OSHRC ALJ decision Docket 92-1883 Decided October 12, 1993 Mixed result Judge John H. Frye, III

Air Plastics, Inc.

Mixed ruling on pit hazards and chemical training

Apply this to your situation

This order from 1993 bound only the parties to this case; it isn't precedent. Ezel answers your situation under the current OSHA standards and Commission precedent, with citations.

Currency note: this decision dates from 1993
The OSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Final order, not Commission precedent
This decision by an OSHRC Administrative Law Judge became a final order of the Commission because no Commissioner directed review (29 U.S.C. § 661(j)). It binds the parties but is not binding precedent in other cases. The full text below is from the official OSHRC release.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official OSHRC release. The full text is the Commission's own document.
Read the official release (oshrc.gov)

Plain-English summary

Air Plastics manufactured fiberglass tanks using molds mounted over production pits that employees entered during setup. The judge vacated a failure-to-abate general duty clause citation alleging hazardous confined-space atmospheres because OSHA did not prove that employees faced a significant risk from toxic, oxygen-deficient, or combustible concentrations. He affirmed serious violations involving an unguarded shaft, chains, and sprockets, or alternatively the failure to lock out the equipment before pit entry. He also affirmed a repeated hazard-communication training violation because employees had not received the required information and training about workplace chemicals. Other items were resolved by agreement, including two affirmed serious violations, two reclassified other-than-serious violations, and one vacated item. Total penalties were $5,120.

Decision snapshot

  • Cited standard(s): 29 U.S.C. § 654(a)(1); 29 C.F.R. §§ 1910.132(a), 1910.133(a)(1), 1910.147(d)(4)(i), 1910.219(c)(2)(i), 1910.219(f)(3), 1910.305(g)(2)(iii), 1910.1200(f)(5)(i), 1910.1200(f)(5)(ii), 1910.106(e)(6)(ii), and 1910.1200(h)
  • Outcome: Some violations were affirmed or reclassified, the failure-to-abate citation and one other item were vacated, and $5,120 in penalties was assessed.
  • Key point: A general duty clause charge requires proof of a significant risk, not speculation that harmful atmospheric concentrations might develop.

Full text (OSHRC public release)

UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
One Lafayette Centte
1120 20th Street, N.W. - 9th Floor
Washington, DC 20036-3419

PHONE: FAX:
COM (202) 6064100 COM (202) 6064050
Frs (202) 6064100 f=TS (202) 6OG5050

                SECRETARY              OF LABOR
                                         Complainant,
                              v.                                                       OSHRC DOCKET
                                                                                       NO. 92-1883
                AIR PLASTICS, INC.
                                Respondent.


                                             NOTICE OF DOCKETING
                                      OF ADMINISTRATIVE MW JUDGE’S DECISION
                     The Administrative Law Judge’s Report in the above referenced case was
                docketed with the Commission on September 9, 1993. The decision of the Judge
                will become a final order of the Commission on October 12, 1993 unless a
                Commission member directs review of the decision on or before that date. ANY
                PARTY DESIRING REVIEW OF THE JUDGE’S DECISION BY THE
                COMMISSION MUST FILE A PETITION FOR DISCRETIONARY REVIEW.
                Any such petition should be received by the Executive Secretary on or before
                September 29 1993 in order to ermit sufficient time for its review. See
                Commission Rule 91, 29 C.F.R. %200.91.

                   All further pleadings or communications              regarding this case shall be
                addressed to:
                                              Executive Secretary
                                              Occupational Safety and Health
                                               Review Commission
                                              1120 20th St. N.W., Suite 980
                                              Washington, D.C. 20036-3419
                Petitioning        parties shall also mail a copy to:
                                              Daniel J. Mick, Esq.
                                              Counsel for Regional Trial Liti ation
                                              Office of the Solicitor, U.S. DO5
                                              Room S4004
                                              200 Constitution Avenue, N.W.
                                              Washington, D.C. 20210
                If a Direction for Review is issued by the Commission, then the Counsel for
                Regional Trial Litigation will represent the Department of Labor. Any party
                havmg questions about review rights may contact the Commission’s Executive
                Secretary or call (202) 606-5400.
                                                             FOR THE COMMISSION


           Date: September              9, 1993

DOCKET NO. 92-1883
NOTICE IS GIVEN TO THE FOLLOWING: .

