Hamilton Fixture
Commission upholds expanded inspection and assesses $2,450
Apply this precedent to your situation
This is citable Commission precedent from 1993, and it may have been appealed since. Ezel checks how it stands today and answers your situation, with citations.
Plain-English summary
Hamilton Fixture manufactured wooden store-display fixtures at a plant in Hamilton, Ohio, with about 350 employees. OSHA began with a union complaint about safety practices and expanded the inspection plant-wide after the compliance officer calculated a lost-workday injury rate about three times the national manufacturing average. The Commission rejected Hamilton's argument that the inspection exceeded reasonable limits or was conducted unreasonably, finding that the company did not prove that the employee interviews substantially disrupted the inspection as a whole or that the compliance officer acted with improper bias. On the merits, the Commission affirmed eleven of the thirteen remaining reviewed citation groups involving walking surfaces, a fixed ladder, protective equipment, an eyewash, exits, machine guarding, electrical cords, washing facilities, and other conditions. It vacated an item involving a malfunctioning stapler guard and two items involving shaper guards, and it reduced two serious items to other-than-serious. The Commission assessed $2,450 in penalties for the reviewed items, while the ALJ's unreviewed dispositions remained final.
Decision snapshot
- Cited standard(s): 29 C.F.R. §§ 1910.22(a)(1), 1910.22(b)(1), 1910.27(f), 1910.37(e), 1910.37(g)(2), 1910.37(k)(2), 1910.107(c)(2), 1910.107(e)(9), 1910.132(a), 1910.141(d)(2)(i), 1910.151(c), 1910.176(b), 1910.212(b), 1910.213(c)(1), 1910.213(h)(4), 1910.213(m)(1), 1910.219(e)(3)(i), 1910.242(a), 1910.305(g)(1)(iii), 1910.305(g)(2)(iii), and 1910.1200(f)(5)(i)
- Outcome: Eleven reviewed citation groups affirmed, two vacated, two serious characterizations reduced, and $2,450 assessed on the reviewed items.
- Key point: An employer challenging an inspection under section 8(a) bears the burden of proving that the inspection as a whole exceeded reasonable limits or caused unreasonable disruption.
Full text (OSHRC public release)
UNITED STATESOF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION _
1825 K STREET NW
4TH FLOOR
WASHINGTON. DC 20006 1246
.. FAX
COM (202) 634-4008
SECRETARY OF LABOR, .
.
FTS (202) 634-4008
.
Complainant, ..
.
v. ..
..
HAMILTON FIXTURE, ..
.
Respondent. .. OSHRC Docket No. 884720
.
OHIO CARPENTERS INDUSTRIAL COUNCIL, 1
UNITED BROTHERHOOD OF ..
CARPENTERS AND JOINERS OF ..
AMERICA, AFL-CIO, ..
.
4
Authorized Employee ..
Representative. ..
.
DECISION
Before: FOULKE, Chairman; WISEMAN and MONTOYA, Commissioners.
BY THE COMMISSION:
Hamilton Fixture (“Hamilton”) manufactures wooden store fixtures for displaying
greeting cards, books, and tapes at its main plant in Hamilton, Ohio, where it employs
approximately 350 workers. After inspecting that plant and its warehouse, the Occupational
Safety and Health Administration (“OSHA”) issued three citations, each containing a
number of items alleging that Hamilton committed serious, repeat, and other violations of
safety and health standards under the Occupational Safety and Health Act of 1970, 29
USC. 05 651-678 (“the Act”). After considering the testimony and exhibits presented for
more than five days at the hearing, former Review Commission Administrative Law Judge
Joe D. Sparks rejected Hamilton’s preliminary motion for relief, in which it alleged that the
inspection was not conducted “within reasonable limits and in a reasonable manner” as
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required by section 8(a) of the Act, 29 U.S.C. 5 657(a). After addressing the merits of the
charges and taking into consideration the partial settlement agreement, he vacated nine
items, or parts thereof, and affirmed the remainder. He assessed penalties totalling $6,050.
The issues on review are whether the judge erred in denying Hamilton’s motion, and,
if not, whether he erred in affirming thirteen serious, repeat, and other citation items, or
parts thereof.
I. Background
In early March 1988, the collective bargaining agreement between Hamilton and the
union representing its production employees, Local 415 of the Ohio Carpenters Industrial
Council, United Brotherhood of Carpenters and Joiners of America, AFL-CIO (“the
union”)’ expired. Hamilton’s employees continued to work but engaged in a general work
“slowdown” in all departments. According to the testimony, the situation was “tense.” As
a result of this labor dispute, non-management employees on the labor-management safety
committee resigned during this time, and therefore the committee did not meet or inspect
the plant during this time period.
A. The Complaint .
On March 14, 1988, OSHA’s Cincinnati Area Office received a typewritten, signed
complaint on union letterhead, alleging that, against the union’s objections, management
employees2 at the main plant were: (1) not using protective equipment for their eyes
(throughout the plant), their ears (around machinery), and their feet (in restricted areas);
(2) not using guards on mill machines in operation; and (3) operating tow motors without
proper training. James Washam, OSHA Safety Supenisor in the Cincinnati Area Office,
determined that the complaint, although signed, was too vague for further action. He told
the duty officer in charge of complaints for that week, Jim Zucharo, a senior compliance
officer, to contact the complainant and request the necessary additional information. After
‘The Ohio Carpenters Industrial Council, United Brotherhood of Carpenters and Joiners of America, AFL-
CIO elected party status in this case. The union representative participated in the hearing, but the union did
not file a brief in this case.
‘During this period, management employees performed some of the jobs usually done by non-management
employees.
3
Zucharo received information from the complainant that he deemed sufficient, he forwarded
the complaint to Washam for processing.
Washam determined that the complaint had been filed in good faith and that there
were reasonable grounds to believe that safety violations existed. According to Washam’s
testimony, he reasoned that, under those circumstances, section 8(f)(l) of the Act, 29 U.S.C.
8 6s7(f)(l>,3
re quires an investigation, even when only management employees are allegedly
exposed to the conditions at issue. Seegenerally Dravo Corp. v. OSHRC, 613 F.2d 1227, 1235
(3d Cir. 1980) (w h en complaint meets requirements of section 8(f’)(1), the Secretary has little
choice but to investigate).
Hamilton does not challenge the validity of the complaint and specifically
acknowledges on review that it
does not dispute that the March 14 complaint, as supplemented by the
complaining party, may well have been a sufficient basis for the Secretary to
conduct an inspection limited to the hazards alleged by the complainant.
B. l%e Impection
Washam assigned senior compliance officer Ralph Cannon to inspect Hamilton’s
facility. Cannon, who had worked for OSHA since 1973 and performed about 1,900
inspections by the time of the hearing, was the most senior employee in OSHA’s Cincinnati
Office. Under the “Comments ” section of the assignment sheet that supervisor Washam
gave to Cannon, he had handwritten the following note: “Ralph-check prev[ious] files--may
have to expand.” Cannon testified that he interpreted that instruction to mean, “[i]f there
3Section 8(f)(l) of the Act provides:
Any employees or representative of employees who believe that a violation of a safety or
health standard exists that threatens physical harm, or that an imminent danger exists, may
request an inspection by giving notice to the Secretary . . . of such violation or danger. . . .
If upon receipt of such notification the Secretary determines there are reasonable grounds to
believe that such violation or danger exists, he shall make a special inspection in accordance
with the provisions of this section as soon as practicable, to determine if such violation or
danger exists.
(Emphasesadded). Employees involved in labor disputes can be proper complainants so long as the other
Drop Forge Co. v. Donovan, 672 F.2d 626,631.32 (7th
criteria in section 8(f)(l) are met. See, e.g., Ro#iord
Cir. 1982).
4
is a long enough period of time between the previous and this current inspection, we may
have to expand it depending on what that lost work day injury rate is.”
Cannon conducted an inspection of Hamilton’s plant for five days during the period
beginning April 20 and ending May 3, 1988. When he first entered the facility, Cannon
introduced himself and had an opening conference with: Rick Maurer, Hamilton’s plant
engineer and safety committee director; David Mueller, Hamilton’s plant foreman at the
time, and later plant manager; and Dixie Kuykendoll, the union’s representative. At that
conference, Cannon stated that the purpose of his visit was to respond to a complaint, copies
of which he gave to Maurer and Mueller. Cannon testified that he explained to them that
he was:
going to figure what we call a lost work day injury [“LWDI”] rate. If the lost
work day injury rate was above the national average of 4.3, it would require
that we do a wall-to-wall inspection of the facility.
Hamilton’s representatives did not refuse Cannon access to inspect the records, nor
did they request a warrant at any time. Based on his review of the records, Cannon
calculated a LWDI rate of 13.7, which was approximately three times the national average.4
Because of the high LWDI rate average, Cannon expanded the inspection from a limited
one, based on the complaint, to a wall-to-wall inspection. Hamilton acknowledges on review
that Cannon’s understanding of his instructions to calculate the LWDI rate, and to conduct
a wall-to-wall inspection if the national average were exceeded, is consistent with the OSHA
Field Operations Manual (“FOW).
Based on Cannon’s inspection, OSHA issued three citations to Hamilton for serious,
repeat, and other violations. The judge vacated seven citation items and affirmed the
remainder. Hamilton petitioned for review of the items affirmed, and review was directed
“on all issues raised.” The Secretary unilaterally withdrew five items when he filed his brief
?he LWDI rate is calculated by dividing the number of hours employees worked in the reference years into
the number of LWDI’s multiplied by 200,000. See OSHA Field Operations Manual (TWW’), Ch. III, 0
D.4.a.(5),reprinted in CCH ESHG, 7’exzofManual Reissued by OSH4 April 18, 1983, at III-26 (1983). The
“national average”to which Cannon refers was the most recently published Bureau of Labor Statistics national
rate of lost workday injuries for mc?nufacturing. FOM, Ch. III, 5 DAb., id. at 111-27.
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5
on review, leaving for our consideration thirteen citation items or parts thereof.’ Before
addressing the merits of each of these items, we must first consider certain preliminary issues
that affect the entire case.
II. U/;hether the Judge Erred in Denying Hamilton’s Motion for Relief Claiming that the
Inspection Was Unreasonable
Less than a week before the hearing in this case, Hamilton filed a motion for relief6
claiming that the inspection was not conducted “within reasonable limits and in a reasonable
manner” as required by section 8(a) of the Act, 29 U.S.C. 0 657(a), which provides:
In order to carry out the purposes of this Act, the Secretary, upon
presenting appropriate credentials to the owner, operator, or agent in charge
is authorized-
(1) to enter without delay and at reasonable times any factory, plant . . .
or other area . . . where work is performed by an employee of an employer;
‘and
(2) to inspect and investigate during regular working hours and at other
reasonable times, and within reasonable limits and in a reasonable manner, any
such place of employment and all pertinent conditions . . . [,] and to question
privately any such employer, owner; operator, agent or employee.
(Emphasis added). This claim is an affirmative defense, which we will consider in this case
in light of the particular circumstances.’ The party claiming an affirmative defense has the
‘Hamilton filed a motion for oral argument, which was denied by the order of the Commission majority on
August 22, 1991.
6Hamilton labelled this a “motion to dismiss.” However, rather than dismissal, “if any sanction is to be
imposed for failure to comply with . . . section 8(a) . . . the proper remedy is to suppress evidence gained from
the inspection.” E.g., Environmental Utilities Cop., 5 BNA OSHC 1195, 1196-97, 1977-78 CCH OSHD
ll 21,709, p. 26,073 (No. 5324, 1977) (footnote omitted). Therefore, we will consider Hamilton’s motion as
a request for the suppression of evidence obtained at the inspection.
‘An affirmative defense ordinarily must be initially pleaded by the employer in its answer, according to Rule
36(b) of the Commission’s Rules of Procedure, 29 C.F.R. 5 2200.36(b), which was in effect at the time that
this case arose. Therefore, Hamilton should have raised this defense in its answer, because it appears that it
had knowledge of the facts upon which it based its motion at the time that it filed its answer.
However, Hamilton did complain during the inspection about the manner in which it was conducted.
Furthermore, neither the Secretary nor the judge has at any time moved to strike the allegation that the
inspection was unreasonable because it was not timely raised. Indeed, the judge specifically discussed and
ruled on this defense in his decision. Under these special circumstances, we will consider Hamilton’s defense
that the inspection was unreasonable in violation of section 8(a) even though it was not raised in the answer.
See Rule 107 of the Commission’s Rules of Procedure, 29 C.F.R. 8 2200.107 (Commission may waive any of
its rules of procedure in special circumstances and for good cause shown).
6
burden of proving it. See Sarasota Concrete Co., 9 BNA OSHC 1608, 1612, 1981 CCH
OSHD 725,360, p. 31,531 (No. 785264, 1981), afd, 693 F.2d 1061 (11th Cir. 1982); section
7(c) of the Administrative Procedure Act, 5 U.S.C. 8 556(d) (general rule that moving party
has burden of proof in administrative proceedings). To establish this defense, Hamilton has
the burden of proving that the inspection was unreasonable. However, we first address the
Secretary’s argument that Hamilton is precluded from proving this defense because it has
not raised a Fourth Amendment claim.
A. WTzethera Section 8(a) Defense Can Be Establkhed Where No Fourth Amendment
Violation Alleged
It is undisputed that Hamilton waived its Fourth Amendment rights by consenting to
the inspection and not requesting a warrant. ’ Based on that fact, the Secretary argues that
Hamilton cannot prove that the inspection was unreasonable under section 8(a) of the Act.
The Secretary relies on the following language by the Commission in Lactede Gas CO '9
7 BNA OSHC 1874, 1877, 1579 CCH OSHD ll 24,007, p. 29,153 (No. 76-3241, 1979):
The Commission has stated that the rights granted by section 8(a) are
coextensive with those granted by the [Flourth [Almendment, and that an
employer’s section 8(a) rights therefore are not violated unless the circum-
stances also show a violation of the [Flourth [Almendment. Western
Waterproofing Co. . . . [,] 4 BNA OSHC 1301, 1976-77 CCH OSHD 720,805
(No. 1087, 1976), rev’d on other groundi, 560 F.2d 947 (8th Cir. 1977).
At issue in Laclede was whether photographs of an area open to public view taken by a
compliance officer prior to his presentation of credentials should be suppressed as violative
of the introductory portion of section 8(a) that provides that only “upon presenting
credentials to the owner, operator, or agent” does the compliance officer have authority to
enter and inspect.
However, in a more recent decision the Commission specifically found that there was
no Fourth Amendment violation ,because the employer had consented to a warrantless
inspection. It then went on to consider and rule on the employer’s argument that the OSHA
area office’s actions made the inspection unreasonable under section 8(a) of the Act. Adams
8Hamilton recognized in its brief that by consenting to the inspection, it cannot later claim that the inspection
was conducted in violation of the Fourth Amendment, citing Lake Butler Apparel v. Secretary, 598 F.2d 84,88
(5th Cir. 1975).
7
Steel Erection, Inc., 13 BNA OSHC 1073, 1076, 1079; 1986-87 CCH OSHD ll 27,815, pp.
36,401, 36,403 (No. 77-3804, 1987).
We agree with Hamilton that Adams Steel is the more specifically applicable
precedent. Both Hamilton and Adams Steel, unlike Laclede, (1) had a reasonable
expectation of privacy9 in their work facilities but did not exercise their Fourth Amendment
rights regarding them because they consented to the warrantless inspections, and (2) based
their arguments that section 8(a) was violated on the part of that section requiring that
inspections be “within reasonable limits and in a reasonable manner.”
Laclede is factually distinguishable from this case for two reasons: (1) the area at
issue there was open to public view, and therefore not subject to Fourth Amendment
protection under the “open fields” doctrine, see, e.g., Tti-State Steel Constr., 15 BNA OSHC
1903, 1909-10, 1992 CCH OSHD ll 29,852, p. 40,733 (No. 89-2611, 1992); and (2) the part
of section 8(a) that was allegedly violated was the requirement in the introductory language
for “presenting appropriate credentials.” The Commission has stated that it “construe[s]
section 8(a) concerning the presentation of credentials to be mandatory only when the
Fourth Amendment would bar a warrantless search and thus when notice of authority is
required.” Accu-Namics, Inc., 1 BNA OSHC 1751, 1755, 1973-74 CCH OSHD lI 17,936, p.
22,233 (No. 477, 1974), afd, 515 F.2d 828 (5th Cir. 1975), cert. denied, 425 U.S. 903 (1976).
Therefore, the language in Laclede stating that section 8(a) is coextensive with the Fourth
Amendment is accurate under the particular facts of that case. Because Laclede had no
expectation of privacy in the particular work area, it could claim no Fourth Amendment
rights in the area, and therefore section 8(a) was not violated.
For the reasons above, we conclude that Hamilton’s consent to the inspection, and
thus its waiver of a Fourth Amendment claim, does not preclude it from establishing the
defense that the inspection MS unrcwwable under section 8(a) of the Act.
‘A reasonable expectation of privacv rn the object of the search is necessary to invoke Fourth Amendment
protection. See Monfon of Colorado, IPU., 14 BNA OSHC 2055, 2059, 1991 CCH OSHD ll 29,246, p. 39,184
(No. 874220, 1991).
8
B. Whether Hamilton Proved that the Inspection Was Unreasonable
under Section 8(a) of the Act
To establish the affirmative defense that an inspection is unreasonable under section
8(a) of the Act, the employer must introduce into the record sufficient evidence of
unreasonable conduct. Hamilton argues that the inspection was unreasonable on the
grounds that (1) OSHA supervisor Washam did not consider the effect of the labor
problems at the plant, and (2) compliance officer Cannon was biased against Hamilton.
1. Supervisor’s Role
Hamilton contends that Washam’s written instructions authorizing Cannon to “check
prev[ious] files--may have to expand” was unreasonable because Washam did not investigate
the impact that labor problems at the plant might have on a possible expansive, wall-to-wall
inspection, and vice versa. It contends that such an investigation was required under OSHA
Instruction CPL 2.45A CH-12, Ch. III, 8 D.l.h.(2) (Sept. 21, 1987), amending the Fo1M.
That provision, in effect at the time of the inspection, reads:
h. Strike or Labor Dispute. Plants or establishments may be inspected
regardless of the existence of labor disputes involving work stoppages, strikes or
picketing. If the CSHO [Compliance Safety and Health Officer] identifies an
unanticipated labor dispute at a proposed inspection site, the supervisor shall
be consulted before any contact is made.
0 . l
0
nprogrammed Inspections. As a rule, unprogrammed inspections,
u
(complaints, fatalities, etc.) will be performed during strikes or labor disputes.
However, the seriousness and reliability of any complaint shall be thoroughly
investigated by the supervisor prior to scheduling an inspection to ensure as far
as possible that the complaint reflects a good faith belief that a true hazard
exists and is not merely an attempt to harass the employer or to gain a
bargaining advantage for labor.
(Emphases added). Hamilton argues that section D.l.h.(2) applies because the
circumstances at its plant constituted a “labor dispute,” and that the section was violated
because the decision to authorize the wall-to-wall inspection that might be called for by the
LWDI rate was not “thoroughly investigated by the supenisor.” According to Hamilton, in
conducting such an investigation, the OSHA area office should have contacted Hamilton
itself about the status of union-management problems, as well as the Federal Mediation and
Conciliation Service or the National Labor Relations Board.
9
The judge rejected Hamilton’s arguments and found that the lack of a pre-inspection
investigation of Hamilton’s labor-management problems did not establish that the inspection
was unreasonable. First, he found that subsection h.(2) did not apply because section D.1.h.
limits coverage to “labor disputes involving stoppages, strikes or picketing,” while Hamilton’s
employees continued to work despite the lack of a collective bargaining agreement. The
judge further concluded that, even if subsection h.(2) applied, OSHA complied with the
requirement that “the seriousness and reliability of any complaint shall be thoroughly
investigated by the supervisor prior to scheduling an inspection.” (emphasis added). The
judge noted that OSHA supervisor Washam, after initially receiving the complaint, asked
duty officer Zucharo to obtain further verification. Zucharo requested and received
additional information from the complainant and forwarded it for processing. Then
Washam, according to his OWAtestimony, determined that the complaint was filed in good
faith and that there were reasonable grounds to believe that safety violations existed.
Considering that this is all that subsection h.(2) requires, the judge concluded that OSHA’s
decisions to act on the complaint and then expand the scope of the inspection based on the
LWDI rate were “entirely reasonable in light of the circumstances.”
Even assuming that subsection h.(2) applies, we note that the FolM is only a guide
to OSHA personnel to promote efficiency and uniformity; it is not binding on OSHA and
does not accord any procedural or substantive rights or defenses to an employer. E.g.,
Consolidated Freightways, 15 BNA OSHC 1317, 1323 n.10. 1991 CCH OSHD ll 29,500, p.
39,812 n.10 (No. 86-351, 1991); H.B. Zachry Co., 7 BNA OSHC 2202, 2204-05, 1980 CCH
OSHD ll24,196, p. 29,424 (No. 761393,1980), afd, 638 F.2d 812 (5th Cir. 1981). Hamilton
acknowledges the non-binding nature of the RM4, yet it contends that the alleged failure to
conduct such a pre-inspection investigation is a relevant consideration in determining
whether the inspection was unreasonable.
We agree with the judge that Hamilton did not prove that Washam’s actions prior
to assigning Cannon to inspect Hamilton’s plant rendered the inspection unreasonable.
Washam testified that OSHA followed normal procedures in handling this complaint, and
it was enough to verify that, as alleged in the complaint, employees were exposed to hazards
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10
while working because they were not following safety rules. To have contacted Hamilton
about the complaint, as Hamilton asserts should have been done, would have, as Washam
testified, given Hamilton improper advance notice of the inspection.
Hamilton also argues that a union flyer in evidence shows that the authorization to
expand the inspection was unreasonable. However, Washam could not have based his
instruction to Cannon on the handbill because Washam testified that he did not recall ever
seeing it until the hearing. Moreover, after reading it, he testified that, although the flyer
did indicate a labor problem at Hamilton, it did not demonstrate an intent solely to harass,
and thus it would not have given him any reason to take a different course of action.
Nevertheless, Washam was not unmindful of the labor problems when assigning Cannon to
inspect. According to Cannon, Washam told him before the inspection that Hamilton and
its employees “are in negotiations. They may have some problems. Don’t get tied up in the
middle.“” According to Washam, he normally instructs compliance officers assigned to
investigate establishments with labor problems “not to become involved in the labor problem
at all.”
Although Hamilton takes issue with what it contends was an inadequate investigation
by Washam, it does not dispute that Cannon’s expansion of the scope of the inspection to
wall-to-wall, upon finding the LWDI rate to be almost three times the national average, was
in accordance with the FOM.
