Shawn Hirt v. Gary Servaes Enterprises
Shawn Hirt v. Gary Servaes Enterprises (FMSHRC CENT 2015-598 DM): Blaster's helper fired for talking to MSHA wins back pay
Apply this to your situation
This order from 2016 bound only the parties to this case; it isn't precedent. Ezel answers your situation under the current MSHA standards and Commission precedent, with citations.
Plain-English summary
Shawn Hirt worked as a blaster's assistant at the Atchison Quarry, a small limestone mine in Kansas. In January 2015 MSHA, ATF, and the Kansas Fire Marshal inspected the mine together, and Hirt spoke with the MSHA inspector about his work loading explosives. The inspections produced a stack of serious citations, most of them about blasting and explosives, and the mine lost its state blasting license. Hirt was not called back to work in April, and he filed a discrimination complaint under section 105(c) of the Mine Act, representing himself. The judge excused his late paperwork because he had made a verbal complaint to MSHA in time and genuinely did not know about the 60-day deadline. On the merits she found he engaged in protected activity by talking to the inspector, that not calling him back was a discharge, and that the mine's stated reasons, an abrasive text message, lack of work, and a felony-record rule, were pretextual or came too late to explain an April firing. Neither company witness was found credible. Hirt was awarded $5,104 in back pay plus interest, covering April 10 through the end of July, and the case was referred to MSHA for a civil penalty.
Decision snapshot
- Cited standard(s): 30 U.S.C. § 815(c)(1) (Mine Act discrimination); 29 C.F.R. § 2700.44(b) (penalty referral)
- Outcome: Discrimination found; back pay of $5,104 plus quarterly interest ordered within 40 days; no reinstatement or front pay; case referred to MSHA for penalty assessment
- Key point: Back pay stops when the employer first has a legitimate reason not to rehire, and a miner who does not diligently look for other work limits his own recovery.
Full text (FMSHRC public release)
FEDERAL MINE
SAFETY AND HEALTH REVIEW COMMISSION
OFFICE OF
ADMINISTRATIVE LAW JUDGES
721 19TH STREET,
SUITE 443
DENVER, CO 80202-2500
TELEPHONE: 303-844-5266
/ FAX: 303-844-5268
August 24, 2016
SHAWN
HIRT,
Complainant,
v.
GARY
SERVAES ENTERPRISES,
Respondent.
DISCRIMINATION
PROCEEDING
Docket
No. CENT 2015-0598-DM
RM
MD 15-13
Atchison
Quarry Mine
Mine
ID: 14-01710
DECISION AND
ORDER
Appearances: Shawn
Hirt, pro se, Atchison, Kansas, Complainant;
Allen
A. Ternent, Ternent Law Office, Atchison, Kansas, for Respondent.
Before: Judge
Miller
This case is before me on a complaint of
discrimination brought by Shawn Hirt against Gary Servaes Enterprises pursuant
to Section 105(c) of the Federal Mine Safety and
Health Act of 1977, as amended, 30 U.S.C. § 815(c). The parties presented
testimony and documentary evidence at a hearing on July 6, 2016, in Kansas
City, Missouri.
I.
FINDINGS OF FACT
The findings of
fact detailed below are based on the record as a whole and my careful
observation of the witnesses during their testimony. My credibility
determinations are based in part on my close observation of the witnesses’
demeanors and voice intonations. In this case the witnesses on both sides were
neither totally truthful nor presented the entire picture. In resolving any
conflicts in testimony, I have taken into consideration the interests of the
witnesses, corroboration or the lack thereof, and consistencies and
inconsistencies in each witness’s testimony and among the testimonies of the
various witnesses. Any failure to provide detail on each witness’s testimony in
this decision should not be deemed a failure on my part to have fully
considered it. The fact that some evidence is not discussed does not indicate
that it was not considered. See Craig v. Apfel, 212 F.3d 433, 436 (8th
Cir. 2000).
Gary Servaes Enterprises operates the
Atchison Quarry Mine in Atchison, Kansas. The quarry mines limestone both
underground and on the surface using explosives. Servaes Enterprises is owned
by Gary Servaes and is considered a small operator. At the time of Hirt’s
employment, the company had about ten employees at Atchison. The company is
subject to the jurisdiction of the Act.