Daniel J. Mick, Esq.
Counsel for Regional Trial Liti ation
Office of the Solicitor, U.S. DOf
Room S4004
200 Constitution Ave., N.W.
Washington, D.C. 20210

William S. Kloepfer
Assoc. Re ional Solicitor
Office of ta e Solicitor, U.S. DOL
Federal Office Building, Room 881
1240 East Ninth Street
Cleveland, OH 44199

Dennis E. Woll, Gen Manager
Air Plastics, Inc.
1224 Castle Drive
Mason, OH 45040

John H. Frye, III
Administrative Law Jud e
Occupational Safety an B Health
Review Commission
One Lafayette Centre
1120 20th St. N.W., Suite 990
Washington, DC 20036 3419

00103035804 :05

                                            UNITED STATES OF AMERICA
                OCCUPATIONAL            SAFETY    AND HEALTH REVIEW COMMISSION
                                              One Lafayette Centre
                                        1120 20th Street, N.W. - 9th Floor
                                           Washington, DC 20036-3419

PHONE: FAX:
COM(202)606-5100 COM j202)606-5050
ns(202)606-5100 f=rS(202)606-5050

                                                       l
                                                       .


      SECRETARY             OF LABOR,                  ..
                                                        ..
                Complainant,                             ..
                                                          ..    Docket No. 924883
                       v.                                  ..

      AIR PLASTICS, INC.,

                                                       ..

                Respondent.


      Appearances:

                Mary Anne Ganq, Esq.                            Dennis E. Wall, pro se
                       Office of the Solicitor                         General Manager
                       U.S. Department of Labor                        Air Plastics, Inc.
                       Cleveland, Ohio                                 Mason, Ohio

                                For Complainant                                 For Respondent


      Before:          Administrative    Law Judge John H Frye, III


                                                  INTRODUCTION

                This matter is before the Commission pursuant to Section 10(c) of the Occupational

      Safety and Health Act of 1970 (29 C.F.R. 651 et sea,.), hereinafter             referred to as the Act.

      Respondent      is an employer engaged in a business affecting interstate commerce as defined

by Section 3(5) of the Act and has employees as defined by Section 3(6) of the Act and the

standards and regulations promulgated thereunder.

       This case was heard      on March 23, 1993 in Cincinnati,          Ohio.    Prior to the

commencement of the hearing, the parties agreed to the amicable resolution of certain

alleged violations on the following terms, which were entered into the record. Accordingly

       Item 1 of Citation No. 1 is affirmed as a serious violation with a penalty of $400.00;

       Item 2 of Citation No. 1 is affirmed as a serious violation with a penalty of $320.00;

       Item 5 of Citation No. 1 is reclassified as an other than serious violation with no

penalty;

       Item 6 of Citation No. 1 is reclassified as an other than serious violation with no

penalty; and

       Item 1 of Citation No. 2 is vacated.

   Although provided with the opportunity         to do so, Respondent,    Air Plastics, Inc., did

not submit a post-hearing brief. Accordingly, this decision is based largely on the brief

submitted by the Secretary.

                            STATEMENT         OF FACTS

   On April 28 and 29 of 1992, Mark Snyder, an industrial                   hygienist   with the

Occupational Safety and Health Administration in Cincinnati, Ohio, conducted an inspection

of Air Plastics, Inc. in Mason, Ohio (Tr. 7, 9-10). Mr. Snyder inspected the company after

receiving a referral from Steve Brunette, a safety compliance officer in the Cincinnati Area

Office (Tr. 9-10). Mr. Snyder went to Air Plastics to conduct sampling of a confined space

at the facility (Tr 10).

   Air Plastics is a manufacturer    of fiberglass tanks (Tr. 10). These tanks are fabricated

on molds which are attached to hydraulic motor turntables. In order to produce the tanks,

employees are required to enter a pit under the floor for the purpose of attaching the

turntables to the molds and to collapse and expand the molds (Tr. 13).

   At the time of his inspection, Mr. Snyder observed an employee enter the pit below

mold turntable No. 1 (Tr. 13). The employee, Robert Bales, was required to crawl through

the pit until he reached the area of the mold (Tr.14). Once he reached the mold area, Mr.

