Alabama By-Products Corporation (ALJ decision, August 8, 1986)

Alabama By-Products Corporation (FMSHRC SE 86-46): Penalty case dismissed after MSHA vacated the citation

Decision type
ALJ decision
Docket
SE 86-46
Decided
August 8, 1986
Presiding judge
Outcome
Procedural
Precedential status
Final order, not precedent
Checked against source
2026-10-20

Apply this to your situation

This order from 1986 bound only the parties to this case; it isn't precedent. Ask about your situation and see what the current MSHA standards and Commission precedent say, with citations.

Currency note: this decision dates from 1986
The MSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final ALJ decision, not Commission precedent
This decision became final under the 40-day rule in 30 U.S.C. § 823(d)(1) because no later Commission review appears in the official index. It binds the parties but is not Commission precedent. The full text below is from the official FMSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official FMSHRC release. The full text is the agency's own release.
Transcribed from a scanned original: FMSHRC released this decision as an image-only file. The full text below is a machine transcription, proofread against the scan. Check the official release before quoting exact language.
Read the official release (fmshrc.gov)

Plain-English summary

The Secretary sought a civil penalty against Alabama By-Products Corporation for an alleged violation of its roof control plan at the Mary Lee No. 1 Mine. Before the scheduled hearing, MSHA vacated the citation after concluding that the plan did not cover the situation in question. The Secretary moved to dismiss the penalty case and said MSHA and the operator were reviewing the roof control plan. Judge Paul Merlin excused further appearances and dismissed the proceeding. The order imposes no penalty.

Decision snapshot

  • Cited standards: No specific regulation is identified; the withdrawn citation concerned the mine's roof control plan.
  • Outcome: Penalty proceeding dismissed after MSHA vacated its citation; no penalty.
  • Key point: MSHA concluded that the cited roof control plan did not cover the situation alleged in the citation.

Full text (FMSHRC public release)

FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION 1730 K STREET NW, 6TH FLOOR
WASHINGTON, D.C. 20006
AUG 8 1986
SECRETARY OF LABOR,
: CIVIL PENALTY PROCEEDING
MINE SAFETY AND HEALTH :
ADMINISTRATION (MSHA), : Docket No. SE 86-46 Petitioner : A. C. No. 01-00515-03632 :
v. : Mary Lee No. 1 Mine
:

ALABAMA BY-PRODUCTS CORP., :
Respondent :

DECISION
Appearances:_ William Lawson, Esq., Office of the Solicitor, U.S. Department of Labor, Birmingham, Alabama, for Petitioner.
Before: Judge Merlin
This case is a petition for the assessment of a civil penalty filed by the Secretary against Alabama By-Products Corporation. By Notice of Hearing dated July 22, 1986, the hearing was set for August 6, 1986, in Birmingham.
On August 5, 1986, at the conclusion of hearings on cases set for that day, the Solicitor asked to be heard with respect to this case. The Solicitor advised on the record that the citation which was the subject of the pen- alty assessment had been vacated by MSHA. He moved to dis- miss, explaining that the citation had been issued for a violation of the operator's roof control plan but that upon further consideration MSHA had concluded that the plan did not cover the situation in question. Upon inquiry from the bench, the Solicitor gave assurances that both the operator and MSHA were now reviewing the roof control plan in light of this case.
Finally, the Solicitor advised that, if required, operator's counsel would appear the following morning as had been scheduled. However, in light of the Solicitor's repre- sentations, further appearances by counsel were excused and additional hearing was deemed unnecessary.
In light of the foregoing, this case is Dismissed.

Paul Merlin
Chief Administrative Law Judge

1216

Distribution:
William Lawson, Esq., Office of the Solicitor, U. S. Department of Labor, Suite 201, 2015 Second Avenue North, Birmingham, AL 35203 (Certified Mail) David M. Smith, Esq., Maynard, Cooper, Frierson & Gale, P.C., 12th Floor, Watts Building, Birmingham, AL 35203 (Certified Mail)

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