FMSHRC ALJ decision Docket WEST 2005-246-DM Decided September 8, 2005 Procedural Judge Richard W. Manning

Southwest Division, Aggregate Industries

Southwest Division, Aggregate Industries (FMSHRC WEST 2005-246-DM): Discrimination complaint dismissed on summary decision

Apply this to your situation

This order from 2005 bound only the parties to this case; it isn't precedent. Ask about your situation and see what the current MSHA standards and Commission precedent say, with citations.

Currency note: this decision dates from 2005
The MSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final order, not Commission precedent
This decision by a FMSHRC Administrative Law Judge became the final decision of the Commission 40 days after issuance because the Commission did not direct review (30 U.S.C. § 823(d)(1)). It binds the parties but is not binding on the Commission in other cases. The full text below is from the official FMSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official FMSHRC release. The full text is the agency's own release.
Read the official release (fmshrc.gov)

Plain-English summary

Daniel B. Lowe worked as a regional safety manager for Aggregate Industries and also provided safety services to Technos Corporation. After MSHA denied a FOIA request for records about a Technos citation, Lowe complained about MSHA officials and alleged that his termination was retaliation for protected activity under section 105(c)(3) of the Mine Act. Judge Richard W. Manning granted summary decision for the Secretary, Robert M. Friend, and Aggregate Industries. He held that Lowe was acting for Technos to contest a citation, not reporting hazards or seeking to improve miner safety, and that his later disputes over the FOIA response were not protected Mine Act activity. The discrimination complaint was dismissed, and the decision does not assess a civil penalty.

Decision snapshot

  • Cited authority: 30 U.S.C. § 815(c)(3); 30 C.F.R. § 56.12005; 29 C.F.R. §§ 2700.20, 2700.26, 2700.29, and 2700.67(b); 30 C.F.R. § 40.2
  • Outcome: Summary decision was granted to the Secretary, Robert M. Friend, and Aggregate Industries, and the discrimination complaint was dismissed.
  • Key point: Mine Act discrimination protection did not extend to the complainant's efforts to obtain records and contest a citation on behalf of a contractor, or to later FOIA disputes.

Full text (FMSHRC public release)

SOUTHWEST DIVISION, AGGREGATE INDUSTRIES -- September 8, 2005

FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION

1244 SPEER BOULEVARD #280

DENVER, CO 80204-3582

303-844-3577/FAX 303-844-5268

September 8, 2005

DANIEL B. LOWE,

Complainant

v.

SOUTHWEST DIVISION,

AGGREGATE INDUSTRIES

Respondent

SECRETARY OF LABOR,

MINE SAFETY AND HEALTH

ADMINISTRATION (MSHA),
ROBERT M. FRIEND,
Respondents

:

:

:

:

:

:

:

:

:

:

:

:

:

:

DISCRIMINATION PROCEEDING

Docket No. WEST 2005-246-DM

WE MD 2005-08

Mine I.D. 26-01845

Sloan Quarry #1001

DECISION GRANTING MOTIONS FOR SUMMARY DECISION
ORDER OF DISMISSAL

Before:  Judge Manning

This case is before me on a complaint of discrimination brought by Daniel B. Lowe
against Southwest Division, Aggregate Industries ("Aggregate Industries") under section
105(c)(3) of the Federal Mine Safety and Health Act of 1977, 30 U.S.C. �815(c)(3) (the "Mine
Act"). In his complaint, Mr. Lowe contends that his employment with Aggregate Industries was
terminated after Robert M. Friend, MSHA's Administrator for Metal/Nonmetal Safety and
Health, complained to the president of Aggregate Industries about harassing calls Lowe was
making to MSHA headquarters. Lowe contends that he was terminated because of his protected
activities as a direct result of Robert Friend's interference, intimidation, and harassment.

Although it appeared from the original complaint Lowe filed with MSHA that he wanted
to include Friend in his section 105(c)(3) complaint, he only served Aggregate Industries with his
complaint of discrimination in this case. At the time Lowe initiated this action, he was not
represented by counsel. I permitted Lowe to serve the Secretary and Mr. Friend with his
complaint of discrimination out of time subject to any objections that they might raise.