Bales bolted the turntable to the mold (Tr.13). A shaft powered by a hydraulic motor ran

the entire length of the pit from the entrance to the exit under the mold (Tr. 14). The

exposed parts of the shaft were not protected by stationary casings nor were they enclosed

bv troughs (Tr.14.15).
d Y \ /
In addition to the exposed shaft, the chains and sprockets at the

entrance and exit of pit No. 1 were unguarded (Tr. 16). Neither were the chain and

sprocket next to the entrance of pit No.2 enclosed (Tr. 16). Both sets of chains and

sprockets were seven feet or less above floors or platforms (Tr. 16).

   During the production      process, Air Plastics (AP) employees         used a number of

chemicals including styrene, acetone, resin flush and Rexco Purtall Film No. 10 (Tr. 21).

Before Mr. Bales entered the pit, the pit was not purged and ventilated. Nor did the

employer test the atmosphere in the pit for the presence of vapors or the absence of

sufficient oxygen. Furthermore, the employer had not devised means to retrieve an

individual from the pit in the event of an emergency (Tr. 34).

                                        OPINION

I FAILURE TO ABATE CITATION - ALLEGED VIOLATION OF SECTION
S(A)(l) OF THE ACT BY FAILING TO FURNISH EMPLOYMENT AND A
PLACE OF EMPLOYMENT FREE FROM RECOGNIZED HAZARDS THAT
WERE LIKELY TO CAUSE DEATH OR SERIOUS PHYSICAL HARM TO
EMPLOYEES.

    CSHO Snyder       investigated   the AI? facility following          a referral   from another

compliance officer. The referral related to a confined space at the facility; specifically, the

referral related to the pit area which employees were required to enter in order to bolt,

expand and collapse the molds. As a result of his inspection, Mr. Snyder concluded that the

employer had not developed a confined space entrv promam which adeauatehr addressed
* A WA v 1 d

the confined space hazards at the worksite. The compliance officer, therefore,

recommended that AP be charged with a violation of Section 5(a)(l) of the Act. The

Citation which was issued charges that Respondent’s

             [elmployees entering the #l mold turntable pit to the production area were
             exposed to the hazards of potential Oxygen deficient atmosheres or atmosheres
             contaminated with toxic and/or combustible substances such as, but not limited
             to styrene.

Significantly, it did not charge Respondent with having failed to develop a confined space

entry program. Rather, it identified a confined space entry program as “... one feasible and

acceptable method to correct this hazard....”

    In order to establish a 5(a)(l)     violation,   the Secretary        must prove that: 1) the

employer failed to render its workplace free of a hazard, 2) the cited hazard was recognized

by the cited employer or generally within the employer’s industry, 3) the hazard was causing

or likely to cause death or serious physical harm, and 4) there was a feasible means by which

the employer could have eliminated or materially reduced the hazard. Little-Beaver Creek

Ranches. Inc., 1982 CCH OSHD 26,125 (Rev. Comm. 1982). The Secretary has failed to

meet his burden with respect to the first of these elements and has, therefore, failed to

prove a S(a)(l) violation of the Act.

   The Hazard Identified bv the Secretarv.

    The Secretary’s evidence has been evaluated to determine if he established that the

hazard identified in the Citation existed. The Secretary maintains that a hazard existed

because the Respondent failed to develop and implement an acceptable confined space

entry program with regard to the pit area associated with turntable 1. Unfortunately, this

states the remedy for the hazard, not the hazard itself, which the Secretary identified in the

Citation as “ovgen deficient atmosheres or atmospheres contaminated with toxic and/or

combustible substances.”

   The Respondent       did not dispute the Secretary’s contention       that employees entered

the pit area and did not rebut the contention that employees were exposed to toxic and/or

combustible substances such as styrene. Nor does Respondent appear to seriously dispute

that the pit is a confined space. 1 It is also clear that there was no direct ventilation of the

1 Richard Gilgrist, who was called as an expert witness by the Secretary,opined that the pit area was a
confined space (Tr. 113, 117). Mr. Gilgrist defined a confined space as an area that is not designed for
continuous human occupancy and has unfavorable natural ventilation. Further, a confined space is an area
where toxic or flammable levels of substances could accumulate or develop. It is not subject to normal
entry or exit, i.e. walking in or, out (Tr. 117). Mr. Gilgrist relied on the National Institute for
Occupational Safety and Health (NIOSH) criteria document “Working In Confined Spaces” and the
American National Standard Safety (ANSI) Requirements for Confined Spaces in formulating his opinion
(GX 15 & 16).

