FMSHRC ALJ decision Docket KENT 83-170 Decided August 22, 1985 Citations affirmed Judge William Fauver

Johnie Childers Coal Company, Inc.

Johnie Childers Coal Company, Inc. (FMSHRC KENT 83-170): Four violations affirmed with $500 penalty

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This order from 1985 bound only the parties to this case; it isn't precedent. Ask about your situation and see what the current MSHA standards and Commission precedent say, with citations.

Currency note: this decision dates from 1985
The MSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final ALJ decision, not Commission precedent
This decision became final under the 40-day rule in 30 U.S.C. § 823(d)(1) because no later Commission review appears in the official index. It binds the parties but is not binding on the Commission in other cases. The full text below is from the official FMSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official FMSHRC release. The full text is the agency's own release.
Read the official release (fmshrc.gov)

Plain-English summary

Johnie Childers Coal Company operated the No. 7 underground coal mine in Kentucky. Inspectors found inadequate lighting and no panic bar on a roof bolting machine, inoperable brakes on a shuttle car, and drilling without the line curtain required by the mine's ventilation plan. Judge William Fauver found all four violations proven and caused by clear negligence. He also found each violation serious, while crediting the operator's good-faith efforts to achieve rapid compliance. The judge assessed $125 for each violation and ordered a total civil penalty of $500.

Decision snapshot

  • Cited standards: 30 C.F.R. §§ 75.1719, 75.523, 75.1725, and 75.316
  • Outcome: Four violations were found proven, and a total civil penalty of $500 was assessed.
  • Key point: Operating mining equipment without required lighting, emergency controls, brakes, or ventilation can support serious violations and civil penalties.

Full text (FMSHRC public release)

CCASE:
SOL (MSHA) v. JOHNIE CHILDERS COAL
DDATE:
19850822
TTEXT:


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Federal Mine Safety and Health Review Commission
Office of Administrative Law Judges

SECRETARY OF LABOR, CIVIL PENALTY PROCEEDING
MINE SAFETY AND HEALTH
ADMINISTRATION (MSHA), Docket No. KENT 83-170
PETITIONER A.C. No. 15-05394-03504

      v.                            No. 7 Mine

JOHNIE CHILDERS COAL COMPANY,
INC.,
RESPONDENT

                             DECISION

Appearances: Thomas A. Grooms, Esq., Office of the Solicitor,
U.S. Department of Labor, Nashville, TN,
for Petitioner;
No appearance for Respondent.

Before: Judge Fauver

 This civil penalty case was scheduled for hearing at 9:00

a.m., on July 25, 1985, at Lexington, Kentucky, pursuant to a
notice of hearing issued under section 105(d) of the Federal Mine
Safety and Health Act of 1977, 30 U.S.C. 801, et seq.

 Counsel for Petitioner appeared with witnesses and

documentary evidence. Respondent did not appear, and was held in
default, whereupon evidence was received from Petitioner.

 Having considered the evidence and the record as a whole, I

find that a preponderance of the substantial, reliable, and
probative evidence establishes the following:

                          FINDINGS OF FACT

 1. At all relevant times, Respondent operated Mine No. 7, an

underground coal mine in Kentucky, which produced coal for sales
substantially affecting interstate commerce.


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2. Mine No. 7 regularly employed about 7 to 10 miners and
produced about 25,000 tons of coal annually.

 3. On August 2, 1982, Federal Inspector James Frazier

observed that the roof bolting operation was not adequately
lighted in that the roof bolting machine had no operable lights.
At least four lights were required for adequate lighting. On the
basis of his inspection he issued Citation No. 2046863, charging
a violation of 30 C.F.R. 75.1719. Section 1719 is the general
section requiring adequate illumination in the working place in a
mine. More specifically, 75.1719-1(c) and (e)(5) state that,
with roof bolting equipment, the area required to be illuminated,
"in addition to [illumination] provided by personal cap lamps,"
is that which is within the miner's normal field of vision and,
where the distance from the floor to the roof is five feet or
less (as was the case here) that area is defined to include the
face, ribs, roof, floor, and exposed surfaces of mining equipment
that are within an area the perimeter of which is five feet from
the roof bolting machine.

     (a) Negligence. Respondent knew about the lighting
     requirement, but failed to install any lights on the
     roof bolting machine before the inspection. This
     conduct was clear negligence, even though Respondent
     had the machine for only two weeks.

     (b) Gravity. Failure to provide lighting for the roof
     bolting operation created a serious safety hazard for
     the roof bolter and anyone who might be in the area
     while the roof bolting machine was operating. Without
     adequate lighting, the roof bolter might not see
     hazards in the roof, face, ribs, or floor, and his
     operating of the roof bolting equipment without
     adequate light could contribute to a fatal or serious
     injury.