“Such instructions would be in acuxdanzc wth another portion of OSHA Instruction CPL 2.45A CH-12, Ch.
III, 8 D.6.b., which was introduced tc tt) the tc~~rd and provides:
Labor Relations Disputes ?h* ~‘SIiO [Compliance Safety and Health Officer] shall not
become involved in labor ft’l0~n~ clqxms . . . between a rebgnized union and the
employer.
We emphasize that it would be intoi~ra~i~ for compliance officers and other OSHA officials to become
entangled in collective bargaining problem. bzause to do so places them at risk of losing the trust of both
management and labor and is counterprtxiuctive to the objectives of the Act. The purpose of the
Occupational Safety and Health Act is “(t 10 assure safe and healthful working conditions for working men and
women.” Another statute, the National Labor Relations Act, addresses collective bargaining and “labor
disputes,” which may involve work slowd4jwns or other similar types of job action. See 29 U.S.C. 08 151-57.
11
2. Compliance Oficer’s Role
Hamilton also contends that the inspection was unreasonable because compliance
officer Cannon was biased by his membership and participation in another union. Hamilton
further claims that Cannon conducted an excessive number of interviews and even “staged”
a photograph of a cited condition.
At the outset, we note that the judge dismissed these charges based primarily on the
following general credibility determination strongly in favor of Cannon:
Hamilton has leveled a serious charge at Cannon, accusing him of
compromising his professional integrity in order to implement his personal
agenda. Cannon strongly denied the charges. Having considered the
evidence, this Judge finds that Hamilton’s attacks upon Cannon’s character
and professionalism are unsupported by the record.
Cannon has been employed by OSHA since 1973. In that time he has
conducted approximately 1,900 inspections. He had inspected Hamilton’s
facility on several occasions prior to the one which gives rise to the instant
case [transcript references deleted]. He has appeared in many proceedings
before the Review Commission and has demonstrated an attitude of fairness
and’ integrity. In this case, his conduct and testimony did not bear a trace of
bias, prejudice, or animosity towards Hamilton, which, considering its assaults
on his integrity, demonstrated considerable self-restraint. It is concluded that
Cannon conducted a fair and impartial inspection as required by the tense
circumstances.
The Commission generally defers to a judge’s credibility determinations because the
judge has “lived with the case, heard the witnesses, and observed their demeanor.” C.
Kau@zan, Inc., 6 BNA OSHC 1295, 1297, 1977-78 CCH OSHD ll 22,481, p. 27,099 (No.
14249, 1978). This is particularly true where, as here, the credibility finding “rested on
matters peculiarly observable by [the judge]--the witnesses’ demeanor on the stand and their
matier of responding on cross-examination.” E. L. Jones and Son, Inc., 14 BNA OSHC 2129,
2132, 1991 CCH OSHD !I 29,264, p. 39,232 (No. 87-8, 1991). In evaluating credibility, a
judge can properly consider whether the witness “exhibited a biased, hostile, or inflexible
bent of mind.” Hughes &OS., k., 6 BNA OSHC 1830, 1837, 1978 CCH OSHD ll 22,909, p.
27,721 (No. 12523, 1978).
Evidence that a compliance officer conducted an inspection to harass an employer
can be relevant to a section 8(a) defense. See Quality Stamping Products Co., 7 BNA OSHC
12
1285, 1287 n.6, 1979 CCH OSHD ll 23,520, pa 28,504 n.6 (No. 78-235, 1979); see also
Electrocast Steel Foundry, hc., 6 BNA OSHC 1562, 1563, 1978 CCH OSHD ll 22,702, p.
27,401 (No. 77-3170, 1978). However, the judge at the hearing has an opportunity to
determine the validity of such a charge by observing the demeanor of the compliance officer
and considering the other evidence presented by the employer. C’, In re Inspection of
Workplace (Carondelet Coke Cop.), 741 F.2d 172, 177 (8th Cir. 1984) (magistrate’s rejection
of argument that complaint filed to harass was based on his observation of complainant’s
demeanor during warrant hearing).
Because the judge was able to observe Cannon and evaluate his demeanor and
testimony firsthand, we defer to the judge’s credibility determination in favor of the
compliance officer. Against this background, we consider whether Hamilton has proven by
sufficient facts in the record that the inspection was unreasonable under section 8(a).
a. Cannon’s Background
Hamilton argues that Cannon was biased because of his union background. -It is
undisputed that Cannon has been a member of the Operative Plasterers and Cement
Masons Union since 1954, and the recording secretary for Local 1 of that union since 1961.
To fulfill the duties of his position as recording secretary, Cannon attends the monthly union
meetings and takes the minutes. Furthermore, prior to joining OSHA in 1973, he worked
at the AFL-CIO Labor Council. While Hamilton acknowledges that “it may be technically
possible” for a compliance officer with such a background to be neutral and objective while
conducting inspections, it contends that such was not the case here.
We note that, in describing the Cincinnati Area Office, supervisor Washam testified
that ‘6[a]ll of our people have [a] background in organized labor or management.” Under
these circumstances, selecting a compliance officer with a completely neutral background was
generally difficult. Washam testified that Cannon was assigned to inspect Hamilton’s facility
because he was “the most senior person” in the office, and he had experience dealing with
facilities with labor problems. Cannon testified that he received instructions to remain
neutral, and that he attempted to do so.
13
Nevertheless, by remaining active in the Operative Plasterers and Cement Masons
Union as recording secretary for Local 1, Cannon comes dangerously close to giving the
“appearance of partiality,” which the FOM warns against. That provision under the section
describing the responsibilities of the compliance officer reads:
Balanced Approach. OSHA policy is to remain neutral in dealing with
management and labor. The CSHO is an agent of neither side but rather of
OSHA and is, therefore, charged with ensuring a safe and healthful workplace.
Bias or even the appearance of partiality toward one side or the other will
lessen OSHA’s ability to carry out this congressional mandate.
FOM, Ch. I, 8 E.2.d., reptinted in CCH ESHG, Tist of Manual Reissued by OSHA April 18,
1983, at I-5 (1983) (emphasis added). Consistent with this section of the FOM, which, as
noted above is not binding on OSHA, is the Commission’s recognition that “the federal
government should avoid conducting its enforcement proceedings in any way that may give
the appearance of unfairness and result in unfairness.” Bland Constr. Co., 15 BNA OSHC
1031, 1043, 1991 CCH OSHD V 29,325, p. 39,403 (No. 87-992, 1991) (belated introduction
of new charge).
Based on the above, OSHA should recognize that it must be wary of giving the
appearance of partiality by assigning an inspection of this type to a compliance officer who
is a union member, and especially where the compliance officer is, like Cannon, an active
officer in a union. In this particular case, the facts in evidence are insufficient to establish
that, because of his background, Cannon was so biased against Hamilton as to render the
inspection unreasonable under section 8(a) of the Act.
b. A4anner in Wlich Inspection Conducted
Hamilton argues that the manner in which the inspection was conducted was
unreasonable because compliance officer Cannon (1) conducted too many employee
interviews, and (2) showed bias in inspecting at least one area of the plant.
Employee Interviews
As noted above, the employer raising the affirmative defense that the inspection was
unreasonable bears the burden of proving that defense. In attempting to prove its claim that
the number of employee interviews was so excessive as to be unreasonable, Hamilton relies
on the testimony of Rick Maurer, Hamilton’s plant engineer. According to Maurer, who
14
accompanied Cannon during the inspection, there were sixteen interviews the first day and
sixteen prior to lunch on the second day. Maurer testified that he considered these
interviews to be so disruptive of production that he consulted with Hamilton’s counsel, who
then held a discussion that included Maurer, Washam, and Cannon, among others.” After
that discussion, there were “only a total of nineteen interviews” for the remainder of the
five-day inspection, according to Maurer.
We conclude that Hamilton has failed to show that the number of interviews that
Cannon conducted rendered the inspection unreasonable. No statute or regulation limits
the number of interviews that may be conducted. Implicitly recognizing that the
circumstances of each inspection are unique, the OSHA regulations concerning inspections
are necessarily generally worded. For example, 29 C.F.R. $ 1903.10 provides:
Compliance Safety and Health Officers may consult with employees
concerning matters of occupational safety and health to the extent they deem
necessary for the conduct of an effi?ch’ve and thorough inspection. During the
course of an inspection, any employee shall be afforded an opportunity to
bring any violation of the Act which he has reason to believe exists in the
workplace to the attention of the Compliance Safety and Health Officer.
(Emphasis added). One court has stated that compliance with section 8(a)(2) of the Act
“necessarily means the interviews must be conducted so as to not create a substantial
disruption of [the] workforce.” Dole v. Bailey, 14 BNA OSHC 1534, 1537, 1987-90 CCH
OSHD ll28,898, p. 38,559 (N.D. Tex. 1990), rev’d on other grounds sub nom. Ttinity v. Martin,
963 F.2d 795 (5th Cir. 1992). This is consistent with 29 C.F.R. 0 1903.7(d), which reads:
“The conduct of inspections shall be such as to preclude unreasonable disruption of the
operations of the employer’s establishment.”
The only evidence that Hamilton introduces to support its claim that the interviews
substantially interfered with production was Maurer’s testimony that, in his opinion, such
interference occurred for the first day and a half of the inspection. However, Maurer also
“Hamilton relies on Maurer’s testimony that he had accompanied OSHA compliance officers, including
Cannon, during previous OSHA inspections at the plant, and that this inspection involved the most employee
interviews and was the first time that he decided to call in counsel. However, there is no evidence that any
of the prior inspections were wall-to-wall inspections, which by their nature are much more extensive and
would probably require more interc;iews.
15
admitted that production had already been disrupted by the labor problems at the plant.
Furthermore, for the majority of the inspection, the remaining three and a half days,
Hamilton does not claim that the interviews, nineteen according to Maurer, were either
unreasonable in number or substantially disruptive. We emphasize that the issue of whether
the number of interviews for the first day and half was unreasonable is not before US.
Rather, the issue is whether the inspection as a whole, not just part of it, was unreasonably
conducted. We therefore conclude that, based on the scant record on this issue, Hamilton
has not established that the employee interviews conducted during the course of the entire
inspection created, what the court in Baiky called, a “substantial disruption of [the]
workforce.” Therefore, Hamilton has not proven that the number of interviews rendered
the inspection unreasonable.
Other Conduct by Cannorl
Hamilton also contends, relying on Maurer’s testimony, that Cannon was involved in
“staging” one condition that was cited, and that he gave “evasive” and “inconsistent and
incredible” testimony at the hearing on that and other items.12 Hamilton argues that the
judge erred in crediting that testimony and particularly in referring to Cannon’s
demonstrated fairness and integrity in the many Commission proceedings in which he has
appeared in the past.
Regarding the alleged “staging” of a photograph, we note that this particular claim
by Hamilton was in large part the “serious charge” that the judge was referring to in his
credibility determination in favor of Cannon. As discussed above, we defer to the judge’s
general crediting of compliance officer Cannon’s testimony. We will discuss the specific
credibility determinations questioned-by Hamilton when we analyze each of the individual
items on review below. Regarding Hamilton’s argument against the judge’s reference to
Cannon’s demonstrated fairness in past Commission proceedings, it is clear from his decision
that the judge did not rely exclusively on this factor, but rather he considered it among a
121nits reply brief, Hamilton criticizes the Secretary for not sufficiently addressing what it characterizes as the
compliance officer’s “false testimony” on a number of matters, focussing on his testimony regarding citation
no. 3, item 6. However, that item was vacated by the judge. Because the Secretary has not sought review of
that item, it is not surprising that he has not discussed it on review.
16
number of others. Such limited reliance is not improper, because demonstrated past
integrity would be relevant support for crediting a compliance officer’s memory and ability
to accurately communicate at the hearing what occurred at the inspection. See Regina Constr.
Co., 15 BNA OSHC 1044, 1049, 1991 CCH OSHD Tl29,354, p. 39,468 (No. 87-1309, 1991).
3. Summary
For the reasons stated above, we conclude that the facts presented in this case are
not sufficient to show that the inspection was unreasonable. We therefore agree with the
judge and find that Hamilton has not proven that the inspection was unreasonable under
section 8(a) of the Act. We thus conclude that the judge did not err in denying Hamilton’s
motion for relief.13
III. 77ie Citation Items at Issue
To establish a violation of a specific standard, the Secretary must prove by a
preponderance of the evidence that the standard applies, the terms of the standard were not
met, employees had access to the condition, and the employer either knew of the condition
or could have known with the exercise of reasonable diligence. E.g., Astra Pharmaceutical
Prodi., 9 BNA OSHC 2126,2129, 1981 CCH OSHD ll25,578, pp. 31,899-900 (No. 78-6247,
1981), af)“d in pertinent part, 681 F.2d 69 (1st Cir. 1982). For most of the items on review,
the only one of these elements at issue is whether the Secretary has met his burden of
establishing that Hamilton knew or could have known with reasonable diligence of the cited
conditions.
A. Citation No. I: Alleged Setious Violations
1. Item 1: Electrical Cord, Ttipping Hazard
In item 1, the Secretary alleged that Hamilton had committed a serious violation of
29 C.F.R. 0 1910.22(a)(1)14 because an electrical cord that ran across a 42.inch wide aisle,
13Because Hamilton has not established that section 8(a) of the Act was violated, we have no grounds upon
which to grant its motion. Therefore, we need not reach Hamilton’s argument that it was prejudiced by the
compliance officer’s actions during the inspection. See generdy Duquesne Light Co., 8 BNA OSHC 1218,1222,
1980 CCH OSHD 7 24,384, p. 29,719 (No. 78-5034, 1980).
14Section 1910.22(a)( 1) provides:
(continued...)
17
and was taped down at each end, posed a tripping hazard due to the 18 inches of cord in
the center of the aisle that were not secured to the floor.
The flexible cord powered a banding machine, used to band cartons packed with
products for shipping. It was located in the hardware portion of the “Gibson area” of the
plant, where greeting card displays were made. On one side of the aisle was the banding
machine, located between two long tables. Employees packed products and accessories at
one table and marked the banded cartons for identification at the other table. Across the
aisle from the machine were metal shelves. Three or four employees worked in this area,
packing products and accessories, and sometimes performing assembly work involving
pneumatic rivet guns and drills. Compliance officer Cannon testified that the condition
posed the potential for serious injury because employees could, after tripping on the portion
of the cord not taped to the floor, strike their heads against the shelves on one side of the
aisle or the banding machine on the other. He indicated that the condition could be abated
by completely taping down the cord, relocating the cord, or using a drop cord or other
device.
At issue is whether the judge erred in concluding that Hamilton had knowledge of
the cited condition. Hamilton contends on review, as it did before the judge, that it could
not have known of the condition because the compliance officer “staged” it.
Cannon’s Testimony
In describing his inspection of the cited condition, Cannon testified on direct
examination as follows:
I walked into the area, I reached down and checked the cord. The cord was
loose. It had been taped to the floor. Part of that tape had been worn away.
He testified that he lifted the cord “[ ajbout an inch or two, yes, to see if it was loose.”
When asked if he had kicked the ~rd, he answered in the negative and stated that he
“reached down and picked the ~rd up and down to see if it would move or not.” When
asked whether he had pulled the cord loose, Cannon responded in the negative and
(a) Housekeping. (1) All places of employment, passageways, storerooms,and service rooms
shall be kept clean and orderly and in a sanitary condition.
18
explained that “[i]t was loose when I came.” Cannon testified that after he lifted the cord
to check how loose it was and an employee then kicked the cord, plant engineer Maurer
“took his foot and rubbed [the cord] back down and said, ‘That’s the way it should be.’ ”
According to Cannon, it was after Maurer’s actions that he took the photograph that is in
evidence. Cannon stated that the photograph in evidence shows the cord in its original
position, as it was when he first entered the area.
Cannon was questioned extensively by Hamilton’s counsel on cross-examination, but
the responses that Hamilton cites as inconsistent with Cannon’s direct testimony or his
earlier deposition are open to more than the narrow interpretation that Hamilton suggests.
For example, Hamilton repeatedly asserted during the questioning that Cannon “pulled” or
“grabbed” the cord off of the floor, while Cannon testified that he simply “lifted” or “raised”
the cord just to see if it were loose? Another example is Hamilton’s allegation that
Cannon’s deposition and his testimony at the hearing were inconsistent, because “[clontrary
to his deposition testimony, Mr. Cannon also - testified at trial that he did in fact grab the
cord to see if it would move.” First of all, this is another situation where Hamilton alleged
that Cannon “grabbed” the cord instead of “lifting” it. Secondly, Hamilton’s counsel asked
Cannon “you did not do that?” Hamilton would have us interpret “that” to refer to the
somewhat non-responsive answer given by Cannon that an employee grabbed the cord.
Rather, we interpret “that” to refer to the only action named in the series of questions
asked: whether the tape over the cord had been kicked. Cannon has repeatedly denied
lsAn exampleof this questioning is:
Q. Now, do you reca11 testifving at your deposition that it was an employee who reached
d&n and pulled the cord up? ’
A: I do.
Q Did you indicate at that time that you had reached down and pulled it up?
Ai No, sir.
(Emphasis added). Hamilton points to this last answer as being inconsistent with Cannon’s testimony at the
hearing concerning what he did with the cord. However, as Cannon was forced to reiterate at least three times
at the hearing, he did not “pull” the cord, rather he raised it enough to see if it was loose.
19
kicking the cord and his response to the question, if so interpreted, would be consistent with
those denials?
Other Testimony
Hamilton relies primarily on the testimony of Hamilton plant engineer Maurer, who
accompanied Cannon during the inspection. Maurer testified that he observed Cannon “pull
tape from a worn spot, pull or tug at it, kick the cord, and take a picture of it.” According
to Maurer, no one else could have kicked the cord, and no employee or management
representative touched the cord. He testified that before Cannon’s actions, “there was more
tape on the cord” and “it was laying flush against the floor.” He stated that the pulling and
tugging on the cord raised it somewhat. Maurer also wrote a memorandum to Don
Fairbanks, Hamilton’s vice president for production, in which he recounts the inspection as
follows:
The cord . . . was taped to the floor. One section of the cord was exposed.
Mr. Cannon kicked the exposed cord and positioned it differently with his
hand before taking a picture of it. In my opinion he was staging the picture.
Hamilton also relies on the testimony of David Mueller, Hamilton’s plant foreman
at the time of the inspection, who also accompanied Cannon. Mueller testified that he
observed that
Mr. Cannon bent over and picked at the tape and pulled . . . the actual cord-
pulled it up and tugged on it a number of times. At that point, he had kicked
it around, he stepped back and took a photograph.
16Hamilton also argues that it was inconsistent for Cannon not to mention at the hearing the employee
statement that he had included in his deposition that “we trip over this thing constantly.” However, Cannon
was never specifically asked about this and some other statements that were allegedly inconsistent with his
deposition; therefore, his lack of testimony on it is not surprising. The tripping hazard was established by
other evidence anyway, including Cannon’s own testimony and the photograph. Hamilton also claims that it
was“paradoxica1” for Cannon to allege a tripping hazard for this cord, yet find no such hazard was posed by
the pneumatic cords on power hand tools used at the nearby tables. However, Cannon explained at the
hearing why those particular cords did not present a tripping hazard. We have addressed most of Hamilton’s
attacks on Cannon’s testimony and find it unnecessary to discuss them further, as the remaining contentions
have less merit than the matters already considered. See American DentalAssociation v. Secretary of Labor, 984
F2d 823, 829 (7th Cir. 1993), reh’g en bane granted (“[tlhe dental association makes some other jabs at the
rule, but they have less merit than those we have discussed so we move on”).
20
Mueller testified that “no one else touched” the cord in any way but Cannon. Mueller also
testified that the heavy silver duct tape over the cord “was maintained in a way that if there
was a worn spot, the employees or foreman would instruct the employees to put another
piece of tape over it.” He stated that if the tape then became “bulky and looked messy,
they would tear it up and put brand new tape on top of it.”
Judge’s Decision
As we noted earlier, in response to Maurer’s “serious charge” that Cannon -had
conducted excessive interviews and staged the photograph of the cord, the judge specifically
found that Cannon’s “conduct and testimony did not bear a trace of bias, prejudice, or
animosity towards Hamilton.” In addition to this general crediting, the judge stated that
“[a]s between Cannon and Maurer, Cannon’s testimony is given more weight and credence.”
He also rejected Hamilton’s xgument that the cord did not pose a hazard. He found that
Cannon’s testimony and his photographic exhibit showed that the unsecured part of the cord
created “a gap large enough in which an employee could catch his foot and be subjected to
a fall injury.” The judge therefore concluded that Hamilton had failed to comply with
section 1910.22(a)( 1).
Bases for Review
Hamilton contends that it could not have known of the cited condition because
Cannon created it by pulling and kicking the cord. Hamilton argues that the judge erred in
making a credibility determination in favor of Cannon because his testimony was “evasive
and contradictory” and in direct conflict with what it characterizes as the credible and
consistent testimony of its own witnesses. Hamilton further argues that, even if Cannon’s
testimony is considered more crc&hle, the cord did not pose a hazard because the elevation
was minimal and the Secretx\, . h:is RN shown that any employee had ever tripped over it.
Discussion
As discussed above, the Commission will ordinarily defer to a judge’s credibility
determination where it is “expl~lned” and “carefully and impartially made in light of the
entire record” because “it is the Jujge who has lived with the case, heard the witnesses, and
observed their demeanor.” C. Kaufmun, 6 BNA OSHC at 1297, 1977-78 CCH OSHD at p.
27,099. As long as summaries of pertinent testimony given by witnesses are included in the
21
decision, “if reasons are given for crediting the testimony of one witness, then reasons need
not be given for failing to credit a witness whose testimony is contradictory.” E.L. Jones, 14
BNA OSHC at 2132, 1991 CCH OSHD at p. 39,232; cf: L.E. Myers Co., No. 90-945, slip op.
at 19 n.17 (March 31, 1993) (credibility determination would not be deferred to where judge
“totally ignored” testimony of contradicting witness).
As we noted above, the judge actually made two credibility determinations regarding
this item. First, he presented a strong two-paragraph explanation for his crediting of Cannon
in general. Second, he specifically credited Cannon over Maurer. We find that the judge
adequately explained his credibility findings in favor of Cannon. While the judge did not
particularly note foreman Mueller’s testimony or make a specific credibility finding between
Cannon and Mueller as well, it was not necessary under the special circumstances of this
case because Mueller’s testimony was almost the same as Maurer’s anyway, and the general
credibility determination quoted in Part II finds Cannon more believable than the witnesses
giving conflicting
. testimony, such as Mueller does here.