                                               5

pit or underneath the mold and that there was limited entrance to and egress from the pit

(Tr.32). The pit was clearly not designed for human occupancy for extended periods of time

(Tr.31).

       Respondent pointed out at hearing that, although toxic and/or combustible substances

were in use, no hazard existed because the concentrations of these substances in the pit were

we1 below hazardous levels. The Secretary countered by noting that this argument ignores

the possibility that hazardous or flammable levels of these substances could accumulate.

       On the first day of the inspection, CSHO Snyder fitted an employee, Mr. Bales, with

a personal sampling device (Tr. 29-30). Mr. Bales entered the pit on three occasions that

day and an air sample was obtained for each of those entries (Tr.30). Mr. Snyder submitted

the sampling results to OSHA’s Salt Lake Technical Center and requested that the samples

be analyzed for the presence of styrene (GX 13). Styrene is contained in the resins used at

the Respondent’s facility (GX. 11 & 12). It is a carcinogen and exposure to styrene can

result in narcosis, which is a severe depression of the central nervous system. Styrene can

also cause dizziness and exposure to styrene can affect a person’s ability to reason (Tr. 118).

Furthermore, styrene is flammable and, therefore, presents fire and explosion hazards (Tr.

118). Mr. Gilgrist cited the fire and explosion hazards as the primary cause for OSHA’s

concern (Tr. 122, 154 163).

       The sampling results disclosed that Mr. Bales was exposed to 76 parts per million

(PPM) of styrene during his last two entries and four PPM during his first (Tr. 30; GX 13).

The higher level represents three-quarters of the short term exposure level (STEL) for

                                              6

styrene of 100 PPM allowable under the OSHA standardso Mr. Gilgrist, who is Board

Certified in the comprehensive practice of industrial hygiene, testified that the possibility of

overexposure to styrene existed because the test results were more than 50% of the STEL

(Tr. 139). Mr. Gilgrist did not explain this conclusion.

    Since the pit is below floor level, it is subject to the accumulation         of heavier-than-air

substances, such as organic vapors containing styrene (Tr. 117418). The presence of

heavier-than-air vapors in the pit could also expose employees to the hazards related to

oxygen depletion. Organic vapors, such as those present in fiberglass lay-up operations, can

displace the oxygen in confined spaces (Tr. 117).

    As noted above, Mr. Gilgrist’s primary concern relates to exposing the employees

working in the pit to atmospheres contaminated with combustible substances. In addition

to its other properties, styrene is flammable. 3 Its lower explosive limit (LEL) is 11,000 PPM

(Tr. 162). The concentrations of styrene measured in the pit are less than one percent of

the LEL. Although Mr. Gilgrist conceded that the measured concentrations of styrene did

not pose a hazard (Tr. 165, 167), he explained that the Respondent was cited because the

circumstances presented in this matter are similar to those in which accidents have occurred

(Tr. 168) and are designed in anticipation of unusual levels that may occur where flammable

liquids are used on a routine basis (Tr. 164).

    The Secretary has established         that styrene, in use at the AP facility, is toxic and

flammable in certain concentrations and speculates that such concentrations could

‘. The STEL for styrene, which is listed in Table Z-1-A of 29 C.F.R. 1910.1000, is 100 PPM.

31n addition to styrene, acetone which is also a flammable, is used in the workplace (Tr. 118).

                                                 7

accumulate in the pit area. However, the Secretary has not established that harmful levels

have accumulated or that any published standard related to employee exposure has been

violated in the past, nor has he provided an adequate evidentiary basis on which to conclude

that such concentrations might in fact so accumulate in the future.4

    The speculation      that harmful concentrations        might accumulate       is insufficient   to

establish that the hazard identified in the Citation exists at the AP facility for purposes of

0 5(a)(l) of the Act.

