Jim Walter Resources, Inc.

Plain-English summary

MSHA found a nonpermissible electrical distribution box in a crosscut at Jim Walter Resources' No. 5 underground coal mine. The Commission held that the crosscut was the last open crosscut between the relevant entries, so the equipment violated the Mine Act standard requiring permissible equipment in that location. The Commission affirmed the violation and the $500 civil penalty assessed by the ALJ.

Decision snapshot

• Cited standard: 30 C.F.R. § 75.500(d)
• Outcome: The ALJ's violation finding and $500 civil penalty were affirmed.
• Key point: The last open crosscut is identified from the mine's actual ventilation and haulage configuration, not by mechanically applying the terminology of unrelated standards.

Full text (FMSHRC public release)

CCASE:
MSHA V. JIM WALTER RESOURCES
DDATE:
19890113
TTEXT:

           FEDERAL MINE SAFETY & HEALTH REVIEW COMMISSION
                          WASHINGTON, D.C.
                            January 13, 1989

SECRETARY OF LABOR,
MINE SAFETY AND HEALTH
ADMINISTRATION (MSHA)

  v.                                 Docket Nos. SE 87-8
                                                 SE 86-105-R

JIM WALTER RESOURCES, INC.

BEFORE: Ford, Chairman; Backley, Doyle, Lastowka and Nelson,
Commissioners

              DECISION

BY THE COMMISSION:

The issue in this consolidated contest and civil penalty

proceeding arising under the Federal Mine Safety and Health Act
of 1977, 30 U.S.C. $ 801 et seq. (.1982)("Mine Act"), is whether
Jim Walter Resources ("JWR") violated mandatory safety standard
30 C.F.R. $ 75.500(d).1/ Commission Administrative Law Judge
Avram Weisberger

1/ 30 C.F.R. $ 75.500 essentially restates section 305(a)(1) of
the Mine Act, 30 U.S.C. $ 865(a)(1), and provides:

On and after March 30, 1971:
        (a) All junction or distribution boxes used
for making multiple power connections inby the
last open crosscut shall be permissible;
        (b) All handheld electric drills, blower and
exhaust fans, electric pumps, and such other low
horsepower electric face equipment as the Secretary
may designate on or before May 30, 1970, which are

Page 2

taken into or used inby the last open crosscut of
any coal mine shall be permissible;
(c) All electric face equipment which is taken
into or used inby the last open crosscut of any coal
mine classified under any provision of law as gassy
prior to March 30, 1970, shall be permissible; and
(d) All other electric face equipment which is
taken into or used inby the last crosscut of any

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concluded that JWR violated the standard and assessed a $500
civil penalty. 9 FMSHRC 983 (May 1987)(ALJ). We granted JWR's
petition for discretionary review challenging the judge's finding
of violation. For the reasons that follow, we affirm.

JWR's No. 5 mine is an underground coal mine located in

Tuscaloosa County, Alabama. A unique longwall method of mining
is used in the mine resulting in large, uneven pillars (blocks)
of coal and in interrupted crosscuts between the various entries.
On July 1, 1986, Carl Early, an inspector of the Department of
Labor's Mine Safety and Health Administration ("MSHA"), conducted
an inspection of the mine pursuant to section 103(i) of the Mine
Act.2/ In the mine's No. 8 section, Early observed a distribution
box, used to supply power to shuttle cars, located in a crosscut
between the No. 2 and No. 3 entries.3/ The distribution box was not
permissible. Concluding that the location of the non-permissible
electrical face equipment was in violation of 30 C.F.R. $ 75.500(a),
see n.1 supra, and that the violation significantly and substantially
contributed to a mine safety hazard and was caused by JWR's
unwarrantable failure to comply with the standard, Early issued an
order pursuant to section 104(d)(2) of the Mine Act. 30 U.S.C.
$ 814(d)(2). 4/

  coal mine, except a coal mine referred to in
  $ 75.501, which has not been classified under
  any provision of law as a gassy mine prior to
  March 30, 1970, shall be permissible.

30 C.F.R. $ 75.501 is not applicable to this proceeding.

2/ Section 103(i) requires that a spot inspection be conducted
every five working days of all or part of each mine that liberates
more than 1 million cubic feet of methane every 24 hours. 30 U.S.C.
813(i).
3/ The inspector also determined that a non permissible scoop
charger located in the same line of crosscuts between the No. 3
and No. 4 entries also violated the standard. The Administrative
Law Judge, however, found no violation as to the scoop charger and
his action is this respect is not before us on review.
4/ Section 104(d)(2) of the Mine Act, 30 U.S.C. $ 814(d)(2), states
in part:

         (2) If a withdrawal order with respect to
 any area in a coal or other mine has been issued
 pursuant to paragraph (1), a withdrawal order shall

Page 4

 promptly be issued by an authorized representative of
 the Secretary who finds upon any subsequent inspection
 the existence in such mine of violations similar to
 those that resulted in the issuance of the withdrawal
 order under paragraph (1) until such time as an inspection
 of such mine discloses no similar violations....