In response to Lowe's complaint, the Secretary of Labor and Robert Friend filed an
answer, a motion for summary decision, and a motion to dismiss. Aggregate Industries filed a
response to this motion and joined in that part of the motion that seeks dismissal of the complaint
on the basis that Lowe did not engage in protected activity. Lowe filed an opposition to the
motion for summary decision and motion to dismiss. For the reasons set forth below, the motion
for summary decision is granted and this proceeding is dismissed against the Secretary, Mr.
Friend, and Aggregate Industries.

I.  BACKGROUND

Aggregate Industries operates the Sloan Quarry near Las Vegas, Nevada. On or about
February 8, 2005, Mr. Lowe filed a discrimination complaint with the local office of the
Department of Labor's Mine Safety and Health Administration ("MSHA"). On March 17, 2005,
the Secretary determined that the facts disclosed during her investigation into Lowe's
discrimination complaint do not constitute a violation of section 105(c) of the Mine Act.

On or about April 7, 2005, Lowe filed this proceeding on his own behalf under section
105(c)(3) of the Mine Act. The allegations contained in the complaint are set forth below along
with other undisputed facts.

Mr. Lowe started working for Aggregate Industries in June 2004 as the company's
regional safety manager. He states that he was responsible for investigating accidents,
compliance with MSHA standards and regulations, and conducting safety training. He
supervised three employees. Lowe also provided safety consultation and training services for
Technos Corporation ("Technos"), a company that is not owned or otherwise affiliated with
Aggregate Industries. Technos is a speciality contractor that provides fan services at mines. Its
MSHA contractor number is LAH. Lowe provided these services for Technos as a contractor on
his own time.

On September 22, 2004, MSHA Inspector Norman Zeeman issued Citation No. 6255580
to Technos at the 1604 Quarry and Plant located near San Antonio, Texas. This facility is owned
and operated by Alamo Cement Company. The citation alleged that mobile equipment at the
quarry had run over electrical power conductors (welding leads) in violation of 30 C.F.R. �
56.12005. On September 27, 2004, Lowe sent a letter to Edward Lopez, MSHA's
metal/nonmetal district manager in Dallas, Texas, requesting a safety and health conference on
Citation No. 6255580. The letter also stated that it was to serve as a Freedom of Information Act
("FOIA") request to obtain a copy of all of Inspector Zeeman's notes, photographs, and other
documents pertaining to the citation. The letter was written on the stationery of Technos and was
signed by Mr. Lowe as "Corporate Safety Manager, Technos Corporation." (Ex. 8 to Secretary's
Motion). The letter stated that he was the "company representative handling this action" and
asked that all documents be sent to his attention. The return address was for the offices of
Technos in Schertz, Texas.

By letter dated October 21, 2004, Mr. Lopez responded to the FOIA request by stating
that MSHA would not be providing any documents to Technos "under FOIA exception 7(A),
which protects from disclosure records or information compiled for law enforcement purposes
whose disclosure could reasonably be expected to interfere with enforcement proceedings." (Ex.
9 to Secretary's Motion).

In his discrimination complaint, Lowe contends that MSHA violated FOIA in that MSHA
"did not properly provide the requested information or proper documentation within 20 working
days of the FOIA request." (Lowe Complaint of Discrimination). He also contends that MSHA
violated section 103(h) of the Mine Act. Lowe called Lopez on the telephone on October 26,
2004, following receipt of this letter. Lowe alleges that Lopez was "unprofessional" and
"verbally abusive" during this call. Lowe received a fax from Lopez following this call. (Ex. 10
to Secretary's Motion). Lowe alleges that the fax "attempted to cover up [Lopez's] error related
to providing the requested information under FOIA and the Act." (Lowe Complaint of
Discrimination). Both of the letters from Lopez explained the appeal process under FOIA.

