will provide formula allocated
workforce information grants to states to produce, at a minimum, the core products
and services required by Attachment III of this guidance, and for the development
of other workforce information products and services which, at a state’s discretion,
might be required to support the workforce development system.
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A total of $32,000,000 is available for PY 2009, minus $176,800 allocated in total to
Guam and the Virgin Islands. ETA will distribute the remaining amount of
$31,823,200 by formula to states and the District of Columbia, with 40% distributed
equally to all states and 60% distributed based on each state’s relative share of the
civilian labor force for the 12-month period ending September 2008 (see
Attachment I for the table of state allocations). States are urged to collaborate with
other data and program providers and leverage, to the greatest extent possible,
both ETA workforce information and Recovery Act funds in order to expand
current capacity to produce quality workforce information and economic analysis.
Section 5 of this guidance, Workforce Information Goals and Objectives, suggests
several areas in which state workforce information, labor market information, or
economic research and statistical entities can achieve this goal.
ETA and many workforce system leaders view the economic downturn and its
infusion of resources as a challenge and opportunity to advance all facets of the
workforce development system. ETA has provided aid to LMI entities to access
Recovery Act funds through TEGL NO. 14-08, “Guidance for Implementation of the
Workforce Investment Act and Wagner-Peyser Act Funding in the American Recovery and
Reinvestment Act of 2009 and State Planning Requirements for Program Year 2009”
(issued March 18, 2009). The Recovery Act TEGL contains many references to
workforce information and many statements that identify and strongly encourage
states to use recovery funds for workforce information. Additionally, the guidance
positions workforce information as the first item to be addressed in PY 2009
WIA/Wagner-Peyser State Plan modifications and further instructs states to
ground visions and strategies in an “economic and labor market context.”
However, it is incumbent upon each state LMI entity to make the business case for
receiving state-allocated Recovery Act funds by identifying the value-added
services, products, intelligence, and the overall benefit of investment in workforce
information.
9. State Certification of Required Grant Deliverables. States must submit a grant
Statement of Work Certification (see Attachment IV) affirming that all six
deliverables required by the grant Statement of Work Guidelines (see Attachment
III) will be accomplished during PY 2009. The certification must be signed by the
governor or by both the SWA administrator and the chairperson of the State
Workforce Investment Board (SWIB).
If circumstances prevent accomplishment of a specific grant deliverable during PY
2009, the state must negotiate a deferral with the ETA Regional Administrator
including attaching as an addendum the reasons for delay and a proposed
completion date. The ETA regional office will document planned grant activities
and grant accomplishments in the state’s grant file and those records will be made
accessible, per 29 CFR, Part 97.42(e)(1), for examination by ETA or other authorized
Federal representatives.
10. Accountability. ETA will assess and document the effectiveness of grantee
performance through the following approach:
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a. ETA Grant Reviews. The ETA regional offices will conduct periodic reviews
of states’ progress towards meeting the PY 2009 certified grant deliverables,
the degree to which collaboration with the SWIB and other partners exists, and
quarterly reviews of grant expenditures and obligations.
b. Performance Reporting. On July 1, 2005, ETA implemented common
measures reporting and revised program reporting requirements to include
the provision of workforce information services and the impact of those
services on participant outcomes. State data on the Entered Employment Rate,
Employment Retention Rate after Six Months, and Earnings for participants
following receipt of workforce information services is specifically captured for
performance reporting purposes. For PY 2009, ETA will monitor the outcomes
achieved by participants who received workforce information services.
c. Consultation and Customer Satisfaction Assessment. Section 15 of the
Wagner-Peyser Act (WIA Section 309) requires states to consult with
customers about the labor market relevance of the information disseminated
through the statewide workforce information system. ETA interprets
customers to include workforce system stakeholders, regional economic
development leadership within the state, and other strategic partners that
foster workforce development. Consultation with the workforce investment
system and other customers and users provides the basis for formulating
continuous improvement strategies for workforce information. ETA is not
prescribing an approach or methodology for conducting customer
consultations. Methods can include focus groups, various types of surveys,
documented consultations, customer satisfaction assessments, or other
methods the state considers appropriate.
d. Annual Performance Report. Grantees are required to submit an annual
performance report for the workforce information grant (29 CFR 97.40(b)(1)),
signed by both the SWA administrator and the SWIB chairperson, or the
governor, as specified in Attachment V, Section A. The report must include a
description of outcomes compared to certified grant deliverables and, where
appropriate, an explanation as to why a grant deliverable was not accomplished
and what will be done to ensure accomplishment.