Hamilton failed to introduce credible evidence to prove that the compliance officer
“staged” the violative condition. Accordingly, as discussed above, we reject Hamilton’s claim
that the portions of Cannon’s testimony that it cites were inconsistent. While the judge’s
findings could have been more detailed with regard to this item, Hamilton has not
demonstrated why we should overturn the judge’s credibility findings, and our review of the
record has not revealed any adequate reason for doing so. Therefore, we accept the judge’s
credibility findings. See, e.g., United States Steel Corp., 9 BNA OSHC 1641, 1644, 1981 CCH
OSHD ll 25,282, pp. 31,251.52 (No. 76-5007, 1981).
We agree with the Secretary that Hamilton’s reliance on the minimal elevation of the
cord and the lack of trippint; incidents is misplaced. As the Secretary notes, the Act is
preventive in nature. “The fact that the hazard which the regulation protects against has
never occurred is no defense to the violation.” Simplex Time Recorder Co. v. Brock, 766 F.2d
575, 588 (D.C. Cir. 1985) (“Simplex”).
Having deferred to the judge’s crediting of Cannon’s testimony concerning the loose
condition of the cord where the tape had worn away and having rejected Hamilton’s other
22
claims, we find that the Secretary has shown by a preponderance of the evidence that
Hamilton could have known of the cited condition with the exercise of reasonable diligence.
We thus conclude that the judge did not err in finding that Hamilton violated section
1910.22(a)( 1).
Characterization and Penalty
The Secretary alleges that this violation was serious under section 17(k) of the Act,
29 U.S.C. 8 666(k), because there was a substantial probability that serious physical harm
could result from the condit’on.” Compliance officer Cannon testified that employees
could trip on the portion of the cord not taped to the floor and strike their heads against
the shelves on one side of the aisle or against the banding machine on the other. However,
after examining the record, particularly the photograph of the condition taken by Cannon,
we note that most of the cord was taped to the floor, and the untaped portion appears to
be only slightly loose. While an employee could have tripped on the minimally elevated,
untaped portion of the cord and then bumped against the metal shelves or the banding
machine, or could have fallen to the floor, it is not substantially probable that in these
circumstances the resulting injury would have been serious in nature. Based on the
evidence, we conclude that the tripping hazard posed by the cord would not have resulted
in death or serious physical harm. We therefore conclude that the violation was other-than-
serious.
Taking into account the penalty determination factors listed in section 17(j) of the
Act, 29 U.S.C. 666(j),‘$ the judge assessed the $400 penalty proposed by the Secretary for
the serious violation that he found. Based on our consideration of the penalty factors in
“Section 17(k) of the Act provides:
[A] serious violation shall be deemed to exist in a place of employment if there is a
substantial probability that death or serious physical harm could result from a condition
which exists . . . .
%ction 17(j) of the Act provides that the Commission has authority to assess penalties that it deems
appropriate upon considering the employer’s size, the gravity of the violation, the employer’s good faith, and
the employer’s history of violations.
23
section 17(j), particularly the low gravity of the violation, we find that it is appropriate to
assess no penalty for this other-than-serious violation.
2 . Item 2: Ladder, Broken Rurgs
The Secretary alleges in this item that Hamilton committed a serious violation of 29
C.F.R. 3 1910.27(f)19 based on the unsafe condition of a ladder attached to a cement wall
at the Nicolet warehouse, where fixtures from the main plant are stored and shipped. The
warehouse is part of Hamilton’s shipping department and is located about half a mile from
the main plant. m The ladder had four rungs separated by about 12 inches, with the first
rung located 5 inches above the ground. Compliance officer Cannon observed that the
second and third rungs on the ladder had broken loose from the side rails on the right side.
He testified that this could cause employees to slip down the ladder and possibly break an
ankle or shin bone. He observed one employee attempt to use the ladder. Cannon also
noted that the lower portion of the ladder was slightly bent.
Hamilton admits both that the condition existed and that there was employee
exposure. At issue is whether the Secretary proved that Hamilton knew, or should have
known with the exercise of reasonable diligence, of the violative condition. l
The Secretary called as a witness Michael Herbers, who worked for Hamilton at the
Nicolet warehouse at the time of the inspection but was no longer a Hamilton employee by
the hearing date. Herbers testified that employees used the ladder at least twice a day to
get in and out of the warehouse because it is the most accessible way to enter and exit the
facility. He stated that, in addition to himself, his supervisor David Norvell and another
employee used the ladder. Herbers stated that he had never been instructed by anyone at
Hamilton not to use the ladder, nor had he ever been instructed to use the ramp to enter
the warehouse. According to Herbers, the ladder had been in the cited condition for at least
19Section 191027(f) provides:
All ladders shall be maintained in a safe condition. All ladders shall be inspected regularly,
with the intervals between inspections determined by use and exposure.
%e employees who worked at this warehouse checked in at the main plant at the beginning and close of
their work shift each day. Another alleged violation at this location, citation no. 3, item 4, will be discussed
inpa.
24
two weeks, and perhaps as long as two months. When asked if the condition had been
reported to management, he responded “we did [report it] to our supervisor” (Norvell) prior
to the inspection, by telling him *‘he had better get the ladder fixed before somebody gets
hurt.”
Plant foreman Mueller, who visited the Nicolet warehouse once a month, testified
that he had not received any employee report about the ladder being broken, and “to my
knowledge, no other member of management knew that the ladder, in fact, was broken.”
He maintained that it was not obvious from a distance that the rungs of the ladder had
broken loose from the weld, but rather it required a close look because the rungs themselves
had not been bent back, although one of the side runners had.
After reviewing the testimony, the judge found that Hamilton knew of the broken
ladder because the employees had reported the damaged condition of the ladder to their
supervisor, and the supervisor’s knowledge is imputed to Hamilton. He also stated that:
Cannon, who was presumably not as familiar with the plant as Hamilton’s
management personnel, was able to discover the damage during the course of
an expansive inspection. . . . In any event, Hamilton’s failure to know of the
damaged ladder demonstrated a lack of -reasonable diligence on its part.
Having found that Hamilton had knowledge of the condition, the judge concluded that it had
violated section 1910.27(f).
Hamilton contends that the judge erred in finding that it had knowledge that the
ladder was broken because the condition was not obvious and plant foreman Mueller
testified credibly that he was not aware of the condition. Hamilton argues that Herbers’
testimony that he told his supervisor about the ladder is not credible because he could not
remember whether that conversation occurred two months or two weeks before the
inspection. It argues that Herbers was not credible for the additional reason that he had
been discharged from Hamilton’s employment for a safety violation, that of smoking in the
warehouse. Hamilton also contends that, even if the condition had been reported, the labor
problems could have delayed the supervisor’s response.
Discussion
Relying on Herbers’ testimony that he had taken part in notifying his supervisor of
the ladder’s defective condition and in asking him to fix it, the judge determined that the
25
supervisor had actual knowledge of the cited condition. He imputed the supervisor’s actual
knowledge to Hamilton. See, e.g., pride Oil WeZZServ., 15 BNA OSHC 1809,1814,1992 CCH
OSHD ll 29,807, p. 40,584 (No. 87-692, 1992). Contrary to the Secretary’s suggestion, the
judge’s reliance on Herbers’ testimony was not based on an actual credibility determination,
because there was no evidence in direct conflict. Mueller did not testify unequivocally that
the ladder had not been reported to any supervisor. Rather, he qualified his statement by
adding “to my knowledge.” See, e.g., Keco I’us., Inc., 13 BNA OSHC 1161, 1167, 1986-87
CCH OSHD ll 27,860, p. 36,476 (No. 81-263, 1987) (plant manager’s testimony as to how
much time needed did not rebut employee’s testimony as to how much time actually spent).
The person who probably would have been best able to contradict Herbers was supervisor
Norvell, who was not called as a witness?
In response to Hamilton’s claim that Herbers’ testimony was unreliable, we note, as
the Secretary does, that although Herbers may not have been able to specify exactly when,
between two weeks and two months, the defective condition had existed or when his
supervisor had been notified, Herbers did not waver in his testimony that the ladder was
unsafe and that Norvell had been informed of it prior to the inspection. We therefore
conclude that the judge did not err in determining that the ladder’s condition had been
reported to the supervisor and that his knowledge is imputed to Hamilton.
As the Secretary contends, he has established that Hamilton had constructive
knowledge of the ladder’s condition. The judge stated that, if Cannon could observe the
problem, then Hamilton’s management, who would be much more familiar with the site,
could have known about it with the exercise of reasonable diligence. Where the alleged
“violations [were] based on physical -conditions and on practices . . . which were readily
apparent to anyone who looked,” they “indisputably should have been known to
management.” Simplex, 766 F.2d at 589. Accord National Industnbl Constructors, Inc., 10
BNA OSHC 1081, 1097, 1981 CCH OSHD ll 25,743, p. 32,138 (No. 76-4507, 1981); J.H.
MacKay Electric Co., 6 BNA OSHC 1947, 1950, 1978 CCH OSHD ll23,026, p. 27,824 (No.
“When asked which other employees had used the ladder, Herbers named “Norvell” and another employee.
Assumingthe “Norvell” that he referred to is the same person as the supervisor, then knowledge is even more
strongly shown because the supenisor himself was reported to have used the defective ladder. .
26
16110, 1978); Public Improvements, Inc. 9 4 BNA OSHC 1864, 1866, 197677 CCH OSHD
II 21,326, p. 25,612 (No. 1955, 1976). As the Secretary notes, an employer has a general
obligation to inspect its workplace for hazards. Automatic Sprinkler Corp. of America, 8 BNA
OSHC 1384, 1387, 1980 CCH OSHD Ii 24,495, p. 29,926 (No. 76-5089, 1980). That
obligation “requires a careful and critical examination, and is not satisfied by a mere
opportunity to view equipment.” Austin Commercial v. OSHRC, 610 F.2d 200, 202 (5th Cir.
1979). Furthermore, the cited standard has its own specific requirement that “[a]11ladders
shall be inspected regularly.” Plant foreman Mueller testified that he visited the warehouse
only once a month. Norvell apparently worked there regularly but did not take action to
correct the clearly visible problem with the ladder. Because Hamilton has not presented any
specific evidence to support it, we reject Hamilton’s claim that the ongoing labor problems
could have delayed any response to a report that the ladder was damaged.
For the reasons stated above, we conclude that the Secretary proved by a
preponderance of the evidence that Hamilton violated section 1910.27(f).
Characterization and Penalty
The Secretary alleges that serious physical harm could have resulted to employees
using the ladder and therefore the violation was serious under section 17(k) of the Act, see
.
supra note 17. Cannon testifisd that, because of the broken rungs, an employee could have
slipped down the ladder and broken an ankle or shin bone. Without any evidence in the
record to demonstrate otherwise, we agree with the judge and characterize this violation as
serious.
The judge assessed the penalty of $300 proposed by the Secretary, finding that
amount appropriate based on the penalty factors in section 17(j) of the Act. See supra note
- We have considered the penalty factors set forth in section 17(j) and agree with the
judge’s penalty assessment of $300.
3. Item 5a: Safey Gloves, Use of Mneral SpiritsThis item alleged a serious violation of 29 C.F.R. 5 1910.132(a)** because, as
*%ection 1910.132(a) requires:
(continued...)
27
compliance officer Cannon observed, an employee in the hardware area was not wearing
protective gloves while wiping down parts with a cloth containing mineral spirits.
Cannon testified that “[tlhe employee’s foreman, or forewoman, was within about ten
feet of the employee when we entered that location.” Later, on redirect, when asked to
“clarify for the record why the supervisor knew the employee was not wearing gloves,”
Cannon answered that
when we walked into the area, the supervisor was standing--I think I said
approximately ten feet from there at the most--looking directly at the
operation, and I have no reason to believe they couldn’t see what was going
on.
Hamilton has a written policy that requires employees to wear gloves when using
solvents like mineral spirits. Cannon testified that he reviewed the policy and found it to be
adequate. Cannon stated that he was told that adequate gloves were available, and he
acknowledged that there was another employee nearby who was wearing suitable gloves.
Cannon also noted that, upon viewing the employee during the inspection, Mueller stopped
the operation and told the employee about the glove requirement for that type of work.
Cannon testified that he briefly examined the hands of the employee who was not wearing
gloves and observed no signs of dermatitis or similar irritation; instead, he saw only redness.
According to the Material Safety Data Sheet (“MSDS”) for mineral spirits provided
to the Secretary by Hamilton, emplovees
/ using mineral spirits should wear protective gloves
to minimize exposure. The MSDS provides that “overexposure” to the substance can:
irritate the eyes, skin, and respiratory system; cause nervous system depression; and, if there
is “extreme overexposure,” result in unconsciousness or death.
Plant foreman Mueller testified that the working supervisor, Brenda Chaffin, was in
the hardware fabrication room when Mueller, along with Cannon, entered and observed the
employee not wearing gloves. %~ller stated that Chaffin was probably within 10 to 15 feet
of the employee and he did not know then why she did not tell the employee to put on the
**(...continued)
[Plrotective clothing. . . shall be proklded, used, and maintained . . . wherever it is necessary
by reason of hazards of pr- or environment [or] chemical hazards . . . encountered in
a manner capable of causing iqurv or impairment in the function of any part of the body
through absorption, inhalation or phvsical
I contact.
28
gloves. Mueller testified that he did not say anything to Chaffin at the time, but when he
asked her about it later, “[s]he explained to me that she had just walked into the room, you
know, moments before that happened.” The Secretary did not object to this hearsay
testimony. Mueller also testified, over the Secretary’s objection, that the employee at issue
was the second shift steward, representing the bargaining unit, and an active union member
of the negotiating committee.
Hamilton’s written policy on glove use was not entered into evidence. However, plant
engineer Maurer, who developed the safety rules, testified that Hamilton’s safety policies in
general are posted on bulletin boards and issued to its foremen, who maintain safety
manuals in which the policies are kept. According to plant foreman Mueller, Hamilton
provides an adequate supply of gloves for all employees required to wear them, and the
glove use rule is enforced, as are Hamilton’s other safety rules, through Hamilton’s normal
disciplinary procedure, consisting of these steps: (1) a verbal warning, which may or may not
be documented; (2) a written warning; (3) suspension; and (4) possible discharge.
The judge rejected Hamilton’s argument that it had no knowledge of the cited
condition and found a violation. He specifically relied on Cannon’s testimony that the
supervisor was within 10 feet of the employee when the inspection party entered and was
looking directly at the operation. He summarily characterized the violation as serious and
assessed a penalty of $400?
Hamilton argues that the judge erred in finding that it had knowledge of the violation
for the following reasons. First, it contends that the judge erred in relying on Cannon’s
testimony without addressing the evidence presented by Mueller that the supervisor had just
arrived in the area moments before and thus had no time to become aware of the situation.
Second, Hamilton argues that “this was a deliberate attempt by this employee to create a
citable situation.” Third, according to Hamilton, the protective glove policy that it had
established and enforced thfxgh normal disciplinary procedures clearly showed that it
exercised reasonable diligence.
=Apparently the judge assessed this amount based on the proposed penalty in the citation of $400 for items
5a and item Sb together. The complaint clarified that $200 was proposed for each. Item Sb was settled prior
to the hearing.
29
Discussion
At issue is whether the Secretary has proven employer knowledge by a
preponderance of the evidence. The judge implicitly found that Hamilton had knowledge
of the violative condition, based on Cannon’s testimony that, when he walked into the
hardware area, the supervisor was standing about 10 feet from the employee who was not
wearing gloves, and she was looking in the direction of that employee. As we noted above,
where such a physical condition or practice is “readily apparent to anyone who looked,” a
supervisor can be found to have at least constructive knowledge of it. See Simplex, 766 F.2d
at 589. Furthermore, a supervisor’s knowledge can be imputed to the employer. See pn’de
Oil Well, 15 BNA OSHC at 1814, 1992 CCH OSHD at p. 40,584. However, we agree with
Hamilton that in his decision the judge should have addressed Mueller’s testimony that the
supervisor had later explained to him that “she had just walked into the room . . . moments
before that happened.” Nevertheless, the judge’s failure to mention and articulate his views
on this evidence does not render his decision insupportable. The Commission is the ultimate
fact-finder. E.g., Accu-Namics, Inc. v. OSHRC, 515 F.2d 828,834 (5th Cir. 1975), cert. denied,
425 U.S. 903 (1976); Astra Pharmaceutical, 9 BNA OSHC at 2131& n.18,1981 CCH OSHD
at p. 3$901& n.18; see JLA.Jones Corm. Co., 15 BNA OSHC 2201,2208, 1993 CCH OSHD
II 29,964, p. 41,027 (No. 87-2059, 1993). When the Commission exercises this authority to
consider evidence not addressed by the judge, it must include findings and reasoned
conclusions. See, e.g., Duane Smelser Roofing Co. v. Marshall, 617 F.2d 448, 449-50 (6th Cir.
1980). Therefore, we shall consider this testimony by Mueller and determine for ourselves
whether it rebuts the Secretary’s showing of knowledge.
We first note that the out-of-court statement of the supervisor to Mueller that she
had just walked into the room “moments before that happened” does not directly conflict
with Cannon’s testimony that, when he entered the area, the supervisor was there and
looking in the direction of the employee from a distance of about 10 feet. The supervisor
did not deny that she was in the area when Cannon entered and was looking in the
employee’s direction. Rather, Chaffin maintains that she was in such a position only
“moments before” his arrival. Assuming that was the case, we agree with the Secretary that
30
a reasonably diligent supervisor could immediately detect the employee’s readily apparent
failure to use gloves and direct him to comply with the glove rule.
Even if this account is considered to directly contradict Cannon’s, however, the
testimony of Cannon is more reliable because he gave his statement before the judge and
was subject to cross-examination. The supervisor made the statement to Mueller out-of-court
and therefore was not available for cross-examination. Such hearsay testimony is inherently
less reliable, so much so that if the Secretary had objected to its admission into evidence,
the judge would have had a basis to sustain the objection. However, because the Secretary
did not object to it at the hearing, this hearsay evidence is admissible. See Rule 103(a) of the
Federal Rules of Evidence; Regina Constr., 15 BNA OSHC at 1049 n.7, 1991 CCH OSHD
at p. 39,468 n.7. Had Hamilton called the supervisor as a witness, and had she given
testimony at the hearing to the same effect as the hearsay evidence, we might have
considered her statement more reliable. Having evaluated the hearsay testimony, we find
that it does not rebut the Secretary’s showing of constructive knowledge established by
Cannon’s testimony.
Hamilton also claims that it lacked knowledge of the violation because the employee
deliberately did not wear gloves in order to harass Hamilton. The only evidence Hamilton
introduces to support this assertion is testimony that the employee was an active union
member. However, that fact alone does not prove that the failure to use gloves was
deliberate. Had Hamilton introduced testimony from a witness with first-hand information
that the gloves were purposefully not worn, its evidence might have outweighed that of the
Secretary on this issue of knowledge. See Astra Phamaceutical Pro&., Inc. v. OSHRC, 681
F.2d 69, 74 (1st Cir. 1982) (“thinas the [Secretary’s] underiving
d evidence was,” it satisfied
burden of proof because it ws not rebutted by employer with full possession of the facts).
Hamilton also contends that It could not have known of the condition with the
exercise of reasonable diligence because it has a work rule requiring glove use that even
Cannon found adequate, and that rt has communicated and enforced that rule. The
31
Commission and the Sixth Circuit, to which this case can be appealed,” have held that an
employer may rebut the Secretary’s showing of knowledge if it proves that it had “a
thorough and adequate safety program which is communicated and enforced as written.”
Towne Constt: Co. v. OSHRC, 847 F.2d 1187, 1190-91 (6th Cir. 1988), afg 12 BNA OSHC
2185, 198687 CCH OSHD II 27,760 (No. 83-1262, 1986) (quoting Bock v. LE. Myem Co.,
818 F.2d 1270, 1276 (6th Cir. 1987), cert. denied, 484 U.S. 989 (1987)); see Gary Concrete
Prooh., Inc., 15 BNA OSHC 1051, 1054-55, 1991 CCH OSHD ll 29,344, p. 39,452 (No. 86
1087, 1991).
While the existence of an adequate written work rule on glove use is not disputed,
the evidence is insufficient to establish that Hamilton effectively communicated and enforced
this speci!c rule. Mueller and Maurer testified that Hamilton’s safety rules in general have
been communicated and enforced. However, the onlvd evidence in the record directly
addressing enforcement of this specific glove rule is Cannon’s testimony concerning his
observationbf the supervisor 10 feet from the employee not wearing gloves. This testimony
is strong evidence that the rule was not adequately enforced. Therefore, we find that the
record does not support Hamilton’s claim that it exercised reasonable diligence.
We therefore conclude that the Secretary proved by a preponderance of the evidence
that the supervisor knew, or at least could have known, of the violative condition with the
exercise of reasonable diligence, and that her knowledge is imputable to Hamilton.
Accordingly, we find that the judge did not err in concluding that Hamilton violated section
1910.132(a).
Characterization and Penalty
The Secretary contentis that this violation of section 1910.132(a) was serious under
section 17(k) of the Act, see supra note 17. The judge summarily characterized the violation
as serious under section 17(k) after earlier noting the provisions of the MSDS, which the
Secretary introduced into evidence. As mentioned above, the MSDS indicates that
“overexposure” to mineral spirits can result in irritation to the eyes, skin, and respiratory
%is case can be appealed to the Sixth Circuit based on the location of the violation and Hamilton’s
principal office. See section 11(a) of the Act, 29 U.S.C. 8 660(a).
32
system, and more serious injury or death could result from “extreme overemosure.”
A
The
MSDS lists as a sign of “overexposure” to the skin “[rledness and itching or burning
sensation.” (Emphasis added.)
As we read the MSDS, the serious injuries associated with mineral spirits are those
resulting from prolonged and repeated exposure. The Secretary has not shown that this
employee was exposed for such periods of time. Indeed, there is no evidence establishing
how long the employee had been working without gloves? Cannon testified that he
observed only redness, and no dermatitis, on the hands of the employee not wearing gloves.
The lack of evidence of itching or burning would tend to indicate a shorter exposure time.
For these reasons, we characterize this violation as other-than-serious.
The Secretary proposed a penalty of $200, which is the amount assessed by the judge
after he considered the penalty factors in section 17(j) of the Act, see supa note 18. Based
on those factors, in particular the lower gravity of the violation, we determine that an
appropriate penalty is $100 and assess that amount for the other-than-serious violation.
4. Item 6: Eyewash, Access Blocked
This item charged that Hamilton committed a serious violation of 29 C.F.R.
l
0 1910.151(c)x because, as a photographic exhibit shows and Hamilton does not dispute,
a storage cabinet” blocked access to the eyewash station located on a wall near the battery
charging unit in the stockroom area. Compliance officer Cannon explained that the standard
requires access to the eyewash “for immediate emergency use” because battery acid is an
injurious corrosive material. According to Cannon, if employees working at the battery
25We note that even if the employee had been using the mineral spirits without wearing gloves for only a short
period of time, that does not negate finding a violation. See, e.g., Brock v. L.R willson & Sons, Inc., 773 F.2d
1377, 1386 (D.C. Cir. 1985); Walker Towing Corp., 14 BNA OSHC 2072,2074, 1991 CCH OSHD ll29,239, p.