               [I]n order to prove the existence of a hazard within the meaning of the
            l .*


            general duty clause, the Secretary cannot merely show that there may be some
            degree of risk to employees. He must show, at a minimum, that employees
            are exposed to a significant risk of harm.

Kizstalon,Inc. and Conap, Inc., 12 BNA OSHC 1928, 1932 (Rev. Corn. 1986). See ako

Walden Healthcare Center, 16 BNA OSHC 1052, 105940 (Rev. Corn. 1993). Mr. Gilgrist’s

conclusions fall short of showing that AP’s employees are exposed to a significant risk of

harm. They show only that these employees might be exposed to a significant risk of harm

if certain unspecified events were to occur. They amount to no more than speculation

‘Perhaps in recognition of this fact, the Secretaryargues that, although an employer may not be in
violation of a standard, that employer’sfailure to test in a confined atmosphere before possible exposure
of employees to toxic substances is a violation of the Act, citing Con Rgrq Inc., 11 BNA OSHC 1141,1983
CCH OSHD 26,240 (Rev. Comm. 1983).
In contrast to the instant case, Con Agra presents a factual situation in which a hazardwas clearly
demonstrated. There, the Secretarysought to compel the testing of the atmospheres of freight cars loaded
with grain prior to exposing workers who were requiredto sample and test the grain, in part by smelling it.
Con Agra argued that the Secretaryhad not established that any employees had been exposed to
concentrations of airborne toxic substances in violation of 5 1910.1W and hence had not shown that a
hazard existed The Commission held that the duty to test was distinct from the duty to avoid exposing
employees to concentrations in excess of the limits stated in (r 1910.1000. Pointing to the fact that
substantial numbers of cars could be expected to contain contaminated atmospheres and that the placard
system devised to identify such cars was not reliable, the Commission held that a hazard had been
established. In this case, the comparable evidence is Mr. Gilgrist’s conclusion that is based largelyon
anecdotes drawn from his experience with other facilities and the identification, in connection with the
confined space rulemaking proceeding, of AP’s industry code as one for particular attention (Tr. 11849,
158-59, 16749).

                                 .               8

informed by Mr. Gilgrist’s experience and the confined space rulemaking proceeding.

        Unfortunately,   the Secretary has proved that the Respondent       did not implement the

method of abating the hazard identified in the Citation, not that the hazard itself existed.

If upheld, this approach would, in effect, force Respondent to establish that the hazard does

not exist? While it may be permissible for the Secretary to require affected industries to

shoulder such burdens after fully conside’ring the implications of and necessity for such a

policy in a rulemaking, he may not, simply on the basis of an informed guess, force individual

respondents to show that a particular risk does not exist in order to defeat a 0 5(a)(l)

citation. In light of the fact that the Secretary has not demonstrated that a hazard exists,

it is unnecessary to consider whether the alleged hazard was recognized by AP or AP’s

industry, whether the alleged hazard was likely to cause death or serious physical harm, and

whether there was a feasible means by which AP could abate the hazard. The Failure to

Abate Citation is vacated.

II CITATION 1. ITEMS 3 AND 4 - ALLEGED VIOLATION OF 29 C.F.R.
1910.219 (c)[2J(i) AND 1910.219(%3) BECAUSE OF UNGUARDED CHAINS,
SPROCKETS. AND SHAFT: ALTERNATIVELY, ALLEGED VIOLATION OF
29 C.F.R. 1910.147 (D)(4@) BECAUSE LOCKOUT DEVICES WERE NOT
USED.

    Employees who were required to enter pit No. 1 were exposed to a horizontal shaft

as they crawled through the pit (Tr. 18). The shaft was not protected by casings or a trough

(Tr. 14-15). The employer’s failure to guard the shaft violated the requirements of section

51ndeed, the confined space rule, to which Respondent is presumably now subject, has this effect, Section
1910.146(c)(1) requires employers to “... evaluate the workplace to determine if any spaces are permit-
required confined spaces.” Permit-required confined spaces include those with the potential to contain a
hazardous atmosphere. The pit in question appears to fall within this definition.

                                                9

1910.219(c)(2)(i). As a result of the violation, employees were exposed to a serious hazard

which could have resulted in an amputation (Tr. 20). .In addition to being cited for a

violation of section 1910.219(c)(2)(i), the Respondent was cited for violating section

1910.219(f)(3) b ecause in the production areas of mold turntables Nos. 1 and 2, chains and

sprockets which drive the exposed shafts were unguarded (Tr. 14; GX 7).