The annual performance report must also include a summary of the results of
the grantee’s customer consultations regarding state workforce information
products and services and a summary of activities to be undertaken to add
customer value where needs for improvement are indicated. The report may
also include recommendations for consideration by ETA for changes and
improvements to the required grant deliverables.
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Grantees must electronically submit the annual performance report as an
accessible Section 508 compliant .pdf file to the appropriate ETA regional office
90 days following the end of the program year. As stated earlier, ETA will
post the annual performance reports on the ETA Web site for the purpose of
informing the system of overall grant performance.
States should be aware that .pdf copies of all documents submitted to ETA for
Web posting must meet the Federal accessibility requirements stated by
Section 508 of the Rehabilitation Act of 1973, as amended (29 U.S.C. 794d).
(See www.section508.gov for more information.)
States unable to convert their annual report and economic analysis grant
deliverables to meet Section 508 .pdf accessibility standards should instead
submit them to ETA in Microsoft (MS) Word or an equivalent text format.
Forwarded files will be converted by ETA to meet .pdf accessibility guidelines
prior to posting for public use and review.
11. Special Grant Requirements. Funds provided by this award may not be used to
supplant funds obligated from other funding sources for workforce information
activities. All costs incurred under the grant must support the cost objectives
specified in Section 5 of this guidance and must conform to the principles for
"reasonable" and "allocable" costs as specified in OMB Circular A-87.
All data collection activities must conform to the technical standards and
methodologies established by the Bureau of Labor Statistics, or document, in the
state’s grant file, a sound business rationale for the use of an alternative
methodology. Any information technology system or application developed with
these funds must adhere to industry-standard, open architecture principles with
documentation and software made available for use by other organizations for
Federal government purposes.
12. Publications and Other Information Products. Grantees are required to submit
.pdf copies or links to .pdf copies of the economic analysis reports (Deliverable 3)
and any special studies and economic analyses (Deliverable 6) to the appropriate
regional office 90 calendar days following the end of the program year.
Grantees are also requested to submit .pdfs or links to .pdf copies of publications
and other products produced with these grant funds that are considered to be of
special interest to the workforce investment system to the appropriate regional
office.
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Examples of products of special interest include industry-specific research and
analysis, state brochures describing the availability and functionality of electronic
self-service tools, documentation of innovative applications developed for database
access or manipulation, or innovative workforce information services available to
customers.
As noted above in Section 10d, Annual Performance Report, .pdf copies of
documents submitted to ETA for Web posting are expected to meet Section 508
accessibility requirements. States encountering compliance difficulties must
submit their documents in MS Word or an equivalent text format, which ETA will
then convert to meet Federal .pdf accessibility guidelines.
13. Grant Expenditure Period. The maximum expenditure period for these funds is
three years under the Wagner-Peyser Annual Funding Agreement. The grant will
cover, at a minimum, the 12-month period from July 1, 2009 to June 30, 2010, but
may, if negotiated between the state and the ETA regional office, cover a longer
period of time up to the maximum expenditure period ending June 30, 2012.
14. Grant Modifications. The grantee and the ETA regional office may jointly modify
planned expenditures, within the state allocation during the grant period of
performance. The regional office has authority to recommend the reallocation of
grant funds to the ETA grant officer when overall grant expenditures and
obligations are substantially below quarterly budgeted forecasts.
