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Program Year 2022 dislocated worker fund reallotment

Summary ETA adjusts Program Year 2022 WIOA dislocated worker funding after Ohio and Puerto Rico had more than 20 percent of their prior-year allotments unobligated. It recaptures a total of $4,957,289 from those jurisdictions and reallocates it to eligible states. States receive award adjustments automatically but must reflect the changes in financial reports.
Document
Federal guidance
Agency
U.S. Department of Labor, Employment and Training Administration (ETA)
Document number
TEGL No. 11-22
Date issued
March 17, 2023
Status
Active
ETA lists this advisory as active. It prints an expiration date of Continuing and no rescissions; the funding adjustment concerns Program Year 2022.
Status last verified October 24, 2026

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About this page: The full text below is the official document from U.S. Department of Labor, Employment and Training Administration (ETA). Ezel adds the plain-English summary and tracks the document's status. The official source linked on this page is authoritative for any reliance.
CLASSIFICATION
   EMPLOYMENT AND TRAINING ADMINISTRATION                  WIOA - DW
               ADVISORY SYSTEM                             CORRESPONDENCE SYMBOL
          U.S. DEPARTMENT OF LABOR                         OWI
             Washington, D.C. 20210                        DATE
                                                           March 17, 2023

ADVISORY:         TRAINING AND EMPLOYMENT GUIDANCE LETTER NO. 11-22

TO:               STATE WORKFORCE AGENCIES
                  STATE WORKFORCE LIAISONS

FROM:             BRENT PARTON
                  Acting Assistant Secretary

SUBJECT:          Reallotment of Workforce Innovation and Opportunity Act (WIOA) Title I
                  Formula-Allotted Funds for Dislocated Worker (DW) Activities for Program
                  Year (PY) 2022

1. Purpose. To provide adjusted funding levels for PY 2022 allotments for the DW program
   under WIOA Title I Section 132(c) on recapture and reallotment.

2. Action Requested. States do not need to take action to receive the reallotted funds but
   should reflect these funds in financial reports as described below.

3. Summary and Background.

      a. Summary – This document provides grantees with notification and guidance associated
         with recapture and reallotment of DW funding from PY 2022 allotments.

      b. Background – WIOA Sections 127(c) and 132(c) require the Secretary of Labor
         (Secretary) to conduct reallotment of excess unobligated WIOA Adult, Youth, and DW
         formula funds based on ETA 9130 financial reports submitted at the end of the prior
         program year. Training and Employment Guidance Letter (TEGL) 19-20 announced the
         DW allotment levels for PY 2021, alerted states to the recapture and reallotment of funds
         provisions, and notified states that any recapture/reallotment of funds based on
         obligation of PY 2021 DW funding would impact PY 2022 DW allotments.

          In the Fiscal Year (FY) 2022 Consolidated Appropriations Act, Congress appropriated
          DW PY 2022 funds in two portions: 1) funds available for obligation July 1, 2022 (i.e.,
          PY 2022 “base” funds), and 2) funds available for obligation October 1, 2022 (i.e., FY
          2023 “advance” funds). Together, these two portions make up the total PY 2022 WIOA
          funding. TEGL 09-21 announced the DW allotment levels for PY 2022.

   RESCISSIONS                                              EXPIRATION DATE
   None                                                     Continuing

4. Recapture and Reallotment.

    a.    Recapture and Reallotment Requirement. The WIOA Regulations at 20 CFR 683.135
         describes the procedures the Secretary uses for recapture and reallotment of funds. ETA
         will not recapture any PY 2022 funds for the Adult and Youth programs because there
         are no states where PY 2021 unobligated funds exceed 20 percent of the allotment for
         that program year for those programs. For the DW program, however, Ohio and Puerto
         Rico had unobligated PY 2021 funds in excess of 20 percent of their allotments.
         Therefore, ETA will recapture a total of $4,957,289 from PY 2022 funding from Ohio
         and Puerto Rico and reallot those funds to the remaining eligible states, as required by
         WIOA Section 132(c).

    b. Notice of Award (NOA) Adjustment. ETA will issue NOAs for the states to reflect the
       recapture and reallotment of these funds. The adjustment of funds will be made to the
       FY 2023 advance portion of the PY 2022 allotments, which ETA issued in October
       2022. The attached tables display the changes to PY 2022 formula allotments and a
       description of the reallotment methodology.

    c.    Procedures and Reporting. Neither WIOA statutory language, nor WIOA regulatory
         language provides specific requirements by which states must distribute realloted funds,
         so states have flexibility to determine the methodology used.

