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WIA incentive grant applications
Summary This change to TEGL 20-01 updated how eligible states applied for WIA section 503 incentive grants based on program year 2006 performance. ETA now labels this period-specific advisory Canceled.
Document
Federal guidance
Agency
U.S. Department of Labor, Employment and Training Administration (ETA)
Document number
TEGL No. 20-01, Change 6
Date issued
May 21, 2008
Status
Withdrawn
ETA lists this advisory Canceled as of 2026-10-24; its official letter prints Rescissions: None and Expiration Date: Continuing.
Status last verified October 24, 2026
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Accessible letter PDF: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2008/TEGL20-01_Ch6_Acc.pdf
CLASSIFICATION
EMPLOYMENT AND TRAINING ADMINISTRATION WIA/Performance Measures
ADVISORY SYSTEM CORRESPONDENCE SYMBOL
U.S. DEPARTMENT OF LABOR PROTECH
Washington, D.C. 20210 DATE
May 21, 2008
TRAINING AND EMPLOYMENT GUIDANCE LETTER NO. 20-01, Change 6
TO: ALL STATE WORKFORCE LIAISONS
ALL STATE WORKFORCE AGENCIES
FROM: BRENT R. ORRELL /s/
Acting Assistant Secretary
SUBJECT: Application Process for Workforce Investment Act (WIA) Section 503 Incentive
Grants, Program Year (PY) 2006 Performance
1. Purpose. This guidance letter updates the procedures states should follow to apply for WIA
Section 503 Incentive Grants based on PY 2006 performance.
2. References. Workforce Investment Act of 1998 (WIA) (Pub. L. 105-220) Sections 174, 211,
and 503, (29 U.S.C. 2919, 20 U.S.C. 9211, 9273); Training and Employment Guidance
Letter (TEGL) No. 9-07, Revised Incentive and Sanction Policy for Workforce Investment
Act Title IB Programs; TEGL No. 14-00, Change 1, Workforce Investment Act Performance
Reporting System (November 19, 2001); TEGL No. 14-03, Performance Reporting
Submission Procedures for the Workforce Investment Act Standardized Record Data
(WIASRD) and the Annual Report under title 1-B of the Workforce Investment Act
(November 13, 2003); 20 CFR part 664, 666.200 - 666.230, and 666.205(c); and Carl D.
Perkins Career and Technical Education Act of 2006 (Perkins IV) 20 U.S.C. 2301 et seq., as
amended by Pub.L. 109-270, and its predecessor, the Carl D. Perkins Vocational and
Technical Education Act of 1998 (Perkins III) 20 U.S.C. 2301 et seq., as amended by Pub. L.
105-332.
3. Background. Section 503 of the Workforce Investment Act provides for incentive grants to
reward states for successful performance in workforce and education programs. The
provisions authorizing funding for incentive grant awards are found in WIA Section
174(b)(2)(D) for workforce investment services (29 U.S.C. 2919(b)(2)(D)) and the Adult
Education and Family Literacy Act (AEFLA) Section 211(a)(3) for adult education activities
(20 U.S.C. 9211(a)(3)). A total of $9,968,489 appropriated for AEFLA is available for
incentive grants based on PY 2006 performance.
The Department of Labor regulations on incentive awards may be found at 20 CFR 666.200
through 666.230.
RESCISSIONS EXPIRATION DATE
Continuing
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4. Eligibility. The list of states eligible to receive incentive grant awards for PY 2006
performance, and the amounts of the awards for which they are eligible, was published in the
Federal Register on April 24, 2008. Eligibility for a Section 503 incentive grant award was
determined by state performance under WIA Title I, AEFLA, and Perkins III programs.
States that are eligible for incentive grant awards have 45 days from the April 24, 2008
Federal Register notice (June 9, 2008) to submit their applications for these awards.
5. Amount of Incentive Awards. WIA Section 503(c)(1) sets the range of incentive grant
awards from $750,000 to $3 million, depending upon the amount of appropriated funds
available. If the amount available for grants is insufficient to award the minimum grant to
each eligible state, the minimum and maximum grant amounts will be adjusted by a uniform
percentage as required by WIA Section 503(c)(2). For the PY 2006 performance awards, the
criterion for determining the amount of the incentive grant within this range will be the size
of the state’s programs, as measured by the state’s relative share of the combined WIA Title
I, AEFLA, and Perkins III formula grants awarded to that state.