15. Financial Management and Reporting. States should forecast actual cash needs by
Program Year quarter on Standard Form (SF) 424A, Section D, for all quarters
covered by the grant. State workforce agencies will report quarterly expenditures
by direct data entry of the ETA 9130 Financial Cost Report, into the Web-based
Enterprise Business Support System (EBSS). Per 29 CFR 97.41(b)(4) quarterly
financial reports are due 30 days following the end of each quarter. Address any
questions regarding financial management and reporting for PY 2009, or for any
existing prior year fund balances, to the appropriate ETA regional office.
16. Action Requested. Grant applications are due to the regional offices within 45
days of the date of this guidance. A submission date later than 45 days may be
approved by ETA Regional Administrators. ETA requests that SWA
administrators:
a. Immediately transmit these grant application instructions to the appropriate
SWA office and to the SWIB.
b. Submit the original and two (2) copies of the PY 2009 grant application package
with a transmittal letter signed by: (1) the governor; or (2) both the SWA
administrator and the chairperson of the state SWIB to the appropriate ETA
regional office.
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c. Include in the grant application package:
1. Transmittal Letter
2. Application for Federal Assistance (SF-424)
3. Budget Plan (SF-424A, Section D only)
4. Statement of Work Certification
17. Inquiries. Direct questions on the statement of work and grant requirements to the
appropriate ETA regional office. Direct grant and financial management questions
to the regional office or to Gwendolyn Baron-Simms at (202) 693-3309 or to Thomas
Martin, Grant Officer, at (202) 693-2989.
18. Attachments.
I. State Allocations for PY 2009
II. Grant Procedures
III. Statement of Work Guidelines
IV. Statement of Work Certification
V. Annual Performance Report Instructions
Linked official document 1: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2009/TEGL30-08a1.pdf
U. S. Department of Labor Attachment I
Employment and Training Administration
Workforce Information Grants to States
PY 2009 vs PY 2008 Allotments
State PY 2008 PY 2009 Difference % Difference
Total $31,863,448 $32,000,000 $136,552 0.43%
Alabama 517,479 513,199 (4,280) -0.83%
Alaska 286,532 288,558 2,026 0.71%
Arizona 616,560 626,020 9,460 1.53%
Arkansas 413,079 413,813 734 0.18%
California 2,478,254 2,507,217 28,963 1.17%
Colorado 573,969 583,382 9,413 1.64%
Connecticut 473,938 476,002 2,064 0.44%
Delaware 298,422 299,219 797 0.27%
District of Columbia 283,018 285,208 2,190 0.77%
Florida 1,374,721 1,388,142 13,421 0.98%
Georgia 838,696 842,605 3,909 0.47%
Hawaii 323,871 325,132 1,261 0.39%
Idaho 337,015 338,097 1,082 0.32%
Illinois 1,069,456 1,070,081 625 0.06%
Indiana 644,569 642,235 (2,334) -0.36%
Iowa 448,792 451,190 2,398 0.53%
Kansas 425,973 427,610 1,637 0.38%
Kentucky 497,690 495,574 (2,116) -0.43%
Louisiana 490,060 494,844 4,784 0.98%
Maine 331,693 332,053 360 0.11%
Maryland 615,226 612,613 (2,613) -0.42%
Massachusetts 664,696 662,375 (2,321) -0.35%
Michigan 867,507 855,176 (12,331) -1.42%
Minnesota 607,538 606,203 (1,335) -0.22%
Mississippi 406,084 407,221 1,137 0.28%
Missouri 620,388 615,454 (4,934) -0.80%
Montana 305,158 306,660 1,502 0.49%
Nebraska 364,663 366,425 1,762 0.48%
Nevada 408,405 414,616 6,211 1.52%
New Hampshire 335,465 335,737 272 0.08%
New Jersey 798,971 796,139 (2,832) -0.35%
New Mexico 359,736 361,891 2,155 0.60%
New York 1,410,985 1,420,420 9,435 0.67%
North Carolina 801,477 805,049 3,572 0.45%
North Dakota 288,534 290,398 1,864 0.65%
Ohio 980,145 982,778 2,633 0.27%
Oklahoma 457,593 459,625 2,032 0.44%
Oregon 480,629 484,917 4,288 0.89%
Pennsylvania 1,019,875 1,027,599 7,724 0.76%
Puerto Rico 416,785 412,752 (4,033) -0.97%
Rhode Island 314,993 315,475 482 0.15%
South Carolina 508,915 508,829 (86) -0.02%
South Dakota 297,541 299,586 2,045 0.69%
Tennessee 617,264 621,026 3,762 0.61%
Texas 1,667,706 1,680,566 12,860 0.77%
Utah 408,862 415,279 6,417 1.57%
Vermont 288,250 288,282 32 0.01%
Virginia 742,865 748,577 5,712 0.77%