Lowe states that as a result of abusive and unprofessional behavior of Lopez, he called
John Correll, Deputy Assistant Secretary of Labor for Mine Safety and Health, to complain about
Lopez. Lowe also faxed a letter to Correll on Technos stationery about his concerns. (Ex. 11 to
Secretary's Motion). He stated his belief that MSHA was violating FOIA by not providing him
with the requested information. Lowe also stated his belief that Lopez "intentionally" started a
"confrontation" with him during the phone call. Id. Lowe further stated that Lopez "refused to
take responsibility for his actions which caused a violation of federal law" and that he "should be
removed from a position of responsibility as the South Central Director of MSHA as he is
incompetent." Id.

On October 26, 2004, Lowe also faxed a FOIA request to David D. Lauriski, the
Assistant Secretary of Labor for Mine Safety and Health, asking for all documents and
information concerning the Secretary's decision to "automatically deny the release of documents
and records when requested by mine operators and contractors working on mine property as it
relates to information related to inspection of mines and in particular MSHA field notes taken
during inspection of mines." (Ex. 12 to Secretary's Motion).

On November 19, 2004, Mr. Correll sent Lowe a letter stating that MSHA's interpretation
of FOIA exemption 7(A) is "consistent with other Departmental FOIA policies and practices."
(Ex. 14 to Secretary's Motion). The letter "encouraged" Lowe to appeal the denial. Correll also
stated that his review "revealed no credible evidence of unprofessional conduct by Mr. Lopez in
handling this [FOIA] matter." Id. In his discrimination complaint, Lowe states that Correll's
letter is "evidence of John Correll's poor investigation of my complaint related to Edward
Lopez's actions of October 23, 2004."

On December 1, 2004, Mr. Lowe sent another letter to Correll. In the letter, he asserted
that Lopez had been "less than honest" with Correll regarding the "time line" of his FOIA request
of September 27, 2004. Lowe states that his FOIA request was received by the MSHA Dallas
District Office via facsimile transmission on September 27. Lowe also states that "[w]e received
the FOIA denial response in our office on October 26 . . . via facsimile transmission . . . ." (Ex.
15 to Secretary's Motion). Lowe states in his letter to Correll that "the duration of the response
from MSHA [to the FOIA request] was in fact 22 days which we all know to be unlawful under
FOIA." Lowe's letter further states that it is "his belief that Mr. Lopez has not been honest or
professional in the lawful handing of our FOIA request and in fact has been deceitful and
untruthful to you as well during your inquiry to this matter." Id. Finally, Lowe asked Correll to
call him "to advise me as to what actions MSHA is prepared to take in this matter regarding this
unlawful act." Id. The letter concludes by stating that if Correll does nothing in response to his
letter, he is "prepared to take this matter to the Office of the Inspector General." Id.1

In his discrimination complaint, Lowe states that on or soon after December 1, 2004, he
tried to call Correll again but, because Correll was out of the office, he talked to Robert Friend.
Lowe alleges that "Robert Friend was very abusive to me during the conversation and was
extremely irate that I was making a complaint against Edward Lopez and that I had sent my . . .
complaint letter to Elaine Chao, Secretary of Labor." (Discrimination Complaint).

On December 3, 2004, Robert Friend faxed Lowe's letters of October 26, 2004, and
December 1, 2004, to James Addams, President of Aggregate Industries. Friend also talked to
Addams about Lowe on the phone that day. Lowe believes that action by Friend was "nothing
more than intimidation tactics, pure harassment, and interference at the hand of Robert Friend in
an effort to do me personal harm." (Discrimination Complaint). On December 6, 2004, Addams
discussed the situation with Lowe. Addams asked Lowe to let him review any letters that he
sends to MSHA on behalf of Technos before they are mailed to help Lowe get his "point(s)
across to MSHA in a more professional manner." Id. Lowe thanked Addams for his help.

Lowe stated that, "[d]ue to Robert Friend's willful personal harassment and interference
of my actions that I was taking in accordance with my statutory rights as a miner, I began the
process of making a complaint to . . . the Mine Safety and Health Administration and in
particular either John Correll or David Dye." (Discrimination Complaint). At this point, Lowe
called MSHA's headquarters in Arlington, Virginia, several times in an attempt to talk to either
Correll or Dye. Lowe states that on December 8, 2004, Friend called him "and was extremely
irate and stated that he was going to have me fired from my employment with Aggregate
Industries if I did not drop my complaint." Id. Lowe states that he told Friend that he was going
to file a complaint with the Inspector General to which Friend replied, "bring it on." Id.