39,158 (NO. 874359, 1991); Frank Swidzinski Co., 9 BNA OSHC 1230, 1232, 1981 CCH OSHD II 25,129, p.
31,032 (No. 764627, 1981).
%ection 1910.151(c) provides:
Where the eyes or body of any person may be exposed to injurious corrosive materials,
suitable facilities for quick drenching or flushing of the eyes and body shall be provided
-
within the work area for immediate emergency use.
“Mueller testified that the cabinet measured about 3 feet wide, 2 feet deep, and 2 feet high.
33
charging unit had gotten battery acid in their eyes, the cabinet would have impeded their
access to the eyewash station and thereby caused serious eye injury.
To support his claim that Hamilton could have known of the condition with the
exercise of reasonable diligence, the Secretary introduced evidence indicating a prior failure
to exercise such diligence. He submitted into evidence a memorandum from plant engineer
Maurer to vice president Fairbanks, listing the results of an advisory inspection of Hamilton’s
facilities conducted by the Industrial Commission of Ohio in October 1986, about a year and
a half before the OSHA inspection at issue here. Included in the results of the inspection
for the main plant is an entry under “Stockroom” reading “[alccess to eyewash station
blocked.” Plant foreman Mueller acknowledged that the document showed a prior instance
in which that eyewash station had been blocked.
Hamilton maintains that it had no knowledge of the condition because hostile
employees deliberately positioned the cabinet in front of the eyewash just prior to the
inspection. As its only evidentiary support, Hamilton cites plant foreman Mueller’s
testimony that the cabinet wa’s “always kept right by the stockroom office” and it was there
the last time he saw it, although he could not recollect when that was. Mueller testified that
the cabinet was empty and that there was no reason for it to be in front of the eyewash
station.
The judge concluded that Mueller’s testimony alone was insufficient to prove that the
placement of the cabinet was the result of “employee sabotage.” He concluded that
Hamilton had committed a violation of the cited standard.
Hamilton argues that the Secretary failed to prove a violation because he did not
establish how long the cabinet had been in that location, especially in light of the absence
of employees working in the area at the time and Mueller’s testimony that the cabinet was
always kept elsewhere. It notes that blocked aisles were among the items checked by the
safety committee during their inspections. 28 For these reasons, Hamilton contends that the
28Hamilton cites to a particular exhibit in the record that consists of a very large collection of safety checklists
that were completed for inspections beginning in October 1985 and ending in January 1989. These checklists
are not indexed in any way and most of them either do not concern Hamilton’s main plant and its warehouse,
or do not address the work areas in the main plant that are at issue in this case. Of course, the checklists
(continued...)
34
cabinet was placed in the cited location by hostile employees, and the citation item should
have been vacated.
Discussion
It is stipulated that the cabinet blocked access to the eyewash station. The record
does not show how long the cabinet had been in the cited position. However, as the
Secretary notes, even if the cabinet had been there only for a short time, that does not
negate the presence of the hazard. See, e.g., Brock v. L. R Wihon & Sons, Inc., 773 F.2d
1377, 1386 (DC. Cir. 1985); Walker Towing Corp., 14 BNA OSHC 2072, 2074, 1991 CCH
OSHD ll 29,239, p. 39,158 (No. 87-1359, 1991); Frank Swidzinski Co., 9 BNA OSHC 1230,
1232, 1981 CCH OSHD II 25,129, p. 31,032 (No. 76-4627, 1981). The issue on review is
whether Hamilton should have known of the blocked access with the exercise of reasonable
diligence.
The Secretary maintains that Hamilton should have known of the blocked access to
the eyewash . station because the condition was in plain view of the compliance officer during
the inspection. Where the cited condition is “readily apparent to anyone who looked,”
employers have been found to have constructive knowledge. See SimpZq 766 F.2d at 589.
We note that the judge particularly questioned Cannon at the hearing as to whether he
critically evaluated what he saw to determine whether the condition could have been a setup.
Cannon responded that he tried to do that.29 As the very strong general crediting of
Cannon quoted earlier shows, the judge was satisfied with Cannon’s demeanor and responses
to his questions. Furthermore, some evidence of lack of due diligence in the past is
28(...continued)
made after the inspection dates (April 20 to May 3, 1988) are irrelevant to the issue of whether a violation
existed.
2%e intercha n ge between the judge and Cannon went as follows:
JUDGE SPARKS: Were there any of these alleged violations that you found in which you
saw any evidence that they were setups?
WITNESS: No, sir, I can’t recall anv4 incident that in my personal opinion would say that was
a setup for my advantage.
35
evidenced by the state advisory inspection report showing that this eyewash station had been
blocked in the past, although the cause of the blockage was not stated.
To support its contention that the cabinet had been deliberately placed to impede
access to the eyewash station, Hamilton points to Mueller’s testimony that the cabinet was
usually kept elsewhere. However, his testimony is of little weight because he could not
remember when he had last seen it there. To support its claim that it exercised reasonable
diligence, Hamilton relies on general evidence that aisles were inspected but does not show
that this occurred at regular intervals. Hamilton did not introduce evidence indicating that
any alternative eyewash station was available for use in this area.
We therefore conclude that the Secretary proved by a preponderance of the evidence
that Hamilton could have known of the violative condition with the exercise of reasonable
diligence, and that the judge did not err in finding that Hamilton violated section
1910.151(c).
Characterization and Penalty
The Secretary alleges that the violation is serious under section 17(k) of the Act, see
supra note 17. The judge characterized the violation as serious, noting Cannon’s testimony
that an employee with battery acid in his or her eyes who could not reach the eyewash
station due to the blocking cabinet could suffer serious eye injury, including loss of sight.
We agree with the judge that there was a substantial probability that serious physical harm
could result from the violative condition, and we characterize this violation as serious.
The judge assessed the $500 penalty proposed by the Secretary based on the factors
in section 17(j) of the Act. Having considered these factors, we assess a penalty of $500.
5. Item 11: Stapler, Malfunctioning Guard
In this item, Hamilton is charged with a serious violation of 29 C.F.R.
8 1910.242(a)% because one of its employees in the finishing department was using an air-
supplied stapler that could fire staples into the air because of a malfunctioning guard. When
%ection 1910.242(a) provides:
Each employer shall be responsible for the safe condition of tools and equipment used by
employees, including tools and equipment which may be furnished by employees.
36
the stapler was removed from contact with a surface, the guard should have dropped down
and prevented the stapler from firing. At issue on review is whether the Secretary proved
by a preponderance of the evidence that Hamilton could have known of the stapler’s
condition with the exercise of reasonable diligence.
Compliance officer Cannon testified that he became aware of this condition when he
randomly asked employees to check or tell him whether their equipment was working
properly. One employee testified that she had been using the stapler to affi material to a
surface, and it was not until the inspection that she realized that the stapler would fire
without surface contact. It was not disputed that when she tested the stapler for Cannon,
it fired into the air. The employee testified that she did not report the stapler to the
maintenance department because she did not know until then that there was a problem.
She further testified that she saw no evidence of tampering, but she had not been instructed
in the use of the stapler and its guard, or in how to check the guard to see if it worked
properly. According to the employee, the stapler had been obtained from the tool cabinet,
and employees were sharing it up and down the line. When asked if he observed any sign
of tampering when he examined the stapler after seeing it misfire for the employee, Cannon
stated,
I didn’t see anything that looked like it was bent out of shape or out of line.
The guard would raise up and down. It did not stick. If you turned it loose,
it would fall back into position.
The Secretary argues that the evidence establishes that Hamilton could have known
of the defective guard with the exercise of reasonable diligence. In addition to the testimony
above, the Secretary relies OJ the 1986 citation that OSHA issued to Hamilton because
staplers of the same model and another model were operated with the work contacting
element, or guard, removed in violation of 29 C.F.R. 8 1910.212(a)(3)(ii)31 at another plant.
Hamilton contends that it had no knowledge of the malfunctioning guard because the
condition was the result of a deliberate act of harassment and Hamilton had exercised
31Cannontestified that this standard was cited in accordance with the OSHA directive that requires citing
staplers using staples over a certain diameter under section 1910.212(a)(3)(ii), and those using staples with
a smaller diameter (as is the instant case) under section 1910.242(a).
37
reasonable diligence. It notes that, consistent with his written report entered into evidence,
Robert Murray, Hamilton’s maintenance supervisor, testified that, when he was given the
stapler to evaluate and repair after it was examined by Cannon, he observed that the
extremely hard pin that holds the trigger and safety guard in place was “severely bent.”
Based on his familiarity with stapler repair, he opined that such a bend could have been
caused by a screwdriver or pliers, but not by normal use. Murray testified that the number
of damaged tools requiring repairs had increased during the period of the labor problems.32
Murray, as well as plant foreman Mueller, indicated that an employee who operates
a stapler while knowing that it is defective is in violation of the company policy that such
equipment is to be in working condition. According to Mueller, disciplinary action had
resulted in one case where an employee had jimmied a stapler guard. After Hamilton
received the 1986 citation described above, Mueller and Maurer issued a “Notice” to all
employees stating that it is company policy to use safety guards on staple guns, unless
expressly directed otherwise by the foreman, and that employees not complying “will be
dealt with accordingly.”
After noting Hamilton’s 1986 citation for violating a similar standard, the employee’s
lack of instructions in using or checking the stapler guard, and evidence that the stapler had
been obtained from the tool cabinet, the judge concluded that “[tlhese facts establish that
with reasonable diligence Hamilton could have known of the hazardous condition of the
stapler.” He briefly mentioned Murray’s testimony that he observed signs of tampering, as
well as Cannon’s and the employee’s testimony that they saw no such evidence. He then
concluded that “Murray ’s testimony is insufficient to establish that the stapler was
deliberately rendered defect ivc. ** After concluding that Hamilton violated the standard, he
characterized the violation as SCIWUS.as the Secretary alleged, and assessed the penalty of
$400 proposed by the Secretary.
32However, Cannon testified that he yuesrroned a maintenance supervisor who told him that, for the prior
eightweeks, there had been no increase in maintenance.
38
Discussion
As noted above, the Secretary has the burden of proving that Hamilton had
knowledge of the condition by a preponderance of the evidence. While the Secretary
presented sufficient evidence to make a prima facie showing of knowledge, Hamilton
introduced considerable evidence that it could not have known of the stapler’s
malfunctioning guard and that it had exercised reasonable diligence. The employee was not
aware of the stapler’s conditisn until the inspection;33 therefore she had not reported the
problem to Hamilton’s maintenance department. Thus, Hamilton had no report that this
stapler was defective, and it had a company policy prohibiting employees from using staplers
that are not in working order.
Murray, who repaired staplers as part of his general duties, testified that the severely
bent pin indicated tampering with the stapler guard. Cannon, whose experience with
staplers is not established in the record, did not mention the pin in his description of what
he observed, but instead referred to the stapler in general and the guard. Therefore,
Cannon’s testimony regarding tampering is not in direct conflict with Murray’s because
Murray focussed on the bent pin while Cannon did not. Thus, the judge’s statement that
Murray’s testimony was insufficient is not a credibility determination that requires deference.
a %zity Jhdus.,Inc., 15 BNbAOSHC 1579,1589 n.16,1992 CCH OSHD ll29,662, p. 40,191
n.16 (No. 88-1545,1992) ( consolidated) (where testimony did not rebut Secretary’s evidence,
finding by judge not a credibility determination entitled to deference). Moreover, the
employee’s testimony that she saw no signs of tampering is entitled to little weight because
she said that she did not know how to check to determine if the stapler guard was
functioning properly.
We conclude that Hamilton’s considerable rebuttal evidence presented in Murray’s
testimony, noted above, that it could not have known of the violative condition with the
exercise of reasonable diligence outweighs the Secretary’s evidence of knowledge.
33We note that, as the Secretary suggests, the record indicates that at least one employee may not have been
adequately instructed in the use of ,the stapler and detection of guard problems on it. However, we do not
further discuss this matter in light of Murray’s testimony on his examination of the stapler and Hamilton’s
evidence that its work rule was enforced, as well as the Secretary’s failure to issue a citation for failure to
instruct adequately.
39
Therefore, the Secretary has failed to meet his burden of proving knowledge by a
preponderance of the evidence? See, e.g., Trinity Indus., Inc., 15 BNA OSHC 1788, 1789-
90, 1992 CCH OSHD ll 29,773, pp. 40,493,94 (No. 89-1791, 1992). Because the Secretary
has failed to make the requisite showing of knowledge, we vacate this item.
B. Citation No. 2: Alleged Repeat violations
1. Item I: Fire Exit, Access Impeded
This item charges that Hamilton committed a repeat violation of 29 C.F.R.
8 1910.37(k)(2)35 b ecause access to what was marked as a “Fire Door” in the storage, or
stock, room was blocked by various materials. As the photographic exhibits in evidence
show, sitting on the floor in front of the door were boxes, buckets, and a barrel all containing
screws and bolts, as well as a blanket and a plastic tray containing cabinet hardware. During
the first shift, four employees would spend the majority of their time in the storage room.
Cannon testified that smoke inhalation or other injuries could result if access to the door was
blocked during an emergency.
Hamilton does not dispute that the condition existed, but it claims that it had no
knowledge of it because employees had deliberately placed the materials there to create a
violative condition. It claims that it therefore could not have known of the condition despite
the reasonable diligence that it exercised during its “regular” checklist inspections, see supra
note 28, that included ensuring that exits were free and clear for emergency use. It notes
that the Secretary did not establish how long the materials had been there. Hamilton also
argues that Cannon exaggerated the hazard posed by the blockage of the cited door. It
asserts that, although Cannon recognized that there were other doors from the storage room
into the mill and office areas of the plant, he did not consider that there was another door
%Our inquiry here is limited to whether the Secretary proved Hamilton’s knowledge by a preponderance of
the evidence. We consider Murray’s evidence of tampering only as one of several pieces of rebuttal evidence.
We need not, and do not, make any finding as to whether employees did in fact tamper with the guard.
3%ection 1910.37(k)(2) provides:
Means of egress shall be continuously maintained free of all obstructions or impediments to
full instant use in the case of fire or other emergency.
40
leading from the storage room directly to the exterior of the building, as Hamilton’s
diagrammatic and photographic exhibits show.
The judge found that the evidence did not support Hamilton’s arguments and rejected
them.
Discussion
We agree with the judge that Hamilton could have known of the condition with the
exercise of reasonable diligence. As the Secretary notes, the blocked exit was in plain view
and would have been “readily apparent” to a Hamilton supervisor. See Simplex, 766 F.2d
at 589. The Secretary need not establish how long tl e condition existed in order to prove
a violation. The short duration of exposure to a vio ative condition is no defense against
evidence of a violation. E.g., Wdker Towing, 14 BNA OSHC at 2094, 1991 CCH OSHD at
p. 39,158. Hamilton attempts to rebut the Secretary’s snowmg OI Knowleage by arguing tnat
its “regular” checklist inspections demonstrated reasonable diligence. However, there is no
evidence establishing exactly how regularly these checklist inspections were conducted or that
they always included the stockroom. At most, the exhibit containing the checklists indicates
that some inspections may have been conducted more than once a month.
Evidence showing Hamilton’s past lack of reasonable diligence is contained in
Maurer’s report on the results of the 1986 Ohio Industrial Commission advisory inspection,
which listed “[alccess to emergency exit blocked” among the conditions in the “Stockroom.”
This report supports the Secretary’s contentions that Hamilton could have known of the
blocked exit if it had exercised reasonable diligence, and that the condition was not the
result of a deliberate act by emplovees.
I
Regarding Hamilton’s claim thatthe hazard was exaggerated, we note that, although
there was another door to the ~wtde. as shown in Hamilton’s exhibits, the existence of that
door does not negate the fincfmg th;it the blocked access to the cited door violated section
1910.37(k)(2). Th e h azard posc~ bvd the blockage of access to this door, which was marked
for its intended use as a “Fire Do()r” and accordingly equipped with side hinges and a panic
bar, is not diminished by the exIstewe of another door. Compare Hackney/Btighton Corp.,
15 BNA OSHC 1884, 1886, 19X CCH OSHD II 29,815, pm40,617 (No. 88610, 1992) (door
could be opened from inside and was intended as means of egress, violation of substantially
41
level egress requirement at 29 C.F.R. 6 1910.37(j) found, despite presence of other exits)
with Spot-Bilt, Inc., 11 BNA OSHC 1998,2001, 1984-85 CCH OSHD li 26,944, pp. 34,550.52
(No. 79-5328, 1984) (cited door not intended for use as exit, as evidenced by removal of
door’s handle and exit sign)? For the reasons above, we conclude that the judge did not
err in finding 1that Hamilton violated section 1910.37( k)( 2).
Characterization and Pen&y
The judge found that the violation was repeat, as alleged, based on a 1985 citation,
that became a final order, alleging that Hamilton violated 29 C.F.R. 8 1910.37(f)(l)37
because an emergency exit door was “blocked by pallets of material.” He relied on Potlatch
Cop., 7 BNA OSHC 1061, 1063, 1979 CCH OSHD ll 23,294, p. 28,171 (No. 16183, 1979),
which provides:
A violation is repeated under section 17(a) of the Act if, at the time of the
alleged repeated violation, there was a Commission final order against the
same employer for a substantially similar violation.
See, e.g., Stone Container Corp., 14 BNA OSHC 1757, 1762, 1987-90 CCH OSHD ll 29,064,
p. 38,819 (No. 88-310, 1990). The judge found that, even though a different standard was
involved, the basis for the 1985 violation was a blocked exit, which is substantially similar to
what is cited here. We agree with the judge that the violation is repeat.
The Secretary proposed a penalty of $800. After considering the penalty factors in
section 17(j) of the Act, the judge assessed a penalty of $400. Having taken into account
the section 17(j) factors, we agree with the judge that a penalty of $400 is appropriate.
2. Item 3. Safety Shoes, Moving Pallets
This item alleges that Hamilton committed a repeat violation of section 1910.132(a)
because Hamilton’s production expeditor was not wearing protective shoes while loading
pallets onto a forklift truck in the shipping area. The standard requires that protective
%We note that Hamilton’s own exhibit on policy and procedure for “EmergencyEvacuation” emphasizes the
importance of the doors to the outside over the ones leading to the mill and office areas by providing that
employees in this area are to “exit the building through the doors located on the East side of the Stock
Room.”
37Th~standard requires that “exit am shall be so arranged that exits are readily accessible at all times.”
42
clothing be used “wherever it is necessary by reason of hazards of processes or environment
. . . encountered in a manner capable of causing injury . . . .” See supra note 22.
Cannon testified that he estimated that the wooden pallets weighed from 25 to 35
pounds. According to Cannon, the employee told him ‘that he also moved cabinets, and that
he had not injured his feet while working in the shipping area. Plant foreman Mueller
testified that the employee primarily did office work, but that once or twice every two or
three weeks for five to ten minutes he lifted or carried objects that could drop on his feet.
Mueller testified that, consistent with a 1985 letter from Hamilton to OSHA regarding
abatement of a safety shoe citation, Hamilton’s policy is that all production employees and
foremen must wear safety shoes. He added that “any office employees who are going to be
working in a work area for a long period of time would have to wear them.” (Emphasis
added).
The judge affrrmed the citation item, particularly noting that, even though an
employee’s exposure may be of only short duration, the condition is properly charged as a
violation under the Act.
Hamilton argues on review that “it has a reasonable and prudent policy requiring
production employees, and other employees whose activities put them at significant risk to
injury to their feet, to wear safety shoes.” It contends that the employee’s brief time spent
doing this type of work and his lack of foot injuries show that “there was not a significant
risk of foot injury” and protective footwear was not necessary, citing General Motors Cop.,
GM Parts Division, 11 BNA OSHC 2062,1984-85 CCH OSHD !I 27,309 (No. 78-1443,1984)
(consolidated), afd, 764 F.2d 32 (1st Cir. 1985).
Discussion
We agree with the judge that the Secretary has made a prima facie showing of a
violation based on his evidence that the employee was exposed to the hazard of foot injury.
We conclude that Hamilton has not rebutted this showing by relying solely on evidence
establishing the short duration of exposure and the employee’s lack of foot injuries. As we
have noted several times in this case, the brevity of exposure to a violative condition does
not negate evidence of the violation. E.g., Walker Towing, 14 BNA OSHC at 2074,199l CCH
43
OSHD at p. 39,158. Furthermore, Cannon’s testimony that the employee told him that he
had not had any foot injuries is not sufficient evidence to rebut a showing of exposure to the
hazard. In addition to being hearsay testimony and therefore generally less reliable, see
supra citation no. 1, item 5a, the evidence that the employee had not had a foot injury would
not alone establish that he wc’,snot exposed to the hazard. The Commission has observed
that a “low number of recorded injuries has probative value regarding the existence of a
hazard, but does not rebut the objective evidence of exposure to a hazard.” Dayton Tire and
Rubber Co., 8 BNA OSHC 2086, 2092, 1980 CCH OSHD lf 24,842, p. 30,639 (No. 16188,
1980). AccordAmforge Division, Rockwell International, 8 BNA OSHC 1405,1407,1980 CCH
OSHD 7 24,439, p. 29,814 (No. 76-3488, 1980) and cases cited therein; see Arkansas-Best
Freight Systems, 2 BNA OSHC 1620, 1622, 1974-75 CCH OSHD ll 19,326, p. 23,105, afs’d,
529 F.2d 649 (8th Cir. 1976). The Commission has agreed with a judge’s conclusion that
“the Act does not prescribe any specific injury rate as a prerequisite for requiring the use
of protective equipment.” Owens Coming Fiberglas Cop, 7 BNA OSHC 1291, 1296, 1979
CCH OSHD li 23,509, p. 28,493 (No. 76-4990, 1979), afd, 659 F.2d 1285 (5th Cir. 1981).
We find General A4otors, upon which Hamilton relies, to be distinguishable
. from this
case on its facts. GM had a policy that its warehouse employees were not required to wear
safety shoes, based on the type of work they did. Hamilton, on the other hand, bases its
policy on the length of time that work is performed. Furthermore, unlike Hamilton, GM
presented considerable evidence to support its claim that it had not violated section
1910.132(a), including statistics on injuries, testimonyd on the practice of GM warehouse
employees who chose not to wear safety shoes despite the payroll deduction plan for them,
and testimony by GM safety managers on industry practice. No comparable evidence was
introduced by Hamilton in this case. For the reasons stated above, we conclude that the
judge did not err in determining that Hamilton violated section 1910.132(a) by permitting
its employee to move pallets in the shipping area without wearing adequate foot protection.