Washington 659,818 671,927 12,109 1.84%
West Virginia 344,123 344,271 148 0.04%
Wisconsin 623,722 624,534 812 0.13%
Wyoming 279,270 280,619 1,349 0.48%
State Total 31,686,976 31,823,200 136,224 0.43%
Guam 92,716 92,899 183 0.20%
Virgin Islands 83,756 83,901 145 0.17%
Outlying Areas Total 176,472 176,800 328 0.19%
Linked official document 2: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2009/TEGL30-08a2.pdf
Attachment II
Grant Procedures
A. Grant Agreement. The Wagner-Peyser Annual Funding Agreement covers the
Wagner-Peyser Base Grant and the Workforce Information Grants to States for FY
2009/PY 2009. The Annual Funding Agreement includes Assurances and
Certifications that apply to all grants covered by the Agreement. Therefore, grantees
do not need to separately submit the Assurances and Certifications with the
Workforce Information Grants to States application.
B. Grant Application. Develop grant applications in accordance with Attachments I
through V. The grant application must include a transmittal letter signed by both
the designated SWA administrator and the designated representative of the State
Workforce Investment Board, or the governor, a signed Application for Federal
Assistance (SF-424), Budget (SF-424A, Section D only) for all quarters covered by the
state plan, and a grant Statement of Work Certification. ETA requests that states
submit the original and two copies of the complete grant package to the appropriate
ETA Regional Administrator within 45 days of the date of this guidance.
C. Grant Approval. Regional Administrators are responsible for final approval of the
grant and will issue an approval letter, with a copy of the approved grant package,
to the state and a copy of the approval letter and approved grant package to the
grant officer. The grant officer will issue a Notice of Obligation (NOO) after receipt
of the approved grant application from the Regional Administrator.
D. Grant Modifications. The grantee and ETA regional office may jointly modify
forecasted quarterly expenditures, within the state allocation, during the grant
period of performance. The regional office has authority to recommend funding
adjustments to the grant officer when overall grant expenditures are substantially
below quarterly budgeted forecasts in the approved SF- 424A.
Linked official document 3: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2009/TEGL30-08a3.pdf
Attachment III
Statement of Work Deliverables
Funds shall be used to produce deliverables one through six specified in this
Attachment. The deliverables include the population and maintenance of the
Workforce Information Database (WIDb), the production of industry and occupational
employment projections, and other economic and workforce information products and
services required to support the state, regional, and local workforce development
systems.
Grantees are required to produce all six deliverables with PY 2009 funding. Except for
deliverables one and two (WIDb maintenance and enhancements; and Industry and
Occupational Employment Projections), which are expected to be standard and
comparable across states, states are allowed flexibility in developing the remaining
required deliverables. This flexibility enables states to determine the relative priority of
the product or service, the content and form of the deliverable, and the level of
investment in each deliverable that best meets the states’ needs. States are required to
consult with the SWIBs, regional economic development leadership within the state,
other economic development partnerships, local workforce investment boards (LWIBs),
and involved organizations in order to receive significant stakeholder input into the
development of the grant deliverables.
ETA acknowledges and supports states using funds provided by this grant to produce
other information products and services, such as workforce information training and
occupational and career guidance, that are needed to support the development of the
workforce system and documented as customer demand.
1) Populate the Workforce Information Database (WIDb) with state and local data.