6. Authorized Use of Funds. 20 CFR 666.210 authorizes the state to use its incentive grant
award to carry out an innovative program consistent with the requirements of any one or
more of the programs within Title I of WIA, AEFLA, or the Perkins IV Act. This provides
states greater flexibility in using these funds, and the Governors and state agencies are not
limited to only one type of innovative program.
Incentive grant funds awarded to states will be identified as WIA Title V, Program Year
2007 funds and must be expended by June 30, 2010. 1 Because this timeframe differs from
the typical program timeframes used by AEFLA and Perkins IV programs, cooperation
among state agencies to ensure timely expenditure of these funds is strongly encouraged.
States may expend funds for activities authorized under the WIA Title I, AEFLA, and/or the
Perkins IV Act. While DOL administrative provisions apply to the statutory life of the funds,
the individual program provisions apply to the use of funds. For example, if the incentive
funds will be used for a WIA Title I activity for youth services, the applicable program
requirements for youth programs in 20 CFR 664 and WIA Title I would apply to that portion
of the funds. If innovative Adult Education and Literacy and/or Perkins IV programs are
planned, the provisions of the AEFLA and/or Perkins IV Act would apply to that portion of
the funds.
States are encouraged to plan activities that promote cooperation and collaboration among
the agencies administering the WIA Title I, AEFLA, and Perkins IV programs. The
Secretaries of Labor and Education encourage Governors and their state agency
1
Typically, states would have three years to spend a Program Year’s funds. However, because incentive grants, taken from FY
2007 funds, will be awarded at the end of Program Year 2007, states will be given through June 30, 2010, to expend the funds.
3
representatives to take advantage of the broad flexibility Congress intended for these funds
by planning for activities that are:
A. Innovative — Services and activities beyond those the state conducts with its
regular funds from these programs, particularly activities that are authorized
through more than one program.
B. Comprehensive and coordinated — Combined activities and services that are
authorized by different programs.
C. Targeted to improving system performance — Activities that serve needs and
populations that are likely to result in improving state systems of employment,
training, and education, especially those linking to high-growth industries and
occupations.
The U.S. economy and its labor markets are undergoing changes of historic proportion. In
February 2006, the Employment and Training Administration (ETA) launched the Workforce
Innovation in Regional Economic Development (WIRED) Initiative, focusing on the role of
talent development in driving regional economic competitiveness, increased job growth, and
new opportunities for American workers. The WIRED framework
(http://www.doleta.gov/wired/files/WIRED_Fact_Sheet.pdf) focuses on talent, infrastructure
and investment. States should keep this transformational effort in mind when planning
activities funded by incentive grants. State Departments of Labor and Education can work
together to focus on workforce education and training projects that will facilitate innovative
workforce and education policies within a state to support talent development and maximize
opportunities for employment and life-long learning.
In planning activities for the use of these incentive funds within the context of an overall
talent development strategy, states are strongly encouraged to design and implement
activities that will target certain populations and connect them to opportunities aligned with
their regional strategies. These populations include, but are not limited to, Temporary
Assistance for Needy Families (TANF) recipients, single parents, out-of-school youth and
those formerly incarcerated. The ETA has made other investments through the Faith-Based
and Community Initiative (see www.dol.gov/cfbci) and Prisoner Reentry Initiative see
www.dol.gov/cfbci/reentry.htm and www.doleta.gov/PRI) to identify and assist these
underserved populations. States are encouraged to leverage any existing activities and
strategies from these investments in their states when planning activities for the use of the
incentive funds to connect these underserved individuals to talent development opportunities
available within their regional economies.
States may not use incentive funds for foreign travel. Incentive funds may be used for
allowable activities authorized under the substantive laws. The use of the funds must comply
with the administrative regulations in 20 CFR 667. This includes the prohibition against
foreign travel as prescribed in 20 CFR 667.264(b).
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7. Application Process. States that qualify must apply by sending an original and two copies
of an application for an incentive grant to the Department of Labor, which will work with the
Department of Education to review the applications (electronic transmissions are allowable
as long as electronic signatures are included). The application may take the form of a letter
from the Governor to DOL’s Acting Assistant Secretary for Employment and Training
(addresses are listed below), and must include the following:
A. Assurances
The application must include a Standard Form 424 (Application for Federal Assistance)
and assurances that:
1) The state legislature was consulted with respect to the development of the
application.
