R.L. and U.S. Postal Service, West Roxbury Station, West Roxbury, MA (Board decision, August 25, 2015)
R.L. (ECAB 15-0313): Hip arthritis acceleration claim lacked rationale
Apply this precedent to your situation
This is citable Board precedent from 2015, and it may have been appealed since. Ezel checks how it stands today and answers your situation, with citations.
ECAB final decision. The Board affirmed OWCP's May 28, 2014 denial of R.L.'s hip osteoarthritis claim. Under 20 C.F.R. § 501.6(d), this Board decision becomes final 30 days after issuance unless the Board fixed a different period in it. A party may petition the Board for reconsideration within 30 days of issuance unless this decision specifies another period, under 20 C.F.R. § 501.7(a). FECA compensation decisions are generally not subject to court review under 5 U.S.C. § 8128(b).
Plain-English summary
R.L., a postal letter carrier, claimed that his work permanently accelerated hip osteoarthritis. The Board found that the supporting medical opinions did not adequately explain how his duties caused the progression of the condition. It noted the record's marked difference between the right and left hip findings. Because causal relationship was not established by a reasoned medical opinion, the Board affirmed the claim denial.
Decision snapshot
- Authority: 5 U.S.C. § 8101 et seq..
- Outcome: May 28, 2014 hip claim denial affirmed.
- Key point: A physician's conclusion about acceleration needed a reasoned explanation connecting the work duties to the hip disease.
Full text (ECAB public release)
United States Department of Labor
Employees’ Compensation Appeals Board
________
)
R.L., Appellant
)
)
and ) Docket No. 15-0313
) Issued: August 25, 2015
U.S. POSTAL SERVICE, WEST ROXBURY
)
STATION, West Roxbury, MA, Employer
)
__________ )
Appearances: Case Submitted on the Record
Daniel B. Shapiro, Esq., for the appellant
Office of Solicitor, for the Director
DECISION AND ORDER
Before:
PATRICIA H. FITZGERALD, Deputy Chief Judge COLLEEN DUFFY KIKO, Judge
ALEC J. KOROMILAS, Alternate Judge
JURISDICTION
On November 24, 2014 appellant, through counsel, filed a timely appeal from the May 28, 2014 merit decision of the Office of Workers’ Compensation Programs (OWCP). Pursuant to the Federal Employees’ Compensation Act1 (FECA) and 20 C.F.R. §§ 501.2(c) and 501.3, the Board has jurisdiction over the merits of this case.
ISSUE
The issue is whether appellant sustained a work-related acceleration of his hip osteoarthritis.
FACTUAL HISTORY
On April 11, 2013 appellant, a 46-year-old letter carrier, filed an occupational disease claim alleging that his work duties had caused a permanent acceleration of his bilateral hip
1
5 U.S.C. § 8101 et seq. osteoarthritis. X-rays from December 10, 2012 showed end-stage degenerative osteoarthritis of the right hip. The joint space on the left was well maintained.
Dr. Byron V. Hartunian, an orthopedic surgeon, evaluated appellant on March 28, 2013.
He reviewed the medical records concerning appellant’s hip arthritis, particularly the right side with secondary overuse of the left, resulting in soft-tissue inflammation as well as arthritis. Dr. Hartunian reviewed appellant’s statement describing his job duties as a letter carrier. He also reviewed a document entitled duties and requirements of a letter carrier. Dr. Hartunian related appellant’s history and complaints. He described his findings on physical examination and diagnosed the following: right hip arthritis with two millimeters of cartilage interval at the superior femoral-acetabular joint; early degenerative arthritis of the left hip; and greater trochanteric bursitis and iliotibial band tendinitis of the left hip – chronic.
Dr. Hartunian opined that the repetitive heavy physical activities that appellant performed for over 26 years had increased stresses though appellant’s hips, causally contributing to the permanent progression of his arthritic condition. He explained the progressive nature of the underlying arthritic process and how the performance of laborious physical duties accelerated the loss of articular surface. Dr. Hartunian also described how the severe right hip condition put excess stresses on appellant’s left hip. He observed that appellant’s case was no different from dozens of other letter carrier cases he had seen and OWCP had accepted.
