S.B. and Department of Justice, Drug Enforcement Administration, Phoenix, AZ (Board decision, February 7, 2018)
Board affirms denial of surveillance vehicle injury claim (ECAB 17-1779)
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ECAB final decision. The Board affirmed OWCP’s July 10, 2017 denial of the claimed head and neck injuries. Under 20 C.F.R. § 501.6(d), this Board decision becomes final 30 days after issuance. A party may petition the Board for reconsideration within 30 days unless this decision specifies another period, under 20 C.F.R. § 501.7(a).
Plain-English summary
S.B., a Drug Enforcement Administration special agent, claimed head and neck injuries during vehicle surveillance on November 22, 2016. Her emergency room records mentioned a motor vehicle accident, but she did not provide a detailed account of when, where, or how the alleged event occurred or other corroborating factual evidence. OWCP asked for those details before denying the claim. The Board found that the record did not establish the incident as alleged and affirmed the denial.
Decision snapshot
- Authority: 20 C.F.R. § 501.2(c)(1).
- Outcome: Denial of the claimed November 22, 2016 injury affirmed.
- Key point: The record lacked enough factual detail to establish the alleged vehicle incident in the performance of duty.
Full text (ECAB public release)
United States Department of Labor
Employees’ Compensation Appeals Board
________
)
S.B., Appellant
)
) Docket No. 17-1779
and ) Issued: February 7, 2018
)
DEPARTMENT OF JUSTICE, DRUG
)
ENFORCEMENT ADMINISTRATION,
)
Phoenix, AZ, Employer
)
__________ )
Appearances: Case Submitted on the Record
Appellant, pro se
Office of Solicitor, for the Director
DECISION AND ORDER
Before:
CHRISTOPHER J. GODFREY, Chief Judge
PATRICIA H. FITZGERALD, Deputy Chief Judge ALEC J. KOROMILAS, Alternate Judge
JURISDICTION
On August 16, 2017 appellant filed a timely appeal from a July 10, 2017 merit decision of the Office of Workers’ Compensation Programs (OWCP). Pursuant to the Federal Employees’ Compensation Act1 (FECA) and 20 C.F.R. §§ 501.2(c) and 501.3, the Board has jurisdiction over the merits of the claim.2
ISSUE
The issue is whether appellant has met her burden of proof to establish that she sustained traumatic head and neck injuries on November 22, 2016 in the performance of duty.
1
5 U.S.C. § 8101 et seq.
2
Appellant submitted new evidence accompanying her request for appeal. The Board’s jurisdiction is limited to the evidence that was before OWCP at the time it issued the final decision. Thus, the Board is precluded from reviewing this evidence for the first time on appeal. 20 C.F.R. § 501.2(c)(1). FACTUAL HISTORY
On December 15, 2016 appellant, then a 47-year-old special agent, filed a traumatic injury claim (Form CA-1) alleging that, while conducting surveillance activities in an automobile on November 22, 2016, she sustained “whiplash” head and neck injuries.
In a January 5, 2017 letter, OWCP requested that appellant submit additional medical and factual evidence in support of her traumatic injury claim. It requested that she submit a detailed description of the alleged November 22, 2016 incident and a narrative medical report from her attending physician explaining causal relationship between the alleged employment incident and the claimed head and neck injuries. OWCP afforded her 30 days to submit such evidence. Appellant did not respond within the time allotted.
By decision dated February 10, 2017, OWCP accepted that the November 22, 2016 employment incident occurred as alleged, but denied the claim because appellant had not provided medical evidence which diagnosed an injury causally related to that incident.
On March 1, 2017 appellant requested a review of the written record by a representative of OWCP’s Branch of Hearings and Review. She provided a February 23, 2017 letter in which she contended that enclosed medical evidence was sufficient to establish her claim.
Appellant submitted November 22, 2016 hospital emergency room records including laboratory blood test results; discharge instructions for a motor vehicle accident, neck strain and closed head injury; a discharge summary which noted appellant’s examination by a physician assistant; and financial documents. Dr. Mohamad Saghir, a Board-certified radiologist, noted appellant’s account of a motor vehicle accident earlier that day. He reviewed November 22, 2016 computerized tomography (CT) scans of appellant’s brain, cervical spine, thoracic spine, lumbar spine, abdomen, and pelvis. Dr. Saghir opined that all images were negative for fracture or other abnormalities.
Appellant also provided a March 3, 2017 duty status report (Form CA-17) with an illegible signature, which limited appellant to “sitting work only.”