Section 104(d)(1) of the Mine Act, 30 U.S.C. $ 814(d)(1),

requires

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After JWR contested the validity of the order of withdrawal,
MSHA modified the order to allege a violation of section 75.500(d).5/
Subsequently, the Secretary proposed a civil penalty of $1,000 for
the violation and a hearing was held.

At the hearing, the parties stipulated that the distribution

box was in non-permissible condition and that, if a violation of
section 75.500(d) was found by the judge, the violation was of a
significant and substantial nature. The parties disagreed as to
whether the non-permissible equipment was located in a last open
crosscut and therefore violated section 75.500(d), and whether, if
there was a violation, it was caused by JWR's unwarrantable failure
to comply.

Government Exhibit 2, a schematic drawing of the No. 8 section,

was received into evidence and was used by the witnesses as an aid
in explaining the location of the subject equipment in relation to
the mining configuration of the No. 8 section. As an aid to our
discussion a black and white copy of Government Exhibit 2, reduced
in size, is attached to this decision and incorporated herein.

Inspector Early explained that the black areas on Exhibit 2

depict the pillars of coal in the No. 8 section, the lettered areas
depict crosscuts, and the numbered areas depict entries. The
lightly shaded area designated "F" represents the crosscut in which
the distribution box was located. Early described a crosscut as "a
cut through connecting two entries," and described "F" as "the last
crosscut connecting the number two and three entries." Tr. 21, 26.
Early described "A" and "H" as the "last open crosscuts" between the
Nos. 1 and 2 and the Nos. 3 and 4 entries, respectively. Early stated
that during the normal mining cycle, the continuous mining machine,
shuttle cars, roof-bolters and the scoop traveled through "F" to get
from one side of the section to the other, and that the equipment was
required to be in permissible condition. Early stated that methane
buildup frequently occurred in "F" whenever the check curtain in the
No 3 entry was down or damaged.

 MSHA ventilation specialist Jerry Vann described "F" as the

last open crosscut between the Nos. 2 and 3 entries, and he described
"A" and "H" as the last open crosscuts for purposes of the air
readings required by the mandatory safety standards regulating mine
ventilation. Tr. 74, 86, 108-09. 6/

that an inspector issue a citation if he finds that a violation is
"of such nature as could significantly and substantially contribute

Page 6

to a mine safety or health hazard" and is caused by the operator's
"unwarrantable failure ... to comply" and that an order of withdrawal
be issued if, during the same inspection or any subsequent inspection
within 90 days after the issuance of such citation, he finds another
"unwarrantable failure" violation.
5/ No explanation of this modification appears in the record and no
issue concerning the propriety thereof is before us on review.
6/ The mandatory safety standards regarding air quantity, quality,

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Charles Stewart, JWR's deputy mine manager, described "F"
as the "last connecting crosscut" between the Nos. 2 and 3 entries
and as the crosscut through which permissible equipment had to
travel from one entry to the other. Stewart described "A" and "H"
as areas subject to the ventilation requirements of 30 C.F.R.
$$ 75.302 and 75.316, standards that reference the "last open
crosscut." Tr. 158-59, 183-85. 7/

The Secretary argued to the judge that "F" was the last

crosscut connecting the Nos. 2 and 3 entries. Therefore, the
presence of the non-permissible distribution box in "F" established
a violation of section 75.500(d). JWR argued that crosscut "F"
cannot be a last open crosscut because other mandatory safety and
health standards reference the term "last open crosscut" in a manner
that would exclude crosscut "F." JWR maintained that, in light of
these other standards (30 C.F.R. $$ 75.200-7(b)(3)(iii), 75.301-3(a)
and 75.302(a)), a last open crosscut can be identified as the final
tunnel (crosscut) that connects two entries and, in which crosscut,
roof bolts must be tested. It is also the crosscut that separates
the intake air from return air, through which a required volume of
air must pass, and from which line brattice must be maintained to
the working face. Lastly, it is the crosscut through which the air
contaminated with methane and dust from the mining process passes.
JWR Br. to ALJ at 7-8. JWR contended that when these requirements
are applied to the crosscuts at the No. 5 Mine, crosscut "F" cannot
be categorized as a last open crosscut.

In his decision, the judge rejected JWR's arguments stating

that it would be "unduly restrictive to hold that the identification
of the 'last open crosscut' for the purposes set forth in the
[standards] cited by [JWR] mandates identification of the same
crosscut for the purposes enumerated in section 75.500(d)." 9 FMSHRC
at 985. Rather, the judge stated that he would be guided by Congress'
intent in requiring that only permissible electrical equipment be
taken into or used inby the last open crosscut "to assure that such
equipment will not cause a

and velocity in underground coal mines contain repeated references
to the term "last open crosscut." See, e.g., 30 C.F.R. $$ 75.301,
75.301-3; See also n.5, infra.

