L.G. and Department of the Army, Dental Clinic, Fort Drum, NY (Board decision, March 8, 2018)
Board upholds denial of dental clinic worker’s wrist claim (ECAB 16-1074)
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ECAB final decision. The Board affirmed OWCP’s April 4, 2016 denial of L.G.’s carpal tunnel claim. Under 20 C.F.R. § 501.6(d), this Board decision becomes final 30 days after issuance unless the Board fixed a different period in it. A party may petition the Board for reconsideration within 30 days unless this decision specifies another period, under 20 C.F.R. § 501.7(a).
Plain-English summary
L.G., an Army dental clinic employee, attributed right carpal tunnel syndrome to her federal work. The Board found that the medical evidence did not establish the required causal relationship. It affirmed OWCP’s denial.
Decision snapshot
- Authority: 5 U.S.C. § 8101.
- Outcome: April 4, 2016 carpal tunnel claim denial affirmed.
- Key point: The medical record did not connect the right wrist condition to work factors.
Full text (ECAB public release)
United States Department of Labor
Employees’ Compensation Appeals Board
_______
)
L.G., Appellant
)
)
and ) Docket No. 16-1074
) Issued: March 8, 2018
DEPARTMENT OF THE ARMY, DENTAL
)
CLINIC, Fort Drum, NY, Employer
)
__________ )
Appearances: Case Submitted on the Record
Appellant, pro se
Office of Solicitor, for the Director
DECISION AND ORDER
Before:
PATRICIA H. FITZGERALD, Deputy Chief Judge ALEC J. KOROMILAS, Alternate Judge
VALERIE D. EVANS-HARRELL, Alternate Judge
JURISDICTION
On April 25, 2016 appellant filed a timely appeal from the April 4, 2016 merit decision of the Office of Workers’ Compensation Programs (OWCP). Pursuant to the Federal Employees’ Compensation Act1 (FECA) and 20 C.F.R. §§ 501.2(c) and 501.3, the Board has jurisdiction over the merits of this case.
ISSUE
The issue is whether appellant met her burden of proof to establish causal relationship between her diagnosed carpal tunnel syndrome and factors of her federal employment.
FACTUAL HISTORY
On August 31, 2015 appellant, then a 58-year-old dental assistant filed an occupational disease claim (Form CA-2) for right wrist carpal tunnel syndrome that allegedly arose in the performance of duty on or about November 23, 2005. She attributed her right wrist condition to
1
5 U.S.C. § 8101 et seq. repetitive motion of hands, wrists, and forearms while providing patient care to an average of six to eight patients daily for 17 years. Appellant did not stop work. No additional information accompanied the Form CA-2.
By letter dated October 16, 2015, OWCP informed appellant of the type of factual and medical evidence needed to support her claim, and requested that she submit such evidence within 30 days. It particularly requested that appellant have her physician provide an opinion, supported by a medical explanation, as to how work activities caused or aggravated her claimed condition.
OWCP received October 22, 2015 treatment notes from Dr. D. Peter VanEenenaam, a Board-certified orthopedic surgeon, who diagnosed right carpal tunnel syndrome and recommended a right carpal tunnel release.
In an October 29, 2015 statement, appellant described her duties, which included cleaning, scaling, and polishing teeth, condensing and carving amalgams, and suctioning. She noted that she saw seven to eight patients a day, “with operative double booked on some dates.” Appellant explained that it was approximately 30 minutes on average chair time. She noted that her outside activities included spending time with her family, friends, and cats, watching television, surfing on her iPad, enjoying time at her summer cottage, and taking care of her elderly parents. Appellant also indicated that on November 23, 2005 she experienced right hand numbness and tingling, decreased grip strength, and increased numbness. She also noted that she was diagnosed with diabetes in 2009, and noticed the numbness and tingling on November 23, 2005. Appellant indicated that the grip of instruments due to numbness was starting to be a concern regarding her daily job performance.
By decision dated November 30, 2015, OWCP denied appellant’s claim. It found that she had not submitted medical evidence containing a firm diagnosis in connection with the claimed work factors/events.
Appellant timely requested a review of the written record by an OWCP hearing representative.
An April 10, 2015 bilateral upper extremity electromyography and nerve conduction velocity (EMG/NCV) study revealed moderate compression of the right median sensory nerve across the wrist.
Appellant submitted an unsigned and undated authorization for examination and/or treatment (Form CA-16). On the attending physician’s report side of the form, on August 25, 2015 Dr. Bryan Petti, an osteopath and Board-certified family practitioner, noted a history of gradual onset and gradual increase in right hand pain, numbness and tingling. He diagnosed right carpal tunnel syndrome and checked the box marked “yes” in response to whether he believed the condition was caused or aggravated by the employment activity.
In an October 5, 2015 narrative report, Dr. VanEenenaam, explained that appellant had a long history of progressively worsening tingling and numbness of the right thumb, index, and long fingers dating back to 2005. He related that appellant worked as a dental hygienist and “that is when it started.” Dr. VanEenenaam further noted that she had progressively worsening
2 nocturnal paresthesias in the right upper extremity and it was difficult to perform motor activities, even in her job. He explained that to hold the metal instruments in her right hand, appellant found it difficult to feel it properly. Dr. VanEenenaam diagnosed right carpal tunnel syndrome. He advised that it interfered with appellant’s work, as her job was basically repetitive with the use of the right hand doing fine motor activities, which was often consistent with the development of carpal tunnel syndrome. Dr. VanEenenaam recommended a right carpal tunnel release.
