Arthur L. Miller, employed by Mid-Wisconsin Crushing Company, Inc.

Plain-English summary

MSHA proposed an individual penalty against Arthur L. Miller under section 110(c) of the Mine Act for allegedly authorizing, ordering, or carrying out a violation involving Mid-Wisconsin Crushing. Miller said he timely mailed his hearing request, but MSHA said it was mailed one day late and that the assessment had become final. The Commission remanded the case to an ALJ to determine whether Miller mailed the request on time. If it was late, the ALJ was also directed to decide whether Rule 60(b) relief was available.

Decision snapshot

• Governing provisions: 29 C.F.R. § 2700.7(c); 30 U.S.C. §§ 815(a) and 820(c)
• Outcome: The case was remanded for a finding on the timeliness of Miller's contest and, if necessary, his eligibility for Rule 60(b) relief.
• Key point: A disputed mailing date can require factual findings before an individual penalty assessment is treated as final.

Full text (FMSHRC public release)

CCASE:
SOL (MSHA) V. A L MILLER, MID-WISCONSIN CRUSHING
DDATE:
19941205
TTEXT:

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FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION
1730 K STREET NW, 6TH FLOOR
WASHINGTON, D.C. 20006

SECRETARY OF LABOR, :
MINE SAFETY AND HEALTH :
ADMINISTRATION (MSHA) :
:
v. : Docket No. LAKE 95-47-M
:
ARTHUR L. MILLER, :
employed by :
MID-WISCONSIN CRUSHING :
COMPANY, INC. :

BEFORE: Jordan, Chairman; Doyle, Holen and Marks, Commissioners

                                ORDER

BY THE COMMISSION:

 This civil penalty proceeding arises under the Federal Mine Safety and

Health Act of 1977, 30 U.S.C. 801 et seq. (1988) ("Mine Act" or "Act"). On
August 18, 1994, the Department of Labor's Mine Safety and Health Administration
("MSHA") issued a notice of proposed assessment to Arthur L. Miller, employed by
Mid-Wisconsin Crushing Company, Inc., which charged him with individual
liability under section 110(c) of the Mine Act, 30 U.S.C. 820(c), for
knowingly authorizing, ordering, or carrying out a violation of 30 C.F.R.
56.15005. On October 21, 1994, the Commission received a Petition from Fina
Order, in which Miller states that, although he timely mailed a "Green Card"
request for a hearing, MSHA's Civil Penalty Compliance Office informed him by
letter that his card had not been timely mailed.

 Section 105(a) of the Mine Act requires the Secretary of Labor to notify a

party of "the civil penalty proposed to be assessed" after issuing a citation or
order for an alleged violation. 30 U.S.C. 815(a). Section 105(a) allows the
operator 30 days to contest the proposed penalty and further provides that, if
the party fails to contest it, the assessment "shall be deemed a final order of
the Commission and not subject to review by any court or agency." Id.

 The Commission's procedural rules permit a party to serve a request for a

hearing by first class mail. 29 C.F.R. 2700.7(c) (1993). Here, Miller
contends that he timely notified the Secretary of his request by mailing the
Green Card on September 26. He states that, although he gave the Green Card to
his secretary on August 29, it was not mailed until September 26 due to

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his secretary's absence related to her mother's terminal illness. In its
October 11, 1994, letter to Miller MSHA states that Miller's request was
mailed on September 27, beyond the 30-day period, and that, accordingly, it
has become a final order of the Commission.

 The Commission has held that, pursuant to Fed. R. Civ. P. 60(b)

("Rule 60(b)"), it possesses jurisdiction to reopen uncontested assessments
that have become final orders of the Commission under section 105(a).
Jim Walter Resources, Inc., 15 FMSHRC 782, 786-89 (May 1993); see also,
Rocky Hollow Coal Co., Inc., 16 FMSHRC 1931, 1932 (September 1994). Relief
from a final order is available in circumstances such as a party's mistake,
inadvertence, or excusable neglect.

 On the basis of the present record, we are unable to evaluate the merits

of Miller's position. In the interest of justice, we remand the matter for
assignment to a judge to determine whether Miller timely notified the Secretary
of his contest. If the judge finds that Miller timely mailed the Green Card,
this case shall proceed pursuant to the Mine Act and Commission's Procedural
Rules, 29 C.F.R. Part 2700. If the judge finds that Miller failed to timely
mail the Green Card and that the proposed penalty became a final Commission
order, the judge shall determine whether Miller has met the criteria for relief
under Rule 60(b). If the judge determines that relief under Rule 60(b) is
appropriate, this case shall proceed pursuant to the Mine Act and the
Commission's Procedural Rules.

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For the foregoing reasons, this matter is remanded for assignment to a
judge for consideration consistent with this order.

                          Mary Lu Jordan, Chairman

                          Joyce A. Doyle, Commissioner

                          Arlene Holen, Commisioner

                          Marc L. Marks, Commissioner