In a decision dated July 11, 2013, OWCP denied appellant’s occupational disease claim.
An OWCP hearing representative set aside the denial and remanded the case for further action, including obtaining an addendum from Dr. Hartunian.
Dr. Hartunian reviewed the statement of accepted facts and the questions posed by OWCP. He explained that peer review and published orthopedic literature substantiated that osteoarthritis/degenerative arthritis was not a part of the normal aging process. Appellant’s strenuous job duties definitely contributed to the degenerative arthritis of his hips. The specific movement required by these duties aggravated and accelerated preexisting degenerative arthritis. There was reasonable medical evidence that factors contributing to the progression of osteoarthritis of the joint included heavy work, standing, climbing, squatting, twisting, pivoting, bending, stooping, and reaching of the kind and type engaged in by appellant, as opposed to those who held sedentary occupations. “Stresses on the hip joints increase the rate at which the articular cartilage deteriorates resulting in a diminished joint space, which is the definition of arthritis.” There was no question, Dr. Hartunian stated, that the stresses appellant’s letter carrier duties placed on his arthritically-diseased hips would permanently accelerate the arthritic process as described.
Dr. Hartunian reviewed appellant’s activities outside of federal employment and noted that they were “closed chain” activities, or nonimpact loading. These were just the type of activities he prescribed for patients with arthritis to strengthen the arthritically-inflicted joints. Even though these activities may have contributed to appellant’s overall condition, there was still an acceleration of hip arthritis over the years caused by the repetitive stresses of his job duties. Dr. Hartunian explained that the question was not the degree to which other activities accelerated appellant’s osteoarthritis or which was the most contributing factor. That could not be determined. “[Appellant’s] hips do not know whether he is delivering mail or playing golf.”
2
Rather, the question was whether appellant’s federal employment contributed in any degree to the acceleration and there was no question in Dr. Hartunian’s mind that postal duties were a contributing factor. This was supported by peer reviewed and published occupational medicine research, which showed that early onset osteoarthritis was more often seen in heavy labor occupations where premature wearing out of the joints was more common. Dr. Hartunian listed the significant research supporting these conclusions.
An OWCP medical adviser reviewed Dr. Hartunian’s opinion and questioned how one could scientifically explain that only one hip exhibited severe osteoarthritis while the contralateral hip demonstrated no evidence of that process. The medical adviser suggested that if there were indeed a systemic mechanism triggered by appellant’s work factors, a reasonable scientific observer would expect appellant to have bilateral hip osteoarthritis. The medical adviser opined that the fact that only one joint was involved disproved Dr. Hartunian’s theory of causation.
The medical adviser also questioned Dr. Hartunian’s medical assumptions. He observed that aging was a well-known and universally accepted causal factor in the development of osteoarthritis, that there was very strong evidence, for example, that the risk of osteoarthritis in the knee increased with age and there was little to no association between hip osteoarthritis and standing for long hours or repetitive lifting, and no association seen between total physical activity and total hip arthroplasty. There was some evidence of an association between specific occupational activities, but overall insufficient evidence to assign causation to these jobs. The medical adviser added that if one could not determine, as Dr. Hartunian contended, the degree to which other activities accelerated appellant’s osteoarthritis, then that was precisely the reason causal relationship could not be established with appellant’s work duties.
In a decision dated May 28, 2014, OWCP denied appellant’s occupational disease claim.
It found that the weight of the medical evidence rested with the opinion of the medical adviser, as Dr. Hartunian did not address the reason appellant had developed only unilateral hip osteoarthritis.
LEGAL PRECEDENT
FECA provides compensation for the disability of an employee resulting from personal injury sustained while in the performance of duty.2 An employee seeking benefits under FECA has the burden of proof to establish the essential elements of his or her claim. When an employee claims that he or she sustained an injury in the performance of duty, he or she must submit sufficient evidence to establish that he or she experienced a specific event, incident, or exposure occurring at the time, place, and in the manner alleged. He or she must also establish that such event, incident, or exposure caused an injury.3
2
5 U.S.C. § 8102(a).
3
John J. Carlone, 41 ECAB 354 (1989).