The WIDb provides states with a common structure for storing information in a
single database in each state. The database is intended to serve as the cornerstone
for information delivery, workforce research, and product development for
information that is standard and comparable across all states. The database, once
populated, brings together critical workforce information from many sources to
promote better analysis and more sophisticated interpretation. Using the same
version of the database in all states is important for comparative analysis purposes
and for ease of maintenance. Therefore, states are required to implement and
maintain the most current version of the WIDb and populate all tables designated as
core tables in accordance with guidelines issued by the Analyst Resource Center
(ARC).
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Database content must be updated timely in order to be as current as the state’s
most recent publications and data releases. Information and technical support will
be provided on the ARC Web site at: http://www.workforceinfodb.org/. The
listing of the current core data elements, i.e. those elements that must be populated
by all states, and associated tables may be found at the same Internet address. States
are required to populate the database with the license.dbf and licauth.dbf licensing
files. Licensing data must be updated every two years. States are required to
submit licensing data through the National Crosswalk Service Center (NCSC) for
inclusion on http://www.CareerInfoNet.org. The licensed occupations information
is located on America’s Career InfoNet (ACINet) site, and has been recoded from the
Occupational Employment Statistics (OES) taxonomy to the Occupational
Information Network (O*NET)/Standard Occupational Classification (SOC)
taxonomy. The NCSC will assist states in recoding their files from OES to
O*NET/SOC for submittal to ACINet, if necessary. States may access information
and support through the NCSC Web site at http://www.xwalkcenter.org/ or by
calling (515) 242-5034.
Training, support material, and information updates will be provided through the
ARC technical Web site along with links to related sites, and electronic newsletters
to help states realize the full potential of the WIDb and related resources. While
states should minimize training requiring staff travel, it is important that all states
take advantage of the resources and training opportunities provided. States may
use grant funds for any costs required to populate, maintain, and update the
database including staff training.
2) Produce and disseminate industry and occupational employment projections.
States must produce and disseminate state and sub-state industry and occupational
employment projections, using the methodology, software tools, and guidelines
developed by the Projections Workgroup and the Projections Managing Partnership.
In the case where a state uses another methodology, state officials must document
the methodology and indicate the reason for using alternative methods.
The primary activity for states in PY 2009 will be the production of statewide short-
term and long-term occupational projections. Statewide long-term projections are to
be developed for the 2008 to 2018 period and statewide short-term projections from
2009 to 2011. States should note that ETA supports and encourages the production
of sub-state and local projections.
When completed, states must also populate the WIDb with the statewide 2009-2011
short-term projections and 2008-2018 long-term projections data, as well as submit
the long-term data for public dissemination following procedures established by the
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Projections Workgroup and the Projections Managing Partnership. The Workgroup
will provide states specific instructions for data submission.
ETA encourages states to participate in training opportunities that may be
recommended or provided by the Projections Workgroup and the Projections
Managing Partnership.
3) Publish an annual economic analysis report for the governor and the SWIB.
States must use funds to develop and publish annual, detailed state economic
analyses. This analysis will inform workforce and economic development policy
and investment determinations by the governor, the SWIB, LWIBs, regional
economic development leadership within the state, economic development
organizations, and other partners including community colleges and other
stakeholders. To the extent available from state or other sources, the state analysis
should include pertinent data and analyses of local and regional economies. If this
deliverable, in whole or in part, is the responsibility of another state agency or office,
opportunities for partnering and leveraging information with the responsible agency
must be explored and documented in an addendum to the grant certification.
In addition to the workforce information routinely produced by the grantee, ETA
encourages grantees to expand the scope and depth of each analysis they perform by
including information from external, credible sources of workforce, labor market,
and economic information where relevant and based on needs identified through
customer consultation. Examples of other possible data sources are cited in the
Catalogue of Workforce Information Sources referenced in Section 6 of this TEGL.
States must footnote and clearly reference the information sources used in the
annual economic analyses. ETA will provide technical assistance to states in
accessing and incorporating information from non-state sources through Webinar
training and other presentations.