2) The application was approved by the Governor, the eligible agency for adult
education (as defined in Section 203(4) of WIA (20 U.S.C. 9202(4))) and the state
agency responsible for career and technical education programs (as defined in
Section 3(12) of Perkins IV (20 U.S.C. 2302(12)).
3) The state and the eligible agency, as appropriate, exceeded the state adjusted
levels of performance for WIA Title I, the state adjusted levels of performance for
AEFLA, and the state’s adjusted level of performance for Perkins III programs in
PY 2006.
B. Additional Information
The state must provide a description of the planned use of incentive grants as part of the
application process to ensure that the state’s planned activities are authorized under the
WIA Title I, AEFLA, and/or Perkins IV Act, as required by WIA Section 503(a). When
describing the planned activities in response to number 2, below, the state should note
under which program the authorized activities fall.
The other descriptive information (see numbers 3 and 4, below) about the state’s plan is
requested for inclusion in the state’s incentive grant document. The Departments of
Labor and Education will use this information in monitoring the use of incentive grants
and in reports to Congress on state performance. (Note: The state’s receipt of an incentive
grant is not contingent on this other descriptive information, but this information is
required for the WIA Title V Grant Agreement.)
1) Identify the state agency and contact person that will receive and administer the
funds on behalf of all state agencies. The agency may be the state workforce
agency or another state agency that receives funds under the AEFLA or Perkins
IV grants. This agency will be responsible for reporting on the use of all funds. If
agencies other than the grant recipient will be undertaking program activities with
the funds, please identify the sub-grantee(s) and the amount(s) they will be
provided.
5
2) Describe the planned activities. This information should include the statutory
authority for the activity and a description of how the activities are innovative,
comprehensive and coordinated, and targeted to improving system performance in
accordance with the major objectives set forth in the state’s current WIA Strategic
Plan, AEFLA State Plan, or Perkins IV State plan, as appropriate. Include
information on how services build on, rather than duplicate, services offered
under the state’s plans for WIA Title I, AEFLA, or Perkins IV. Describe how
these funds are being used collaboratively with other partner programs to benefit
service to clients, including the leveraging of any existing activities and strategies
that exist in the state to connect underserved individuals to talent development
opportunities available within their regional economies, as discussed in Section 6
of this guidance.
3) Describe ways in which the activities are related to improving performance levels
on the state indicators of performance for each different activity planned. For
example, describe how the activities will strengthen the state’s ability to improve
literacy levels, increase employment, increase transitions to further education and
training, and/or improve technical and academic skills.
4) Describe any state consultation with stakeholder groups and the general public on
the use of incentive award funds. States are encouraged to seek public input on
the use of state incentive funding, including that of representatives of adult
education, career and technical education programs, community-based and faith-
based organizations, and other workforce system partners.
5) Provide a completed set of the attached Standard Form 424(A) Budget Sections
A, D and E only.
8. Action Required. As explained in 20 CFR 666.205(c), states will have 45 days from April
24, 2008, which was the date of publication of the Federal Register notice announcing
eligible states and incentive amounts, to submit the required application materials.
Applicants are advised that mail in the Washington, D.C. area may be delayed due to mail
decontamination procedures. Therefore, states are encouraged to submit applications
electronically.
Application materials are due by June 9, 2008 and should be sent to:
Brent R. Orrell
Acting Assistant Secretary for Employment and Training
Attn: Karen Staha
U.S. Department of Labor
200 Constitution Avenue, NW, Room S-5206
Washington, D.C. 20210
Or electronically:
[email protected]
6
States are encouraged to submit their applications prior to the due date. The ETA regional
administrators will be available to provide any technical assistance to states in preparing and
expediting the applications.
Funds must be obligated by June 30, 2008.
9. Attachments. Standard Forms 424 and 424(A), also available at
http://www.doleta.gov/sga/forms.cfm.