3
Causal relationship is a medical issue4 and the medical evidence generally required to establish causal relationship is rationalized medical opinion evidence. The opinion of the physician must be based on a complete factual and medical background of the claimant,5 must be one of reasonable medical certainty,6 and must be supported by medical rationale explaining the nature of the relationship between the diagnosed condition and the established incident or factor of employment.7
ANALYSIS
Appellant claims that his work duties caused a permanent acceleration of his bilateral hip osteoarthritis. He, therefore, bears the burden of proof to establish the essential elements of his claim. OWCP does not dispute the duties he performed as a letter carrier for many years. Appellant has thus met his burden to establish that he experienced a specific event, incident, or exposure occurring at the time, place, and in the manner alleged. The question that remains is whether these work duties accelerated his osteoarthritis.
Dr. Hartunian, the treating orthopedic surgeon, offered a reasoned opinion supporting appellant’s claim. His opinion was clear and unequivocal. Dr. Hartunian based his opinion on a review of the duties that appellant’s performed as letter carrier and on medical literature. He noted that studies cited heavy labor, heavy loading activities, and repeated local stresses as causative contributing factors for the development and progression of lower extremity arthritis. It was therefore clear to Dr. Hartunian that the strenuous duties appellant performed for over 26 years had accelerated his hip osteoarthritis.
To demonstrate that heavy labor activities did, in fact, accelerate appellant’s osteoarthritis, there must be some evidence of acceleration in the medical record, some evidence of the accelerated loss of articular surface. Otherwise, Dr. Hartunian’s opinion is nothing more than speculation. He has explained how acceleration was medically possible, but he has identified no evidence that this is what actually happened to appellant. Dr. Hartunian has instead presented a hypothesis that may or may not be true. The Board has held that medical texts and excerpts from publications are of no evidentiary value in establishing the necessary causal relationship, as they are of general application and are not determinative of whether the specific condition claimed was causally related to the particular employment injury involved.8 If appellant’s duties as a letter carrier altered or materially affected his osteoarthritis, Dr. Hartunian did not indicate how the medical record demonstrated this.
4
Mary J. Briggs, 37 ECAB 578 (1986).
5
William Nimitz, Jr., 30 ECAB 567, 570 (1979).
6
See Morris Scanlon, 11 ECAB 384, 385 (1960).
7
See William E. Enright, 31 ECAB 426, 430 (1980).
8
Gaetan F. Valenza, 35 ECAB 763 (1984); Kenneth S. Vansick, 31 ECAB 1132 (1980).
4
The medical adviser observed that it was not clear why appellant developed osteoarthritis unilaterally. The x-rays obtained on December 10, 2012 showed end-stage degenerative osteoarthritis of the right hip, but a well-maintained joint space on the left.
The Board finds that the medical opinion evidence submitted to support appellant’s occupational disease claim is insufficiently rationalized to establish the essential element of causal relationship. The Board therefore finds that he has not met his burden to establish that he sustained a work-related acceleration of his hip osteoarthritis. The Board will affirm OWCP’s May 28, 2014 decision denying appellant’s claim for compensation.
CONCLUSION
The Board finds that appellant has not met his burden to establish that he sustained a work-related acceleration of his hip osteoarthritis.
ORDER
IT IS HEREBY ORDERED THAT the May 28, 2014 decision of the Office of Workers’ Compensation Programs is affirmed.
Issued: August 25, 2015
Washington, DC
Patricia H. Fitzgerald, Deputy Chief Judge Employees’ Compensation Appeals Board
Colleen Duffy Kiko, Judge
Employees’ Compensation Appeals Board
Alec J. Koromilas, Alternate Judge
Employees’ Compensation Appeals Board
5
Does this precedent still control your case?
Ezel checks whether it still stands, including any court review since, and applies it to your situation with citations.
Try Ezel Pro free for 7 days. Cancel anytime before the trial ends and you pay nothing.
- Checks the law as it stands today, not only this page
- Cites every source it relies on, so you can verify it
- Chat, drafting and research in one workspace