FMSHRC ALJ decision Docket KENT 92-452 Decided February 22, 1993 Settled Judge Jerold Feldman

Costain Coal Incorporated

Costain Coal Incorporated (FMSHRC KENT 92-452): Four civil penalty citations settled for $688

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This order from 1993 bound only the parties to this case; it isn't precedent. Ask about your situation and see what the current MSHA standards and Commission precedent say, with citations.

Currency note: this decision dates from 1993
The MSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final ALJ decision, not Commission precedent
This decision became final under the 40-day rule in 30 U.S.C. § 823(d)(1) because no later Commission review appears in the official index. It binds the parties but is not Commission precedent. The full text below is from the official FMSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official FMSHRC release. The full text is the agency's own release.
Read the official release (fmshrc.gov)

Plain-English summary

MSHA sought civil penalties for four alleged violations of mandatory safety standards in 30 C.F.R. Part 75 at Costain Coal's Pyro No. 9 Wheatcroft operation. The parties agreed to settle without reducing any of the proposed penalties. Judge Jerold Feldman found the settlement reasonable and in the public interest after reviewing the penalty criteria and the facts surrounding the citations. Costain was ordered to pay $688, and the proceeding was to be dismissed after payment.

Decision snapshot

  • Governing rule: 29 C.F.R. § 2700.30. The decision does not identify the specific Part 75 standards.
  • Outcome: Four citations were settled for a total civil penalty of $688, with no reduction from the proposed amounts.
  • Key point: The settlement was approved after the Secretary submitted information on the statutory penalty criteria and the facts underlying the citations.

Full text (FMSHRC public release)

SECRETARY OF LABOR, : CIVIL PENALTY PROCEEDING
MINE SAFETY AND HEALTH :
ADMINISTRATION (MSHA), : Docket No. KENT 92-452
Petitioner : A.C. No. 15-13920-03732
v. :
: Pyro No. 9 Wheatcroft
COSTAIN COAL INCORPORATED, :

                   DECISION APPROVING SETTLEMENT

Before: Judge Feldman

                   Statement of the Proceedings

 This proceeding concerns proposals for assessment of civil

penalties filed by the petitioner against the respondent pursuant
to section 110(a) of the Federal Mine Safety and Health Act of
1977, 30 U.S.C. 820(a), seeking civil penalty assessments for
four(4) alleged violations of certain mandatory safety standards
found in Part 75, Title 30, Code of Federal Regulations. The
respondent filed timely answers denying the alleged violations.

  The parties have decided to settle this matter, and the

Secretary has filed a joint motion pursuant to Commission Rule
30, 29 C.F.R. 2700.30, seeking approval of the proposed
settlements. No reduction in penalties is proposed. The
citations, initial assessments, and the proposed settlement
amounts are as follows:

                               Proposed
    Citation No.              Assessment      Settlement

   3549975                   $ 126.00         $ 126.00
   3549976                   $ 178.00         $ 178.00
   3546673                   $ 192.00         $ 192.00
   3546677                   $ 192.00         $ 192.00

                       Discussion

 In support of the proposed settlement disposition, the

petitioner has submitted information pertaining to the six
statutory civil penalty criteria found in section 110(i) of the
Act. In addition, the petitioner has submitted a full discussion
and disclosure as to the facts and circumstances surrounding the
issuance of the citations in question.

                       Conclusion

 After careful review and consideration of the pleadings,

arguments, and submissions in support of the motion to approve the
proposed settlement of this case, I conclude that the
proposed settlement disposition is reasonable and in the public
interest. Accordingly, pursuant to 29 C.F.R. 2700.30, the
motion IS GRANTED, and the settlement IS APPROVED.

                          ORDER

 Respondent IS ORDERED to pay civil penalties in the amount

of $688 in satisfaction of the violations in question. Payment
is to be made to MSHA within thirty (30) days of the date of this
order, and upon receipt of payment, this proceeding IS DISMISSED.

                              Jerold Feldman
                              Administrative Law Judge

Distribution:

Mary Sue Taylor, Esq., Office of the Solicitor, U.S. Department
of Labor, 2002 Richard Jones Road, Suite B-201, Nashville,
Tennessee 37215 (Certified Mail)

Catherine Lamey, Esq., Loss Prevention, Costain Coal
Incorporated, P.O. Box 289, Sturgis, KY 42459 (Certified Mail)

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