OSHRC ALJ decision Docket 99-0140 Decided September 29, 1999 Settled Judge Ann Z. Cook

Capeway Roofing

Settlement reclassifies citation and sets $1,000 penalty

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This order from 1999 bound only the parties to this case; it isn't precedent. Ezel answers your situation under the current OSHA standards and Commission precedent, with citations.

Currency note: this decision dates from 1999
The OSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final order, not Commission precedent
This decision by an OSHRC Administrative Law Judge became a final order of the Commission because no Commissioner directed review (29 U.S.C. § 661(j)). It binds the parties but is not binding precedent in other cases. The full text below is from the official OSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official OSHRC release. The full text is the Commission's own document.
Read the official release (oshrc.gov)

Plain-English summary

Capeway Roofing contested one serious citation arising from a December 1998 OSHA inspection. At the hearing, the parties announced a complete settlement and later submitted it in writing. Judge Ann Z. Cook approved the agreement, reclassified the item as a Section 17 violation, affirmed it as amended, and assessed a $1,000 penalty.

Decision snapshot

  • Cited standard(s): Not identified in the amended decision.
  • Outcome: Settlement approved; citation reclassified and affirmed with a $1,000 penalty.
  • Key point: The Commission approved the parties' complete settlement and incorporated its reclassification and penalty terms into the final order.

Full text (OSHRC public release)

SECRETARY OF LABOR,
Complainant,
v. OSHRC DOCKET No. 99-0140
CAPEWAY ROOFING,
Respondent.

APPEARANCES:

      For the Complainant:
              James H. Angevine, Esq., Office of the Regional Solicitor, U.S. Department of
              Labor, Boston, Massachusetts

      For the Respondent:
              Barrett A. Metzler, CSP, Northeast Safety Management, Inc., Columbia,
              Connecticut

Before: Administrative Law Judge Ann Z. Cook

AMENDED DECISION AND ORDER1

    This proceeding is before the Occupational Safety and Health Review Commission (“the

Commission”) pursuant to section 10 of the Occupational Safety and Health Act of 1970, 29 U.S.C.
§ 651 et seq. (“the Act”). The citation at issue in this proceeding alleges one serious violation arising
from an Occupational Safety and Health Administration (“OSHA”) inspection on December 10,
1998. Respondent Capeway Roofing (“Capeway”) timely contested the citation, and the trial of this
matter was held on June 25, 1999 in Boston, Massachusetts. Capeway admits that it is an employer

      1
    This amended Decision and Order more correctly reflects the terms of the settlement

reached by the parties.
engaged in a business affecting interstate commerce and that it is subject to the requirements of the
Act. (Answer ¶ III).
DISCUSSION
At the commencement of the hearing, the parties announced that they had reached a
settlement of all issues raised in the Complaint. (Tr. 4-5). A summary of the terms of the settlement
was read into the record. Thereafter, the settlement was reduced to writing and submitted. The terms
of the settlement meet the requirements of Commission Rule 100(b), 29 C.F.R. § 2200.100(b), and
are fully adopted and approved.
FINDINGS OF FACT
All findings of fact necessary for a determination of all relevant issues are made within the
terms of the settlement agreement and this Decision and Order.
CONCLUSIONS OF LAW
1. Capeway is engaged in a business affecting commerce and has employees within the
meaning of Section 3(5) of the Act. The Commission has jurisdiction of the parties and the subject
matter of the proceeding.
2. Serious Citation 1, Item 1 is reclassified as a Section 17 violation.
3. Capeway was in violation of Section 5(a)(2) of the Act as set out in Citation 1, Item 1, as
amended, and a penalty of $1,000 is assessed.
ORDER
On the basis of the foregoing Findings of Fact and Conclusions of Law, it is ordered that:
Item 1 of Citation 1, as amended, is affirmed and a penalty of $1,000 is imposed.

                                         /s/
                                       Ann Z. Cook
                                      Judge, OSHRC

Dated: 26 AUG 1999
Washington, D.C.

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