Lowe states that after that call with Friend on December 8, Addams asked Lowe to stop
calling MSHA. Lowe states that he responded by telling Addams that he had the right to call
MSHA because Robert Friend was harassing and intimidating him. Id. Addams told Lowe that
Friend had called him and complained about Lowe's calls to MSHA headquarters.

Following these events, Lowe began preparing complaints to be filed with the Inspector
General and the Federal Bureau of Investigation ("FBI"). Lowe states that he decided to try to
discuss these issues with David Dye before he filed these complaints. To that end, on January
18, 2005, he sent an e-mail to Dye asking Dye to call him. The e-mail states, in part, that he has
"serious complaints against several top members of your agency" that he would like to discuss.
Id. Lowe further advised Dye in the e-mail that if he did not hear from Dye within 24 hours, he
intended to meet with the FBI to file a civil rights complaint "as I have been the victim of your
senior staff members under the color of law." (Ex. 17 to Secretary's Motion).

On January 19, 2005, Friend or another MSHA official forwarded Lowe's January 18th e-
mail to Addams. Lowe was terminated from his employment at Aggregate Industries on January
20, 2005. Lowe stated that Addams told him that "he had to terminate my employment with
Aggregate Industries because I had made a complaint against MSHA and that MSHA was the
federal agency that governs most of Aggregate Industries' business and that he, as President of
the Southwest Region, was afraid of MSHA retaliating against Aggregate Industries businesses."
(Ex. A �17 to Lowe's Opposition).

The Secretary proposed a penalty of $60.00 for the alleged violation set forth in Citation
No. 6255580 and Technos contested the citation and penalty under the Commission's procedural
rules at 29 C.F.R. � 2700.26. The Secretary filed a petition for assessment of penalty on January
26, 2005, but Technos failed to file an answer as required by 29 C.F.R. � 2700.29. On April 14,
2005, the Commission's chief administrative law judge issued an order requiring Technos to
show cause why it did not file an answer. When Technos failed to respond to the show cause
order, the chief judge entered an order of default dated May 23, 2005, Docket No. CENT 2005-
92-M. (Ex. 5 to Secretary's Motion).

II.  BRIEF SUMMARY OF THE PARTIES' ARGUMENTS

In her motion, the Secretary argues that Lowe failed to allege a prima facie case of
discrimination in that his alleged activities were not protected activities under the Mine Act. All
of the activities that Lowe contends were protected were taken as a representative of a mine
operator, Technos Corporation, rather than on behalf of miners. She contends that advocacy on
behalf of a mine operator is not protected under section 105(c) of the Mine Act. His activities
had nothing to do with involving miners in the improvement of safety at the mine.

The Secretary also contends that Lowe's activities protesting the Department of Labor's
interpretation of FOIA are not protected under section 105(c). Even if Lowe's original protests
were protected, "when his correspondence became attenuated from Mine Act matters and turned
into complaints of missed deadlines under FOIA" they were no longer protected under the Mine
Act. (Secretary's Motion 21).

Finally, the Secretary argues that the Secretary and Friend must be dismissed from this
case because neither the Secretary nor Friend may be sued under section 105(c) for actions taken
during the course of his employment. "MSHA officials acting under the color of their authority
are not amenable to suit under section 105(c) of the Mine Act." Id. at 25 quoting Meredith v.
FMSHRC, 177 F.3d 1042, 1056 (D.C. Cir. 1999).

Aggregate Industries, through counsel, concurs with that part of the Secretary's motion
for summary decision that seeks dismissal on the basis that Lowe did not engage in activity
protected by section 105(c) of the Mine Act. It points to Lowe's representation that, at all
pertinent times, he was acting as a representative of Technos. Aggregate Industries also points to
Lowe's representation in his complaint to the Department of Labor's Inspector General, dated
January 21, 2005, that he filed the FOIA request while "conducting consultation services for
Technos." (P. 1, Attachment C to Aggregate Industries Reply). Lowe also acknowledged that
the "services" he provided for Technos had "absolutely nothing to do with Aggregate Industries."
Id. at p. 3. As a consequence, his alleged protected activities did not arise within the scope of his
employment as safety manager with Aggregate Industries.