Shawn
Hirt was hired at the mine in November 2014 as a blaster assistant. He
primarily worked underground assisting the lead blaster, Josh Tull, in loading
holes and blasting. He was also assigned other jobs as needed. Hirt began working
for Servaes as a part-time employee while he was doing other independent
contract work. He believes he was later given a full-time position, although
the mine’s records indicate that he did not normally work a 40-hour week. Resp.
Ex. E. The records show that he worked overtime hours on five occasions. Id.
He was paid $11.00 per hour with no benefits. Hirt last worked for Servaes Enterprises
on April 9, 2015.
In January 2015, the mine was inspected
by MSHA, ATF, and the Kansas Fire Marshal. According to Hirt, management was
aware of the upcoming inspection and gathered miners together before the
inspection, telling them not to speak to the inspectors or to cooperate in the
investigation. However, when the inspectors arrived, management told Hirt to speak
with the MSHA inspector. Hirt told the inspector that his job was to help load
explosives. According to Hirt, the information he provided to the inspector
resulted in a $5,000.00 citation being issued to the mine. He alleges that the
mine did not call him back to work in April 2015 because the owners were angry
that he had spoken with MSHA.
I take judicial notice that the MSHA
data retrieval system confirms that a large number of MSHA citations were issued
to the mine on January 12, 2015, and again on January 13, 2015, including a
number of Section 104(d) citations and orders and a failure-to-abate order. Although
many were assessed $4,000.00 penalties, one flagrant violation involving an
explosives magazine that was not locked was assessed a penalty of $96,300.00. Additionally,
the MSHA website shows that several more 104(d) orders were issued on January
29, 2015. Two violations involved a vehicle containing explosive material and were
assessed penalties of $56,900.00 and $12,563.00. All of these citations and
orders are in contest. Hirt did not describe the violation that he allegedly
caused to be issued, but vaguely stated that it was related to a truck he was
driving. Although Hirt did not say when the citation was issued, the record
indicates that the mine received a number of serious, high-penalty citations as
a result of the January inspections, at least two of which involved a vehicle,
and five of which were unwarrantable violations related to explosives.
In addition, an order was issued to Gary
Servaes Enterprises on February 3, 2015, for failing to provide task training
for three employees who were handling explosives. One of the listed miners was
Shawn Hirt, and the order withdrew him from working with explosives in any way.
The order also referenced Mike Tull, presumably the blaster who worked with
Hirt, and Patrick Miranda, a miner for whom Hirt filled in during an absence in
April. It appears that Miranda did not return to work, though the mine operator
claimed not to remember the details at hearing. Darryl Servaes, son of Gary
Servaes and superintendent of the mine, testified that all persons at the mine
who handled explosives were task trained. Darryl later indicated that the mine
had received a citation for failing to provide task training, but that it was
vacated ten months after it was received. MSHA records show that the mine did
receive a citation involving task training, for both Hirt and Tull, and
contrary to Servaes’ testimony, the citation has not been vacated. ATF and the
Kansas Fire Marshal also found problems with the mine’s training. Gary Servaes stated
that the law had changed and under previous law MSHA task training satisfied ATF
and Kansas requirements. However, there is no evidence that ATF or the Kansas fire
marshal had changed their requirements for blasters and blasting assistants.
The
testimony was confusing and incomplete, but it appears that the three persons
who were blasting at the mine had not been trained, did not have ATF or fire marshal
certifications, and are no longer working at the mine. A separate 104(g) order
was issued to withdraw Michael Hinson from handling explosives because he was
not task trained, but the citation indicates that Hinson was no longer working
at the mine in February. By April, when Hirt was not called back and Miranda
did not come back to work, all of the persons who were withdrawn for violations
of task-training requirements in handling explosives were no longer working at
the mine.
Darryl Servaes stated that the mine
fully cooperated with the inspections and provided records as requested. However,
two failure-to-abate orders were issued to the mine in April and May, about the
time Hirt was let go. These allege that the mine would not allow MSHA to
conduct an inspection without law enforcement present. One of the
failure-to-abate orders related to a truck, which may have been the citation
Hirt referred to as the one in which the mine held him responsible.