    The Respondent       did not dispute that the shaft was unguarded.          Rather, the employer

relied on the fact that equipment was turned “off’ when employees entered the pit. CSHO

Snyder, however, testified that while Mr. Bales was in the pit, the equipment was not locked

out (Tr. 19). As a result, the equipment could have been activated while Mr. Bales was

exposed to the unguarded shaft

        The Secretary argues, in the alternative, that since the equipment           could have been

activated while Mr. Bales was in the pit, the provisions of the lockout standard apply. That

standard requires that employers utilize procedures for the control of potentially hazardous

energy whenever employees are engaged in activities covered by 29 C.F.R. 1910.147 et seq..

These activities are defined in the scope provision of the standard which appears at 29

C.F.R. 1910.147(a)(l)(i). Section 1910.147(a)(l)(i) makes the lockout provisions applicable

to the “servicing and maintenance of machines and equipment in which the unexDected

(emphasis in original) energization (sic) or start up of machines or equipment, or release of

stored energy could cause injury to employees.”

    Servicing and maintenance        are defined in the standard as “Workplace activities such

as constructing, installing, setting up, adjusting, inspecting, modifying, and maintaining and/or

servicing machines and equipment.” 29 C.F.R. 1910.147(b). Mr. Bales entered the pit for

                                       .          10

the purpose of attaching the mold to the turntable (Tr. 18). This activity constitutes setting

up the machine and is subject to the provisions of the lockout standard.

       Section 19100147(d)(4)( i) re q uires that lockout or tagout devices be affixed to each

. energy isolating device by authorized employees. A lockout device is defined in the standard

as:

       A device that utilizes a positive means such as a lock, either key or combination type,
       to hold an energy isolating device in a safe position and prevent the energizing ‘of a
       machine or equipment. 29 C.F.R. 1910. 147(b).

Energy isolating device is defined in 29 C.F.R. 1910.147(b) as:

       A mechanical device that physically prevents the transmission or release of energy,
       including but not limited to the following: A manually operated electrical circuit
       breaker; a disconnect switch; a manually operated switch by which the conductors of
       a circuit can be disconnected from all ungrounded supply conductors, and, in
       addition, no pole can be operated independently; a line valve; a block and any
       similar device used to block or isolate energy.


CSHO Snyder testified that lockout or tagout devices were not affixed to an energy isolating

device while Mr. Bales was working in the pit (Tr.19). Since the equipment was not isolated

from its energy source before he began working on it, Mr. Bales was exposed to the

unexpected activation or start up of the shaft while he was in the pit. In the instant case,

the breaker depicted in Complainant’s Exhibit No. 1 should have been shutoff and a lockout

device applied so that the equipment could not be energized while Mr. Bales was exposed

to the shaft (Tr.19).

        An exception in the lockout standard exists for work which is being performed using

alternative measures which provide protection consistent with that required by the machine

guarding standard.      .The relationship   between the lockout and machine guarding standards


                                                  11

was explained at hearing by Dennis Collins, an OSHA employee in the Cincinnati Area

Office.6

    Mr. Collins explained that equipment must be adequately guarded if during normal

operations employees would be exposed to a hazard. If equipment would expose employees

to a hazard during servicing, it must be disconnected and padlocked by the employee who

would be exposed (Tr. 95). If everything were guarded, there would be no need for

lockout. Conversely, guarding would not be required if employees locked out the equipment

before entering the pit (Tr. 99). In the instant case, the Respondent failed either to guard

the equipment or to ensure that lockout devices were being affixed.

    The Respondent       introduced evidence at hearing to show that a lock was available to

employees (Tr. 84). This creates the inference that the employee’s failure to use the lock

was the result of misconduct. An isolated incident of misconduct is an affirmative defense,

and to avail itself of the defense an employer must show that employees acted without its

knowledge and contrary to uniformly enforced company work practices. Weatherhead Co.,

19761977 CCH OSHD 20,784 (Rev. Comm. 1976). Mr. Bales testified that prior to Mr.

Snyder’s inspection it was not standard practice to lock and tag out equipment (Tr. 76). Mr.

