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Alternative Trade Adjustment Assistance activities reporting

Summary ETA instructed state workforce agencies to report quarterly activity for Alternative Trade Adjustment Assistance, a wage subsidy program for some older workers affected by trade. It specified the first reporting dates, how to send reports, and the eleven data fields, including participants and payments. ETA now lists the letter as Canceled.
Document
Federal guidance
Agency
U.S. Department of Labor, Employment and Training Administration (ETA)
Document number
TEGL No. 1-06
Date issued
July 24, 2006
Status
Withdrawn
ETA lists this letter Canceled as of 2026-10-24, although its signed letter prints a Continuing expiration designation.
Status last verified October 24, 2026

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This document has been withdrawn. Ezel checks what federal law requires today, under current federal labor law, and answers your situation with citations.

This document has been withdrawn
ETA lists this letter Canceled as of 2026-10-24, although its signed letter prints a Continuing expiration designation. It no longer reflects the agency's current position. Treat this page as historical context, not current guidance, and verify current law before relying on anything here.
About this page: The full text below is the official document from U.S. Department of Labor, Employment and Training Administration (ETA). Ezel adds the plain-English summary and tracks the document's status. The official source linked on this page is authoritative for any reliance.
Accessible official letter (https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2006/TEGL01-06_508.pdf)

CLASSIFICATION
         EMPLOYMENT AND TRAINING ADMINISTRATION        TAA
                     ADVISORY SYSTEM                   CORRESPONDENCE SYMBOL
                U.S. DEPARTMENT OF LABOR
                     Washington, D.C. 20210            ONR
                                                       DATE
                                                       July 24, 2006

 TRAINING AND EMPLOYMENT GUIDANCE LETTER NO. 1-06

 TO:           ALL STATE WORKFORCE AGENCIES
               ALL STATE WORKFORCE LIAISONS

 FROM:         EMILY STOVER DeROCCO /s/
               Assistant Secretary

 SUBJECT:      Instructions for Implementing the Alternative Trade
               Adjustment Assistance (ATAA) Activities Report

    1. Purpose. To transmit instructions for implementing the Alternative
    Trade Adjustment Assistance (ATAA) Activities Report.

    2. References. The Trade Act of 1974 (Pub. L. 93-619, as amended), the
    Trade Act of 2002 (Pub. L. 107-210); the Workforce Investment Act of
    1998; 20 CFR Part 617; 29 CFR Part 90; TEGL No. 11-02; UIPL No. 24-
                03. The amendments to the Trade Adjustment Assistance (“TAA”)
    program may also be referred to as the Trade Adjustment Assistance
    Reform Act of 2002 (“the Act” or “the Trade Act”). These amendments
    were included in Title I of the Trade Act of 2002.

    3. Background. The Act establishes ATAA as an alternative assistance
    program for older workers certified eligible to apply for Trade
    Adjustment Assistance. This program is effective for petitions filed on
    or after August 6, 2003. ATAA is designed to allow TAA eligible
    workers for whom retraining may not be appropriate and who find
    reemployment to receive a wage subsidy to help bridge the salary gap
    between their old and new employment. To receive ATAA benefits,
    workers must be TAA and ATAA certified.

       Key workload data on ATAA is needed to measure program activities
       and to allocate program and administrative funds to the state agencies
       administering the TAA program for the Secretary. States will provide
       this information on the ATAA Activities Report (ATAAAR).


RESCISSIONS                                        EXPIRATION DATE
                                                   Continuing

4. Approval. The reporting requirements for the ATAAAR are approved
   by the Office of Management and Budget (OMB) according to the
   Paperwork Reduction Act of 1995, under OMB control number 1205-
   0459, expiration date May 31, 2009. Regulations published at 20 CFR
   Part 617.61 give the Secretary the authority to require states to report
   the data described in this directive; therefore, the obligation to fulfill
   these requirements is mandatory.

5. Action Required. State Administrators are required to provide the
   above information to appropriate staff. State Trade Act Coordinators
   (or the individuals assigned responsibility for submitting reports) are
   required to prepare and submit quarterly reports according to the
   instructions attached to this advisory.

   The first report will be due August 15, 2006. For the first reporting
   period only, states are required to submit two reports. The first covers
   the January 1 through March 31, 2006, quarter, and the second covers
   the April 1 through June 30, 2006, quarter. Thereafter, states will
   submit a single report within 45 days after the end of the quarter, as
   provided in the attached instructions.

6. Inquiries. Inquiries related to the implementation of the new
   reporting system should be directed to the appropriate regional office
   or to Susan Worden at [email protected].

7. Attachments.

       Attachment A:        General Instructions

       Attachment B:        Record Layout

Attachment A: General Instructions (https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2006/TEGL01-06_Att1.pdf)

Attachment A: General Instructions

Each report is quarterly and covers a three-month reporting period for all
ATAA activity within the state.

a. Scope of the Report. One report must be submitted each quarter that
   covers all ATAA services in the state.

b. Requirement to Report. A report must be submitted for each reporting
   period. When no activities occur during a reporting quarter, the state
   should submit a report showing zeros in all fields.

c. Reporting Methods. It is anticipated that an application will be made
   available in the near future that will allow states to upload reports via
   Web interface. Until that time, reports must be submitted
   electronically (in a spreadsheet format, e.g. MS Excel) via e-mail
   attachment to Cristian Vidrascu at [email protected] with a
   copy to Susan Worden at [email protected]. A copy of the
   report should also be sent to the appropriate ETA Regional Office.