Lowe maintains that the motions should be denied. Lowe states that, because he was a
miner, he is entitled to the protections of section 105(c). He contends that he was also a
representative of the miners working for Technos. Lowe states that he sought the information
from the Secretary not only on behalf of Technos but also on behalf of miners who were subject
to being blamed for the alleged violation. Lowe argues that he is entitled to pursue his miner's
rights under the Mine Act without being discriminated against by the Secretary and Aggregate
Industries. Lowe believes that the communications sent by him to MSHA officials are protected
activities and were not inappropriate.

Because the record in this case "contains no declarations or evidence . . . from Robert
Friend or any other MSHA representative explaining what . . . gave them the right to contact Mr.
Addams and threaten Aggregate Industries if they did not silence Mr. Lowe's complaints," there
are "huge questions of material fact that make summary decision impossible in this case." (Lowe
Response 13). He argues that he should be allowed to complete discovery before the Secretary's
motion should be considered. Finally, Lowe argues that Friend was not acting under color of law
when he made threats to get him terminated from his job with Aggregate Industries.

III.  DISCUSSION

Section 105(c) of the Mine Act prohibits discrimination against miners for exercising any
protected right under the Mine Act. The purpose of the protection is to encourage miners "to
play an active part in the enforcement of the [Mine] Act" recognizing that, "if miners are to be
encouraged to be active in matters of safety and health, they must be protected against any
possible discrimination which they might suffer as a result of their participation." S. Rep. No.
181, 95th Cong., 1st Sess. 35 (1977), reprinted in Senate Subcommittee on Labor, Committee on
Human Resources, 95th Cong., 2nd Sess., Legislative History of the Federal Mine Safety and
Health Act of 1977 at 623 (1978).

A miner alleging discrimination under the Mine Act establishes a prima facie case of
prohibited discrimination by presenting evidence sufficient to support a conclusion that he
engaged in protected activity and suffered adverse action motivated in any part by that activity.
Secretary of Labor on behalf of Pasula v. Consolidation Coal Co., 2 FMSHRC 2786, 2797-800
(October 1980), rev'd on other grounds, 663 F.2d 1211 (3d Cir. 1981); Secretary of Labor on
behalf of Robinette v. United Castle Coal Co., 3 FMSHRC 803, 817-18 (April 1981); Driessen v.
Nevada Goldfields, Inc., 20 FMSHRC 324, 328 (Apr. 1998). The mine operator may rebut the
prima facie case by showing either that no protected activity occurred or that the adverse action
was in no part motivated by the protected activity. Pasula, 2 FMSHRC at 2799-800. If the mine
operator cannot rebut the prima facie case in this manner, it nevertheless may defend by proving
that it was also motivated by the miner's unprotected activity and would have taken the adverse
action for the unprotected activity alone. Pasula at 2800; Robinette, 3 FMSHRC at 817-18; see
also Eastern Assoc. Coal Corp. v. FMSHRC, 813 F.2d 639, 642 (4th Cir. 1987).

The Commission's Procedural Rule at 29 C.F.R. � 2700.67(b) sets forth the
grounds for granting a motion for summary decision, as follows:

A motion for summary decision shall be granted only if the entire
record, including the pleadings, depositions, answers to
interrogatories, admissions, and affidavits, shows:
(1) That there is no genuine issue as to any material fact; and
(2) That the moving party is entitled to summary decision as a
matter of law.

I find that Lowe did not raise genuine issues of material fact in his response to the
Secretary's and Aggregate Industries' motions and that they are entitled to summary decision as a
matter of law. The facts clearly demonstrate that Lowe did not engage in protected activities
prior to his termination from employment at Aggregate Industries.