         For any state subject to recapture of funds, WIOA Section 132(c)(5) requires the
         Governor to prescribe equitable procedures for reacquiring funds from the state and
         local areas.

         As mentioned in Section 4.b of this TEGL, the recapture/reallotment adjustments will be
         made to the FY 2023 advance portion of the PY 2022 allotment. Therefore, for
         reporting purposes, states must reflect the recapture/reallotment amount (decrease or
         increase) in the “Total Federal Funds Authorized” line of any affected FY 2023 ETA
         9130 financial reports (State Dislocated Worker Activities, Statewide Rapid Response,
         Local Dislocated Worker Activities) in a manner consistent with the method of
         distribution of these amounts to state and local areas used by the state. The state must
         include an explanation of the adjustment in the remarks section of the adjusted reports.

         As part of ETA’s transition away from legacy systems, the new Payment Management
         System (PMS) Financial Reporting System will go live for ETA grant recipients’
         submission of the quarterly ETA 9130 financial reports on April 3, 2023. PMS is
         operated by the U.S. Department of Health and Human Services, which will conduct
         training for ETA grant recipients on the use of the new reporting system. Additional
         guidance and information on the access and use of the PMS Financial Reporting System
         for the submission of future ETA 9130 quarterly financial reports is provided in
         Training and Employment Notice (TEN) No. 16-22. The PMS Financial Reporting
         System training sessions will be recorded and available for future reference.

5. Inquiries. Please direct questions regarding the revised allotments to the appropriate regional
   office.

6. References.

       •   Consolidated Appropriations Act, 2022 (Public Law 117-103) (FY 2022
           Appropriations Act);
       •   WIOA Section 132(c), P.L. 113-128, 29 U.S.C. 3172(c);
       •   WIOA Regulations at 20 CFR 683.135;
       •   TEGL 09-21, Workforce Innovation and Opportunity Act (WIOA) Adult, Dislocated
           Worker and Youth Activities Program Allotments for Program Year (PY) 2022; PY
           2022 Allotments for the Wagner-Peyser Act Employment Service (ES) Program; and
           PY 2022 Allotments of Workforce Information Grants to States,
           https://www.dol.gov/agencies/eta/advisories/training-and-employment-guidance-
           letter-no-09-21; and
       •   TEGL 19-20, Workforce Innovation and Opportunity Act (WIOA) Adult, Dislocated
           Worker and Youth Activities Program Allotments for Program Year (PY) 2021; PY
           2021 Allotments for the Wagner-Peyser Act Employment Service (ES) Program; and
           PY 2021 Allotments of Workforce Information Grants to States,
           https://www.dol.gov/agencies/eta/advisories/training-and-employment-guidance-
           letter-no-19-20.

7. Attachments.

       •   Attachment I - WIOA Dislocated Worker Activities, PY 2022 Reallotment to States
       •   Attachment II - WIOA Dislocated Worker Activities, PY 2022 Revised Allotments
           with Reallotment – PY/FY Split

                                                                                                                                     Attachment I

                                                         U.S. DEPARTMENT OF LABOR
                                                     Employment and Training Administration
                                                       WIOA Dislocated Worker Activities
                                                          PY 2022 Reallotment to States

                                      Calculating Reallotment Amount*                                 Impact on PY 2022 Allotments
                                 Excess
                                                                       Reallotment             Total
                               Unobligated
                                                   Eligible States'    Amount for             Original
                                 PY 2021                                                                        Recapture/
                                                                      Eligible States
                               Funds to be            PY 2021 1/                             PY 2022
                                                                                                      2/
                                                                                                                Reallotment            Revised
                                                                          (Based on
                               Recaptured            Dislocated        eligible states'     Allotments          Adjustment               Total
                              from PY 2022             Worker         share of PY 2021        Before             to PY 2022            PY 2022
                                  funds              Allotments          Allotments)        Reallotment         Allotments            Allotments