     The report should occupy one row on the spreadsheet; columns A
     through K each should contain one data item in the order listed in the
     record layout (Attachment B).

d. Due Date. Reports are due in the Division of Trade Adjustment
   Assistance (DTAA) National Office 45 days following the end of the
   reporting period which the reports cover (e.g, February 15th, May 15th,
   August 15th, November 15th).

e. State Contact. States are asked to complete and forward to the e-mail
   address above a memorandum designating the contact person
   responsible for each ATAAAR report and the agency, contact name,
   title, e-mail address, telephone number, and mailing address
   information for that person. A copy of the memorandum should also
   be sent to the appropriate ETA Regional Office. States should keep the
   contact information current by submitting a memorandum whenever
   there is a change.

f.   Item Coverage. When there is no activity to report for a particular
     report item, enter a zero. If the item does not apply, also enter a zero.
     Do not use dashes or “NA,” and do not leave any items blank.

g. Amended Reports. Amended reports should be used to correct errors
   on previously-submitted reports. Do not alter the numbers on current
   reports to adjust for previous reports; in particular, do not enter
   negative numbers. In order to amend a previous report, the state must
   recompile the original report with the numbers corrected and resubmit
   the full report.

h. Agent State - Liable State. In general, the state issuing payments for
   benefits should report those payments and the number of beneficiaries.

i. Dollar Amounts. All dollar amounts reported on ATAAAR should
   include both decimal places and should not be rounded to the nearest
   whole dollar.

j.   Burden. Persons are not required to respond to this collection of
     information unless it displays a currently valid Office of Management
     and Budget (OMB) control number. Public reporting burden for this
     collection is estimated to average 50 minutes per response, including
     the time for reviewing instructions, searching existing data sources,
     gathering and maintaining the data needed, and completing and
     reviewing the collection of information. Send comments regarding
     this burden estimate or any other aspect of this collection of
     information, including suggestions for reducing this burden, to the
     Department of Labor at the address provided below (Paperwork
     Reduction Project 1205-0459).

Attachment B: Record Layout (https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEGL/2006/TEGL01-06_Att2.pdf)

Attachment B: Record Layout

                Alternative Trade Adjustment Assistance
                      Activities Report (ATAAAR)


  FIELD            FIELD NAME              Comments/Instructions
NUMBER
(Column)
1 (A)    State                             Enter the State FIPS code
2 (B)    Quarter ending date               Enter the last date of the
                                           quarter for which the
                                           report is being submitted
                                           Format: YYYYMMDD
3 (C)    Frequency of payments             Enter the frequency of
                                           ATAA payments made to
                                           individuals in the state.
                                           Format:
                                           1 = Weekly
                                           2 = Once every 2 weeks
                                           3 = Once a month
                                           4 = Other
4 (D)    Number of ATAA applicants         Enter the total number of
                                           individuals in the state
                                           who submitted an initial
                                           application for ATAA
                                           during the quarter. Do
                                           NOT include repeat
                                           applications from the
                                           same individual.
5 (E)    Number of first ATAA payments     Enter the total number of
                                           individuals in the state
                                           who receive their first
                                           ever ATAA payment
                                           during the quarter.

  FIELD            FIELD NAME                 Comments/Instructions
NUMBER
(Column)
6 (F)    Total Number of ATAA               Enter the total number of
         participants                       individuals who received
                                            one or more ATAA
                                            payments during the
                                            quarter. Include both
                                            those receiving a first
                                            payment and those who
                                            have previously received
                                            an ATAA payment.
7 (G)    Number of total payments made      Enter the total number of
         during the quarter                 ATAA payments made in
                                            the state during the
                                            quarter.
                                            This item will document
                                            more than one payment
                                            to most participants, so it
                                            is not intended to
                                            represent a count of
                                            participants.
8 (H)    Dollar value of total payments for Enter the total dollar
         the quarter                        value for all ATAA
                                            payments made during
                                            the quarter.
                                            Format: Do NOT include
                                            the “$” sign.
                                            Include both decimal
                                            places; do NOT round to
                                            the closest dollar.
9 (I)    Number of people who hit $10,000 Enter the number of
         maximum                            individuals who
                                            exhausted their ATAA
                                            payments because they
                                            reached the $10,000
                                            statutory limit during the
                                            quarter.

  FIELD           FIELD NAME              Comments/Instructions
NUMBER
(Column)
10 (J)   Number of people who reach two   Enter the number of
         year maximum                     individuals who
                                          exhausted their ATAA
                                          payments because they
                                          reached the two-year
                                          statutory limit during the
                                          quarter.
11 (K)    Number of people who lose       Enter the number of
          eligibility                     individuals who lost
                                          eligibility during the
                                          quarter but who have
                                          NOT reached either the
                                          $10,000 or two-year
                                          statutory limits.
                                          Examples include: lost
                                          their ATAA qualifying
                                          job or received a
                                          promotion that resulted
                                          in a salary of over
                                          $50,000.

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