As a result of the inspection by the three
agencies, the mine lost its Kansas state blasting license. It also
“voluntarily” gave up its ATF license. Subsequently, the mine suspended
blasting on the underground level and hired a contractor to conduct blasting
work on the surface only. Prior to January 2015, the primary production of
limestone was based upon the underground supply. But after the inspections,
production was from the surface only. This resulted in a reduction in
production and the need for fewer workers. However, the mine continued to have
work for its full-time employees. The reduced production status lasted
approximately a year until January 2016, when the mine had its permits restored
and was able to resume its own blasting work. Darryl Servaes testified that
several employees quit during 2015. Tull, the lead blaster, was terminated in
April 2015 about the same time that Hirt was not called back to work.
According to the mine’s payroll records,
Hirt continued to work regularly at the mine after the inspection in January
through February 2015, including some overtime hours. Although Darryl Servaes
claims Hirt did not work with explosives after the January inspection, Hirt
testified that he worked on bringing the explosive boxes, signs, and other
items used for blasting out of the mine. He then believes he was laid off,
though Darryl Servaes claims he was still on call as needed. In March 2015, the
payroll records show that Hirt worked only four days, with none in the second
two weeks of March. He then worked six days during the first two weeks of
April. Servaes claims that there was no work for Hirt during March, but that he
called him in to fill in for a full-time employee, Patrick Miranda, in April. This
likely corresponds to Hirt’s description of being called back to work as a
truck driver for a few weeks.
Hirt’s last day of work was April 9,
2015. On that day, Darryl Servaes told Hirt that he would call him if Miranda
did not return the following Monday. However, at hearing, Servaes could not
remember whether Miranda ever returned to work. Servaes did not call Hirt the
following Monday, and so Hirt sent him a text message. Hirt believed Servaes
had hired someone to replace him, and conveyed this in his text message to
Servaes. Servaes testified that a person was hired that day, but the person was
a crusher operator who had specialized experience. No one was hired to replace
Hirt. Hirt believes that he was not called back to work because Servaes was
angry at him for providing information to MSHA that led to a citation.
I note that much
of the testimony of both Darryl and Gary Servaes amounted to yes or no
responses and so provides little direct information. The testimony of each is
incomplete and contradictory, and I did not find either witness to be credible.
When asked if Hirt was terminated because of his involvement with the ATF and
MSHA inspections, Darryl Servaes responded “no” to the question, but offered no
further explanation. While he admitted that he was aware that Hirt spoke to
MSHA during the inspection, he indicated that all of the employees at the mine
spoke to MSHA and ATF at some point during the inspections. He acknowledged
that the mine received ten or twelve citations during the first day or two of
the inspections in January, but claimed that none were related to anything Hirt
did. He stated that he was unaware that Hirt had said anything to MSHA that led
to a citation. Gary Servaes admitted that he viewed the MSHA file after the
January inspection, but said he did not see anything that would have led him to
blame Hirt for the company getting cited. However, nearly every citation issued
in January and February by MSHA was related to blasting and explosives, work that
involved Hirt.
Darryl Servaes
gave several reasons for why he did not call Hirt back. First, he described the
text message he received from Hirt on the Monday Hirt was to return to work as
“abrasive” and “agitated.” He said he got the impression that Hirt did not want
to come back to work, and also thought the message was a sign that Hirt would
not be a good person to bring back. Although Servaes at first mentioned
messages and conversations in the plural, he later stated that he received just
one text message from Hirt the week he was not called back. In addition to the
text message, Servaes later learned that Hirt had filed a discrimination
complaint. The complaint stated that Hirt was not seeking to return to work.[1]
However, Servaes did not find out about Hirt’s complaint until July, several
months after Hirt was not called back to work. Servaes also indicated that he
had no work for Hirt after the mine stopped underground blasting. Finally, Servaes
indicated that he could not bring Hirt back to work because during the course
of having the mine’s blasting license reissued, the fire marshal required that the
company not have anyone with a felony record working at the mine. It is unclear
when Servaes came to understand the requirement, as the company continued to
employ Hirt until April, then without any explanation failed to call him back
to work.
Hirt decided to make a discrimination
complaint to MSHA on the advice of Tull, who also made a complaint. The mine
argues that Hirt falsified his MSHA forms by marking them with the incorrect
date. Hirt dated the MSHA documents for April 2, 2015, the day he believed he
was terminated. Resp. Exs. A-D. However, he did not submit the documents by fax
until July 2015. Hirt explained that he did not understand at the time that he
should have returned the documents within 60 days. He also was uncertain about
what dates to put on the documents. Hirt indicated on the documents that he
worked 40 hours a week, when in fact he typically did not. When questioned
repeatedly by the mine operator, Hirt tried to explain that he thought he was a
full-time employee and listed 40 hours per week because that is what he
expected to work, as well as some overtime. I do not believe he intentionally
misled anyone with his statements on the forms, but rather tried to provide the
information he thought was necessary to move forward with his MSHA complaint.