     (c) Compliance History. Respondent had one prior
     illumination violation.

 4. On August 4, 1982, Inspector Frazier observed that the

roof bolting machine (involved in Finding No. 3) did not have a
panic bar, in order to deenergize the tramming motor of the
machine quickly in case of an emergency. Because of this
condition, he issued Citation No. 2046870, charging a violation
of 30 C.F.R. 75.523.

     (a) Negligence. Respondent knew about the requirement
     for a tramming panic bar, but failed to install one
     before the inspection. Although Respondent had the
     machine for only about two weeks, it was clear
     negligence to put the machine in operation before it
     was properly equipped with a panic bar or other no less
     effective emergency device.

     (b) Gravity. Failure to provide a panic bar created a
     serious safety hazard for the roof bolter and others
     who might be in the area when the bolting machine was
     being trammed. In an emergency, if the roof bolter were
     squeezed against a rib or other place in the mine and
     were unable to reach the normal controls while tramming
     the roof bolting machine, a panic bar could save his
     life or prevent serious injury by enabling him to stop
     the equipment.

     (c) Compliance History. Respondent had one prior
     violation of section 75.523.

 5. On December 20, 1982, Federal Inspector Prentiss Potter

observed that shuttle car No. 78-W-14 was being operated without
operable brakes. The brakes did not operate


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because they did not have adequate hydraulic fluid. The shuttle
car was used to transport coal from the face to a dumping point
outside the mine. Because of this condition, Inspector Potter
issued Citation No. 2047192, charging a violation of 30 C.F.R.
75.1725.

     (a) Negligence. Respondent knew or should have known
     about the requirements of section 30 C.F.R. 17.1725,
     which provides in section 17.1725(a):

          "(a) Mobile and stationary machinery and equipment
          shall be maintained in safe operating condition
          and machinery or equipment in unsafe condition
          shall be removed from service immediately."

     The shuttle car operator knew the brakes were
     inoperable, because Inspector Potter saw him pushing
     the brake pedal to the floor without stopping the
     machine.

     (b) Gravity. Operating the shuttle car without operable
     brakes created a serious safety hazard for the shuttle
     car operator and other miners in the area where the
     shuttle car traveled.

     (c) Compliance History. Respondent had no prior
     violation of 30 C.F.R. 75.1725.

 6. On December 21, 1982, Federal Inspector Steve Kirkland

observed that the coal drill operator was drilling coal without
using a line curtain for ventilation. Because of this condition,
Inspector Kirkland issued Citation No. 2047193, charging a
violation of 30 C.F.R. 75.316. That section requires that the
operator adopt an approved ventilation plan. Respondent's plan
required that a line curtain be hung at each heading to obtain an
air flow at the working face from the last open cross cut.
Without a line curtain there,


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there was no perceptible air flow at the working face where the
citation was issued. After a line curtain was installed to abate
the violation, a reading of 3,100 cfm of air at the working face
was obtained.

     (a) Negligence. Respondent knew the requirements of its
     own ventilation plan. It was clear negligence not to
     ensure that its plan was being complied with.

     (b) Gravity. Drilling coal without adequate ventilation
     is a most dangerous practice, running the risk of a
     dust or methane explosion, or propagating a mine fire,
     and subjecting miners to hazards of pneumoconiosis.

     (c) Compliance History. Respondent had one prior
     violation of section 75.316.

                   DISCUSSION WITH FURTHER
                           FINDINGS

 I find that each of the violations charged was proved, was

due to clear negligence, and was a serious violation that could
contribute to a fatal or serious injury. Respondent is credited
with making a good faith effort to achieve rapid compliance after
each violation was cited.

Respondent is a small operator, operating a small mine.

 Considering each of the criteria for assessing a civil

penalty under section 110(i) of the Act, I find that an
appropriate civil penalty for each of the violations found herein
is $125.

                      CONCLUSION OF LAW

1. The Commission has jurisdication in this proceeding.

 2. Respondent violated 30 C.F.R.   75.1719 as charged in

Citation No. 2046863.

 3. Respondent violated 30 C.F.R.   75.523 as charged in

Citation No. 2046870.


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4. Respondent violated 30 C.F.R. 75.1725 as charged in Citation
No. 2047192.

 5. Respondent violated 30 C.F.R.   75.316 as charged in

Ciation No. 2047193.

                            ORDER

 WHEREFORE IT IS ORDERED that Respondent shall pay civil

penalties in the total amount of $500 for the above violations
within 30 days of this Decision.

                              William Fauver
                              Administrative Law Judge

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