FMSHRC ALJ decision Docket SE 90-43-R Decided February 8, 1990 Procedural Judge James A. Broderick

William G. Hagy

William G. Hagy (FMSHRC SE 90-43-R): Contest dismissed for lack of right to challenge company citation

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This order from 1990 bound only the parties to this case; it isn't precedent. Ask about your situation and see what the current MSHA standards and Commission precedent say, with citations.

Currency note: this decision dates from 1990
The MSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final order, not Commission precedent
This decision by a FMSHRC Administrative Law Judge became the final decision of the Commission 40 days after issuance because the Commission did not direct review (30 U.S.C. § 823(d)(1)). It binds the parties but is not binding on the Commission in other cases. The full text below is from the official FMSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official FMSHRC release. The full text is the agency's own release.
Read the official release (fmshrc.gov)

Plain-English summary

William G. Hagy, identified as a section foreman, tried to contest a citation and withdrawal order issued to Consolidation Coal Company. The citation alleged a violation of 30 C.F.R. § 75.202(a), and the Secretary separately notified Hagy that a civil penalty might be proposed for knowingly authorizing, ordering, or carrying out the violation. Judge James A. Broderick held that a miner cannot challenge the validity of a citation issued to the operator and that a miner has no provision to initiate review of a section 107(a) withdrawal order. The judge dismissed the proceeding because Hagy had no right to bring this challenge, while preserving his ability to contest a later section 110(c) case brought against him.

Decision snapshot

  • Cited standard: 30 C.F.R. § 75.202(a)
  • Outcome: The contest was dismissed because Hagy could not challenge the citation and withdrawal order issued to Consolidation Coal Company in this proceeding.
  • Key point: A miner may challenge the reasonableness of abatement time in the circumstances allowed by the Mine Act, but cannot use this proceeding to attack the validity of an operator's citation or initiate section 107 review.

Full text (FMSHRC public release)

CCASE:
WILLIAM G. HAGY V. SOL (MSHA)
DDATE:
19900208
TTEXT:


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Federal Mine Safety and Health Review Commission (F.M.S.H.R.C.)
Office of Administrative Law Judges

WILLIAM G. HAGY, CONTEST PROCEEDING
CONTESTANT
Docket No. SE 90-43-R
v. Citation No. 3180625; 5/18/89

SECRETARY OF LABOR, Matthews Mine
MINE SAFETY AND HEALTH Mine ID 40-00570
ADMINISTRATION (MSHA),
RESPONDENT

                         ORDER OF DISMISSAL

Before: Judge Broderick

 Contestant filed a Notice of Contest with the Commission on

February 12, 1990, contesting order/citation 3180625 issued to
Consolidation Coal Company on May 18, 1989. The order/citation
was under section 107(a) and 104(a) of the Act and alleges a
violation of 30 C.F.R. 75.202(a). A copy of the order/citation
was sent to Contestant, with a letter from MSHA District Manager
Joseph J. Garcia dated January 3, 1990, in which Contestant was
notified that "MSHA is proposing to assess a civil penalty
against you for knowingly authorizing, ordering or carrying out a
violation of 30 C.F.R. 75.202(a) as cited in Citation No.
3180625 issued May 18, 1989, which is enclosed."

 The Secretary filed a Motion to Dismiss on February 16,

1990, on the grounds that the Notice of Contest was filed
untimely, in that the citation was issued May 18, 1989, and the
notice was filed February 12, 1990.

 Contestant responded to the Motion on March 7, 1990.

Although filed out of time, I accept and have considered the
response.

   Section 105(d) of the Act provides in part:

   If, within 30 days of receipt thereof, an operator
   notifies the Secretary that he intends to contest the
   issuance or modification of an order issued under
   section 104, or citation . . . issued under subsection
   (a) or (b) of this section, . . . or . . . any miner or
   representative of miners notifies the Secretary of an
   intention to contest the issuance, modification or
   termination of any order issued under section 104, or

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the reasonableness of the length of time set for
abatement by a citation . . . issued under section 104,
the Secretary shall immediately notify the Commission
. . . and the Commission shall afford an opportunity for a
hearing . . . .

   Section 107(e)(1) provides that an operator or
   representative of miners may apply to the Commission
   for review of an order issued under section 107.

 The Notice of Contest states that Contestant is a Section

Foreman at the subject mine. Assuming this to be true, as I must
in considering the motion to Dismiss, he is a miner under the
Act. It is not alleged that he is a representative of miners.
Contestant argues that he is an "operator" under section 3(d).
Without deciding that question, it is evident that the
order/citation, which Contestant attempts to contest here was
issued to Consolidation Coal Company and not to Contestant. I do
not accept Contestant's argument that the January 3, 1990 letter
"must be considered an issuance of the citation which was served
by mail on the Applicant for purposes of protest by the
Applicant." Contestant contests the validity but not the
reasonableness of the length of time set for abatement of
Citation 3180625. He apparently contests the 107(a) withdrawal
order: Paragraph 3(b) "the Contestant was not in violation of 30
C.F.R. 75.202(a) or 107(a) of the Act. . . (d) no alleged
violation discribed in Citation No. 3180625 was of such a nature
as could reasonably be expected to cause death or serious physical
injury before it could be abated, . . . " The Notice further avers
that no alleged violation resulted from knowing conduct on the part
of the Contestant.

 Miners or their representatives do not have the right under

the Act to challenge the validity of a citation issued under
section 104(a) of the Act, but may only challenge the
reasonableness of the abatement time. UMWA v. Secretary, 5 FMSHRC
807 (1983), aff'd sub nom. UMWA v. FMSHRC, 725 F.2d 126 (D.C.
Cir. 1983).

 Section 107 permits review by the Commission of a section

107(a) withdrawal order by an operator or representataive of
miners. There is no provision for a miner to initiate such a
review proceeding.

 The order/citation does not charge a violation by Contestant

of section 110(c) of the Act. Whether Contestant knowingly
authorized, ordered, or carried out a violation is not before me
in this proceeding.


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I therefore conclude that Contestant does not have the right in
this proceeding to challenge the order/citation issued to
Consolidation Coal Co. On this basis, and not on the basis urged in
the Motion to dismiss, this proceeding is DISMISSED. This
disposition does not affect Contestant's right to challenge the
citation in any proceeding which may be brought against him under
section 110(c) of the Act.

                                  James A. Broderick
                                  Administrative Law Judge

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