II. DISCUSSION
A. Late
Filing
As a preliminary
matter, Respondent argues that Hirt’s complaint should be dismissed because it
was not timely filed. Section 105(c)(2) of the Act provides that a miner who
believes he has been discriminated against must file a complaint with the
Secretary “within 60 days after such violation occurs.” 30 U.S.C § 815(c)(2). However,
the Commission has held that a miner’s late filing may be excused on the basis
of “justifiable circumstances.” Hollis v.
Consol. Coal Co., 6 FMSHRC 21, 24
(Jan.1984); Herman v. Imco Servs., 4 FMSHRC 2135, 2137 (Dec. 1982). The Commission’s
interpretation is based on the legislative history of the Mine Act, which
states that
While
this time-limit is necessary to avoid stale claims being brought, it should not
be construed strictly where the filing of a complaint is delayed under
justifiable circumstances. Circumstances which could warrant the extension of
the time-limit would include a case where the miner within the 60–day period
brings the complaint to the attention of another agency or to his employer, or
the miner fails to meet the time limit because he is misled as to or
misunderstands his rights under the Act.
S.
Rep. No. 95-181, at 36 (1977). In Hollis, the Commission upheld a
judge’s dismissal of a late-filed claim where the miner’s assertion that he did
not know about his rights under the Mine Act until after the filing deadline
was not credible. 6 FMSHRC at 24. In Herman, the Commission upheld a
dismissal where the miner’s reason for filing late was that he spent several
months deciding whether to file a complaint. 4 FMSHRC at 2138.
In
this case, I find first, that Hirt did bring his complaint to MSHA within the
filing deadline by making a verbal complaint. He did not return the forms he
received from MSHA within 60 days, however. I find that Hirt misunderstood his
rights under the Act and genuinely did not know there was a 60-day time limit
for filing the written forms. Although he dated his complaint for April, he did
not intend to deceive anyone in doing so. Rather, he believed he was supposed
to date the complaint for the day he believed he was discriminated against. When
he faxed the document to MSHA, he was not aware that it should have been done
within 60 days of the date he learned of his termination. Further, the
complaint would have been due in mid-June but was filed in early July. Because
the delay in filing was relatively small, the staleness of the claim is not a
serious concern. Accordingly, I find that dismissal of Hirt’s complaint on the
basis of late filing of the forms he received from MSHA is not warranted.
B.
Discrimination Claim
Section
105(c)(1) of the Mine Act provides that a miner cannot be discharged,
discriminated against, or otherwise interfered with in the exercise of his
statutory rights because he “has filed or made a complaint under or related to
this Act, including a complaint notifying the operator … of an alleged danger
or safety or health violation” or “because of the exercise by such miner … of
any statutory right afforded by this Act.” 30 U.S.C. § 815(c)(1).
In order to
establish a prima facie case of discrimination under Section 105(c)(1), a
complaining miner must produce evidence sufficient to support a conclusion that
(1) he engaged in protected activity, (2) he suffered an adverse action, and
(3) the adverse action was motivated at least partially by that activity. Driessen
v. Nev. Goldfields, Inc., 20 FMSHRC 324, 328 (Apr. 1998); Sec’y of Labor
on behalf of Robinette v. United Castle Coal Co., 3 FMSHRC 803, 817-18
(Apr. 1981); Sec’y of Labor on behalf of Pasula v. Consol. Coal Co., 2
FMSHRC 2786, 2799 (Oct. 1980), rev'd on other grounds sub nom. Consol.
Coal Co. v. Marshall, 663 F.2d 1211 (3d Cir. 1981). The burden of proof for
a prima facie case is “lower than the ultimate burden of persuasion, which the
complainant must sustain as to the overall question of whether section 105(c)(1)
has been violated.” Turner v. Nat’l Cement Co. of Cal., 33 FMSHRC 1059,
1065 (May 2011).