Characteniation and Penalty
The judge characterized this violation as repeat, as alleged by the Secretary, after
finding that it was substantially similar to the 1985 citation issued to Hamilton for violating
44
section 1910.132(a) regarding foot protection, which became a final order. That citation
stated that “[elmployees working in assembly areas and finishing areas were not protected
against foot injuries from falling or shifting cabinets and drawers weighing up to 200
[pounds].”
As noted above, under Potlatch, the Commission would characterize a violation as
repeat if there is a Commission final order against the same employer for a substantially
similar violation. We find that, as the Secretary argues, the evidence of record establishes
that the 1985 citation and the present one are substantially simila? because, in both cases,
the form of personal protective equipment required was safety shoes, and employees were
exposed to the hazard of objects sufficiently weighty to cause injuries falling on their feet.
Therefore, we conclude that the judge did not err in finding that Hamilton committed a
repeat violation of section 1910.132(a).
The Secretary proposed a penalty of $1,000. Based on the penalty factors in section
17(j) of the Act, the judge assessed a penalty of $500. Having considered those penalty
factors, we agree with the judge that a penalty of $500 is appropriate.
3. Item 5b: Table Saw, Damaged Guard
This item alleges. that Hamilton committed a repeat violation of 29 C.F.R.
8 1910.213(c)( 1)3g in the mill department because the hood guard over the blade of table
saw no. 4 had an area measuring about 2 inches high and 5 inches long on its left side that
was open and would permit contact with the blade. Cannon testified that Mike Stitzel, the
%Where the cited standard is a generally-worded one, like section 1910.132(a), the Secretary has the burden
of showing that the prior violation and the present one are substantially similar in nature. Edward Joy Co., 15
BNA OSHC 2091, 2092, 1993 CCH OSHD 7i 29,938, p. 40,904 (No. 914710, 1993). See Potlatch, 7 BNA
OSHC at 1063, 1979 CCH OSHD at p. 28,172 (“when the Secretary alleges a repeated violation of a general
standard . . . , it is likely that he would introduce evidence of similarity other than . . . contravention of the
same standard”).
3gSection 1910.213(c)( 1) provides:
Each circular hand-fed ripsaw shall be guarded by a hood which shall completely enclose that
portion of the saw above the table and that portion of the saw above the material being
cut. . . . The hood shall be made of adequate strength to resist blows and strains incidental
to reasonable operation . . . and shall be so designed as to protect the operator from flying
splinters and broken saw teeth.
45
main or general foreman in the mill department, whom Cannon initially referred to as
“Steele,” told him that the damaged hood had been brought to his attention a few days
before the inspection by the area foreman, Jerry Hale. According to Cannon, at least one
foreman told him that the guard had been in that condition for a couple of days, and that
the saw had been used in that condition. Cannon also stated that plant foreman Mueller
or plant engineer Maurer told him that such damage to the hood “happened quite often if
the guard should come down and make contact with the blade.”
General foreman Stitzel testified that he did not know how long the guard had been
broken. He stated that he first became aware of it at the time of the compliance officer
Cannon’s inspection, when plant foreman Mueller told him privately to get the guard fixed.
After considering this evidence, the judge recognized that there was a direct conflict
between Cannon’s testimony and Stitzel’s testimony concerning when the foreman knew of
the condition. He resolved that conflict by finding that “[dlue to his impartiality, Cannon’s
testimony is deemed more credible.” Hamilton contends that because Cannon’s testimony
was so inconsistent, it must be “viewed with suspicion.” It argues that Stitzel’s “forthright”
testimony should be credited instead.
Discussion
The judge made a credibility finding in favor of Cannon, which he did explain, albeit
minimally, and that determination is entitled to deference. See, e.g., EL. Jones, 14 BNA
OSHC at 2132-33, 1991 CCH OSHD at pp. 39,231.32. It appears that what Hamilton refers
to as the “inconsistencies” in Cannon’s testimony, such as his initial reference to Stitzel as
Steele, are not matters that affect the heart of his testimony on this item, which is that the
damaged guard had already been brought to a foreman’s attention. As for the alleged
“forthrightness” of Stitzel, we note that the judge was able to evaluate that quality from his
observation of the witness’ demeanor, as well as his words. Having considered Stitzel’s
demeanor and testimony as compared to Cannon’s, the judge specifically credited Cannon
based on his “impartiality.” Although we would have preferred more explanation of the
judge’s reasons for crediting Cannon, we defer to that credibility determination. See C.
Kaufman, Inc., 6 BNA OSHC at 1297, 1977-78 CCH OSHD at p. 27,099.
46
The credited testimony of Cannon establishes that, as the Secretary argues, the
foreman actually knew of the damaged guard prior to the inspection, but failed to repair or
replace the guard. The actual or constructive knowledge of the foreman can be imputed to
the employer. E.g., A.P. O’Horo Co., 14 BNA OSHC 2004,2007, 1991 CCH OSHD !I 29,223,
p. 39,128 (NO. 85-369, 1991). Even without considering the credited testimony, constructive
knowledge would have been established because the damage to the guard was (1) as Mueller
or Maurer told Cannon, not uncommon, and (2) clearly visible. See Simplex, 766 F.2d at 589.
We therefore conclude that the judge did not err in finding that Hamilton violated section
1910.213(c)( 1).
Characterization and Penalty
Cannon introduced into the record two final orders against Hamilton for violations
of the same standard as here, section 1910.213(c)(l)-- one in 1984 for not guarding all table
saw operations, and one in 1985 for a gap between the guard and saw blade. The judge
found that the violation was repeat. We agree that the violation here is substantially similar
to the two former citations, and we therefore find that this violation is repeat under Potlatch.
The Secretary proposed a penalty of $700? After considering the factors in section
17(j) of the Act, the judge assessed a penalty of $350. Taking into account those penalty
factors, we agree with the judge that an appropriate penalty is $350.
4. Items 7a and 7b: Shapers, Improperly Adjusted Guards
Items 7a and 7b allege repeat violations of 29 C.F.R. 8 1910.213(m)(1)41 for failure
to have guards adjusted properly to keep the operator’s hands away from the cutting edges
of two shapers. Item 7a alleged a violation because the guard for the shaper blade on
machine no. 5 in the mill department was 3-l/2 inches above the table, while the material
MA penalty of $1400 was propos@ for parts 5(a) and 5(b) together. Item 5(a) was vacated and is not on
review.
41Section 1910.213(m)( 1) requires:
The cutting heads of each wood shaper, hand-fed panel raiser, or other similar machine not
automatically fed, shall be enclosed with a cage or adjustable guard so designed as to keep
the operator’s hand away from the cutting edge.
-
47
being cut was 3/4 of an inch thick. In that position, the guard did not prevent the operator’s
hand from getting under the rotating cutting edge, which could result in lacerations. The
guard was taped to the head of the machine, which limited the operator’s ability to adjust
the guard. Item 7b charged a violation because the guard for the shaper blade on machine
no. 9 was set 4 inches above the table, while a plastic jig, or template, l-inch thick was being
cut. The gap between the guard and the material being cut was large enough to expose
employees’ hands to the hazard of laceration from the blade. Each guard should have been
moved closer to the material being cut and secured with the tension knob.
Based on this evidence, the judge concluded that the guards on both shapers did not
comply with the standard. He summarily rejected Hamilton’s claim that it lacked knowledge
of the conditions, stating that “Hamilton failed to prove that it had a work rule requiring
proper adjustment of the guards that was effectively communicated and enforced.” He
characterized the violations as repeat, as the Secretary alleged, based on a citation issued
to Hamilton for a serious viAation of the same standard in 1985, which became a final
order. He assessed a combined penalty of $400, which was half of the penalty proposed by
the Secretary.
In affirming items 7a and 7b, the judge apparently overlooked other relevant
evidence. Plant foreman Mueller testified that Hamilton has a policy that the operator of
a shaper must have the operation guarded, and the guard must be in working condition and
set properly. To show that the policy had been communicated and enforced, Hamilton
introduced into evidence a copy of a 1985 memorandum from Robert Egelston, Hamilton’s
plant manager at that time, 10 the top foremen in the mill department. In that
memorandum, Egelston note*j that earlier t hat day he had issued verbal warnings to two
employees in that departmer.1 for their fail ure to have shaper guards properly adjusted,
resulting in exposed blades. The memori andum urged the foremen to have “serious
discussions” with mill department employees on each shift because “[elither we have not
communicated this strongly enough 10 our employees or they simply do not care and neither
reason is good enough to prwcnt a repeat citation from OSHA.” According to the
memorandum, the policy is that all guards are to be in proper place on all machines unless
the operator has specific permission from a supervisor to remove the guard. A handwritten
48
note on the bottom of the typed memorandum indicated that, when Egelston made a
surprise visit to the second shift, the guards were in place.
Plant foreman Mueller testified that compliance with the shaper guard policy is
enforced through Hamilton’s general disciplinary procedures, which, as discussed above,
consist of a verbal warning, a ‘written warning, suspension, and possible discharge. Mueller
also testified that Maurer and a safety committee member ensure that guards, or routers,
are properly adjusted as part of their checklist inspection of the plant.
Hamilton acknowledges that the machine guards were not properly adjusted at the
time of the inspection, but it contends that because there was a “complete absence of any
evidence of knowledge of these circumstances by the Company or its supervisors, this
citation must be vacated.” It argues that, contrary to the judge’s finding, it does have a work
rule requiring proper guard adjustment that it has sufficiently communicated and enforced.
It notes that at the hearing even Cannon agreed that an employee could create the citable
condition by just leaving the guard in the “up” position, rather than properly adjusting it.
Dik.mion
We find that the Secretary has presented minimally sufficient evidence to make a
prima facie showing of constructive knowledge because, as the Secretary asserts, the
improperly adjusted guards would have been readily apparent to a supervisor. See Simplex,
766 F.2d at 589. However, as we noted above, an employer may rebut the Secretary’s
showing of knowledge if it proves that it had an adequate safety rule that was sufficiently
communicated and enforced. E.g., Towne Constr., 847 F.2d at 1190-91. Here, Hamilton has
presented evidence sufficient to show that it exercised reasonable diligence. Mueller testified
that Hamilton had a safety policy that’ guards were to be in working condition and adjusted
properly. The 1985 memorandum from the plant manager showed that this specific policy
had been communicated and enforced. While Hamilton’s evidence is not overwhelming,
when weighed against the Secretary’s thin evidence, it is sufficient to prevent the Secretary
from establishing knowledge by a preponderance of the evidence. We therefore conclude
that the Secretary has not proven that Hamilton could have known of the cited conditions
with the exercise of reasonable diligence. Because the Secretary has failed to meet his
burden of proving knowledge, we vacate this item.
49
5. Items 9a & 9b: Elect&al Cords, hadequate Strain Relief
These items allege that Hamilton committed repeat violations of 29 C.F.R.
6 1910.305(g)(2)(iii)42 b ecause flexible cords were not connected to devices or fittings so
that strain relief was provided. The record establishes that a strain relief device, or cord
grip, is a plastic or rubber sleeve, slightly larger in diameter than the cord itself, one end of
which fits securely in the opening where the cord emerges from the fiiure. Cannon testified
that a strain relief device has two functions. First, it keeps the cord from putting a strain
on, and pulling loose, the attachment points inside the fixture. Second, it provides insulation
where the cable enters the opening to the fixture that prevents abrasion of the cord that
could expose energized wires. Item 9a involves a directional light in the shipping area that
had no strain relief device for the flexible cord where it entered the rear of the light. Item
9b alleges that the power cord of a shaper did not have the primary insulation of the cord
held by the cord grip.
According to Cannon, the cited instances of inadequate strain relief devices exposed
employees to energized parts that could shock or burn. Hamilton has maintained that the
cited conditions posed no hazard, and that it could not have known of the cited conditions
with the exercise of reasonable diligence.
The judge summarily rejected Hamilton’s contentions, declaring that they were “not
supported by convincing evidence,” and he went on to find that Hamilton had committed
violations of section 1910.305(g)(2)(iii).
Hamilton asserts that, because there was no damage to the insulation nor any
smoking or sparking, there was no hazard. Hamilton also argues that, in light of the
hundreds of strain relief devices and cord grips on electrical machines throughout the plant,
the fact that Cannon found only two is testimony to its reasonable diligence in discovering
such problems. Hamilton alzo contends that it makes its regular checklist inspections for
strain relief devices and responds to reports of any problems. It argues that Cannon
42Section 1910.305@)(2)(iii) provides:
Flexible cords shall be connected to devices and fittings so that strain relief is provided which
will prevent pull from being directly transmitted to joints or terminal screws.
-
50
acknowledged that such actions constituted “reasonable diligence.” However, plant engineer
Maurer testified that Hamilton had no written safety rule on strain relief devices.
Discussion
We agree with the judge’s rejection of Hamilton’s argument that there was no
violation because there was no evidence of damage to the insulation, sparking, or smoking.
When faced with a similar argument, the court in Simplex, 766 F.2d at 588, disposed of it as
follows:
Simplex’s primary contention is that these tools never previously sparked. The
fact that the hazard which the regulation protects against has never occurred
is no defense to the violation. Many of the Secretary’s regulations are
preventive in nature, and enforcement would be meaningless if Simplex’s
argument were accepted.
As another court stated in Lee Way Motor Freight, Inc. v. Secretary, 511 F.2d 864, 870 (10th
Cir. 1975), “One purpose of the Act is to prevent the first accident.” See Ryder Truck Lines
V.Brennan, 497 F.2d 230, 233 (5th Cir. 1974). As the Secretary notes, the standard is aimed
at preventing unrelieved repetitive strain on electrical cords that results in the wearing away
of the cord’s insulation. Therefore, the standard addresses a cumulative type of hazard.
We agree with the judge that Hamilton has not established that it exercised due
diligence. Maurer admitted that there was no written work rule on strain reliefs, and the
checklist used during Hamilton’s inspections does not specifically mention checking for strain
relief problems. We also note that Cannon’s testimony concerning due diligence, upon
which Hamilton relies, was in response to hypothetical questions, not in response to
particular actions taken by Hamilton regarding these cited conditions. Furthermore, we find
that Hamilton’s observation that lt was cited for only two of the many strain relief
arrangements throughout the plant only indicates that it made an attempt to ensure that its
strain reliefs were in complirlnit: It does not show that the two cited strain reliefs were in
compliance. For the reasons ~U:CX!above, we conclude that the judge did not err in
concluding that Hamilton had k ~dad section 1910.305(g)(2)(iii), and we affirm the two
subitems.
51
Characterization ami Penalty
In 1985, Hamilton was issued a two-item citation for violating the same standard cited
here because two power cords were not held by cord grips, and that citation became a final
order. The judge found that the violations at issue here are substantially similar to the
violations in the 1985 citation, and he concluded that Hamilton was in repeat violation of
the standard. We agree that the violations in these two subitems are repeat under Potlatch.
The Secretary proposed a combined penalty of $1200 for the two subitems. Having
considered the penalty factors in section 17(j) of the Act, the judge assessed a penalty of
$300 for both subitems together. We have taken into account those penalty factors and
agree with the judge that a combined penalty of $300 for the two subitems is appropriate.
C. Citation No. 3: Alleged Other-than-Setious Violations
1. Items la & Ib: Obstmcted Aisles, Mechanical Handling Equipment
These items alleged violations of 29 C.F.R. $ 1910.22(b)(1)“3 because two aisles in
the mill area were obstructed by pallets of material. Mechanical handling equipment was
operated in both aisles, which were marked with yellow lines. Item la concerns a pallet of
material located in the aisle behind the operator of a table saw. Cannon testified
. that
management indicated to him that the material had been placed there by a forklift. Item
lb concerns pallets of material sitting in an aisle near a belt sander machine. Plant foreman
Mueller testified that employees operated hand-powered pallet jacks or “walkers ” in this
aisle.
Cannon testified that the hazards posed by these obstructions in the aisles were that:
a forklift truck or any equipment trying to get around that material could knock
that material off onto an employee in the area, and they could be struck by
the material.
An employee who would be working . . . at one of those machines could
very well be in danger of being struck by the truck if it tried to go around the
material on that side.
(Emphasis added).
43Section1910.22(b)( 1) provides:
Where mechanical handling equipment is used, sufficient safe clearancesshall be allowed for
aisles, at loading docks, through doorways and wherever turns or passage must be made.
Aisles and passageways shall be kept clear and in good repair, with no obstructionxross or
in aisles that could create a hazard.
52
The judge expressly rejected Hamilton’s argument that the conditions did not present
a hazard to its employees. He specifically found that the hazard described by Cannon was
“reasonable and believable” and affirmed items la and lb, assessing no penalty.
Hamilton argues that the Secretary has not .proven by a preponderance of the
evidence that there was a hazard posed to its employees? Concerning item la, Hamilton
asserts that to prove his case, the Secretary must introduce measurements of the distance
between the saw operator and the pallet of material, particularly because the photos, in
Hamilton’s opinion, show “sufficient safe clearance.” However, as Hamilton itself notes, the
cited standard does not set any particular distances. Therefore, the Secretary is not required
to introduce evidence of specific distances to make his prima facie case under this sentence
of the standard. In light of this determination in his favor, we need not address the
Secretary’s contention that only the second sentence of the standard, requiring that aisles be
kept clear, applies. Having viewed the photographic evidence, we consider the cited
condition to pose a hazard to the employees whose assigned work involves being near the
obstructed aisle.
Regarding item lb, Hamilton argues that it is significant that no motorized forklifts
operated in the aisle. We disagree. The standard refers to “mechanical handling
equipment,” not to “motorized ” handling equipment or “forklifts.” While neither the OSHA
standard, nor its source standard, 41 C.F.R. 0 50-204.3, appear to define the quoted term,
we will consider the dictionary definition, which reads: “operated by machinery or a
mechar@m.” Webster’s New World Dictionary 880 (2d College ed. 1972). The walker and
pallet jacks that Mueller testified were used in the aisle are clearly, under this definition,
“mechanical handling equipment.“45
@Hamilton limits its arguments to contending that the Secretary failed to prove the alleged hazards. It does
not raise the issue of whether the standard applies.
45A.lso concerning item lb, Hamilton asserts that the area was not frequently used by employees. The record
shows that the sander was used at most one to two times per month. As we have stated above, the brevity
of exposure does not negate evidence of a violation. E.g., Walker Towing, 14 BNA OSHC at 2074,199l CCH
OSHD at p. 39,158.
-
53
Hamilton also contends that the Secretary’s case must fail because there was no
evidence that employees exposed to the conditions described in items la and lb had ever
suffered any injuries from material falling off pallets or from being struck by equipment.
Cannon admitted that he had not found any evidence of such injuries. However, the
Secretary does not have the burden of proving that such injuries occurred in order to make
his prima facie showing that this standard was violated; the OSHA standards are preventive
in nature. Ryder Truck Lines, 497 F.2d at 233 (“the Act does not establish as a sine qua non
any specific number of accidents or any injury rate”);-see Simplex, 766 F.2d at 588; Lee Way
Motor Freight, 511 F.2d at 870.
Based on the facts and considerations stated above, we agree with the judge that the
Secretary proved, by a preponderance of the evidence, that the cited obstructions could force
material handling equipment operators to go outside the aisles, thereby presenting
employees working at the machines with the hazard of being struck by material knocked off
the equipment or by the equipment itself.
Hamilton also argues that it could not have known of the condition because
employees deliberately placed the materials in the aisles. Cannon testified that management
had indicated to him that the pallet of material at issue in item la had been placed there
by a forklift. Hamilton presents no evidence showing that the operator of that forklift
deliberately placed the materials to harass Hamilton, or that he could have done so quickly
enough that Hamilton could not have known of the condition before Cannon observed it.
Concerning item lb, Cannon testified that one pallet, which held banded boxes, “is the kind
of thing, that in my opinion,’ an employee is not going to carry and s[e]t down there. It
would have to be moved by a mechanical piece of equipment of some sort.” He stated that,
in his opinion, the pallets of materials were not placed in the citable locations quickly and
easily, although it may have been possible. Again, Hamilton has presented no specific
evidence that employees deliberately placed the pallets to harass it. Mueller testified that
some materials in this aisle were boxes that employees could easily move with their hands,
but he acknowledged that the pallet of material would require a hand-powered pallet jack.
Based on these considerations, we conclude that the Secretary has established by a
54
preponderance of the evidence that Hamilton could have known of these conditions in items
la and lb with the exercise of reasonable diligence.
For the reasons stated above, we conclude that the judge did not err in finding that
Hamilton committed an other-than-serious violation of section 1910.22(b)( 1). The Secretary
proposed no penalty, and we assess none.
2. Citation 3, Item 4: Washing Facilities, Warehouse
The Secretary alleged that Hamilton failed to comply with 29 C.F.R.
0 1910.141(d)(2)(i)46 b ecause its employees who worked in the Nicolet warehouse area had
no “lavatory,” which is defined in 29 C.F.R. 8 1910.14 1(a)( 2) as “a basin or similar vessel
used exclusively for washing of the hands, arms, face[], and head.” It is undisputed that
there was no lavatory at the Nicolet warehouse. At issue is whether, as Hamilton argues,
the employees at the warehouse constituted a “mobile crew,” which the standard exempts
from its requirements.
The record established that Nicolet warehouse employees would report for work at
the main Hamilton plant, punch the time clock, and then be driven in the shipping
department’s van to the warehouse, which is less than half a mile away. The van was
available at the warehouse most of the time for employees to drive to the main plant. At
the end of their shift, employees would be driven back to the main plant to punch out. The
employees had half an hour for lunch and it would take a couple of minutes, depending on
the traffic, to go to the main plant, where there were adequate lavatory facilities. According
to former warehouse employee Herbers, warehouse employees ate their lunch at the
warehouse about 90 percent of the time.
Hamilton contends on review, as it did before the judge, that the warehouse
employees were a “mobile crew” because they punched the time clock at the main plant and
then were driven to another location, the warehouse, to work, where transportation was
46Section 1910.141(d)(2)(i) provides:
Lavatories shall be made available in all places of employment. The requirements of this
subdivision do not apply to mobile crews or to normally unattended work locations if
employees working at those locations have transportation readily available to nearby washing
facilities which meet the other requirements of this paragraph.
55
available back to the main plant. The judge rejected this argument and found a violation,
declaring that he
does not interpret “mobile crew” to include employees who travel from the
main plant to the very same location day in and day out. Such employees
report to a permanent work station and are not mobile.
The Secretary expresses his agreement with the judge that the term refers to something
other than employees being moved to and from the same warehouse every workday.