By decision dated July 10, 2017, the hearing representative affirmed with modification OWCP’s February 10, 2017 decision, finding that the evidence of record was insufficient to establish the claimed November 22, 2016 employment incident occurred as alleged. He noted that there was no history as to how the alleged motor vehicle accident occurred, including where and how hard appellant’s vehicle was struck. The hearing representative further found that the medical evidence of record did not contain a firm diagnosis causally related to the alleged November 22, 2016 employment incident.
LEGAL PRECEDENT
An employee seeking benefits under FECA3 has the burden of proof to establish the essential elements of his or her claim, including the fact that the individual is an employee of the
3
Supra note 1.
2
United States within the meaning of FECA, that the claim was filed within the applicable time limitation, that an injury was sustained while in the performance of duty as alleged, and that any disability or specific condition for which compensation is claimed is causally related to the employment injury.4 These are the essential elements of each and every compensation claim regardless of whether the claim is predicated on a traumatic injury or an occupational disease.5
To determine whether an employee sustained a traumatic injury in the performance of duty, OWCP begins with an analysis of whether fact of injury has been established. Generally, fact of injury consists of two components that must be considered conjunctively. First, the employee must submit sufficient evidence to establish that he or she actually experienced the employment incident that is alleged to have occurred.6 Second, the employee must submit sufficient evidence, generally only in the form of medical evidence, to establish that the employment incident caused a personal injury.7
An employee’s statement that an injury occurred at a given time, place, and in a given manner is of great probative value and will stand unless refuted by strong or persuasive evidence.8 Moreover, an injury does not have to be confirmed by eyewitnesses. The employee’s statement, however, must be consistent with the surrounding facts and circumstances and subsequent course of action. An employee has not met his or her burden in establishing the occurrence of an injury when there are such inconsistencies in the evidence so as to cast serious doubt upon the validity of the claim. Circumstances such as late notification of injury, lack of confirmation of injury, continuing to work without apparent difficulty following the alleged injury, and failure to obtain medical treatment may, if otherwise unexplained, cast doubt on an employee’s statement in determining whether a prima facie case has been established.9
ANALYSIS
Appellant alleged head and neck injuries on November 22, 2016 while conducting surveillance activities in a motor vehicle. Although she provided November 22, 2016 emergency room records which mentioned a motor vehicle accident, appellant did not submit a description of the alleged incident, or explain when and where it occurred. Appellant did not provide an accident report, supervisory statement, or other factual evidence to corroborate her involvement in a motor vehicle accident while in the performance of duty on November 22, 2016.
OWCP indicated in its February 10, 2017 decision that appellant had established fact of injury, but did not specify which factual evidence of record corroborated her allegations. On
4
Joe D. Cameron, 41 ECAB 153 (1989).
5
See Irene St. John, 50 ECAB 521 (1999); Michael E. Smith, 50 ECAB 313 (1999).
6
Gary J. Watling, 52 ECAB 278 (2001).
7
Deborah L. Beatty, 54 ECAB 340 (2003).
8
R.T., Docket No. 08-408 (issued December 16, 2008); Gregory J. Reser, 57 ECAB 277 (2005).
9
Betty J. Smith, 54 ECAB 174 (2002).
3
July 10, 2017 an OWCP hearing representative modified the February 10, 2017 decision to find that the evidence of record failed to establish the incident component of fact of injury. He explained that the factual evidence of record did not establish the time, place, or the manner of the claimed motor vehicle accident. Additionally, the medical evidence of record did not contain a clear diagnosis of an injury related to the alleged November 22, 2016 motor vehicle accident.
OWCP notified appellant of the additional evidence needed to establish her claim, including her detailed factual description of the alleged November 22, 2016 incident and any other factual evidence corroborating its occurrence. As appellant did not submit such evidence, OWCP properly denied the claim as she failed to meet her burden of proof to establish fact of injury.10
On appeal, appellant contends that OWCP should accept that she sustained the claimed injuries when conducting surveillance activities in a motor vehicle. As noted above, appellant has not submitted factual evidence to establish that the claimed November 22, 2016 incident occurred at the time, place, and in the manner alleged.
CONCLUSION
The Board finds that appellant failed to meet her burden of proof to establish that she sustained traumatic head and neck injuries on November 22, 2016 in the performance of duty.
10
Consequently, it is not necessary to address the medical evidence with respect to causal relationship. Alvin V.
Gadd, 57 ECAB 172 (2005).
4
ORDER
IT IS HEREBY ORDERED THAT the July 10, 2017 decision of the Office of Workers’ Compensation Programs is affirmed.
Issued: February 7, 2018
Washington, DC
Christopher J. Godfrey, Chief Judge
Employees’ Compensation Appeals Board
Patricia H. Fitzgerald, Deputy Chief Judge Employees’ Compensation Appeals Board
Alec J. Koromilas, Alternate Judge
Employees’ Compensation Appeals Board
5
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