The operator may
rebut the prima facie case by showing either that no protected activity
occurred or that the adverse action was in no part motivated by the protected
activity. Driessen, 20 FMSHRC at 328-29; Robinette, 3 FMSHRC at
818 n.20. The operator may also defend affirmatively by proving that the
adverse action was in part motivated by unprotected activity of the miner, and
that it would have taken the adverse action based on the unprotected activity
alone. Driessen, 20 FMSHRC at 328-29 (citing Robinette, 3 FMSHRC
at 817; Pasula, 2 FMSHRC at 2799-2800). The operator bears the burden of
persuasion for the affirmative defense. Pasula, 2 FMSHRC at 2800.
i.
Protected Activity
The Act’s discrimination provisions
provide miners with protections against reprisal for certain protected
activities in the hope that miners will be willing to aid in the enforcement of
the Act and, in turn, improve overall safety. Section 105(c)(1) enumerates four
protected activities: (1) filing or making a complaint under or related to the
Act, including a complaint of an alleged danger or safety or health violation;
(2) being the subject of medical evaluations and potential transfer under a standard
published pursuant to Section 101; (3) instituting a proceeding under or
related to the Act or testifying in such a proceeding; or (4) exercising “on
behalf of himself or others . . . any statutory right afforded by this Act.” 30
U.S.C. § 815(c)(1).
The legislative history of the Mine Act
states that Congress intended that “the scope of the protected activities be
broadly interpreted.” S. Rep. No. 95-181 at 35 (1977). The Senate Report notes
that “the listing of protected rights contained in [Section 105(c)(1)] is
intended to be illustrative and not exclusive” and that the section should be
“construed expansively to assure that miners will not be inhibited in any way
in exercising any rights afforded by the legislation.” Id. at 36.
Hirt claims he
spoke with an MSHA inspector during the course of an inspection at the mine in
January 2015 and discussed various safety issues that resulted in the mine
receiving citations. Conversations between a miner and an inspector are
considered protected activity if they contain discussions about unsafe
conditions at the mine. Sec’y of Labor on behalf
of Knotts v. Tanglewood Energy, Inc.,
19 FMSHRC 833, 837 (May 1997). The mine does not deny that Hirt spoke to
an MSHA inspector. Therefore, I find that Hirt engaged in activity protected by
the Mine Act.
ii.
Adverse Action
Hirt’s last day
of employment with the mine was April 9, 2015. Respondent claims that there was
no adverse action because Hirt was an intermittent employee and was simply not
called back to work because he was no longer needed. I find that the decision
not to call Hirt back to work amounts to a discharge from employment and
therefore is an adverse action.
iii.
Discriminatory Motive
Hirt
must next demonstrate that the protected activity, speaking with an MSHA
inspector, is connected to the adverse action. A complainant is not required to
produce direct evidence of an operator’s motive. Sec’y on behalf of Chacon
v. Phelps Dodge Corp., 3 FMSHRC 2508, 2510 (Nov. 1981). More often, the
complainant proves motive using circumstantial evidence. Id. Facts that
may be relevant to establishing motive include the operator’s knowledge of the
protected activity, the operator’s hostility or animus towards the protected
activity, the timing of the adverse action in relation to the protected
activity, and disparate treatment. Id. at 2510-13.
Gary
and Darryl Servaes denied knowing that Hirt provided information to MSHA that
resulted in a citation. Gary Servaes testified that he reviewed materials from
MSHA received through a FOIA request and found no mention of Hirt being
involved in a citation. However, Darryl Servaes stated that every employee of
the mine spoke with MSHA. Additionally, the fact that the mine received
citations relating to Hirt’s training and work suggests that the operator had knowledge
of Hirt’s protected conversations with the inspectors. Hirt worked as a
blasting assistant, and the majority of the high-penalty citations dealt with
blasting and explosives. The mine also received a high-dollar citation for
failing to task-train three miners, including Hirt and Tull. The citation was
not vacated as Servaes claimed.