We note that the burden of proving that the requirements of a standard do not apply
is on the party seeking the exception. E.g., Dover Elevator Co., 15 BNA OSHC 1378, 1381,
1991 CCH OSHD ll 29,524, p. 39,849 (No. 88-2642, 1991). Therefore, Hamilton must have
established that its employees were a “mobile crew” for it to be exempt from the standard.
Because “mobile crew” appears to be a term without a specific definition in the cited
standard or its source, ANSI 24.1-1968, we consider the dictionary definition of “mobile,”
which reads: “capable of moving or being moved from one place to another[:] . . . organized
and equipped for ready movement,” giving as examples “mobile fighting forces” and “mobile
television units for on-the-spot reporting.” Webster’s Third New International Dictionary 1450
(unabridged 1971).
We agree with the judge and the Secretary that employees being transported to the
same, permanent work location building every workday are not a “mobile crew.” As the
dictionary definition and examples of “mobile” suggest, in the context of the cited standard,
a “mobile crew” is one that has continual, non-routine movement to any number of
worksites. Based on the considerations above, we conclude that Hamilton has not proven
that its warehouse employees were a “mobile crew.” Therefore, we find that the judge did
not err in concluding that Hamilton committed an other-than-serious violation of section
1910.141(d)(2)(i). Th e Secretary. proposed no penalty, and we assess none.
56
3. Item 7: Router, Damaged Power Cord
This item alleged that Hamilton violated section 1910.242(a)47 because a router
being used by an employee h;Lidthree damaged areas in the primary insulation of the power
cord that exposed the secondary insulation. Cannon testified that the exposure of the
secondary insulation posed the hazard of possible electrical shock and minor bums. The
Secretary maintains that the cuts would have been readily apparent to a supervisor.
Hamilton contends on review, as it did before the judge, that it had no knowledge of
the condition because the damaged areas in the power cord were the result of a deliberate
employee act to create a citable condition. It particularly relies on Cannon’s early testimony
that it was possible for an employee to make such cuts with a knife within a short period of
time, and that one of the cuts could possibly be due to the router itself.
While Cannon did present that testimony during cross-examination, later in the
hearing he was questioned extensively by the judge on his ability to discern whether a
condition could have been created to harass Hamilton. Cannon then testified that, in his
opinion, based on his examination of the cord, the damaged areas on this particular cord did
not result from knife cuts. That interchange proceeded as follows: .
JUDGE SPARKS: Did you try to look at it critically to see if that had been
a setup?
WITNESS: Tried. One of the questions I think was asked was, “Could those
marks have been made by the router blade?”
In my opinion, possibly one or two could have been.
JUDGE SPARKS: Did you look at the time to see whether they were fresh
cuts?
WITNESS: In my opinion, they were not knife cuts, but looked more like
snags where they might have got caught on the edge of the table when the
cord was being brought across, and it sliced the insulation.
Early in his decision the judge reacted to this interchange as well as to Cannon’s
other testimony by crediting his testimony generally, as discussed above. The judge
summarily disposed of this particular item by stating that “Hamilton’s arguments are rejected
4% we stated in note 30, supra, section 1910.242(a) requires:
Each employer shall be responsible for the safe condition of tools and equipment used by
employees,including tools and equipment which may be furnished by employees.
57
as without merit.” However, implicit in that determination was his crediting of Cannon’s
testimony quoted above that the condition was not a deliberate act of harassment.
Hamilton claims that it exercised reasonable diligence because it conducts its own
inspections of its facilities, after which supervisors report damaged equipment to the
maintenance department, where it is repaired. Hamilton notes that Cannon acknowledged
that there were hundreds of flexible electrical power cords at Hamilton, yet he found only
one that had damage to the outer insulation. We note that while Hamilton’s inspections and
maintenance program might indicate that it made efforts to ensure that its power cords in
general were in compliance, it does not show that this cord was in compliance. Lastly,
Hamilton maintains that there was no significant risk to employees because there was no
damage to the secondary insulation and “no signs of smoking, sparking, or the like that
would indicate an electrical fault.” Again we note that the purpose of the Act is to prevent
the first accident. See Lee Way, 5 11 F.2d at 870. As we discussed above, the court in
Simpkx, 766 F.2d at 588, disposed of a similar argument by stating that “the fact that the
hazard which the regulation protects against has never occurred is no defense to the
violation.”
Therefore, we conclude that the Secretary has established by a preponderance of the
evidence that Hamilton could have known of the damaged cord with the exercise of
reasonable diligence. We thus determine that the judge did not err in finding that Hamilton
had committed an other-than-serious violation of section 1910.242(a). The Secretary
proposed no penalty, and we assess none.
IV. Order
For the reasons stated ahnt. w conclude that the inspection was not unreasonable
under section 8(a) of the Act ,~nd therefore deny Hamilton’s motion for relief, and we
dispose of the citation items ;tnJ ;IWM penalties totalling $2,450 as follows:
58
Citation No. 1, Item 1, affirmed, changed to other-than-serious $ 0
Citation No. 1, Item 2, affirmed, serious as alleged $ 300
Citation NO. 1, Item 5a, affirmed, changed to other-than-serious $ 100
Citation NO. 1, Item 6, affirmed, serious as alleged $ 500
Citation NO. 1, Item 11, vacated M-w
Citation No. 2, Item 1, affirmed, repeat as alleged $ 400
Citation No. 2, Item 3, affirmed, repeat as alleged $ 500
Citation No. 2, Item 5b, affirmed, repeat as alleged $ 350
Citation No. 2, Items 7a and 7b, vacated w-m
Citation No. 2, Items 9a and 9b, affirmed, repeat as alleged $ 300
Citation No. 3, Items la and lb, affirmed, other-than-serious as alleged $ 0
Citation No. 3, Item 4, affirmed, other-than-serious as alleged $ 0
Citation No. 3, Item 7, affirmed, other-than-serious as alleged $ 0
It is so ordered.
.
Edwin G. Foulke, Jr.
Chairman
- /
Dtild G. Wiseman
Commissioner
Dated: April 20, 1993
MONTOYA, Commissioner, concurring in substantial part and dissenting in part:
I agree with the majority’s decision, except for the penalty assessed for citation no.
1, item 1, the violation based on the unsecured portion of the cord across an aisleway that
posed a tripping hazard. The judge assessed the $400 penalty proposed by the Secretary for
this item after finding a serious violation. While I agree with the majority that citation no.
1, item 1 should be affirmed and characterized as other-than-serious, I would assess a
penalty of $100 for the violation based on the penalty factors in section 17(j) of the Act, in
particular the gravity of the violation, or the type of injury that could result if an employee
were to trip and fall against either the shelves or the banding machine. This amount is
consistent with the Commission’s assessment of a $100 penalty for the safety glove violation
in citation no. 1, item 5a, supra, which, like item 1, the Commission characterized as other-
than-serious rather than serious, as the Secretary alleged.
Velma Montoya
Commissioner
Dated: April 20, 1993
UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
1825 K STREET NW
4TH FLOOR
WASHINGTON, DC 20006-1246
FAX
COM (202) 634-4008
FTS (202) 634-4008
..
SECRETARY OF LABOR, ..
Complainant, ..
..
v. .. Docket No. 88-1720
HAMILTON FIXTURE,
Respondent.
and
OHIO CARPENTERS INDUSTRIAL :
COUNCIL, UNITED BROTHRHOOD :
OF CARPENTERS JOINERS ..
OF AMERICA, AFL-CIO, ..
Authorized Employee
Representative.
NOTICE OF COMMISSION DECISION
The attached decision and orckr tx the Occupational Safetv and Health Review Commission was
issued on April 20, 1993. AXY IkRSON ADVERSELY iFFECTED OR AGGRIEVED WHO
WISHES TO OBTAIN REVIEW OF THIS DECISION MUST FILE A NOTICE OF APPEAL
WITH THE APPROPRIATE FEDERAL COURT OF APPEALS WITHIN 60 DAYS OF THE DATE
OF THIS DECISION. See Sec‘mn 11 of the Occupational Safetvd and Health Act of 1970, 29
U.S.C. 5 660.
FOR THE COMMISSION
April 20, 1993 I -
Date Rav H. Darling. Jr.
Exkxtive Secretarv ,
Docket No. 88-1720.
NOTICE IS GIVEN TO THE FOLLOWING:
Daniel J. Mick, Esq.
Counsel for Regional Trial Litigation
Office of the Solicitor, U.S. DOL
Room S4004
200 Constitution Ave., N.W.
Washington, D.C. 20210
William S. Kloepfer, Esq.
Associate Regional Solicitor
Office of the Solicitor, U.S. DOL
Federal Office Building, Room 881
1240 East Ninth Street
Cleveland, OH 44199
Edward S. Drosey, Esq.
Lindhorst & Dreidame
1700 Central Trust Center
201 East Fifth Street
Cincinnati, OH 45202
Jack Roese, Jr.
233 Southgate
Columbus, OH 43207
James Johnoff, Exec Secy-Treas
UBC 1217 Prouty Avenue
Toledo, OH 43609
Office of
Administrative Law Judge
Occupational Safety and Health
Review Commission
Room 240
1365 Peachtree Street, N.E.
Atlanta, GA 30309-3 119
UNlTEO STATES of AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEWCOMMISSICM
1825 K STREET, N.W.
4TH FLOOR
WASHINGTON, D.C. 2000&1246
February 28, 1990
IN REFERENCE TO SECRETARY OF LABOR v.
OSHRC
Hamilton Fixture DOCKET NO. 88-1720
NOTICE IS GIVEN TO THOSE LISTED BELOW:
NOTICEOF DOCKETING
Daniel 3. Mick, Esq.
Counsel for Regional Trial Litigation Notice is given that the above case was
Office of the Solicitor, USDOL docketed with the Comnission on
200 Constitution Ave., N.W., Room S4004 z/28/90 The decision
Washington, D.C. 20210 of the Judge will beck a final order
of the Commission on 3/30/90
unless a Comnission member directs review
of the decision on or before that date.
William S. Kloepfer Petitions for discretionary review should be
Associate Regional Solicitor received on or before 3/20/90
Office of the Solicitor, USDOL in order to permit sufficient time for their
Federal Office Building, Rm. 881 review. See Comnission Rule 91, 29 C.F.R.
1240 East Ninth Street sec. 2200.91."
Cleveland, OH 44199 .
All pleadings or other docutints that may
be filed shall be addressed as follows:
Edward S. Dorsey, Esq.
Lindhorst & Dreidame
Executive Secretary
1700 Central Trust Center
Occupational Safety and Health
201 East Fifth Street
Review Comission
Cincinnati, Ohio 45202
1825 K St., N.W., Room 401
Washington, D.C. 20006
Jack Roese, Jr.
mgE&C~~ ,b,
233 Southgate
Columbus, Ohio 43207
James Johnoff,Exec Secy-Treas Ray H. Darling, Jr.
UBC 1217 Prouty Avenue Executive Secretary
Toledo, Ohio 43609
*A copy of any petition for discretionary review
Judge Joe D. Sparks must be served on the Counsel for Regional
OSHRC Trial Litigation, Office of the Solicitor,
1365 Peachtree Street, N.E., Suite 240 USDOL, 200 Constitution Ave., N.W., Room S4004,
Atlanta, GA 30309 Washington, D.C. 20210. If a Direction for
Review is filed the Counsel for Regional Trial
Litigation will represent the Department of
Labor.
-
(l/87)
-
UNITED STATES Of- AMERICA
OCCUPAT ‘IONAL SAFETY AND HEALTH REV IEW COMMISSION
1365 PEACHTREE STREET, N.E., SUITE 240
ATLANTA, GEORGIA 30309-3119
PHONE: FAX:
COM(404)347-4197 c0M(404)347-0113
I=% 257-4086 i=l.s 257-0113
SECRETARY OF LABOR,
Complainant,
v. ) OSHRC Docket No. 884720
)
ETXTURE,
riiriJ1ILZ0,hJ 1
1
Respondent, )
1
and 1
1
OHIO CARPENTERS INDUSTRIAL 1
COUNCIL, UNITED BROTHERHOOD 1
OF CARPENTERS AND JOINERS )
OF AMERICA, AFL-CIO, 1
1
Authorized Employee )
Representative. 1
APPEARANCES:
Sandra B. Kramer, Esquire, Office of the
Solicitor, U. S. Department of Labor,
Cleveland, Ohio, on behalf of complainant.
Edward S. Dorsey, Esquire, Lindhorst and
Dreidame, Cincinnati, Ohio, on behalf of
respondent.
Dixie Kuykendoll, Ohio Carpenters
Industrial Council, United Brotherhood of
Carpenters and Joiners of America,
AFL-CIO, Hamilton, Ohio, on behalf of the
authorized employee representative.
DECISION AND ORDER
SPARKS, JUDGE: Respondent, Hamilton Fixture
(vlHamilton"), contests three citations issued to it on July 1,
1988, by the Occupational Safety and Health Administration
("OSHA") l The citations were issued pursuant to an inspection
conducted by OSHA Compliance Officer Ralph Cannon at
Hamilton's facilities from April 20, 1988, through May 3I
- At the beginning of the hearing, the parties entered on
the record a partial settlement agreement (Tr. 16-18). A
final written copy of the settlement agreement was submitted
subsequent to the hearing. The agreement provides in
pertinent part:
(1) Citation 1, Item Sb and Citation 3, Item 2
shall be vacated;
As to Citation 1, Item Sb, the Respondent
(2)
will continue to allow employees to use as many
pairs of gloves as necessary for protection against0
exposure to lacquer thinner containing acetone.
(3) The penalties for Citation 1, Item 7, 8,
and 10 shall be amended as follows:
Citation 1, Item 7: $200.00
Citation 1, Item 8: $300.00
Citation 1, Item 10: $300.00
Respondent agrees to Pay the penalties as
amended,
(4) . Pursuant to Commission Rule 2200.100,
Respondent hereby withdraws its notice of contest as
to Citation 1, Items 7, 8, and 10 and the parties
agree to the entry of a final order consistent with
the terms of this Settlement Agreement.
--
Hamilton's principal place of business is located at 4805
Hamilton Middleton Road in Hamilton, Ohio, where it employs an
average of 350 employees (Tr l 873). Hamilton manufactures
wooden department store displays for records, tapes,
videocassettes, greeting cards, etc. (Tre 875).
HAMILTON'S MOTION TO DISMISS
In the early part of March 1988, Hamilton's collective
bargaining agreement with Local 415 of the Ohio Carpenters
Industrial Council, United Brotherhood of Carpenters and
Joiners of America, AFL-CIO, expired (Tre 803). Although
Hamilton's employees continued to come to work, the situation
between labor and management was tense and hostile (Tr. 420
43, 60, 8050806). Employees engaged in work slowdowns and in-
plant whistle blowing demonstrations. Employees on Hamilton%
safety committee resigned, refusing to participate in the
company's safety program (Tr l 42-43, 60-61, 806-808).
Hamilton also alleges that employees engaged in sabotage and
vandalism of Hamilton's materials and equipment.
In late March, employees distributed a handbill at the
plant. The handbill WME titled 141S COMBAT,' and “REPORT FROM
415 NEGOTIATING COMMITTEE” (Exe R-3). Paragraph four of the
handbill states: "on March 14, 1988, charges were filed with
OSHA, asking for an extended visit at the plant. This was
caused by the Company's gross violation of their own work and
safety ruleP (Exe R-3).
3
-
On March 14, 1988, the Cincinnati Area OSHA office
received a complaint printed on Local 415 letterhead alleging
safety and health violations by Hamilton (Exe R-13). OSHA
followed its normal procedure upon receipt of any complaint in
handling this charge (Tre 704, 711-712, 722)e It assessed the
information provided by the complaint as insufficient to
schedule an inspection and asked the complainant to provide
additional information about the specifics of the alleged
hazards. When that information was provided, the matter was
assigned for inspection to Ralph Cannon (Ex. C-75; Tr. 7300
736).
Cannon was instructed to check Hamilton's previous files.
He calculated the lost work day per injury rate (LWDI) and
found it to be approximately three times the nakonal average.
OSHA's Field Operations Manual (FOM) instructs the compliance
officer to conduct a comprehensive inspection if the LWDI is
above the national average, which Cannon proceeded to do at
Hamilton's facility (Exe R-2; Tr. 167-168, 415-416, 746).
Prior to working for OSHA, Cannon worked for the AFL-CIO
as a job placement director (Tre 164). He first joined the
Operative Plasterer8 and Cement Masons Union in 1954, and
became the recording secretary for Local 1 of that union in
- At the time of the hearing, Cannon still retained that
position (Tr. 406-4071,
Hamilton moved TV dismiss the complaint in the present
case, alleging that the Secretary failed to fulfill her
4
o~~igat& under s 8(a)(2) of the Act to conduct inspections
"within reasonable limits and in a reasonable manner," to the
prejudice of Hamilton. Hamilton argues that OSHA's inspection
was unreasonable on two counts. First, OSHA converted the
inspection from a complaint-based, hazard-specific
investigation to a comprehensive wall-to-wall inspection.
Second, Hamilton portrays Cannon as a union sympathizer who
conducted his inspection with the intent to improperly assist
Local 415 in its labor dispute.
Regarding its contention that OSHA was unreasonable in
expanding the scope of the inspection, Hamilton argues that
OSHA did so in derogation of its own FOM. On pages III-19 and
III-20 .of the manual, under the section headed Wnprogrammed
Inspections," it is stated that "the seriousness and
reliability of any complaint shall be thoroughly investigated
by the supervisor prior to scheduling an inspection to ensure
as far as possible that the complaint reflects a good faith
belief that a true hazard exists. . ." (Ex. R-24).
First of all, as the Secretary points out, it does not
appear that this section applies to the present situation.
The section is entitled "Strike or Labor Dispute,tV and the
introductory language refers to Yabor disputes involving work
stoppages, strikes or picketing? There was no stopping of
work8 or striking, or picketing in this case. Employees were
continuing to come to work in the absence of a bargaining
contract.
5
--
Second, OSHA complied with the FOM guidelines that
Hamilton claims it ignored. OSHA supervisor James Washam
handled the complaint in this case. Upon initially receiving
the complaint, he believed that further verification was
needed. Washam's office contacted the complainants and
requested additional information, which he received (Tr. 704).
The complainants actually came into the OSHA office and met
with James Zucchero, whom Washam had assigned the verification
of the complaint (Tr. 731-732). Having ascertained that there
was a factual foundation to the complaint, Washam proceeded
with the investigation, assigning Cannon to investigate the
complaint.
As noted supra, Cannon determined that HamiltorPs LWDI
..
rate was almost three times the national average. Following
FOM guidelines, Cannon expanded his investigation to a wall-
to-wall inspection of Hamilton's facility. OSHA’s decisions
to act on the complaint and then to expand the scope of the
investigation were entirely reasonable in light of the
circumstances.
Turning to Hamilton's second justification for dismissing
the Secretary's complaint, Hamilton charges that Cannon, as a
life-long union sympathizer, joined forces with Hamilton
employees to harass and victimize Hamilton. Hamilton alleges
that Cannon conducted an excessive number of employee
interviews, disrupting the work being performed in the plant.
It also alleges that Cannon actually staged a photograph in
--
order to make it appear that an electric cord presented a
tripping hazard.
Richard Maurer, Hamilton's plant engineer, accompanied
Cannon on his inspection. On May 3, 1988, Maurer wrote a memo
to his supervisor, Don Fairbanks, detailing his observations
of Cannon's inspection (Ex. R-64; Tr. 816-818). The memo
states in pertinent part (Ex. R-64, pp. 1, 3):
There were 51 interviews conducted which represents
43% of the work force. There was 5 hours and 5
minutes lost time as a result of the interviews,
The interviews conducted represented approximately
25% of the total length of the inspection.
* * k
Mr Cannon discovered an alledged [sic]
;&ping hizard in the Gibson hardware packing
area . . . l The cord from the strapping machine
was taped to the floor. One section of the cord was
exposed. Mr. Cannon kicked the exposed cord and
positioned it differently with his hand before
taking a picture of it. In my opinion he was
staging the picture.
Hamilton has leveled a serious charge at Cannon, accusing
him of compromising his professional integrity in order to
implement his personal agenda. Cannon strongly denied the
charges. Having considered the evidence, this Judge
* finds
that Hamilton's attacks upon Cannon's character and
professionalism are unsupported by the record.
Cannon has been employed by OSHA since 1973. In that
time he has conducted approximately 1,900 inspections. He had
inspected Hamilton's facility on several occasions prior to
the one which gives rise to the instant case (Tr. 164-165).
7
He has appeared in many proceedings before the Review
commission and has demonstrated an attitude of fairness and
integrity. In this case, his conduct and testimony did not
bear a trace of bias, prejudice, or animosity towards
Hamilton, which, considering its assaults on his integrity,
demonstrated considerable self-restraint. It is concluded
that Cannon conducted a fair and impartial inspection as
required by the tense circumstances.
Hamilton's charges of misconduct by Compliance Officer
Cannon are rejected and its motion to dismiss the Secretary's
complaint is hereby denied.
CITATION 1: THE SERIOUS VIOLATIONS
.
Item 1
Section 1910.22(a)(l) of 29 C.F.R. provides:
All places of employment, passageways,
storerooms, and service rooms shall be kept clean
and orderly and in a sanitary condition.
While in the Gibson area of the plant, Cannon observed an
electrical cord that was taped to the floor across a 42-inch
aisleway. The cord was connected to a portable banding
machine (Tr. 169).
Employees in that area pack accessories and perform some
assembly involving pneumatic rivet guns and drills. Three or
four employees work in the area where two long tables are set
a few feet in front of metal shelves. The banding machine is
8
locate& betweenthe two tables and is used to wrap product
(Ex. c-l; Tr. 883-885).
Cannon stated that the cord was only partially taped to
the floor, leaving 18 inches of the cord unsecured, thus
creating a tripping hazard. He testified that he reached down
and picked up the cord to see if it would move. He stated
that he did not pull the cord loose (Tr. 170).
Cannon testified that the tripping hazard created by the
cord was serious because if an employee tripped on the cord,
he risked striking his head on one of the nearby metal
shelves, causing a potentially severe injury (Tr. 177).
Hamilton contends that the cord was completely taped to
the floor with heavy duct tape; and that when Cannon first
observed the cord, it lay flush with the floor, posing no
tripping hazard (Tr. 861). Richard Maurer testified that
Cannon kicked the exposed section of the cord loose from the
floor and then photographed it (Ex. R-64; Tr. 861).
Cannon's version of the incident is that an employee
kicked the cord, which was already loose, before he took the
photograph. Maurer objected and placed the cord back in its
original position. Cannon did not object to Maurer's action
and proceeded to take the photograph (Tr. 630).
As between Cannon and Maurer, Cannon's testimony is given
more weight and credence. Hamilton argues that even if
Cannon's testimony is believed, the cord did not pose a hazard
because its elevation was minimal. This argument is rejected.