Woll admitted that the company did not check to ensure that the equipment was being

locked out (Tr. 202) and that the company began physically locking the pits out after Mr.

Snyder’s inspection (Tr.212). Thus Respondent has failed to establish an affirmative

defense, and Respondent has violated 29 C.F.R. 1910.147(d)(4)(i) or alternatively, 29 C.F.R.

1910.219(c)(2)(i). Items 3 and 4 of Citation 1 were properly classified as serious violations

6Mr. Collins visited AP’s facility on March 9, 1993 specifically to review the alleged guarding/lockout
violations at the facility (Tr. 91).

                                                 12

and are affirmed. Respondent has not contested the amount of the penalty proposed by the

Secretary. Consequently, a penalty in the amount of $800 for each item is affirmed.

III CITATION 2. ITEM 2 - ALLEGED VIOLATION OF 29 C.F.R. 1910.1200(h)
BECAUSE EMPLOYEES WERE NOT PROVIDED INFORMATION AND
TRAINING ON HAZARDOUS CHEMICALS IN THEIR WORK AREA

   Pursuant to section 1910.1200(h), employees must be provided with information and

training as specified in 29 C.F.R. 1910.1200(h)(l) and (2). This information and training is

to be provided when employees are initially assigned to a work area and whenever a new

hazard is introduced to the area. The information which must be provided includes the

operations in the facility where hazardous chemicals are present, and the location and

availability of the employer’s written communication program and material safety data

sheets. The training which must be provided includes methods and observations that may

be used to detect the presence or release of hazardous chemicals, the physical and health

hazards of the chemicals, measures employees can take to protect themselves and details of

the employer’s hazard communication program.

    A “hazardous    chemical” is defined by the standard as “Any chemical which is a

physical or health hazard.” 29 C.F.R. 1200(c). At hearing, CSHO Snyder testified regarding

the hazardous chemicals in use at the Respondent’s facility. These chemicals include

styrene, acetone, resin flush, and Rexco Purtall Film No.10. (Tr. 21). Mr. Snyder also

explained how these chemicals were used in the workplace and the hazards associated with

their use (Tr. 21-22). The material safety data sheets for these chemicals were introduced

into evidence (GX. 842).

                                    *
                                             13

      After talking to management   and interviewing employees, CSHO Snyder determined

that employees had not been provided with the information and training required by section

1910.1200(h) (Tr. 23-24). Specifically, he concluded that employees had not been informed

of the hazards associated with the chemicals in use in the workplace (Tr. 24). He concluded

that employees had not been informed of the location and availability of the employer’s

hazard communication program and the material safety data sheets (MSDS).

      CSHO Snyder also determined that the employees had not been trained in methods

for detecting the presence or release of hazardous chemicals (Tr. 25). At the time of the

inspection, employees were not wearing the protective equipment recommended in the

MSDS (Tr. 24-25). In fact, they were using acetone, a skin irritant, to wash their hands (Tr.

63) l

      At the time of the inspection, Mr. Bales had been employed by AP for more than

four years. He testified that he worked with styrene, acetone and the Purtall film (Tr. 720

73). He indicated that he had not received training and had not been told of the hazards

associated with the chemicals to which he was exposed (Tr. 72-73). Before Mr. Snyder’s

inspection, he had not seen the employer’s hazard communication program and he did not

know where the MSDS were located (Tr. 73-74). Neither had he been trained in hazard

recognition or how to protect himself from the physical and health hazards of the chemicals

(Tr. 74).

      On cross-examination, Mr. Bales testified that he knew resin was flammable      and

could cause a rash (Tr. 80). He explained that he had prior experience in the industry and

knew styrene vapors were harmful but he did not know “what it could do to you” (Tr. 80).

                                           14

Mr. Bales clearly was not aware of all the hazards to which he was exposed. He appeared

confused regarding effects of styrene on the central nervous system (Tr. 85-86).

     The Respondent    called John Hockstok to testify (Tr. 186).       Mr. Hockstok    is a

supervisor at AP and has been delegated the responsibility to coordinate, supervise and train

(Tr. 188). Mr. Hockstok testified regarding the type of training which was provided to AP

employees. Mr. Hockstok testified that he had discussed the MSDS information with the

employees, although he could not remember when this occurred and was vague with regard

to when five current new employees would receive such training (Tr. 196-98). Mr. Hockstok

indicated that the primary means of training new employees is to assign them to a more

experienced employee for a period of time (Tr. 192).