The activities that Lowe relies on center around his request for information from MSHA
concerning Citation No. 6255580 issued to Technos at the Alamo Cement facility in Texas. He
made this request through FOIA on September 27, 2004. In his opposition to the motions for
summary decision, Lowe states that he filed the FOIA request as a step to contesting the citation.
(Lowe Opposition 3). The information sought by Lowe through the FOIA request would have
been available to him through discovery if he had filed a pre-penalty contest of the citation with
the Commission or if he had filed discovery after the Secretary proposed a penalty. See 29
C.F.R. �� 2700.20 and 2700.56 through 2700.58. Mine operators do not generally use FOIA to
get information about citations issued to them by MSHA. Lowe states that he did not know that
Technos was held in default with respect to Citation No. 6255580 and states that he has asked the
Commission to reopen the case. (Ex. A � 21 to Lowe's Opposition).

I hold that Lowe's communications with MSHA concerning the FOIA request were not
protected activities under section 105(c) of the Mine Act. I reach this conclusion based on a
number of factors discussed below.

Miners have the "right to complain to the operator and to the Secretary of alleged dangers
or violations." Pasula at 2790. "The successful enforcement of the 1977 Mine Act is . . .
dependent on the voluntary efforts of miners to notify either MSHA officials or the operator of
conditions or practices that require correction." Id. "[I]f miners are to be encouraged to be
active in matters of safety and health, they must be protected against any possible discrimination
which they might suffer as a result of their participation [in the enforcement of the Act]."
Donovan on behalf of Anderson v. Stafford Construction, 732 F.2d 954, 960 (D.C. Cir. 1984)
(brackets in original) (citation omitted). A miner's complaints or actions are protected even if
they go beyond what is required under the Secretary's health and safety standards "if they are
based on a miner's 'good faith, reasonable belief' that such precautions are needed" so long as
"the precautions themselves are reasonable." Sec'y on behalf of Zecco v. Consolidation Coal
Co., 21 FMSHRC 985, 993 (Sept. 1999).

In this case, Lowe was not complaining about safety or health conditions at Technos'
operations at the Alamo Cement Company. Instead, he believed that MSHA should not have
issued the subject citation because he did not consider welding leads to be power conductors
subject to section 56.12005. (Ex. 7 to Secretary's Motion). He wanted a copy of Inspector
Zeeman's notes to aid him in a conference with the MSHA Dallas District Office in his attempt
to get the citation vacated or modified. In taking these steps, Lowe was acting as an agent of
Technos, not as a miner or a representative of miners. His actions were not designed to correct
an unsafe condition or improve the safety of miners. He was seeking information from MSHA to
help him negotiate a settlement for Technos with respect to Citation No. 6255580.

In his response to the motions for summary decision, Lowe states that he was seeking the
information to "rebut" the citation not only on behalf of Technos but on behalf of two miners
"who were subject to being blamed for the alleged violation to assist them in clearing their
records of the alleged incident." (Lowe Opposition 10). He states that he was taking these
actions as a miners' representative. Id. at 11. He filed a document dated August 16, 2005,
signed by 13 miners employed by Technos designating him as their representative for mine safety
and health purposes, which states that he has been their representative since August 2000. (Ex. C
to Lowe's Opposition).2 Lowe may well be a "miners' representative" when seeking to improve
the health and safety of miners, but he was not acting as a miners' representative when he sought
information to contest the citation.

As events progressed in the autumn of 2004, the discussions and correspondence between
Lowe and MSHA turned from the initial document request to Lowe's concern that Lopez was
disrespectful, abusive, unprofessional, and incompetent. Much of Lowe's anger at Lopez arose
because MSHA provided its response to Lowe's FOIA request in 22 days rather than 20 days.
Lowe also believed that MSHA was misusing exemption 7(A) of FOIA. These disputes between
MSHA and Lowe have nothing to do with improving the safety of miners working for Technos.
Lowe was not complaining about alleged violations or hazardous conditions. These discussions
are not protected under section 105(c) of the Mine Act.3

I have relied on the facts presented by Lowe, including his characterization of his phone
calls with MSHA officials, and the undisputed correspondence in reaching my conclusion that
summary decision is warranted in this case. Further discovery would not reveal facts that would
mitigate against a finding that Respondents are entitled to summary decision.