9
--
Cannon's testimony and exhibit C-l establish that the
unsecured portion of the cord created a gap large enough in
which an employee could catch his foot and be subjected to a
fall injury. Hamilton was in serious violation of S
1910.22(a)(l).
Item 2
Section 1910.27(f) of 29 C.F.R. provides:
All ladders shall be maintained in -a safe
condition. All ladders shall be inspected
regularly, with the intervals between inspections
determined by use and exposure.
The second and third rungs of a fixed ladder at the
Nicolet warehouse were broken at their points of attachment
to the side rail (Tr. 178). As part of his work record,
Cannon took measurements of the ladder and diagrammed it,
noting, "Ladder also beat as though hit by truck" (Ex. C-2;
Tr. 180).
Michael Herbers, a former employee of Hamilton's,
testified that he and other employees in that area used the
ladder twice .a day to get in and out of the warehouse. They
had never been instructed not to use it. There was no other
easily accessible means to enter and exit the warehouse.
Herbers stated that the ladder had been in the described
condition for a couple of months prior to Cannon's inspection
(Tr. 82). Herbers said that he and his fellow employees
10
reported the condition of the ladder to their supervisor,
David Norvell, prior to Cannon's inspection (Tr. 9%
Cannon testified that the loose rungs on the ladder
failed to provide secure footing; which could result in an
employee slipping to the next rung, breaking his ankle or shin
bone (Tr. 180, 183-184).
Hamilton does not deny the condition of the ladder or
that it exposed employees to a serious hazard, but argues that
it had no knowledge of the hazardous condition. Hamilton's
plant manager, David Mueller, stated 'that neither he nor any
other member of management knew of the damaged ladder and
argued that the damage was not readily apparent (Tr. 952).
Mueller stated that he visits the Nicolet warehouse once a
month (Tr. 1050).
The employees who used the ladder on a regular basis knew
that it was damaged and had reported it to their supervisor.
Cannon, who was presumably not as familiar with the plant as
Hamilton's management personnel, was able to discover the
damage during the course of an expansive inspection. The
knowledge of the supervisor to whom the conditions were
' reported is imputed to the corporation. In any event,
Hamilton's failure to know of the damaged ladder demonstrated
a lack of reasonable diligence on its part. Hamilton was in
serious violation of 5 1910.27(f).
11
Item 3
Section 1910.37(g)(2) of 29 C.F.R. provides:
Exterior ways of exit access shall have smooth,
solid floors, substantially level, and shall have
guards on the unenclosed sides.
The exit door at the Nicolet warehouse opens outward onto
a 27-inch wide walkway. On one side of the walkway is the
exterior wall of the warehouse. On the other side of the
walkway is the loading dock driveway. The drop to the surface
of the driveway from the walkway is 41 inches. There is a
guardrail extending along the edge of the walkway adjacent to
the dock driveway. Immediately across from the exit door is a
gap in the railing measuring 374 inches. The gap is to
accommodate the outward swing of the door, which is 36 inches
wide (Ex. C-3; Tr. 185-191).
The parties do not dispute the facts related to this
item. Hamilton disputes the applicability of the cited
standard, arguing that S 1910.37(g)(1) states "Access to an
exit may be by a means 'of any exterior balcony, porch,
gallery, or roof that conforms to the requirements of this
sectiorP Hamilton argues that the provisions of S 1910,33(g)
apply only to the four specific categories listed, which would
exclude the walkway in the present case. Hamilton claims that
the applicable standard is S 1910.23(c), which requires
guardrails on floors and platforms four feet or more above
ground.
12
..
--
The Secretary points out that the cited standard refers
to "exit accessItt which is defined in 5 1910.35(b) as “that
portion of a means of egress which leads to an entrance to an
exit." She argues that rather than limiting the scope of S
1910.37(g) to those four categories listed in 37(g)(l), the
standard is expanding the scope to include those means of
access (as long as they meet the other requirements of the
section) that might otherwise be excluded.
The Secretary's interpretation is supported by s
1910.37(g)(6), which provides: "Any gallery, balcony,
bridge, porch, or other exterior exit access that projects
beyond the outside wall of the building shall comply with the
requirements of this section as to width and arrangement"
(emphasis added). This section specifically lists three of
the four categories listed in 37(g)(l) (omitting roof), and
adds another one (bridge) not previously mentioned, and then
concludes with "other exterior exit access.tt
The wording of 37(g)(6) indicates that 37(g) is not
restricted to the categories listed in 37(g)(l). Because S
1910.37 applies to "mans of egress," whereas S 1910.23
applies to "guarding floor and wall openings or holes," S
1910.37(g) is more spx Lfically applicable to the situation
at issue, which is the 'Juarding of a walkway leading from an
exit door.
Hamilton argues that even if the cited standard is
applicable, the proposed abatement methods would subject
13
--
employees to greater hazards. Compliance Officer Cannon
suggested that the exit door could be altered to swing inward
rather than outward (Tr. 189). Hamilton, with some merit,
objects to this alteration because, in the event of an
emergency rush to the exit, employees who first reached the
exit would be forced to back away from the door and into the
people behind them in order to open the door (Tr. 436-437).
Cannon also proposed placing an offset in the railing
with a metal floor to close the gap (Tr. 189). Hamilton
argues that the offset would create a greater hazard because
it would project into the driveway. Trucks backing down the
driveway to the loading dock could hit the offset, splintering
material and damaging the guardrail. This objection is not
sufficient to warrant rejection of Cannon's proposed
abatement. The projecting area could be sufficiently marked
or guarded so as to provide warning to the truck drivers of
its presence.
The hazard presented by a 410inch fall to the concrete
below is serious (Tr. 191). Hamilton was in serious
violation of § 1910.37(g)(2).
Item 4
Section 1910.107(e)(9) of 29 C.F.R. provides:
Whenever flammable or combustible liquids are
transferred from one container to another, both
containers shall be effectively bonded and grounded
to prevent discharge sparks of static electricity.
14
Cannon observed an ungrounded drum of mineral spirits and
an ungrounded drum of lacquer thinner in the paint
storage/mixing area (Exs. C-4; C-S, C-6, C-7; Tr. 192-195).
He testified that ungrounded transfers could cause serious
injuries due to fire or explosion (Tr. 204).
Larry Gregory, a master painter for Hamilton, observed
the transfer of lacquer thinner from an ungrounded drum into a
metal container on the day of the inspection. He observed
similar transfers from ungrounded drums on other occasions
(Tr. 134, 137-138, 140-141, 149-150, 153).
Hamilton argues that Gregory is not a credible witness,
but the argument is not convincing and is rejected. Hamilton
also argues that it had no actual or constructive knowledge
that transfers from ungrounded drums were being made. Gregory
stated that he had never reported the transfers to anyone in
management (Tr. 148).
The evidence indicates that these transfers from
ungrounded drums were on-going occurrences performed by
several employees. Cannon was able to observe that the drums
were not grounded during the course of his inspection. His
photographs establish that the drums' lack of grounding was
easily observable (Exs. C-4, C-5, C-6, C-7). Had Hamilton
exercised reasonable diligence, it would have known that its
employees were making improper transfers.
15
--
Hamilton also argues that the improper transfers were the
result of unpreventable employee misconduct. "In order to
establish the affirmative defense of unpreventable employee
misconduct, an employer must show that the action of its
employee was a departure from a uniformly and effectively
communicated and enforced work rule." H. 8. Zachry Company,
80 OSAHRC 9/D8, 7 BNA OSHC 2202, 2206, 1980 CCH OSHD g 24,196,
P 0 29,425 (No. 764393, 1980). Hamilton has a grounding
policy that requires all flammable liquids to be grounded to a
grounding source, and that any transfers of flammable
materials be properly bonded (Tr. 952).
VIThe mere establishment of work rules, however, is not
sufficient to avoid responsibility for a violation. The rules
must also be effectively communicated and enforced? Id. In
the present case, the record establishes that the grounding
policy was not effectively communicated to Hamilton's
employees. Gregory stated that he had never been instructed
in grounding (Tr. 140). He observed several employees on
several different occasions making transfers from ungrounded
drums, taking it out of the realm of isolated incidents.-
Hamilton was in serious violation of S 1910. 107(e)(9).
Item Sa
Section 1910.132(a) of 29 C.F.R. provides:
Protective equipment, including personal
protective equipment for eyes, face, head, and
extremities, protective clothing, respiratory
16
devices, and protective shields and barriers, shall
be provided, used, and maintained in a sanitary and
reliable condition wherever it is necessary by
reason of hazards of processes or environment,
chemical hazards, radiological hazards, or
mechanical irritants encountered in a manner capable
of causing injury or impairment in the function of
any part of the body through absorption, inhalation
or physical contact.
Cannon observed an employee wiping down parts in the
hardware area with mineral spirits while not wearing gloves
(Tr a 205-206). Hamilton had a material safety data sheet
(MSDS) on mineral spirits that recommends the wearing of
gloves when using the spirits (Ex. C-8). Hamilton also had a
safety rule requiring the use of gloves when handling
solvents (Tr. 210-211).
Exposure to mineral spirits is a serious hazard.
According to its MSDS, mineral spirits can cause "[iIrritation
of eyes, skin and respiratory system. May cause nervous
system depression. Extreme overexposure may result in
unconsciousness and possibly death“ (Ex. C-8). .
Hamilton claims that this violation was a result of
unpreventable employee misconduct. But Cannon testified that
the employee's supervisor "was within about ten feet of the
employee when we entered that location" (Tr. 211). The
supervisor Itwaslooking directly at the operation . . .'I(Tr.
634)e
The Secretary has established that Hamilton was in
serious violation of S 1910.132(a).
17
-
Item 6
Section 1910.151(c) of 29 C.F.R. provides:
Where the eyes or body of any person may be
exposed to injurious corrosive materials, suitable
facilities for quick drenching or flushing of the
eyes and body shall be provided within the work area
for immediate emergency use.
During his inspection, Cannon observed that an eyewash
station in the battery charging area was blocked by a cabinet
(Exs. C-9, C-10; Tr. 212-214). The acid in the batteries
constitutes injurious corrosive materials requiring an
accessible eyewash in the area (Tr. 215). An employee
attempting to use the eyewash in an emergency would have been
prevented from reaching it because of the cabinet, possibly
resulting in loss of sight (Tr. 216).
Hamilton argues that the cabinet was deliberately placed
in front of the eyewash immediately before the inspection by
hostile employees who wished to create a safety violation.
The only evidence that Hamilton offers to support this charge
is that the cabinet was last seen in the storage room (Tr.
965-968).
. This is insufficient to prove that the placement of
the cabinet was the result of employee sabotage. Hamilton
was in serious violation of S 1910.151(c).
Item 9
Section 1910.219(e)(3)(i) of 29 C.F.R. provides:
18
Vertical and inclined belts shall be enclosed by a
guard conforming to standards in paragraphs (m) and
(0) of this section.
Cannon observed a V-belt on the backside of a joiner in
the mill area of the plant (Exs. C-11; C-12, C-12; Tr. 218).
He testified that the guard for the V-belt and pulley drive
did not fully enclose the incoming nip points. The
unenclosed area is a two-inch gap at the back of the machine.
Cannon stated that the potential hazard is that employees
could get their hands in the area of the unenclosed belt and
pulley, resulting in amputations of hands or fingers, or
possible fractures (Tr. 218-226).
Cannon did not observe the machine in operation. A
Hamilton employee, Dan Tartar, testified as to the usage 'of
the machine. He testified that when operating the machine,
the operator stands on the side of the joiner opposite from
the V-belt (Tr. 125).
The bottom portion of the V-belt is protected by a guard
(Ex. c-12). The top portion of the V-belt is covered by a
hood which extends out past the pulley (Ex. C-12; Tr. 4500
451). Any employee access to the V-belt must be through the
two-inch gap between the guard on the lower porion of the
V-belt and the hood (Tr. 447-448). The in-running nip point
is centered under the hood, further limiting employee access
to the point of danger (Tr. 449-450).
The mere fact that it was not impossible for an
employee to insert his hands [into] a machine does
19
-
not itself prove that the point of operation exposes
him to injury. Whether the point of operation
exposes an employee to injury must be determined
based on the manner in which the machine functions
and how it is operated by the employees.
Rockwell International Corporation, 80 OSAHRC 118/A2, 9 BNA
OSHC 1092, 1097-1098, 1980 CCH OSHD q 24,979 (No. 12470,
1980).
The Secretary has failed to establish employee exposure
to the hazard. The record demonstrates that the manner in
which the joiner is operated does not expose the hands and
fingers of the operator to the nip points. Hamilton was not
in violation of § 1910.219(e)(3)(i).
Item 11
Section 1910.242(a) of 29 C.F.R. provides:
Each employer shall be responsible for the safe
condition of tools and equipment used by employees,
including tools and equipment which may be furnished
by employees.
Cannon observed employee Deborah Little using a Senco
Model K air-supplied stapler in the finishing department.
The guard on the stapler was not functioning, resulting in
staples being fired without the guard being pressed against
the material being stapled (Tr. 31, 230). This hazard could
result in inadvertently fired staples striking employees (Tr.
231).
20
--
Hillniltonargues that it had no knowledge that the
stapler's guard was malfunctioning. Hamilton had a previous
citation (under a different standard) for a safety hazard
relating t0 staplers (Ex. C-14). Little testified that she
had never been instructed in the use of the guard or how to
check it (Tr. 32-33). She had obtained the staples from the
tool closet. These facts establish that with reasonable
diligence Hamilton could have known of the hazardous condition
of the stapler.
Hamilton also argues that the stapler was tampered with.
Robert Murray, Hamilton's maintenance supervisor at the time
of the inspection, testified that he thought it had (Tr. 896-
897, 905-910). Employee Little testified that she saw no one
tampering with the stapler. Cannon stated that he examined
the stapler and saw no evidence of tampering (Tr l 232).
Murray's testimony is insufficient to establish that the
stapler was deliberately rendered defective. Hamilton was in
serious violation of § 1901.242(a).
CITATION 2: THE REPEAT VIOLATIONS
Item 1
Section 1910.37(k)(2) of 29 C.F.R. provides:
Means of egress shall be continuously
maintained free of all obstructions or impediments
to full instant use in the case of fire or other
emergency.
21
-
Cannon observed various materials blocking a fire door in
Hamilton's store room. TWO or three employees were working in
the area (Exs. C-15, c-16, C-17; Tr. 250-251). The material
blocking the exit door consisted of a blanket, boxes of
screws, a bucket of bolts, a plastic barrel of screws, hex
cap bolts in a plastic bucket, a box of rivets and a plastic
tray containing cabinet hardware. The hazard posed by this
condition is smoke inhalation or other injuries resulting from
not being able to exit the door in an emergency (Tr. 253).
Hamilton argues that employees placed the materials in
front of the door to harass Hamilton, that Cannon exaggerated
that hazards to employees posed by the blockage, and that,
despite
* the exercise of reasonable diligence, Hamilton was
unaware of the blockage of the exit. The evidence does not
support respondent's assertion and these arguments are
rejected as without merit.
.'!Aviolation is repeated under section 17(a) of the Act
if, at the time of the alleged repeated violation, there was a
Commission final order against the same employer for a
substantially similar violation.1q Potlatch Corp., 79 OSAHRC
6/A, 7 BNA OSHC 1061, 1.979 CCH OSHD 2 23,294, p. 28,171 (No.
16183, 1979).
Exhibit C-18 is a copy of a previous citation issued to
Hamilton for the violation of 5 1910.37(f)(l), which became a
final order of the Review Commission (Tr. 254-256). Although
this citation is under a different subsection of the standard
22
-
at issue, it also involved material blocking an exit door.
Cannon conducted the earlier inspection and testified that the
two conditions were similar (Tr. 256). Hamilton was in repeat
violation of S 1910.37(k)(2).
Item 2
Section 1910.107(c)(2) of 29 C.F.R. provides:
There shall be no open flame or spark producing
equipment in any spraying area nor within 20 feet
thereof, unless separated by a partition.
Cannon observed a pedestal fan being operated 36 inches
from a spray booth in Hamilton% assembly area (Exs. C-19,
C-20, C-21, C-22, C-23; Tr. 259). John McGlosson, a master
painter for Hamilton, testified that at the time of the
inspection, he was using lacquer-based paint (Tr. 57, 66).
Cannon's notes, however, indicate that he was told McGlosson
was using water-based paint at that time (Ex. R-l).
Hamilton introduced evidence establishing that it had
switched over from lacquer-based to water-based paints for
virtually all applications in May of 1987, approximately ten
months before the :nspection at ,issue (Tr. 803). This
changeover helped br Lng Hamilton into compliance with the
Environmental Protection Agency's regulations on emissions of
Volatile Organic Compounds (Tr. 974-975).
Because water-based paints dry much slower than do
lacquer-based paints, Hamilton began using pedestal fans to
23
5
help circulate the air around the painted units (Tr. 461).
The day of the inspection, McGlosson was spray-painting a
unit, with a pedestal fan located approximately three feet
away (Ex. C-23; Tr. 55).
The citation for this item is predicated on McGlosson's
testimony that he had used the fan in proximity to units while
spraying with lacquer-based paints. McGlosson was not a
credible witness. He adamantly maintained that he was using a
lacquer-based paint on the day of the inspection, despite more
credible evidence that such paints had not been used for the
two weeks prior to the inspection (Tr. 65-66, 70-72, 974-975,
1070-1073).
Furthermore, McGlosson did not know the location of the
fan on those occasions he used lacquer-based paint. He could
not say whether the fan was ten, twenty, or thirty feet from
where he was spraying the paint. The Secretary has failed to
establish that Hamilton was in violation of S 1910,107(c)(2).
Item 3
Hamilton was charged with violating S 1910.132(a) for
failing to require an employee to wear safety shoes. David
Martin, an office employee for Hamilton, was observed by
Cannon loading pallets in the shipping area while not wearing
protective shoes (Ex. C-25; Tr. 267, 271).
Maurer and Mueller told Cannon that company policy
requires the use of protective footwear in certain areas of
24
the plant, including the shipping area (Tr. 269-270). Cannon
estimated that the wooden pallets weighed 25 to 35 pounds (Tr.
269).
Exhibit C-26 is a copy of a previous citation issued to
Hamilton involving a similar violation for failure to require
protective footwear (Tr. 271-272).
Hamilton argues that this citation is not repeated
because it is not substantially similar to the previous
citation. It also argues that Martin only helped loading in
the shipping area for five to ten minutes once or twice every
two or three weeks (Tr. 977-978). The evidence meets the
tests for repeat violations and the respondent9 arguments are
rejected.
. It is well established that violations of short
duration of exposure are properly charged as violations of the
Act. Hamilton was in repeat violation of S 1910.132(a).
Item 4
Section 1910.176(b) of 29 C.F.R. provides:
Storage of material shall not create a hazard.
Bags I containers, bundles, etc., stored in tiers
shall be stacked, blocked, interlocked and limited
in height so that they are stable and secure against
sliding or collapse.
Cannon observed boxes and pallets stacked in tiers (Exs.
C-27, C-28; Tr. 275, 277). The stack had a base of 32 inches
by 38 inches, was approximately 113 feet high, and was
leaning out from a wall approximately 8 to 10 inches (Tr.
25
276). Based on his visual observation of the stack, Cannon
concluded that the stack was unstable.
The stack was composed of three bundles of cardboard
boxes/ each on a separate skid (Tr. 275), Each of the three
bundles'was wrapped with black banding and some kind of shrink
wrap, which would check any tendency of the material in the
stack to slide (Tr. 476-478).
After Cannon commented on the stack, Mueller tested its
stability by shoving a corner of the material with both hands.
Mueller testified that he believed the stack was stable and
not in danger of tipping unless he deliberately tried to pull
it over (Tr. 979-980).
The Secretary has failed to establish a prima facie case
proving that the stack of material was unstable. Hamilton was
not in violation of S 1910.176(b).
Item Sa
Section 1910.213(c)(l) of 29 C.F.R. provides:
(c) Hand-fed ripsaws. (1) Each circular hand-
fed ripsaw shall be guarded by a hood which shall
completely enclose that portion of the saw above the
table and that portion of the saw above the material
being cut. The hood and mounting shall be arranged
so that the hood will automatically adjust itself to
the thickness of and remain in contact with the
material being cut but it shall not offer any
considerable resistance to insertion of material to
saw or to passage of the material being sawed. The
hood shall be made of adequate strength to resist
blows and strains incident to reasonable operation,
adjusting, and handling, and shall be so designed as
to protect the operator from flying splinters and
broken saw teeth. It shall be made of material that
26
is soft enough so that it will be unlikely to cause
tooth breakage. The hood shall be so mounted as to
insure that its operation will be positive,
reliable, and in true alignment with the saw; and
the mounting shall be adequate in strength to resist
any reasonable side thrust or other force tending to
throw it out of line.
This item refers to the wooden guard used to cover the
blade of table saw No. 27 in the mill area. It has an opening
of two and a quarter inches between the guard and the rip
fence, and an opening in the front and rear of the guard which
is six and three-quarters inches by four inches wide (Exs.
C-30, C-31, C-32, C-33; Tr. 281-285).
One of the cuts that the saw is used to make requires the
sawblade to be steeply angled. The standard guard cannot be
used .to cover the sawblade- during this cut (Tr. 985-986).
Hamilton claims that it designed a guard for this operation
based on diagrams and literature supplied to it by OSHA in a
previous inspection (Exs. R-9, R-10). Hamilton argues that
the cited standard is not applicable to this saw, contending
that § 1910,213(a)(15), which allows for alternative
guarding, applies. That standard states: "Combs
(featherboards) or suitable jigs shall be provided at the
workplace for use when a standard guard cannot be used, as in
dadoing, grooving, jointing, moulding, and rabbeti'ng?
The Secretary contends that this alternative standard
does not apply because the saw is not used for any of the
purposes listed in it. The standard, however, only lists
these purposes as examples, stating that alternative guarding
27
-
cm be used "'whena standard guard cannot be used." Hamilton
has established that a standard guard complying with the cited
standard cannot be used when making one of the saw's cuts, and
it has provided alternative guarding for the saw. Hamilton
was not in violation of S 1910.213(c)(l) as it relates to item
5a 0
Item 5b
This item charges that Hamilton violated S 1910.213(c)(l)
by failing to replace a damaged hood on a splitter guard on
saw No. 4 in the mill area. The guard had a gap in it
approximately two inches high and five inches long (Exs. C-34,
C-35, C-36, C-37; Tr. 286-287).
'Cannon testified that he was told by the area foreman
that the foreman had been aware of the damaged condition of
the guard for several days. The foreman also stated that the
saw had been used with the damaged hood (Tr. 290-291, 4980
501). Cannon identified the foreman as "Mike Steele." The
foreman of the mill area is Mike Stitzel (Tr. 502, 990).