     Mr. Hockstok   admitted    that AP had no formal training program       (Tr. 193). The

company had no written program (Tr. 192) and made no attempt to determine if employees

understood the hazards to which they were exposed (Tr.214). Mr. Hockstok’s testimony

cannot overcome the evidence presented by the Secretary which clearly shows that

employees were not provided the training required by section 1910.1200(h).

     Citation 2, Item 2 was classified as “repeat” based on an earlier citation issued to

Respondent for a violation of the same standard. On September 9, 1991, the Respondent

was cited for violating 29 C.F.R.1910.12OO(h). The employer entered into an informal

settlement agreement, waiving its right to contest this violation (Tr.26-27). Pursuant Section

10(a) of the Act, the citation became a final order of the Commission.

                                   ,          15

    me word “repeated”        is not defined in the Act but the meaning to be accorded to

the word was the subject of the Review Commission’s decision in Potlatch Corp., 1979 CCH

OSHD 23,294 (Rev. Comm. 1979). In Potlatch the Review Commission held that:

              A violation is repeated under section 17(a) of the Act if, at the
              time of the alleged repeated violation, there was a Commission
              final order against the same employer for a
              substantially similar violation. Id. at 28,171.

    Citation 2, Item 2, is affirmed as a repeat violation.    Respondent   has not contested

the amount of the penalty proposed by the Secretary. Consequently, a penalty in the

amount of $2800 is also affirmed.

                                 CONCLUSIONS       OF UW

    1l        Respondent   Air Plastics, Inc., was at all times pertinent hereto an employer

within the meaning of Section 3(5) of the Occupational Safety & Health Act of 1970, 29

U.S.C. Section 65 l-678 (1970).

    20        The Occupational   Safety & Health Review Commission has jurisdiction of the

parties and the subject matter.

    30        Respondent   Air Plastics, Inc., committed a serious violation of the standard

set out at 29 CFR 5 1910.132(a) as charged in the Citation 1, Item 1. A civil penalty of $400

is appropriate.

    4a        Respondent Air Plastics, Inc., committed a serious violation of the standard

set out at 29 CFR 5 1910.133(a)(l) as charged in the Citation 1, Item 2. A civil penalty of

$320 is appropriate.

                                             16

   5.      Respondent    Air Plastics, Inc., committed a serious violation of the standards

set forth at 29 C.F.R. 1910.219 (c)(2)(i) and 29 C.F.R. 1910.219(f)(3) as charged in Citation

1, Items 3 and 4. Alternatively, Respondent Air Plastics, Inc., committed a serious violation

of the standard set forth at 29 C.F.R. 6 1910.147 (d)(4)(i). Penalties in the amount of’$1600

are appropriate.

   6   l   Respondent Air Plastics, Inc., committed an other-than-serious violation of the

standard set out at 29 CFR # 1910.305(g)(2)(“‘)
rrr as charged in the Citation 1, Item 5. A civil

penalty of $00 is appropriate.

   7   l   Respondent Air Plastics, Inc., committed other-than-serious violations of the

standards set out at 29 CFR 3 1910.1200(f)(5)(i) and (ii) as charged in the Citation 1, Items

6a and 6b. A civil penalty of $00 is appropriate.

   80      Respondent Air Plastics, Inc., was not in violation of the standard set out at

29 CFR g 1910.106(e)(6)(ii) as charged in Citation 2, Item 1.

   9   l   Respondent Air Plastics, Inc., committed a repeat violation of the standard set

forth at 29 C.F.R. 1910.1200(h) as charged in Citation 2, Item 2. A penalty in the amount

of $2800 is appropriate.

   100     Respondent Air Plastics, Inc., was not in violation of 5 5(a)(l) of the Act as

charged in the Failure to Abate Citation.

                                           17

                                      ORDER

     The Failure to Abate Citation and Citation 2, Item 1, are vacated.

     Civil penalties in the amount of $5120 are assessed.

Dated: SEP - 0 1993
washiigtoi,‘liC.

                                         18

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