I believe that it is important to note that conflicts described above could have easily been
avoided. The conduct of MSHA's management was far from exemplary. MSHA denied Lowe's
FOIA request, yet it knew that he was acting as a representative of Technos. I find it hard to
believe that Messrs. Lopez, Correl, and Friend were not aware that Lowe would be entitled to the
inspector's notes and photographs for Citation No. 6255580 if he contested the citation before
the Commission. None of these MSHA officials suggested to Lowe that he contest the citation
once the Secretary proposed a penalty and that he file discovery with the Office of the Solicitor
asking for the inspector's notes. If such a suggestion had been made, Lowe would have had
access to the information he wanted and MSHA would not have been faced with a confrontation
concerning the Secretary's recent policy of denying FOIA requests for basic information from
MSHA. See "Records show Sharp Increase in MSHA FOIA Denials," Mine Safety and Health
News, Vol. 12, No. 11, p. 222, May 31, 2005. It should also be noted that, if Lowe had contested
the citation within 30 days of its issuance, he could have obtained the inspector's notes through
the Commission's discovery rules before a penalty was proposed by the Secretary.

I also note that Lowe presented documentary evidence to support his contention that
Friend contacted Addams for the purpose of putting pressure on Lowe to stop calling MSHA
officials and to stop complaining about Lopez's response to his FIOA request. (Ex. D to Lowe's
Opposition). For purposes of this decision I accepted Lowe's evidence and argument. I assume
that the Department of Labor's Inspector General is looking into this matter pursuant to Lowe's
formal complaint. Because I granted the Secretary's and Aggregate Industry's motions for
summary decision, I did not consider the Secretary's motion to dismiss, which was based on
Meredith v. FMSHRC.

IV.  ORDER

For the reasons set forth above, the motions for summary decision filed by the Secretary
of Labor and Aggregate Industries are GRANTED and the discrimination complaint filed by
Daniel B. Lowe against Aggregate Industries, the Secretary of Labor, and Robert Friend under
section 105(c)(3) of the Mine Act is DISMISSED.4

Footnotes:

1 Marvin W. Nichols, Jr., the Director of MSHA�s Office of Standards, Regulations and Variances, also sent Lowe a letter dated November 19, 2004, in response Lowe�s FOIA request of October 26 directed to Mr. Lauriski. The letter listed several documents that fit within the FOIA request but stated that these documents have been "redacted from public disclosure under Exemption 2 which allows for protection of internal administrative markings and practices." (Ex. 13 to Secretary�s Motion).

2 Neither Technos nor Lowe filed this miners� representative designation with MSHA under 30 C.F.R. � 40.2.

3 It also bears noting that none of the activities that Lowe contends were protected under the Mine Act were taken on behalf of miners working for Aggregate Industries or miners working at facilities operated by Aggregate Industries. In a letter dated March 7, 2005, to the MSHA special investigator who was investigating Lowe�s discrimination complaint, Addams stated that he was not aware that Lowe was representing Technos in safety matters before MSHA until Friend called him on December 3, 2004. (Ex. E to Lowe�s Opposition). He stated he terminated Lowe for "conflict of interest, failing to perform his job satisfactorily, failing to comply with clearly communicated policy, insubordination, and misrepresentation." Id. at 3. Conflict between Lowe�s evidence and Addams� letter on this issue goes to the motivation for his termination by Aggregate Industries, which has no bearing on the issues presented by the motions for summary decision.

4 Because this case is being dismissed, Aggregate Industries� motion to compel is moot.

Richard W. Manning

Administrative Law Judge

Distribution:

James P. Kemp, Esq., Kemp & Kemp, 624 N. Rainbow Blvd., Las Vegas, NV 89107 (Certified
Mail)

James J. Gonzales, Esq., Holland & Hart, 555 Seventeenth Street, Ste 3200, Denver, CO 80202-
3921 (Certified Mail)

Mark R. Malecki, Esq., Office of the Solicitor, U.S. Department of Labor, 1100 Wilson Blvd.,
22nd Floor, Arlington, VA 22209-2296 (Certified Mail)

RWM

Get today's answer for your situation

You just read what one judge decided for one employer in 2005, and it binds only those parties. Ezel checks the current MSHA standards and Commission precedent and answers your specific situation, with citations.

Opens in Ezel Pro. Every answer cites the authority it relies on.