Attachment PDF: https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2008/TEGL20-01_Ch6_Att1.pdf
OMB Number: 4040-0004
Expiration Date: 01/31/2009
Application for Federal Assistance SF-424 Version 02
*1. Type of Submission: *2. Type of Application * If Revision, select appropriate letter(s)
Preapplication New
Application Continuation *Other (Specify)
Changed/Corrected Application Revision
3. Date Received : 4. Applicant Identifier:
5a. Federal Entity Identifier: *5b. Federal Award Identifier:
State Use Only:
6. Date Received by State: 7. State Application Identifier:
8. APPLICANT INFORMATION:
*a. Legal Name:
*b. Employer/Taxpayer Identification Number (EIN/TIN): *c. Organizational DUNS:
d. Address:
*Street 1:
Street 2:
*City:
County:
*State:
Province:
*Country:
*Zip / Postal Code
e. Organizational Unit:
Department Name: Division Name:
f. Name and contact information of person to be contacted on matters involving this application:
Prefix: *First Name:
Middle Name:
*Last Name:
Suffix:
Title:
Organizational Affiliation:
*Telephone Number: Fax Number:
*Email:
OMB Number: 4040-0004
Expiration Date: 01/31/2009
Application for Federal Assistance SF-424 Version 02
*9. Type of Applicant 1: Select Applicant Type:
Type of Applicant 2: Select Applicant Type:
Type of Applicant 3: Select Applicant Type:
*Other (Specify)
*10 Name of Federal Agency:
11. Catalog of Federal Domestic Assistance Number:
CFDA Title:
*12 Funding Opportunity Number:
*Title:
13. Competition Identification Number:
Title:
14. Areas Affected by Project (Cities, Counties, States, etc.):
*15. Descriptive Title of Applicant’s Project:
OMB Number: 4040-0004
Expiration Date: 01/31/2009
Application for Federal Assistance SF-424 Version 02
16. Congressional Districts Of:
*a. Applicant: *b. Program/Project:
17. Proposed Project:
*a. Start Date: *b. End Date:
18. Estimated Funding ($):
*a. Federal
*b. Applicant
*c. State
*d. Local
*e. Other
*f. Program Income
*g. TOTAL
*19. Is Application Subject to Review By State Under Executive Order 12372 Process?
a. This application was made available to the State under the Executive Order 12372 Process for review on
b. Program is subject to E.O. 12372 but has not been selected by the State for review.
c. Program is not covered by E. O. 12372
*20. Is the Applicant Delinquent On Any Federal Debt? (If “Yes”, provide explanation.)
Yes No
21. *By signing this application, I certify (1) to the statements contained in the list of certifications** and (2) that the statements
herein are true, complete and accurate to the best of my knowledge. I also provide the required assurances** and agree to comply
with any resulting terms if I accept an award. I am aware that any false, fictitious, or fraudulent statements or claims may subject
me to criminal, civil, or administrative penalties. (U. S. Code, Title 218, Section 1001)
** I AGREE
** The list of certifications and assurances, or an internet site where you may obtain this list, is contained in the announcement or
agency specific instructions
Authorized Representative:
Prefix: *First Name:
Middle Name:
*Last Name:
Suffix:
*Title:
*Telephone Number: Fax Number:
* Email:
*Signature of Authorized Representative: *Date Signed:
Authorized for Local Reproduction Standard Form 424 (Revised 10/2005)
Prescribed by OMB Circular A-102
OMB Number: 4040-0004
Expiration Date: 01/31/2009
Application for Federal Assistance SF-424 Version 02
*Applicant Federal Debt Delinquency Explanation
The following should contain an explanation if the Applicant organization is delinquent of any Federal Debt.