Stitzel testified on the witness stand that he first learned
of the damaged guard on the day of Cannon's inspection (Tr.
11224123).
Due to his impartiality, Cannon's testimony is deemed
more credible. Hamilton was in repeat violation of S
1910.213(c)(l) as it relates to item Sb.
28
Item 6
Section 1910.213(h)(4) of 29 C.F.R. provides:
Installation shall be in such a manner that the
front end of the unit will be slightly higher than
the rear, so as to cause the cutting head to return
gently to the starting position when released by the
operator.
Cannon checked a radial saw in the mill area to see if
the arm would return to the rest position. It did not do so
(Exs. c-38, C-39; Tr. 302-303). Cannon was told by
management personnel that anyone working in the mill area
could use it. He spoke with employee Dan Tartar, who stated
that he had used the saw within the six months prior to the
inspection, and that sometimes, the saw did nbt return
properly (Tr. 304-306).
Hamilton's arguments denying a violation of this standard
are without merit. A previous citation under this standard
was issued to Hamilton and became a final order (Ex. C-40; Tr.
306-307). Hamilton was in repe'at violation of S
1910.213(h)(4).
Item 7
Section 1910.213(m)(l) of 29 C.F.R. provides:
(m) Wood shapers and similar equipment. (1)
The cutting heads of each wood shaper, hand-fed
panel raiser, or other similar machine not
automatically fed, shall be enclosed with a cage or
adjustable guard so designed as to keep the
operator's hand away from the cutting edge. The
29
diameter of circular shaper guards shall be not less
than the greatest diameter of the cutter. In no
case shall a warning device of leather or other
material attached to the spindle be acceptable.
Item 7a relates to machine No. 5 in the mill area. The
guard for the shaper block on this machine was taped,
preventing adjustment of the guard. Cannon testified that the
guard did not keep the operator ls hand away from the cutting
edge (Exs. C-41, C-42; Tr. 308-311).
Item 7b relates to a shaper whose guard was set four
inches above the material being cut (Exs. C-43, C-44, C-45;
Tr l 312-313). The hazard created by the four-inch gap was
exposure to possible lacerations and amputations (Tr. 316).
Hamilton was previously cited for violation of this standard
(Ex. C-46; Tr. 316-317).
Hamilton acknowledges the foregoing facts but argues that
these items were the result of unpreventable employee
misconduct. Hamilton failed to prove that it had a work rule
requiring proper adjustment of the guards that was effectively
communicated and enforced. Hamilton was in repeat violation
of § 1910.213(m)(l).
Item 8
Section 1910.305(g)(l)(iii) of 29 C.F.R. provides:
(iii) Unless specifically permitted in
paragraph (g)(l)(i) of this section, flexible cords
and cables may not be used:
(A) As a substitute for the fixed wiring of a
structure;
30
--
(B) Where run through holes in walls,
ceilings, or floors;
(C) Where run through doorways, windows, or
similar openings;
(D) Where attached to building surfaces; or
(E) Where concealed behind building walls,
ceilings, or floors.
This item concerns the same electrical cord that was the
subject of item one of citation one. The Secretary contends
that it violated the cited standard under (D) because the cord
was "attached to building surfaces" in that it was taped to
the floor. The Secretary also contends that the,standard is
violated under (A) because it was used 'Ias a substitute for
the fixed wiring" of the building.
Hamilton argues that the cord fits into three of
exceptions listed in S 1910.305(g)(l)(i),
- which provides:
(g) Flexible cords and cables--(l) Use of
flexible cords and cables. (i) Flexible cords and
cables shall be approved and suitable for conditions
of use and location. Flexible cords and cables
. shall be used only for:
(A) Pendants; 9
(B) Wiring of fixtures;
(C) Connection of portable lamps or
appliances;
(D)Elevator cables;
(E)Wiring of cranes and hoists;
(F) Connection of stationary equipment to
facilitate their frequent interchange;
(G) Prevention of the transmission of noise or
vibration;
(H) Appliances where the fastening means and
mechanical connections are designed to permit
removal for maintenance and repair; or
(i)- Data processing cables approved as part of
the data processing system.
31
Hamilton argues that the cord is excepted under (B)
"wiring of fixtures,1q (C) "connection of portable lamps or
appliances ,I’ and (F) "connection of stationary equipment to
facilitate their frequent interchange." Hamilton's arguments
for (B) and (F) are rejected as inapplicable to the portable
banding machine.
There is merit, however, to the argument that the cord is
exempted under (C) for connection of portable lamps or
appliances.
The National Electric Code defines 11appliance1Vas:
*Utilization equipment, generally other than industrial,
normally built in standardized sizes or types, which is
.
installed
* or connected as a unit to perform one or more
functions such as clothes washing, air conditioning, food
mixing, deep frying, etc." (Ex. R-12).
The Secretary argues that the portable banding machine
cannot be classified as an appliance because the definition
refers to equipment “generally other than industrial.11
Although that phrase does give pause, it does not dictate the
mandatory exclusion of industrial equipment (which the banding
machine is)..' The remainder of the definition is clearly
applicable to the banding machine.
It is this Judge's determination that the portable
banding machine is a portable appliance within the meaning of
S 1910.305(g)(l)(i) and is, therefore, an exception to the
32
-
requirements of s 1910.305(g)U)(iiL Hamilton was not in
violation of the cited standard.
Item 9
Section 1910.305(g)(2)(iii) provides:
(iii) Flexible cords shall be connected to
devices and fittings so that strain relief is
provided which will prevent pull from being directly
transmitted to joints or terminal screws.
Item 9a concerns a missing strain relief on a directional
light in the shipping area (Exs. C-48, C-49; Tr. 326). Itern
9b concerns a SCM1 shaper that did not have the primary
insulation of the cord held by the cord grip (Ex. C-50; Tr.
329-330). The hazard created was potential exposure to
electrified parts, resulting in shocks and burns (Tr. 329,
332).
Hamilton received a previous citation under the same
standard, which became a final order of the Commission (Ex.
C-51; Tr. 334-335).
Hamilton's arguments that it exercised reasonable
.diligence and that no hazard existed are not supported by
convincing evidence and are rejected. Hamilton was in repeat
violation of S 19lOJOWg)(2)(iii).
Item 10
Section 1910.1200(f)(S)(i) of 29 C.F.R. provides:
33
--
(f) Labels and other forms of warning. (1)
The chemical manufacturer, importer, or distributor
shall ensure that each container of hazardous
chemicals leaving the workplace is labeled, tagged
or marked
a with the following information:
(1) Identity of the hazardous chemical(s);
(ii) Appropriate hazard warnings; and
(iii) Name and address of the chemical
manufacturer, importer, or other responsible party?
Cannon testified that he observed employees in the
assembly one area painting the bases of units. The employees
were using lacquer paints contained in one-gallon cans which
were not labeled with hazard warnings. Cannon was told that
the employees were using, among others, a semi-gloss black
lacquer paint (Ex. C-52; Tr. 336-337). The MSDS for semi-
gloss black lacquer states in part: "Effects of
overexposure: Inhalation: _ anesthetic, progression from
irritation of respiratory tract through neurological problems
to possible coma and can even be fatal (Ex. C-54; Tr. 338-
339).
Hamilton argues that it is in compliance with l the
standard because it uses an alternative method permitted in 5
1910.1200(f)(6), which provides:
(6) The employer may use signs, placards,
process sheets, batch tickets, operating procedures,
or other such wrrtten materials in lieu of affixing
labels to indivld;lal stationary process containers,
as long as the alternative method identifies the
containers to which it is applicable and conveys the
information requxed by paragraph (f)(S) of this
1 The original amendment to the citation referenced
~1910,1200(f)(4). The hazard communication standard has now
been amended and renumbered, to the above cited standard.
34
section to be on a label. The written materials
shall be readily accessible to the employees in
their work area throughout each workshift.
Hamilton argues that its employees could identify the
paints in the unmarked cans by color, and that MSDS sheets for
the paints were available to them. This does not constitute
compliance with S 1910.1200(f)(6). That standard allows the
use of MSDS sheets in lieu of labeling 'Ias long as the
alternative method identifies the containers to which it is
applicable.“ The standard requires the unlabeled containers
to be specifically referenced in the MSDS sheets. Hamilton
did not do this.
. Hamilton received a previous citation for the same
standard (Ex. c-57), and is in repeat violation of S
1910.1200(f)(5)(i).
CITATION 3: THE OTHER-THAN-SERIOUS VIOLATIONS
Item 1
Section 1910.22(b)(l) of 29 C.F.R. provides:
W Aisles and passageways. (1) Where
mechanical handling equipment is used, sufficient
safe clearances shall be allowed for aisles, at
loading docks, through doorways and wherever turns
or passage must be made. Aisles and passageways
shall be kept clear and in good repairs, with no
obstruction across or in aisles that could create a
hazard.
Items la and lb refer to aisleways which were blocked by
material that had been placed or stored in the aisleways. The
35
--
aisleways were used for material handling purposes (Exs. C-60,
C-61, c-62, C-63, C-64; Tr. 360-367). Cannon stated that the
hazard posed by the obstructions was the possibility that an
employee could be forced to go outside the aisleway while
using material handling equipment and inadvertently strike an
employee in the work area (Tr. 367).
Hamilton argues that the condition does not present a
hazard. This argument is rejected as the hazard described by
Cannon is reasonable and believable. Hamilton was in other
violation of S 1910.22(b)(l).
Item 3
Section 1910.37(e) of 29 C.F.R. provides:
(e) Arrangement of exits. When more than one
exit is required from a story, at least two of the
exits shall be remote from each other and so
arranged as to minimize any possibility that both
may be blocked by any one fire or other emergency
condition.
The Nicolet warehouse is a separate facility from the
rest of the plant, and measures approximately 170 feet by 205
feet (Ex. C-66). Generally three to five employees work in
.
the warehouse (Tr. 103, 583, 1023). The Secretary contends
that there is only one exit available in the warehouse (Tr.
368). Hamilton argues that there are two exits available,
because there is an overhead door at the opposite end of the
facility (Tr. 90).
--
Michael Herbers, who worked in the Nicolet warehouse,
testified that the overhead door was used for loading trucks.
men asked if it was accessible as an exit, Herbers replied
no, because "[t]rucks were usually parked there" (Tr. 90).
HamiltorPs arguments on this issue, therefore, are
rejected. The Secretary has established that there was only
one readily available exit in the Nicolet warehouse.
Hamilton was in other violation of 5 1910.37(e).
Item 4
Section 1910.141(d)(2)(i) of 29 C.F.R. provides:
(2) Lavatories. (i) Lavatories shall be made
available in all places of employment. The
fequirements of this subdivision do not apply to
'mobile crews or to - normally unattended work
locations if employees working at these locations
have transportation readily available to nearby
washing facilities which meet the other requirements
of this paragraph.
No running water was available in the Nicolet warehouse
area. Cannon observed employees eating lunch there (Tr. 3810
383). Herbers testified that he was unable to wash his hands
with water before he ate (Tr l 9 0-92). He
. stated that
employees who worked in that area generally ate lunch there,
because it was too time consuming to return to the main plant
(Tr. 111).
Hamilton claims that the Nicolet area employees are a
mobile crew within the meaning of the cited standard. It
bases this argument on the fact that the employees must first
31
punch in at the time clock in the main plant before they are
transported by van to the Nicolet warehouse (Tr. 104-105).
me undersigned does not interpret "mobile crew" to include
employees who travel from the main plant to the very same
location day in and day out. Such employees report to a
permanent work station and are not mobile.
Hamilton is in other violation of 5 1910.141(d)(2)(i).
Item 5
Section 1910.212(b) of 29 C.F.R. provides:
Machines designed for a fixed location shall be
securely anchored to prevent walking or moving.
.A Powermatic Shaper in the mill area was not secured to
the floor. Cannon was able to move it (Tr. 385).
Hamilton contends that the shaper was not designed for a
fixed location. The Secretary argues that Hamilton's witness,
John Paola, a representative of the company that sold Hamilton
the shaper, failed to establish that the shaper was not
designed for a fixed location (Tr. 924-927). It is, however,
the Secretary's burden to prove that the shaper was designed
for that purpose8 which she failed to do. Hamilton is not in
other violation of S 1910.212(b).
Item 6
Section 29 C.F.R. §1910.213(m)(l) provides:
38
(m) Wood shapers and similar equipment. (1)
The cutting heads of each wood shaper, hand-fed
panel raiser, or other similar machine not
automatically fed, shall be enclosed with a cage or
adjustable guard so designed as to keep the
operatorvs hand away from the cutting edge. The
diameter of circular shaper guards shall be not less
than the greatest diameter of the cutter. In no
case shall a warning device of leather or other
material attached to the spindle be acceptable.
This item involves the same shaper that was the subject
of item six. The shaper had a 4$-by-3-inch plastic disc
attached to the spindle (Tr. 389). The Secretary contends
that this disc is a warning device of the kind prohibited by
the standard.
Hamilton contends that it is not merely a warning device
but is in fact a guard with the required ball bearing between
the spindle and the disc (Exs. C-68, R-18, R-70, R-71, R-72,
R-73; Tr. 601-606, 945-946).
Hamilton has successfully rebutted the Secretary%
evidence that the disc functioned only as a warning device.
Hamilton was not in violation of fj 1910.213(m)(l).
Item 7
This item charges Hamilton with the violation of 29
C.F.R. $ 1910. 242(a) for failing to ensure the safe condition
of tools and equipment. Cannon observed a router being used
by an employee. The router had three damaged areas in the
primary insulation of the power cord (Exs. C-69, C-70, C-71;
Tr. 3914%).
39
Hamilton's arguments are rejected as without merit.
Hamilton is in other violation of s 1910.241(a).
PENALTY DETERMINATIONS ,
The Commission is the final arbiter of penalties in all
contested cases. Secretary V. OSAHRC and Interstate Glass
co l I 407 F.2d 438 (8th Cir. 1973). Under 17(j)(4) of the Act,
the Commission is required to find and give 'Idue
consideration" to the size of the employer's business, the
gravity of the violation, the good faith of the employer, and
the history of the previous violations in determining the
assessment of an appropriate penalty. The gravity of the
offense is the primary factor to be considered. Nacirema
Operating Co., 72 OSAHRC l/BlO, 1 BNA OSHC 1001, 197i-1973 CCH
OSHD g 15,032 (No. 4, 1972). In addition, the unique
circumstances of this case relating to the on-going labor
problems at the facility will also be taken into
consideration. Although allegations of employee sabotage have
been rejected in this case, the court is aware that the then-
current labor situation at the plant may have resulted in
lower than normal standards of safety. While such a situation
does not exempt the employer from compliance with OSHA's
standards, it can have a mitigating effect on the penalties
assessed.
4iI
UpOn due consideration of the foregoing factors, it is
determined that the following are appropriate penalties for
the cited violations:
CITATION 1
For the serious violation of S 1910,22(a)(l) (Item l), a
penalty of $400.00 is assessed; for the serious violation of §
1910.27(f) (Item 2), a penalty of $300.00 is assessed; for the
serious violatbn of § 1910.37(g)(2) (Item 3), a penalty of
$400.00 is assessed; for the serious violation of S
1910.107(e)(9) (Item 4), a penalty of $200.00 is assessed; for
the serious violation of fj 1910.132(a) (Item 5a), a penalty of
$400.00 is assessed; for the serious violation of S
1910.151(c) (Item 6), a- penalty of $500.00 is assessed; and
for the serious violation of $ 1910.242(a) (Item ll), a
penalty of $400.00 is assessed.
.
CITATION 2
For the repeat violation of § 1910.37(k)(2) (Item l), a
penalty of $400.00 is assessed; for the repeat violation of S
1910.132(a) (Item 3), a penalty of $500.00 is assessed; for
the repeat violation of § 1910.213(c)(l) (Item 5b), a penalty
of $350.00 is assessed; for the repeat violation of S
1910.213(h)(4) (Item 6), a penalty of $300.00 is assessed; for
the repeat violation of S 1910.213(m) (1) (Items 7a and 7b), a
penalty of $400.00 is assessed; for the repeat violation of S
1910.305(g)(2)(iii) (Items 9a and gb), a penalty of $300.00 is
assessed; and for the repeat violation of S 1910.1200(f)(5)(i)
(Item lo), a penalty of $400.00 is assessed.
CITATION 3
No penalties are assessed for the other-than-serious
violations of S 1910.22(b)(l), s 1910.37(e), §
1910.141(d)(2)(i), § 1910.212(b), and 5 1910.242(a).
The foregoing constitutes the findings of facts in
accordance with Rule 52(a) of the Federal Rules of Civil
Procedure.
CONCLUSIONS OF LAW
. 1 l Hamilton Fixture, at all times material to this
proceeding, was engaged in a business affecting commerce
within the meaning of section 3(5) of the Occupational Safety
and Health Act of 1970 ("ACt").
20 Hamilton, at all times material to this proceeding,
was subject to the requirements of the Act and the standards
promulgated thereunder. The Commission has jurisdiction of
the parties and the subject matter.
30 Hamilton was in serious violation of S 1910.22(a)(l)
(Citation 1, Item 1).
40 Hamilton was in serious violation of s 1910.27(f)
(Citation 1, Item 2) l
42
-- 5 l Hamilton was in serious violation of S 1910.37(g)(2)
.
(Citation 1, Item 3).
6a Hamilton was in serious violation of s
1910.107(e)(9) (Citation 1, Item 41,
3 l Hamilton was in serious violation of § 1910.132(a)
(Citation 1, Item Sa).
80 Hamilton was in serious violation of S 1910,151(c)
(Citation 1, Item 6).
90 Hamilton was not in violation of S 1910.219(e)(3)(i)
(Citation 1, Item 9).
10 l Hamilton was in serious violation of 5 1910.242(a)
(Citation 1, Item 11) .
11 0 Hamilton was in repeat violation of s 1910.37(k)(2)
(Citation 2, Item 1).
12 0 Hamilton was not in violation of § 1910.107(c)(2)
(Citation 2, Item 2) .
13 0 Hamilton was in repeat violation of S 1910.132(a)
(Citation 2, Item 3) .
14 0 Hamilton was not in violation of S 1910.176(b)
(Citation 2, Item 4).
15 0 Hamilton was not in violation of S 1910.213(c)(l) '
(Citation 2, Item 5a) .
16 0 Hamilton was in repeat violation of S 1910.213(c)(l)
(Citation 2, Item 5b) l
17 l Hamilton was rn repeat violation of 5 1910.213(h)(4)
(Citation 2, Item 6).
43
-
18 0 Hamilton was in repeat Violation Of s 1910W213(m)(l)
(Citation 2, Items 7a and 7b).
19 0 Hamilton was not in violation of S
1%0.305(g)(l)(iii) (Citation 2, Item 8).
20 0 Hamilton was in repeat violation of S
1910.305(g)(2)(iii) (Citation 2, Items 9a and 9b).
21 l Hamilton was in repeat violation of §
1910.1200(f)(5)(i) (Citation 2, Item 10).
22 0 Hamilton was in other violation of 5 1910.22(b)( 1)
(Citation 3, Items la and lb).
23 l Hamilton was in other violation of S 1910.37(e)
(Citation 3, Item 3).
24 0 Hamilton was in other violation of S
1910.141(d)(2)(i) (Citation -3, Item 4).
25 0 Hamilton was not in other violation of S 1910.212(b)
(Citation 3, Item 5).
26 0 Hamilton was not in violation of S 1910.213(m)(l)
(Citation 3, Item 6).
27 0 Hamilton was in other violation of S 1910.242(a)
(Citation 3, Item 7).
ORDER
Based upon the foregoing findings of fact and conclusions
of law, it is hereby ORDERED:
10 Item 1 of Citation 1 is affirmed as serious and a
penalty of $400.00 is assessed.
44
-- 20 Item 2 of Citation 1 is affirmed as serious and a
penalty of $300.00 is assessed.
3 l Item 3 of Citation 1 is affirmed as serious and a
penalty of $400.00 is assessed.
40 Item 4 of Citation 1 is affirmed as serious and a
penalty of $200.00 is assessed.
50 Item 5a of Citation 1 is affirmed as serious and a
penalty of $400.00 is assessed.
60 Item Sb of Citation 1 is vacated in accordance with
the partial settlement agreement.
7 l Item 6 of Citation 1 is affirmed as serious and a
penalty of $500.00 is assessed.
1 80 Item 7 of Citation 1 is affirmed as serious and a
penalty of $200.00 is assessed in accordance with the partial
settlement agreement.
9 l Item 8 of Citation 1 is affirmed as serious and a
penalty of $300.00 is assessed in accordance with the partial
settlement agreement.
10 l Item 9 of Citation 1 is vacated and no penalty is
assessed.
11 0 Item 10 of Citation 1 is affirmed as serious and a
penalty of $300.00 is assessed in accordance with the partial
settlement agreement.
12 0 Item 11 of Citation 1 is affirmed as serious and a
penalty of $400.00 is assessed.
-
13 0 Item 1 of Citation 2 is affirmed as a repeat
violation and a penalty of $400.00 is assessed.
14 l Item 2 of Citation 2 is vacated and no penalty is
assessed.
15 l Item 3 of Citation 2 is affirmed as a repeat
violation and a penalty of $500.00 is assessed.
16 0 Item 4 of Citation 2 is vacated and no penalty is
assessed.
17 l Item 5a of Citation 2 is vacated and no penalty is
assessed.
18 l Item 5b of Citation 2 is affirmed as a repeat
violation and a penalty of $350.00 is assessed.
19 l Item 6 of Citation 2 is affirmed as a repeat
violation and a penalty of $300.00 is assessed.
20 0 Items 7a and 7b of Citation 2 are affirmed as repeat
violations and a penalty of $400.00 is assessed.
21 l Item 8 of Citation 2 is vacated and no penalty is
assessed.
- 22 l Items 9a and 9b of Citation 2 are affirmed as repeat
violations and a penalty of $300.00 is assessed.
23 a Item 10 of Citation 2 is affirmed as a repeat
violation and a penalty of $400.00 is assessed.
24 l Items la and lb of Citation 3 are affirmed as other
violations and no penalty is assessed.
25 0 Item 2 of Citation 3 is vacated in accordance with
the partial settlement agreement.
46
26 0 Item 3 of Citation 3 is affirmed as an other
violation and no penalty is assessed.
27 l Item 4 of Citation 3 is affirmed as an other
violation and no penalty is assessed.
28 0 Item 5 of Citation 3 is vacated and no penalty is
assessed.
29 l Item 6 of Citation 3 is vacated and no penalty is
assessed.
70
. l Item 7 of Citation 3 is affirmed as. an other
violation and no penalty is assessed.
Dated this 21st day of February, 1990.
,17
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