There
is also evidence of the operator’s hostility or animus towards the protected
activity of providing safety-related information to MSHA. I credit Hirt’s
statement that management told the employees not to cooperate with the MSHA and
ATF investigations or provide information to the inspectors. The mine’s animus
toward MSHA is also seen in the failure-to-abate orders issued in April, which indicate
that the mine would not allow inspectors onto the mine site without law
enforcement agents. Finally, the timing of the MSHA citations and Hirt’s
discharge supports an inference that Hirt was discriminated against. Hirt
believed that management was most upset about a citation regarding a truck that
had been driven by Hirt. A failure-to-abate order relating to a citation
involving a truck was issued in April, around the time Hirt was discharged.[2]
The
mine asserts that it did not fire Hirt based on his participation in the MSHA
investigation, and instead presents several reasons why he was not called back
to work. First, Darryl Servaes testified that Hirt sent him an inappropriate
text message on the first day he was not called back. However, it is my
interpretation of the evidence that the one text message received by Servaes was
not adequate cause to discharge Hirt and Servaes had already decided not to
call him back to work. Similarly, I am not persuaded by Respondent’s argument
that the mine declined to hire Hirt back because of statements in his
discrimination complaint saying he was not seeking to return to employment at
the mine. Hirt did not file the complaint until July, so it could not have
affected Servaes’s decision in April not to call him back. The mine also
asserts that it had no more work for Hirt to do once it lost its blasting
certification. However, the mine hired two new employees after Hirt and Tull
were let go, which suggests the mine did have work available. Finally, the mine
claims that it could not have anyone with a felony conviction working at the
mine because of the fire marshal’s rules. However, the witnesses were unclear
on when they learned of that requirement.
I
find that there is circumstantial evidence of a connection between Hirt’s
discharge and his protected activity. I am not persuaded by the mine’s attempts
to refute the allegation that they received a high-dollar citation involving a
truck that caused them to terminate Hirt’s employment. Thus, Hirt has proven a prima
facie case of discrimination.
iv.
Affirmative Defenses
Even if Servaes terminated Hirt on the
basis of his protected activity, the company may still avoid liability by
proving that Hirt was discharged in part because of unprotected activity, and
it would have fired him based on the unprotected activity alone. The Commission
has articulated several indicia of legitimate non-discriminatory reasons for an
employer’s adverse action. These include evidence of the miner’s unsatisfactory
past work record, prior warnings to the miner, past discipline consistent with
that meted out to the complainant, and personnel rules or practices forbidding
the conduct in question. Bradley v. Belva Coal Co., 4 FMSHRC 982, 993
(June 1982). The Commission has explained that an affirmative defense should
not be “examined superficially or be approved automatically once offered.” Haro
v. Magma Copper Co., 4 FMSHRC 1935, 1938 (Nov. 1982). In reviewing
affirmative defenses, the judge must “determine whether they are credible and,
if so, whether they would have motivated the particular operator as claimed.” Bradley,
4 FMSHRC at 993. The Commission has stated that “pretext may be found . . .
where the asserted justification is weak, implausible, or out of line with the
operator’s normal business practices.” Sec’y on behalf of Price v. Jim
Walter Res., Inc., 12 FMSHRC 1521, 1534 (Aug. 1990).
The mine first argues that Hirt was not
called back to work because the mine had no work for him after it lost its
blasting license. The mine was not working underground, which was a large part
of their production, and blasting at the surface had to be done by a contractor.
However, the mine was able to keep its full-time employees working, although a
few employees quit. The mine also hired at least two new workers after Hirt was
let go. The mine asserts that one of the people hired was an experienced
crusher operator for a position that Hirt could not fill. The witnesses did not
explain the duties of the others hired. Given that the full-time employees were
kept busy and the mine hired at least two employees, I find that the mine’s
defense of lack of work is pretextual.
The mine next asserts that it could no
longer employ Hirt at the mine because he has a felony conviction and has not
applied for a waiver to work around explosives. Darryl Servaes explained that in
the course of attempting to get the company’s blasting license back from the
Kansas Fire Marshal, the fire marshal told them that they could not have anyone
employed at the mine who had a felony record. Servaes’s testimony was unclear
as to when he learned of this rule. However, he discussed the rule as a reason
for why he could not hire Hirt back rather than as a reason for why Hirt was
discharged. Thus, I find that the mine did not know about the felony rule when
Hirt was fired in April. While it may be the case now that Hirt cannot return, the
mine has not shown that it fired Hirt in April for that reason.