Alabama                                     0           15,761,092            81,695           14,354,136              81,695            14,435,831
Alaska                                      0            7,633,946            39,569            6,952,482              39,569             6,992,051
Arizona **                                  0           36,105,314           187,146           32,882,281             187,146            33,069,427
Arkansas                                    0            5,494,558            28,480            5,004,071              28,480             5,032,551
California                                  0          149,732,614           776,113          172,716,686             776,113           173,492,799
Colorado                                    0           12,160,847            63,034           15,998,009              63,034            16,061,043
Connecticut                                 0           12,338,774            63,956           13,434,048              63,956            13,498,004
Delaware                                    0            3,066,469            15,895            2,792,814              15,895             2,808,709
District of Columbia                        0           10,071,146            52,202            9,172,120              52,202             9,224,322
Florida                                     0           51,295,094           265,879           46,716,550             265,879            46,982,429
Georgia                                     0           33,422,525           173,240           30,438,974             173,240            30,612,214
Hawaii                                      0            2,119,251            10,985            2,787,961              10,985             2,798,946
Idaho                                       0            2,028,258            10,513            1,847,221              10,513             1,857,734
Illinois                                    0           51,363,593           266,234           46,778,485             266,234            47,044,719
Indiana                                     0           14,964,374            77,565           13,628,787              77,565            13,706,352
Iowa                                        0            4,937,925            25,595            4,497,235              25,595             4,522,830
Kansas                                      0            4,545,136            23,559            4,139,435              23,559             4,162,994
Kentucky                                    0           14,549,507            75,415           13,250,923              75,415            13,326,338
Louisiana                                   0           18,465,924            95,715           16,817,514              95,715            16,913,229
Maine                                       0            2,323,143            12,042            2,242,181              12,042             2,254,223
Maryland                                    0           13,614,694            70,569           17,212,091              70,569            17,282,660
Massachusetts                               0           20,200,899           104,708           22,669,765             104,708            22,774,473
Michigan                                    0           34,359,104           178,095           31,292,714             178,095            31,470,809
Minnesota                                   0           10,349,918            53,647            9,426,224              53,647             9,479,871
Mississippi                                 0           15,299,204            79,301           13,933,482              79,301            14,012,783
Missouri                                    0           12,029,945            62,355           10,956,060              62,355            11,018,415
Montana                                     0            1,753,385             9,088            1,596,891               9,088             1,605,979
Nebraska                                    0            2,203,229            11,420            2,006,552              11,420             2,017,972
Nevada                                      0           15,075,456            78,141           14,994,671              78,141            15,072,812
New Hampshire                               0            2,326,467            12,059            2,118,850              12,059             2,130,909
New Jersey                                  0           33,934,712           175,895           36,473,636             175,895            36,649,531
New Mexico **                               0           16,391,301            84,962           14,928,088              84,962            15,013,050
New York                                    0           65,472,584           339,366           82,585,211             339,366            82,924,577
North Carolina                              0           25,756,798           133,506           23,457,549             133,506            23,591,055
North Dakota                                0              864,897             4,483              813,070               4,483               817,553
Ohio                                  262,751                    0                 0           30,695,154            (262,751)           30,432,403
Oklahoma                                    0            6,651,637            34,478            6,139,713              34,478             6,174,191
Oregon                                      0           11,193,029            58,017           10,443,575              58,017            10,501,592
Pennsylvania                                0           47,142,465           244,355           42,934,413             244,355            43,178,768
Puerto Rico                         4,694,538                    0                 0           62,908,530          (4,694,538)           58,213,992
Rhode Island                                0            3,900,614            20,218            3,552,454              20,218             3,572,672
South Carolina                              0           12,934,317            67,043           11,779,701              67,043            11,846,744
South Dakota                                0            1,451,589             7,524            1,322,041               7,524             1,329,565
Tennessee                                   0           15,843,405            82,122           14,429,101              82,122            14,511,223
Texas                                       0           65,624,473           340,153           83,358,322             340,153            83,698,475
Utah **                                     0            3,863,062            20,024            3,518,216              20,024             3,538,240
Vermont                                     0            1,103,986             5,722            1,005,465               5,722             1,011,187
Virginia                                    0           15,539,343            80,546           14,152,452              80,546            14,232,998
Washington                                  0           24,435,839           126,659           22,254,509             126,659            22,381,168
West Virginia                               0           11,650,017            60,386           10,610,160              60,386            10,670,546
Wisconsin                                   0           11,940,594            61,892           10,874,839              61,892            10,936,731
Wyoming                                     0            1,104,141             5,723            1,005,588               5,723             1,011,311
STATE TOTAL                        $4,957,289         $956,390,594         $4,957,289       $1,071,901,000                      $0    $1,071,901,000

