OSHRC Commission decision Docket 3088 Decided September 13, 1973 Mixed result

Boston Elevator and Machine Company

Serious citation affirmed

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Currency note: this decision dates from 1973
The OSHA standards may have been amended, penalty amounts have been adjusted, and later Commission or court decisions may have changed the analysis since then. Treat this page as historical context, not current compliance advice. Verify the current standard before relying on any specific rule, threshold, or penalty mentioned here.
Decision of the Commission
This is a decision of the Occupational Safety and Health Review Commission, the highest level of agency review, citable as Commission precedent. It may have been appealed to a U.S. Court of Appeals after issuance; check subsequent history before relying on it. The full text below is from the official OSHRC release.
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Read the official release (oshrc.gov)

Plain-English summary

Boston Elevator and Machine Company contested a serious citation, a non-serious citation, and their proposed penalties. The Secretary amended the serious citation to allege a general-duty violation and withdrew the proposed penalty for the non-serious item. The employer later withdrew its contest of the serious citation, and the judge granted that request. The Commission affirmed the amended serious citation with a $600 penalty. It treated the non-serious citation as withdrawn and dismissed it because the Secretary had omitted it from the complaint.

Decision snapshot

  • Cited standard(s): 29 U.S.C. § 654(a)(1)
  • Outcome: The amended serious citation was affirmed with a $600 penalty, and the non-serious citation was dismissed.
  • Key point: The Commission treated a citation omitted from the Secretary's complaint as withdrawn instead of remanding to determine the parties' intent.

Full text (OSHRC public release)

Docket No. 3088

BOSTON ELEVATOR AND MACHINE COMPANY

OSHRC Docket No. 3088

Occupational Safety and Health Review Commission

September 13, 1973

Before MORAN, Chairman; VAN NAMEE and CLEARY, Commissioners

OPINIONBY: CLEARY

OPINION:


CLEARY, COMMISSIONER: On August 15, 1973, Judge Herbert E. Bates issued his recommended order granting respondent's unopposed motion to withdraw its notice of contest.

Pursuant to section 12(j) of the Occupational Safety and Health Act of 1970 (29 U.S.C.A. 651
et seq.,
84 Stat. 1590, hereinafter referred to as "the Act"), I am directing that the recommended order be reviewed by the Commission.

The record shows the following procedural history:

The Secretary issued to respondent a citation for serious violation alleging failure to comply with an occupational safety and health standard, a citation for non-serious violation, and a notification of proposed penalty for both alleged violations.

All of these documents were dated May 4, 1973.

Respondent filed a timely notice of contest as to the "citations and proposed penalties referred to in your communication . . . of May 4, 1973. . . ."

On May 22, 1973, the Secretary issued an amended notification of proposed penalty withdrawing the penalty proposed for the non-serious violation.

The Secretary then filed a complaint in which he amended the citation for serious violation to allege a violation of section 5(a)(1) of the Act instead of section 5(a)(2).

Respondent filed its answer and subsequently filed a motion to withdraw its notice of contest of ". . . the violation alleged in Citation No. 1 (serious) . . .," asserting compliance with those requirements necessary for hospitable consideration of such motion.

On this basis, Judge Bates granted respondent's motion and affirmed ". . . the Citation

issued on May 4, 1973 and its attendant amended Notification of Proposed Penalty."

From this statement of the history of this case, it is clear that the notice of contest of the nonserious violation has not been considered by the Judge, the Secretary, or respondent since it contested this citation.

The Commission does not believe that the purposes of the Act will be advanced by remanding the case to determine the intent of the parties with regard to the non-serious violation.

As the Secretary did not include any reference to this citation in his complaint, the Commission deems the citation for non-serious violation withdrawn and herewith amends the Judge's order to reflect this withdrawal.

Accordingly, it is ORDERED that

the citation for serious violation, as amended, is affirmed, a penalty of $600 is assessed therefor, and the citation for other than serious violation is dismissed.

[The Judge's decision referred to herein follows]

BATES, JUDGE, OSAHRC: This motion was assigned to the undersigned Judge by the Occupational Safety and Health Review Commission for disposition.

By motion the Respondent has requested permission to withdraw its Notice of Contest in the captioned case representing that the cited violations have been abated; that tender has been made to the Secretary of Labor for the penalty proposed therefor and that the Respondent has complied with the service requirements specified in the Commission Rules with respect to the said Notice of Contest and this motion.

No objections to the Respondent's motion having been received and it appearing that the granting of same is not inconsistent with the provisions and purposes of the Act, the Respondent's Motion to Withdraw Notice of Contest should be, and is hereby granted.

It is therefore ORDERED that the Respondent's Notice of

Contest be, and is hereby withdrawn, and that the Citation issued on May 4, 1973 and its attendant amended Notification of Proposed Penalty be, and are, affirmed in all respects.

There being no further contest in this case, it is recommended that this Order be made the Order of the Commission.

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