The only plausible defense raised by the
mine is that after seeing a text message from Hirt, Darryl Servaes did not
believe that he had the attitude of a good employee or that he really wanted to
come back to work. However, Hirt sent the text message when he was not called
back to work on Monday, after Servaes had decided on Thursday or Friday April 9
or 10 to fire him based on the MSHA citation. NLRB case law indicates that “when
a company wrongfully fires an employee, . . . there is ‘some leeway for
impulsive behavior.’” Precision Window Mfg., Inc. v. NLRB, 963 F.2d
1105, 1108 (8th Cir. 1992) (quoting Trustees of Boston Univ. v. NLRB,
548 F.2d 391, 393 (1st Cir. 1977)). Hirt’s single angry text message to his
boss was within the bounds of reasonable behavior in response to a wrongful
discharge, and should not cause him to lose his remedial rights. Nevertheless, by
the time the mine saw the discrimination complaint in July, it was clear that
Hirt did not wish to return. Although the timing is not clear, the mine would
have learned shortly after this time that Hirt could not return to work because
of his felony conviction. Accordingly, I find that the mine had no plausible
business reason to fire Hirt in April, but that by July, the mine had a
legitimate business reason not to hire Hirt back.
III. PENALTY
Hirt
has brought this case individually without the assistance of the Secretary and
thus no penalty has been proposed by the Secretary. Pursuant to Commission
Procedural Rule 44(b), 29 C.F.R. § 2700.44(b), a copy of this decision is being
sent to the Secretary for the assessment of a civil penalty against Gary
Servaes Enterprises.
IV. DAMAGES
Hirt
earned $11.00 per hour and worked an average of 29 hours per week while
employed with Servaes. I find that he is due back pay from April 10 through the
end of July. By the time Hirt submitted his claim for discrimination in July,
the company had a legitimate reason not to re-hire him, since the complaint
stated that Hirt was not seeking reinstatement. Additionally, Hirt made little
effort to find other employment after he was discharged. “[A] discriminatee is
not entitled to back pay to the extent that he fails to remain in the labor
market, refuses to accept substantially equivalent employment, fails diligently
to search for alternative work, or voluntarily quits without good reason.” Sec’y
of Labor on behalf of Jackson v. Mountain Top Trucking Co., 21 FMSHRC 1207,
1212 (Nov. 1999) (emphasis omitted) (quoting NLRB v. Madison Courier, Inc.,
472 F.2d 1307, 1317 (D.C. Cir. 1972)). The burden of proof is on the operator
to show that the complainant failed to seek employment. Id. at 1214. Hirt
could recall only two places where he submitted job applications after he was
fired. I find that had Hirt been diligent in searching for work, he would have
obtained a new position by July of 2015.
Consistent
with these findings, Hirt is due back pay in the amount of $319.00 per week for
16 weeks, a total of $5,104.00. Given that Hirt has resumed working at his own
business and has a felony that prevents him from working at the mine, I do not
find reinstatement or front pay to be appropriate remedies in this case.
The
Commission has held that awards of back pay should include interest from the
date the amount should have been paid through when it is actually paid. See
Local Union 2274, Dist. 28, United Mine Workers of Am. v. Clinchfield Coal Co.,
10 FMSHRC 1493, 1503 (Nov. 1988). Interest is to be assessed on a quarterly
basis at the short-term Federal underpayment rate established by the IRS. Id.
at 1505.
V. ORDER
Gary Servaes Enterprises is ORDERED
to pay back pay to Shawn Hirt in the amount of $5,104.00 plus quarterly
interest at the Federal underpayment rate through the date of payment, to be
calculated by the parties. See Sec’y of Labor on behalf of Bailey v. Ark.-Carbona
Co., 5 FMSHRC 2042, 2053 n.15 (Dec. 1983). Such payments shall be made
within forty days of the date of this order. The case is referred to MSHA for
assessment of a civil penalty.
/s/
Margaret A. Miller
Margaret
A. Miller
Administrative
Law Judge
Distribution:
(U.S. First Class Certified Mail)
Shawn Hirt, 590
Rawlins Road, Atchison, KS 66002
Allen A. Ternent,
Ternent Law Office, P.O. Box 396, Atchison, KS 66002
Gary Servaes,
Gary Servaes Enterprises, 4756 254th Road, Atchison, KS 66002
[1] Hirt claims he
said in his complaint that he did not wish to return to work with Servaes based
upon advice from MSHA. I do not find that argument credible and disregard it.
[2] All references
to citations and orders issued to Servaes are from documents found at the MSHA
website, and its data retrieval system. I have taken judicial notice of all of
the citations and orders discussed in this decision.
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