* Including prior year recapture/reallotment amounts
** Includes funds allocated to the Navajo Nation
1/
     PY 2021 allotment amounts are used to determine the reallotment amount eligible states receive of the recaptured amount.
2/
     PY 2022 allotment amounts are the original allotment amounts per TEGL 09-21.

                                                                                                                                                        Attachment II

                                                                                 U.S. DEPARTMENT OF LABOR
                                                                            Employment and Training Administration
                                                                               WIOA Dislocated Worker Activities
                                                                    PY 2022 Revised Allotments with Reallotment - PY/FY Split

                                                  Total Allotment                                     Available 7/1/22                           Available 10/1/22
                                                    Recapture/                                         Recapture/                                  Recapture/
                                   Original        Reallotment          Revised          Original      Reallotment       Revised        Original   Reallotment     Revised

Alabama                             14,354,136           81,695          14,435,831       2,886,533              -         2,886,533    11,467,603      81,695      11,549,298
Alaska                               6,952,482           39,569           6,992,051       1,398,103              -         1,398,103     5,554,379      39,569       5,593,948
Arizona *                           32,882,281          187,146          33,069,427       6,612,434              -         6,612,434    26,269,847     187,146      26,456,993
Arkansas                             5,004,071           28,480           5,032,551       1,006,289              -         1,006,289     3,997,782      28,480       4,026,262
California                         172,716,686          776,113         173,492,799      34,732,312              -        34,732,312   137,984,374     776,113     138,760,487
Colorado                            15,998,009           63,034          16,061,043       3,217,106              -         3,217,106    12,780,903      63,034      12,843,937
Connecticut                         13,434,048           63,956          13,498,004       2,701,508              -         2,701,508    10,732,540      63,956      10,796,496
Delaware                             2,792,814           15,895           2,808,709         561,619              -           561,619     2,231,195      15,895       2,247,090
District of Columbia                 9,172,120           52,202           9,224,322       1,844,460              -         1,844,460     7,327,660      52,202       7,379,862
Florida                             46,716,550          265,879          46,982,429       9,394,424              -         9,394,424    37,322,126     265,879      37,588,005
Georgia                             30,438,974          173,240          30,612,214       6,121,099              -         6,121,099    24,317,875     173,240      24,491,115
Hawaii                               2,787,961           10,985           2,798,946         560,643              -           560,643     2,227,318      10,985       2,238,303
Idaho                                1,847,221           10,513           1,857,734         371,465              -           371,465     1,475,756      10,513       1,486,269
Illinois                            46,778,485          266,234          47,044,719       9,406,879              -         9,406,879    37,371,606     266,234      37,637,840
Indiana                             13,628,787           77,565          13,706,352       2,740,669              -         2,740,669    10,888,118      77,565      10,965,683
Iowa                                 4,497,235           25,595           4,522,830         904,368              -           904,368     3,592,867      25,595       3,618,462
Kansas                               4,139,435           23,559           4,162,994         832,416              -           832,416     3,307,019      23,559       3,330,578
Kentucky                            13,250,923           75,415          13,326,338       2,664,683              -         2,664,683    10,586,240      75,415      10,661,655
Louisiana                           16,817,514           95,715          16,913,229       3,381,903              -         3,381,903    13,435,611      95,715      13,531,326
Maine                                2,242,181           12,042           2,254,223         450,889              -           450,889     1,791,292      12,042       1,803,334
Maryland                            17,212,091           70,569          17,282,660       3,461,250              -         3,461,250    13,750,841       70,569     13,821,410
Massachusetts                       22,669,765          104,708          22,774,473       4,558,757              -         4,558,757    18,111,008      104,708     18,215,716
Michigan                            31,292,714          178,095          31,470,809       6,292,781              -         6,292,781    24,999,933      178,095     25,178,028
