Secretary of Labor v. Helvetia Coal Company (ALJ decision, April 7, 1986)

Helvetia Coal Company (FMSHRC PENN 86-43): $600 settlement for misplaced self-rescuers

Decision type
ALJ decision
Docket
PENN 86-43
Decided
April 7, 1986
Presiding judge
Outcome
Settled
Precedential status
Final order, not precedent
Checked against source
2026-10-20

Apply this to your situation

This order from 1986 bound only the parties to this case; it isn't precedent. Ask about your situation and see what the current MSHA standards and Commission precedent say, with citations.

Currency note: this decision dates from 1986
The MSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final ALJ decision, not Commission precedent
This settlement decision became final under the 40-day rule in 30 U.S.C. § 823(d)(1) because no later Commission review appears in the official index. It binds the parties but is not Commission precedent. The full text below is from the official FMSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official FMSHRC release. The full text is the agency's own release.
Read the official release (fmshrc.gov)

Plain-English summary

MSHA cited Helvetia Coal Company because miners' self-rescue devices were kept in a break area instead of the designated intake escapeway. The original proposed penalty was $900. Chief Judge Paul Merlin found the violation serious because misplaced devices could be harder to find in an emergency. He also noted that miners knew where the devices were stored and that the company moved them after the citation. He approved the proposed $600 settlement and ordered payment within 30 days.

Decision snapshot

  • Cited standards: 30 C.F.R. § 75.1101-23 (emergency evacuation plan) and 30 C.F.R. § 75.1714-2(e) (self-rescuer storage provision discussed in the order).
  • Outcome: Settlement approved; $600 civil penalty ordered, reduced from the original $900 assessment.
  • Key point: The judge weighed the risk from misplaced self-rescuers against the miners' knowledge of their location.

Full text (FMSHRC public release)

CCASE:
SOL (MSHA) V. HELVETIA COAL
DDATE:
19860407
TTEXT:
~524

Federal Mine Safety and Health Review Commission Office of Administrative Law Judges

SECRETARY OF LABOR,
CIVIL PENALTY PROCEEDING
MINE SAFETY AND HEALTH
ADMINISTRATION (MSHA),
Docket No. PENN 86-43
PETITIONER
A.C. No. 36-00917-03607

v. Lucerne No. 6

HELVETIA COAL COMPANY,
RESPONDENT

DECISION APPROVING SETTLEMENT

Before: Judge Merlin

The Secretary of Labor has moved for an approval of the settlement reached in this case with the operator. The original assessed penalty was for $900. The proposed settlement is for $600.

One violation is involved. On August 26, 1985, a Mine Safety and Health Administration inspector discovered that there were no self-rescuer devices stored in the No. 4 intake entry, the designated intake escapeway for this mine. The inspector issued Citation No. 2406371, charging a violation of 30 C.F.R. 75.1101Ä23. Section 75.1101Ä23 provides, in part, that an operator submit a plan for emergency evacuation procedures with its local MSHA District Manager. Section 75.1714Ä2(e) provides that this plan for emergency evacuation procedures may assign an area where the self-rescuer devices are to be stored. This section applies when the self-rescuers are to be stored more than 25 feet away from where the miners are working. In this case the assigned area was the No. 4 intake entry. The self-rescuers had been stored, instead, in an area known as the "kitchen," where the miners took their breaks and stored their personal items. After the citation was issued, the self-rescuers were immediately moved to the proper intake escapeway.

The violation was serious. In an emergency, the miners might have difficulty locating their self-rescuers. However, the Solicitor advises that in this case the miners were aware that the self-rescuers were stored in the kitchen. The kitchen was in an air-intake area and it was the designated gathering point for miners in case of emergency before entering the intake escapeway. Accordingly, gravity is somewhat less than originally thought and the recommended settlement remains a substantial amount which accords with the statutory purposes. I also determine that the settlement is proper in light of the rest of the criteria in section 110(i) as represented by the Solicitor.
~525
Accordingly, the proposed settlement is Approved and the operator is ORDERED TO PAY $600 within 30 days of this decision.

Paul Merlin
Chief Administrative Law Judge

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