By decision dated April 4, 2016, an OWCP hearing representative affirmed as modified the November 30, 2015 decision. She found that appellant established a medical diagnosis, but found that the claim remained denied as the medical evidence of record failed to provide a rationalized opinion supporting causal relationship.
LEGAL PRECEDENT
A claimant seeking benefits under FECA2 has the burden of proof to establish the essential elements of his or her claim by the weight of the reliable, probative, and substantial evidence, including that an injury was sustained in the performance of duty as alleged, and that any specific condition or disability claimed is causally related to the employment injury.3
To establish that an injury was sustained in the performance of duty in an occupational disease claim, a claimant must submit: (1) medical evidence establishing the presence or existence of the disease or condition for which compensation is claimed; (2) a factual statement identifying employment factors alleged to have caused or contributed to the presence or occurrence of the disease or condition; and (3) medical evidence establishing that the diagnosed condition is causally related to the identified employment factors.4
Causal relationship is a medical question that generally requires rationalized medical opinion evidence to resolve the issue.5 A physician’s opinion on whether there is causal relationship between the diagnosed condition and the implicated employment factor(s) must be based on a complete factual and medical background.6 Additionally, the physician’s opinion must be expressed in terms of a reasonable degree of medical certainty, and must be supported by medical rationale, explaining the nature of the relationship between the diagnosed condition and appellant’s specific employment factor(s).7
2
Id..
3
20 C.F.R. § 10.115(e), (f); see Jacquelyn L. Oliver, 48 ECAB 232, 235-36 (1996).
4
Victor J. Woodhams, 41 ECAB 345, 352 (1989).
5
Robert G. Morris, 48 ECAB 238 (1996).
6
Supra note 4.
7
Id.
3
ANALYSIS
Appellant alleged that she developed right carpal tunnel syndrome due to the daily activities of her work as a dental assistant. OWCP denied her claim, finding there was insufficient medical evidence to establish that her diagnosed right carpal tunnel syndrome had been caused or aggravated by her federal employment. The Board finds that appellant failed to meet her burden of proof to establish causal relationship.
In his August 25, 2015 report, Dr. Petti diagnosed right carpal tunnel syndrome and indicated his belief that the condition was employment related. However, he did not offer an explanation regarding causal relationship. Merely checking a box marked “yes” on an attending physician’s report (Form CA-16), without more by way of medical rationale, will not suffice for purposes of establishing causal relationship.8
In the October 5, 2015 report, Dr. VanEenenaam noted that appellant had a long history of progressively worsening and tingling and numbness of the thumb and index and long finger of the right hand dating back to 2005. He explained that appellant worked as a dental hygienist and “that is when it started.” Dr. VanEenenaam revealed that appellant had progressively worsening nocturnal paresthesias in the right upper extremity and found it difficult to perform motor activities, even in her job. For example, he explained that in order to hold the metal instruments in her right hand, appellant found it difficult to feel it properly. Dr. VanEenenaam diagnosed carpal tunnel syndrome on the right upper limb and opined that it interfered with appellant’s work. He explained that appellant’s job was basically comprised of repetitive use of the right hand doing fine motor activities. Dr. VanEenenaam opined that this was often consistent with the development of carpal tunnel syndrome. The Board notes that his opinion is equivocal as he did not specifically explain how appellant’s duties as a dental hygienist caused the diagnosed condition. The Board has held that medical opinions which are equivocal are of diminished probative value.9
Dr. VanEenenaam’s October 22, 2015 treatment notes are similarly insufficient to satisfy appellant’s burden of proof as he did not offer an opinion on causal relationship.
On appeal appellant argued that her condition was caused by her duties at work.
However, as found above, the medical evidence is insufficiently rationalized to establish her claim.
Appellant may submit new evidence or argument with a written request for reconsideration to OWCP within one year of this merit decision, pursuant to 5 U.S.C. § 8128(a) and 20 C.F.R. §§ 10.605 through 10.607.
8
See D.D., 57 ECAB 734, 739 (2006); Deborah L. Beatty, 54 ECAB 340, 341 (2003).
9
See S.E., Docket No. 08-2214 (issued May 6, 2009) (finding that opinions such as the condition is probably related, most likely related, or could be related are speculative and diminish the probative value of the medical opinion); Cecilia M. Corley, 56 ECAB 662, 669 (2005) (finding that medical opinions which are speculative or equivocal are of diminished probative value).
4
CONCLUSION
The Board finds that appellant failed to meet her burden of proof to establish causal relationship between her diagnosed right carpal tunnel syndrome and her federal employment.
ORDER
IT IS HEREBY ORDERED THAT the April 4, 2016 decision of the Office of Workers’ Compensation Programs is affirmed.
Issued: March 8, 2018
Washington, DC
Patricia H. Fitzgerald, Deputy Chief Judge Employees’ Compensation Appeals Board
Alec J. Koromilas, Alternate Judge
Employees’ Compensation Appeals Board
Valerie D. Evans-Harrell, Alternate Judge Employees’ Compensation Appeals Board
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