Minnesota                            9,426,224           53,647           9,479,871       1,895,558              -         1,895,558     7,530,666       53,647      7,584,313
Mississippi                         13,933,482           79,301          14,012,783       2,801,941              -         2,801,941    11,131,541       79,301     11,210,842
Missouri                            10,956,060           62,355          11,018,415       2,203,199              -         2,203,199     8,752,861       62,355      8,815,216
Montana                              1,596,891            9,088           1,605,979         321,125              -           321,125     1,275,766        9,088      1,284,854
Nebraska                             2,006,552           11,420           2,017,972         403,506              -           403,506     1,603,046       11,420      1,614,466
Nevada                              14,994,671           78,141          15,072,812       3,015,340              -         3,015,340    11,979,331       78,141     12,057,472
New Hampshire                        2,118,850           12,059           2,130,909         426,088              -           426,088     1,692,762       12,059      1,704,821
New Jersey                          36,473,636          175,895          36,649,531       7,334,634              -         7,334,634    29,139,002      175,895     29,314,897
New Mexico *                        14,928,088           84,962          15,013,050       3,001,951              -         3,001,951    11,926,137       84,962     12,011,099
New York                            82,585,211          339,366          82,924,577      16,607,401              -        16,607,401    65,977,810      339,366     66,317,176
North Carolina                      23,457,549          133,506          23,591,055       4,717,175              -         4,717,175    18,740,374      133,506     18,873,880
North Dakota                           813,070            4,483             817,553         163,504              -           163,504       649,566        4,483        654,049
Ohio                                30,695,154         (262,751)         30,432,403       6,172,615              -         6,172,615    24,522,539     (262,751)    24,259,788
Oklahoma                             6,139,713            34,478          6,174,191       1,234,660              -         1,234,660     4,905,053       34,478      4,939,531
Oregon                              10,443,575            58,017         10,501,592       2,100,142              -         2,100,142     8,343,433       58,017      8,401,450
Pennsylvania                        42,934,413           244,355         43,178,768       8,633,859              -         8,633,859    34,300,554      244,355     34,544,909
Puerto Rico                         62,908,530        (4,694,538)        58,213,992      12,650,536              -        12,650,536    50,257,994   (4,694,538)    45,563,456
Rhode Island                         3,552,454            20,218          3,572,672         714,378              -           714,378     2,838,076       20,218      2,858,294
South Carolina                      11,779,701            67,043         11,846,744       2,368,829              -         2,368,829     9,410,872       67,043      9,477,915
South Dakota                         1,322,041             7,524          1,329,565         265,855              -           265,855     1,056,186        7,524      1,063,710
Tennessee                           14,429,101            82,122         14,511,223       2,901,608              -         2,901,608    11,527,493       82,122     11,609,615
Texas                               83,358,322          340,153          83,698,475      16,762,869              -        16,762,869    66,595,453     340,153      66,935,606
Utah*                                3,518,216           20,024           3,538,240         707,493              -           707,493     2,810,723      20,024       2,830,747
Vermont                              1,005,465            5,722           1,011,187         202,193              -           202,193       803,272       5,722         808,994
Virginia                            14,152,452           80,546          14,232,998       2,845,975              -         2,845,975    11,306,477      80,546      11,387,023
Washington                         22,254,509           126,659          22,381,168       4,475,251              -         4,475,251    17,779,258     126,659      17,905,917
West Virginia                      10,610,160            60,386          10,670,546       2,133,641              -         2,133,641     8,476,519      60,386       8,536,905
Wisconsin                          10,874,839            61,892          10,936,731       2,186,866              -         2,186,866     8,687,973      61,892       8,749,865
Wyoming                             1,005,588             5,723           1,011,311         202,218              -           202,218       803,370       5,723         809,093
STATE TOTAL                     1,071,901,000               -         1,071,901,000     215,553,000              -       215,553,000   856,348,000         -       856,348,000

* Includes funds allocated to the Navajo Nation

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