Secretary of Labor (MSHA) v. Nugent Sand Company, Inc. (ALJ decision, October 11, 1983)

Secretary of Labor (MSHA) v. Nugent Sand Company, Inc. (FMSHRC LAKE 83-57-M): Three $20 settlements denied

Decision type
ALJ decision
Docket
LAKE 83-57-M
Decided
October 11, 1983
Presiding judge
Outcome
Procedural
Precedential status
Interlocutory order, not final
Checked against source
2026-10-21

Apply this to your situation

This order from 1983 bound only the parties to this case; it isn't precedent. Ask about your situation and see what the current MSHA standards and Commission precedent say, with citations.

Currency note: this decision dates from 1983
The MSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Interim ALJ order, not Commission precedent
This order denied proposed settlements for three remaining citations and assigned them for hearing. It did not decide those citations or become a final decision under the 40-day rule in 30 U.S.C. § 823(d)(1). It is not Commission precedent. The full text below is from the official FMSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official FMSHRC release. The full text is the agency's own release.
Transcribed from a scanned original: FMSHRC released this decision as an image-only file. The full text below is a machine transcription, proofread against the scan. Check the official release before quoting exact language.
Read the official release (fmshrc.gov)

Plain-English summary

A previous order had approved settlements for three of six alleged violations by Nugent Sand Company. The Secretary then sought to settle the remaining three for $20 each: one concerned a front-end loader without a fire extinguisher, and two concerned unguarded conveyor pulleys. Chief Judge Paul Merlin found that the proposed amounts did not reflect the negligence described in the motion or address the possibility of more serious injury. He denied the three proposed settlements and assigned those citations to Judge James A. Broderick for hearing. This order did not assess penalties for the remaining citations.

Decision snapshot

  • Cited standards: The order does not identify the numbered standards for these three citations.
  • Outcome: Three proposed $20 settlements denied; remaining citations assigned for hearing, with no penalty assessed in this order.
  • Key point: The judge found the motion's account of negligence and possible injury insufficient to justify $20 penalties.

Full text (FMSHRC public release)

FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION 1730 K STREET NW, 6TH FLOOR
WASHINGTON, D.C. 20006

October 11, 1983

SECRETARY OF LABOR, : CIVIL PENALTY PROCEEDING
MINE SAFETY AND HEALTH :
ADMINISTRATION (MSHA), : Docket No. LAKE 83-57-M Petitioner : A.C. No. 20-00801-05501
V. :
: Nugent Sand Mine
NUGENT SAND COMPANY, INC., :
Respondent :

DISAPPROVAL OF SETTLEMENT
ORDER OF ASSIGNMENT
On August 8, 1983, I approved settlements for three of the six violations involved in this matter and I ordered the Solicitor to submit additional evidence with respect to the remaining three. On August 31, 1983, I issued a further order to the Solicitor to submit information. Such infor- mation now has been submitted.
After a review of the Solicitor's latest motion, I am unable to approve the proposed settlements of $20 each. According to the Solicitor Citation 2088974, which was issued for failure to have a fire extinguisher on a front- end loader, involved a moderate degree of negligence because the employer was aware that a fire extinguisher was required. This factor alone would militate against a $20 penalty. With respect to gravity the Solicitor states as follows: "An injury would have been unlikely because if a fire were to occur, the employee could jump out of the front-end loader." The Solicitor further states in this respect "The type of an injury, if one were to occur, would not have resulted in any lost workdays. The type of injury contemplated would be sprains or cuts from jumping off the front-end loader." I must reject the Solicitor's representations. The fact that the violation might force an individual to jump out of the front-end loader is to me on its face a very serious matter. There is no support for the Solicitor's assertion that the type of injury contemplated would be only a sprain or cuts.
I have no alternative, therefore, but to take appro- priate action to have this item set for hearing. With respect to Citations 2088975 and 2088976 which involve failure to guard a take-up pulley and a head pulley, the Solicitor again states that the operator was guilty of a moderate degree of negligence because it was aware that pinch points must be guarded. Such a degree of negligence militates against a $20 penalty. Moreover, I am unable to accept the Solicitor's assertion there was no likelihood of injury because employees seldom travel in the area. Nor am I able to accept his representation that'the type of injury would not be in the form of a hand amputation but rather only in the form of a cut or a bruise when performing only maintenance duties. It may be that although the conveyor is supposed to be idle when maintenance is performed, it might be started up accidentally and the resultant injury could be very serious indeed. These matters should be resolved at a hearing.
Accordingly, I have no alternative, therefore, but to take appropriate action to have these items set for hearing.
This case is hereby assigned to Administrative Law Judge James A. Broderick.
All future communications regarding this case should be addressed to Judge Broderick at the following address:
Federal Mine Safety and
Health Review Commission
Office of Administrative Law Judges
2 Skyline, 10th Floor
5203 Leesburg Pike
Falls Church, VA 22041
Telephone No. 703-756-6215

Paul Merlin
*
Chief Administrative Law Judge
Distribution:
Rafael Alvarez, Esq., Office of the Solicitor, U. S. Depart- ment of Labor, 230 South Dearborn Street, 8th Floor, Chicago, IL 60604 (Certified Mail) Mr. Robert Chandonnet, Vice President, The Nugent Sand Company, Inc., P. O. Box 1209, Muskegon, MI 49443 (Certified Mail)

/In
1785

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