OMB Approval No. 0348-0044
BUDGET INFORMATION - Non-Construction Programs
SECTION A - BUDGET SUMMARY
Grant Program Catalog of Federal
Estimated Unobligated Funds New or Revised Budget
Function Domestic Assistance
or Activity Number Federal Non-Federal Federal Non-Federal Total
(a) (b) (c) (d) (e) (f) (g)
$ $ $ $ $
1. 0.00
2. 0.00
3. 0.00
4. 0.00
$ $ $ $ $
5. Totals 0.00 0.00 0.00 0.00 0.00
SECTION B - BUDGET CATEGORIES
GRANT PROGRAM, FUNCTION OR ACTIVITY Total
6. Object Class Categories
(1) (2) (3) (4) (5)
$ $ $ $ $
a. Personnel 0.00
b. Fringe Benefits 0.00
c. Travel 0.00
d. Equipment 0.00
e. Supplies 0.00
f. Contractual 0.00
g. Construction 0.00
h. Other 0.00
i. Total Direct Charges (sum of 6a-6h) 0.00 0.00 0.00 0.00 0.00
j. Indirect Charges 0.00
$ $ $ $ $
k. TOTALS (sum of 6i and 6j) 0.00 0.00 0.00 0.00 0.00
7. Program Income $ $ $ $ $ 0.00
Authorized for Local Reproduction Standard Form 424A (Rev. 7-97)
Previous Edition Usable Prescribed by OMB Circular A-102
SECTION C - NON-FEDERAL RESOURCES
(a) Grant Program (b) Applicant (c) State (d) Other Sources (e) TOTALS
8. $ $ $ $ 0.00
9. 0.00
10. 0.00
11. 0.00
12. TOTAL (sum of lines 8-11) $ 0.00 $ 0.00 $ 0.00 $ 0.00
SECTION D - FORECASTED CASH NEEDS
Total for 1st Year 1st Quarter 2nd Quarter 3rd Quarter 4th Quarter
13. Federal
$ 0.00 $ $ $ $
14. Non-Federal 0.00
15. TOTAL (sum of lines 13 and 14) $ 0.00 $ 0.00 $ 0.00 $ 0.00 $ 0.00
SECTION E - BUDGET ESTIMATES OF FEDERAL FUNDS NEEDED FOR BALANCE OF THE PROJECT
(a) Grant Program FUTURE FUNDING PERIODS (Years)
(b) First (c) Second (d) Third (e) Fourth
16. $ $ $ $
17.
18.
19.
20. TOTAL (sum of lines 16-19) $ 0.00 $ 0.00 $ 0.00 $ 0.00
SECTION F - OTHER BUDGET INFORMATION
21. Direct Charges: 22. Indirect Charges:
23. Remarks:
Authorized for Local Reproduction Standard Form 424A (Rev. 7-97) Page 2
INSTRUCTIONS FOR THE SF-424A
Public reporting burden for this collection of information is estimated to average 180 minutes per response, including time for reviewing
instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of
information. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for
reducing this burden, to the Office of Management and Budget, Paperwork Reduction Project (0348-0044), Washington, DC 20503.
PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE OFFICE OF MANAGEMENT AND BUDGET.
SEND IT TO THE ADDRESS PROVIDED BY THE SPONSORING AGENCY.
General Instructions
For continuing grant program applications , submit these forms
This form is designed so that application can be made for funds before the end of each funding period as required by the grantor
from one or more grant programs. In preparing the budget, agency. Enter in Columns (c) and (d) the estimated amounts of
adhere to any existing Federal grantor agency guidelines which funds which will remain unobligated at the end of the grant
prescribe how and whether budgeted amounts should be funding period only if the Federal grantor agency instructions
separately shown for different functions or activities within the provide for this. Otherwise, leave these columns blank. Enter in
program. For some programs, grantor agencies may require columns (e) and (f) the amounts of funds needed for the
budgets to be separately shown by function or activity. For other upcoming period. The amount(s) in Column (g) should be the
programs, grantor agencies may require a breakdown by function sum of amounts in Columns (e) and (f).
or activity. Sections A, B, C, and D should include budget
estimates for the whole project except when applying for For supplemental grants and changes to existing grants, do not
assistance which requires Federal authorization in annual or use Columns (c) and (d). Enter in Column (e) the amount of the
other funding period increments. In the latter case, Sections A, B, increase or decrease of Federal funds and enter in Column (f) the
C, and D should provide the budget for the first budget period amount of the increase or decrease of non-Federal funds. In
(usually a year) and Section E should present the need for Column (g) enter the new total budgeted amount (Federal and
Federal assistance in the subsequent budget periods. All non-Federal) which includes the total previous authorized
applications should contain a breakdown by the object class budgeted amounts plus or minus, as appropriate, the amounts
categories shown in Lines a-k of Section B. shown in Columns (e) and (f). The amount(s) in Column (g)
should not equal the sum of amounts in Columns (e) and (f).
Section A. Budget Summary Lines 1-4 Columns (a) and (b)
Line 5 - Show the totals for all columns used.