7/ Section 75.302 requires that "[p]roperly installed and adequately
maintained line brattice ... shall be continuously used from the last
open crosscut of any entry or room of each working section to provide
adequate ventilation to the working faces...."

Page 8

Section 75.316-1(a)(10) requires the mine operator to submit

to MSHA a mine map that includes the volume of air passing through
the last open crosscut in each set of entries and rooms at each
working face. 30 C.F.R. $ 75.316-(b.)(1) requires the mine operator
to submit to MSHA a ventilation system and methane and dust control
plan that shows methane and dust control practices in all "active
working places," and 30 C.F.R. $ 75.2(g)(2) defines "working place"
as "the area of a coal mine inby the last open crosscut."

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mine explosion or a mine fire." Id. 8/ The judge accepted the
testimony of MSHA witnesses Early and Vann that methane was
frequently detected in "F" and that any interruption of the check
curtain in the No. 3 entry would permit a methane buildup. The
Judge concluded:

           [T]o hold that the crosscut in which
 the distribution box was located, is other
 than the last crosscut, would clearly lessen
 the assurance against a mine explosion or fire,
 and would accordingly be violative of the
 expressed purpose of section 318(i).... Furthermore
 ... [the Secretary's witnesses] all testified,
 in essence, that to their knowledge the only way
 that the crosscut in which the distribution box is
 located is referred to, is as the last crosscut.

9 FMSHRC at 986. The judge therefore concluded that JWR violated
section 75.500(d) by having the non-permissible distribution box
in "F," "which is the last crosscut between entries 2 and 3 and
which is the last crosscut referred to in section 75.500(d)." Id.
The Judge assessed a $500 civil penalty for the violation.

On review, JWR repeats the arguments made below and argues

that the judge improperly found that the distribution box was in
a location that violated section 75.500(d). JWR contends that "A"
and "H" are the last open crosscuts in entries No. 2 and 3, and
that the judge's finding of "F" as the last crosscut for purposes of
section 75.500(d) results in an inconsistent application of the other
mandatory standards referencing last open crosscuts. We do not agree.

Section 75.500(d) prohibits the bringing of non-permissible

electric equipment into or inby the last crosscut.9/ The term "last

8/ Section 318(i) of the Act, 30 U.S.C. $ 878(i), defines permissible
electric face equipment as:

          [A]ll electrically operated equipment
 taken into or used inby the last open crosscut of
 an entry or a room of any coal mine the electrical
 parts of which ... are designed, constructed, and
 installed, in accordance with the specifications of
 the Secretary, to assure that such equipment will
 not cause a mine explosion or mine fire....

Page 10

9/ Sections 75.500(a), (b) and (c) use the term "last open crosscut."
Section 75.500(d), however, references the "last crosscut." JWR
states that "the terms 'last crosscut' and 'last open crosscut' are
synonymous in the mining industry. There is no difference between
the term 'last open crosscut' and 'last crosscut.'" JWR Brief at 6
n.1. For purposes of interpreting section 75.500, we agree. See,
e.g., Legislative History of the Federal Coal Mine Health and Safety
Act of 1969, Senate Subcommittee on Labor, 94th Cong., 1st Sess.,
at 53, 194, 749, 833, 1477, 1527 (1975). Therefore, we use the terms
interchangeably

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crosscut" or "last open crosscut" is not defined in either the
Mine Act or its implementing regulations. However, a "crosscut"
is recognized to be a passageway or opening driven between entries
for ventilation and haulage purposes. U.S. Department of Interior,
Dictionary of Mining, Mineral, and Related Terms 280 (1968) ("DMMRT").
A "last open crosscut" is that open passageway connecting entries
closest to the working face. 10/ See Peabody Coal Co., KENT 86-94-R,
slip op. at 5.6 (11 FMSHRC ____, January 12, 1989.) Given the mining
configuration in use at JWR's mine, as represented in Government
Exhibit 2, attached, we conclude that "F" is the last open crosscut
between the Nos. 2 and 3 entries.

 The inspector testified without dispute that during the

normal mining cycle the Nos. 1, 2, 3 and 4 entries are driven
forward. Coal is cut in one entry at a time. Tr. 41-45. Intake
air travels across "F" and up the No. 3 entry to ventilate the
working face in the No. 4 entry. Tr. 34-37. Further, during the
cycle the continuous mining machine, shuttle cars, roof bolters and
the scoop travel across "F" to get from one side of Section 8 to the
other. Tr. 38-47. Thus, "F" is the last open passageway between
the Nos. 2 and 3 entries that is used for ventilation and haulage
purposes in this working section. See e.g., Tr. 26, 136-137, 185.