If the annual economic analysis report is not a product desired by the governor or
SWIB, a statement attesting as such and indicating the product or products to be
created in lieu of the report must be signed by the governor or the SWA
Administrator and SWIB Chair. This attestation must be submitted to the applicable
regional office as part of the state’s statement of work certification package.
4) Post products, information, and reports on the Internet.
States are required to post grant produced products, reports, including deliverables
three and six, and other workforce information on the Web or disseminate the
information through other electronic media to facilitate use by the workforce and
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economic development systems, other partners and stakeholders, and the general
public. Funds may be used for developing, maintaining, improving, and hosting
Internet Web sites and other electronic delivery systems in support of this
deliverable.
5) Partner and consult on a continuing basis with workforce investment boards and
key economic development partners and stakeholders.
The PY 2009 workforce information grant guidelines require consultation between
the grantees’ SWAs, SWIBs, LWIBs, regional economic development leadership
within the state, other economic development organizations, and strategic partners
and stakeholders in order to increase the scope and utility of workforce information
to inform workforce and economic development vision, priorities, and strategies and
enhance career guidance and tools.
ETA expects workforce information grantees to operate as a catalyst to establish and
maintain strategic partnerships to drive both short- and long-term regional
economic development framework(s) and support the blueprint for workforce
development in regional economies. Grantees are expected to collaborate with
many stakeholders including economic development agencies, education and
training institutions, business and labor groups, industry associations, and other
public and private producers and distributors of labor market and economic
information, to gather and analyze a wide variety of workforce and economic data
to inform strategic planning, track economic conditions, benchmark
competitiveness, and measure outcomes. The needs identified through
consultations must be documented in the grant file.
6) Conduct special studies and economic analyses.
When needed, states shall conduct special state, regional and local studies and
economic analyses to provide information support and workforce intelligence for
communities in economic transition, to support state and sub-state workforce
development initiatives, and to respond to major layoffs, disasters, or other events.
Linked official document 4: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2009/TEGL30-08a4.pdf
Attachment IV
Statement of Work Certification
State Workforce Information Grants
The State of ________________________ certifies that it will accomplish grant
deliverables one through six specified in Attachment III of the Workforce Information
Grants to States Application Instructions for Program Year 2009.* Per 29 CFR, Part
97.42(e)(1), file documentation of grant activities and accomplishments will be available
for examination by ETA or other authorized Federal representatives.
______________________________
Governor
______________________________
Date
Or
_____________________________ ____________________________
SWA Administrator SWIB Chair
_____________________________ ____________________________
Date Date
* If circumstances prevent the accomplishment of a specific grant deliverable(s) during
PY 2009, a deferral must be negotiated with the Regional Administrator, and the
reasons for delay and a negotiated completion date noted as an addendum to this
Statement of Work Certification.
Linked official document 5: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2009/TEGL30-08a5.pdf
Attachment V
Annual Performance Report
States are required to submit an annual performance report, signed by the governor or
both the State Workforce Administrator (SWA) and the State Workforce Investment
Board (SWIB) which concisely summarizes accomplishments and the results of
customer consultations about existing and needed workforce information products and
services. The report is intended to serve as an accountability, management, and
analysis tool for states and ETA, and as a source for promising practices and exemplary
products.
A. Accomplishments. For each required deliverable, provide a concise summary of:
• The outcomes achieved and an analysis that explains the cause of any significant
variance from the Grant Certification. Describe any actions required to accomplish the
required deliverables.
• The extent to which activities have conformed to the deliverables schedule,
including an explanation for the cause of any significant variance from the schedule.
• Actual aggregate expenditures and an explanation for any significant variance from
estimated aggregate expenditures.
B. Customer Consultations. Provide a concise summary of:
• The methods used for consulting with customers, and customize requirements.
• Activities to be undertaken to add customer value to the deliverables, where needs
for improvement are identified based on customer feedback.
C. Recommendations for Improvements or Changes to the Deliverables.
These may be based on one or more of the following:
• Recommendations based on accomplishments.
• Recommendations based on consultations with customers.
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