Secretary of Labor v. The American Coal Company (Commission decision, October 16, 2014)

Secretary of Labor v. The American Coal Company (FMSHRC LAKE 2011-13): Two unions allowed into settlement-review case

Decision type
Commission decision
Docket
LAKE 2011-13
Decided
October 16, 2014
Outcome
Procedural
Precedential status
Citable Commission precedent
Checked against source
2026-08-02

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Currency note: this decision dates from 2014
The MSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Decision of the Commission
This is a decision of the Federal Mine Safety and Health Review Commission, the highest level of agency review, citable as Commission precedent. It may have been appealed to a U.S. Court of Appeals after issuance under 30 U.S.C. § 816; check subsequent history before relying on it. The full text below is from the official FMSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official FMSHRC release. The full text is the agency's own release.
Read the official release (fmshrc.gov)

Plain-English summary

The UMWA and USW sought to intervene in a case concerning how section 110(k) governs Commission review of Mine Act settlements. The Secretary opposed intervention because neither union represented miners at the mine involved. The Commission found that both unions had a sufficient legally protectable interest because the settlement interpretation would affect cases across the industry, the unions represented miners at other MSHA-regulated mines, and no existing party would challenge the Secretary's position. It granted both intervention motions and set a briefing schedule. The Commission also allowed Congressman George Miller to participate as amicus curiae.

Decision snapshot

  • Governing authority: 30 U.S.C. § 820(k); 29 C.F.R. §§ 2700.73 and 2700.74
  • Outcome: The UMWA and USW were permitted to intervene, Congressman George Miller was permitted to participate as amicus, and briefing deadlines were set.
  • Key point: A union may have a protectable interest in an industry-wide settlement issue even when it does not represent miners at the specific mine in the case.

Full text (FMSHRC public release)

FEDERAL
MINE SAFETY AND HEALTH REVIEW COMMISSION

1331
PENNSYLVANIA AVENUE, NW, SUITE 520N

WASHINGTON,
D.C. 20004-1710

SECRETARY OF LABOR,                           
 :                        

MINE SAFETY AND HEALTH                    :                  

ADMINISTRATION (MSHA)                       :         

:                   Docket No. LAKE 2011-13

v.                                        
            :                                                                      

:                           

THE AMERICAN COAL COMPANY          
:                  

BEFORE: Nakamura, Acting
Chairman; Cohen and Althen, Commissioners

ORDER

BY THE COMMISSION:

The United Mine
Workers of America (“UMWA”) has filed a motion to intervene in this proceeding. The Secretary of Labor has filed an opposition to the UMWA’s motion, and the UMWA has filed a reply to the Secretary’s opposition. In addition, the United Steel, Paper and Forestry, Rubber Manufacturing, Energy, Allied Industrial and Service Workers International Union (“USW”) has filed a motion to intervene in this proceeding, and the Secretary has filed an opposition to the USW’s motion.

The Secretary
opposes intervention by the UMWA and the USW on the basis that, because neither union represents miners at the subject mine, neither union has “[a] legally protectable interest directly relating to the property or events that are the subject of the case on review” within the meaning of Commission Procedural Rule 73, 29 C.F.R. § 2700.73. S. Opp’n at 2.

Whether to permit
intervention lies within “the sound discretion of the Commission.” 29 C.F.R. § 2700.73. Although neither the UMWA nor the USW represents miners at the mine, both unions have a longstanding commitment to the health and safety of miners and represent miners at other mines under the jurisdiction of the Department of Labor’s Mine Safety and Health Administration (“MSHA”). Resolution of the issue regarding interpretation of section 110(k) of the Mine Act, 30 U.S.C. § 820(k), addressed in this proceeding will impact the adjudication of every case in which MSHA seeks approval of a settlement entered into with an operator.1 The Secretary’s choice to advance this interpretation in a case where miners are not represented by the UMWA or the USW should not foreclose intervention by the unions, particularly where there is no party to this action to challenge the Secretary’s position.2 Having reviewed the pleadings filed by the unions and the Secretary, we conclude that the unions have a sufficient legally protectable interest relating to this proceeding. Pursuant to Commission Procedural Rule 73, we hereby grant the motions and permit the UMWA and the USW to intervene. 29 C.F.R. § 2700.73.

Subsequent to the
filing of the unions’ motions, Congressman George Miller filed a motion to participate as amicus curiae in this proceeding. Pursuant to Commission Procedural Rule 74, we hereby grant the motion and permit The Honorable George Miller to participate as amicus. 29 C.F.R. § 2700.74.

Within 30 days of
the date of this order, the Union Intervenors shall file a joint brief with the Commission. The joint brief shall not exceed 50 pages.

Within 20 days of
service of the Union Intervenors’ brief, The Honorable George Miller shall file his amicus brief. The amicus brief shall not exceed 25 pages.

Within 30 days of
service of the amicus brief, the Secretary shall file any reply brief. That reply brief shall not exceed 20 pages.

/s/ Patrick K. Nakamura

Patrick K. Nakamura, Acting Chairman

/s/ Robert F. Cohen, Jr.

Robert F. Cohen, Jr., Commissioner

/s/ William I. Althen

William I. Althen, Commissioner

1 In contrast with this proceeding, in Excel Mining
LLC, 22 FMSHRC 318 (Mar. 2000), the Commission denied a union intervenor status because that case pertained to standards applicable only to coal mines, while the union’s separate litigation, which was the basis for its request to intervene, pertained to standards applicable to metal and non-metal mines. Id. at 320.

2 We note that a cornerstone of the Mine Act is
encouraging the participation of miners in the enforcement of the Mine Act. See, e.g., 30 U.S.C. §§ 813(f), 813(g), 815(c); 29 C.F.R. 2700.1(c) (“These rules shall be construed to . . . encourage the participation of miners and their representatives.”).

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