For applications pertaining to a single Federal grant program
(Federal Domestic Assistance Catalog number) and not requiring Section B Budget Categories
a functional or activity breakdown, enter on Line 1 under Column
(a) the Catalog program title and the Catalog number in Column In the column headings (1) through (4), enter the titles of the
(b). same programs, functions, and activities shown on Lines 1-4,
Column (a), Section A. When additional sheets are prepared for
For applications pertaining to a single program requiring budget Section A, provide similar column headings on each sheet. For
amounts by multiple functions or activities, enter the name of each program, function or activity, fill in the total requirements for
each activity or function on each line in Column (a), and enter the funds (both Federal and non-Federal) by object class categories.
Catalog number in Column (b). For applications pertaining to
multiple programs where none of the programs require a Line 6a-i - Show the totals of Lines 6a to 6h in each column.
breakdown by function or activity, enter the Catalog program title
on each line in Column (a) and the respective Catalog number on Line 6j - Show the amount of indirect cost.
each line in Column (b).
Line 6k - Enter the total of amounts on Lines 6i and 6j. For all
For applications pertaining to multiple programs where one or applications for new grants and continuation grants the total
more programs require a breakdown by function or activity, amount in column (5), Line 6k, should be the same as the total
prepare a separate sheet for each program requiring the amount shown in Section A, Column (g), Line 5. For
breakdown. Additional sheets should be used when one form supplemental grants and changes to grants, the total amount of
does not provide adequate space for all breakdown of data the increase or decrease as shown in Columns (1)-(4), Line 6k
required. However, when more than one sheet is used, the first should be the same as the sum of the amounts in Section A,
page should provide the summary totals by programs. Columns (e) and (f) on Line 5.
Lines 1-4, Columns (c) through (g) Line 7 - Enter the estimated amount of income, if any, expected
to be generated from this project. Do not add or subtract this
For new applications , leave Column (c) and (d) blank. For each amount from the total project amount, Show under the program
line entry in Columns (a) and (b), enter in Columns (e), (f), and
(g) the appropriate amounts of funds needed to support the
project for the first funding period (usually a year).
SF-424A (Rev. 7-97) Page 3
INSTRUCTIONS FOR THE SF-424A (continued)
narrative statement the nature and source of income. The Line 15 - Enter the totals of amounts on Lines 13 and 14.
estimated amount of program income may be considered by the
Federal grantor agency in determining the total amount of the Section E. Budget Estimates of Federal Funds Needed for
grant. Balance of the Project
Section C. Non-Federal Resources Lines 16-19 - Enter in Column (a) the same grant program titles
shown in Column (a), Section A. A breakdown by function or
Lines 8-11 Enter amounts of non-Federal resources that will be activity is not necessary. For new applications and continuation
used on the grant. If in-kind contributions are included, provide a grant applications, enter in the proper columns amounts of Federal
brief explanation on a separate sheet. funds which will be needed to complete the program or project over
the succeeding funding periods (usually in years). This section
need not be completed for revisions (amendments, changes, or
Column (a) - Enter the program titles identical to supplements) to funds for the current year of existing grants.
Column (a), Section A. A breakdown by function or
activity is not necessary. If more than four lines are needed to list the program titles, submit
additional schedules as necessary.
Column (b) - Enter the contribution to be made by the
applicant. Line 20 - Enter the total for each of the Columns (b)-(e). When
additional schedules are prepared for this Section, annotate
Column (c) - Enter the amount of the State’s cash and accordingly and show the overall totals on this line.
in-kind contribution if the applicant is not a State or
State agency. Applicants which are a State or State Section F. Other Budget Information
agencies should leave this column blank.
Line 21 - Use this space to explain amounts for individual direct
Column (d) - Enter the amount of cash and in-kind
object class cost categories that may appear to be out of the
contributions to be made from all other sources.
ordinary or to explain the details as required by the Federal grantor
agency.
Column (e) - Enter totals of Columns (b), (c), and (d).
Line 22 - Enter the type of indirect rate (provisional, predetermined,
final or fixed) that will be in effect during the funding period, the
Line 12 - Enter the total for each of Columns (b)-(e). The amount estimated amount of the base to which the rate is applied, and the
in Column (e) should be equal to the amount on Line 5, Column total indirect expense.
(f), Section A.
Line 23 - Provide any other explanations or comments deemed
Section D. Forecasted Cash Needs necessary.
Line 13 - Enter the amount of cash needed by quarter from the
grantor agency during the first year.
Line 14 - Enter the amount of cash from all other sources needed
by quarter during the first year.
SF-424A (Rev. 7-97) Page 4
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