 As the judge correctly stated, "There was no crosscut connecting

entries 2 and 3 which was further inby the crosscut in which the
distribution box was located." 9 FMSHRC at 985. Thus, we hold that
substantial evidence supports the judge's conclusion that under the
mining configuration followed at the time of citation, "F" was the
last crosscut between Nos. 2 and 3 entries. 9 FMSHRC at 986.

 We do not agree with JWR that, in light of other mandatory

safety and health standards referencing the term "last open
crosscut" and imposing various safety requirements in such crosscuts,
it is fatally inconsistent or conflicting to hold that 75.500(d)
applies to crosscut "F" because compliance with those other
requirements may not be logical or necessary in crosscut "F." We
agree with the arguments of the Secretary that each standard using
the term "last open crosscut" requires "that certain activities be
conducted in an area in which it has been deemed most crucial" and
that when interpreting these standards "due consideration must be
given to their intended purpose as evidenced by their specific terms."
Sec. Br. 8, 10. For example, air flow is required to be measured at
the last open crosscut "that separates the intake and return air
courses." 30 C.F.R. 75.301-3(a). Since crosscut "F" does not separate
the intake and return air courses, the Secretary maintains that the

Page 12

air measurements required by that standard need not be taken at
crosscut "F." Tr. 76; Sec. Br. 9. Similarly, line brattice is
required from the last open crosscut of an entry "to provide adequate

throughout this decision.

10/ A "working face" is "any place in a coal mine in which work of
extracting coal from its natural deposit in the earth during the
mining cycle is performed...." 30 U.S.C. $ 878(g)(1); 30 C.F.R.
$ 75.2(g)(1). See also DMMRT 407, 1244 (definitions of "face" and
"working face").

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ventilation to the working faces." 30 C.F.R. 75.302(a). Because
in JWR's configuration installing line brattice from crosscut "F"
would impede the flow of air up the Nos. 2 and 3 entries, the
Secretary represents that line brattice would not be required
from crosscut "F" to the working faces. Sec. Br. 9-10. The
Secretary also states that the torque-testing requirements of
30 C.F.R. 75.200-7(b)(3)(iii) apply only to roof bolts in parts
of entries closer to the working face than crosscut "F" to ensure
the proper installation of the most recently installed bolts.
Sec. Br. 9. In sum, the Secretary represents that none of these
standards exclusively defines "last open crosscut"; they simply
require that certain activities be conducted addressing specific
concerns usually presented by last open crosscuts, but not presented
in crosscut "F" under this particular mining configuration. As we
stated in Peabody, supra, "we recognize that in any given coal mine,
the mining methodology may uniquely determine the last open crosscut.
Thus, we must leave to future cases any descriptive refinements
necessitated by other particular mining configurations." Slip op.
at 6, fn. 8 (11 FMSHRC____, January 12, 1989).

We agree with the Secretary's arguments. We note that in

fact no citations were issued by the Secretary alleging violations
of the other standards pointed to by JWR. We further note that we
will remain cognizant of the representations and arguments made
here by the Secretary in the unlikely event that the discussed
regulations were to be interpreted in a manner inconsistent with
the interpretation proffered in the present case. Therefore, we
conclude that the requirements of these other standards do not
prevent the classification of crosscut "F" as a last open crosscut
for purposes of section 75.500.

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For the foregoing reasons, we agree with the judge that
"F" was the last crosscut for purposes of section 75.500(d),
and we concur in his finding that JWR violated the regulation
by locating the non-permissible distribution box in "F."
Accordingly, we affirm the judge's decision.

             Ford B. Ford, Chairman

             Richard V. Backley, Commission

             Joyce A. Doyle, Commissioner

             James A. Lastowka, Commissioner

             L. Clair Nelson, Commissioner

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Distribution

H. Thomas Wells, Jr., Esq.
David M. Smith, Esq.
Maynard, Cooper, Frierson & Gale, P.C.
Twelfth Floor, Watts Bldg.
Birmingham, Alabama 35203

H. Gerald Reynolds, Esq.
Jim Walter Corporation
P.0. Box 2-601
Tampa, Florida 33622

R. Stanley Morrow, Esq.
Harold D. Rice, Esq.
Jim Walter Resources, Inc.
P.0. Box C-79
Birmingham, Alabama 35283

Jerald S. Feingold, Esq
Office of the Solicitor
U.S. Department of Labor
4015 Wilson Blvd.
Arlington, VA 22203

Administrative Law Judge Avram Weisberger
Federal Mine Safety & Health Review Commission
5203 Leesburg Pike, Suite 1000
Falls Church, Virginia 22041