R.R. and U.S. Postal Service, Post Office, Cleveland, OH (Board decision, May 12, 2011)

R.R. (ECAB 10-1474): Increased left arm schedule award denied without new evaluation

Decision type
Board decision
Docket
10-1474
Decided
May 12, 2011
Outcome
Affirmed
Precedential status
Citable Board precedent
Checked against source
2026-11-01

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Currency note: this decision dates from 2011
The statutes and regulations the Board applies may have been amended, and later Board or court decisions may have changed the analysis since then. Treat this page as historical context, not current advice. Verify current law before relying on any specific rule mentioned here.
About this page: The plain-English summary and decision snapshot below were written by Ezel based on the official ECAB release. The full text is the agency's own release.
Read the official release (dol.gov)

ECAB final decision. The Board affirmed OWCP’s November 16, 2009 denial of an increased schedule award beyond the existing 28 percent left arm impairment rating. Under 20 C.F.R. § 501.6(d), this Board decision becomes final 30 days after issuance unless the Board fixed a different period in it. A party may petition the Board for reconsideration within 30 days unless this decision specifies another period, under 20 C.F.R. § 501.7(a).

Plain-English summary

R.R., a postal mail handler, had received a schedule award for 28 percent permanent impairment of his left arm after an accepted left hand injury. He later sought an increased award. The Board explained that the new claim had to be evaluated under the sixth edition of the impairment guides because the decision would be issued after May 1, 2009. R.R. submitted no new medical evaluation establishing greater impairment under that edition. The Board affirmed OWCP’s denial of an increase.

Decision snapshot

  • Authority: Schedule awards under 5 U.S.C. § 8107; impairment evaluation under 20 C.F.R. § 10.404.
  • Outcome: November 16, 2009 denial of an increase beyond 28 percent left arm impairment affirmed.
  • Key point: The record lacked medical evidence supporting a greater rating under the applicable guide edition.

Full text (ECAB public release)

United States Department of Labor
Employees’ Compensation Appeals Board

________
)
R.R., Appellant
)
)
and ) Docket No. 10-1474
) Issued: May 12, 2011
U.S. POSTAL SERVICE, POST OFFICE,
)
Cleveland, OH, Employer
)
__________ )

Appearances: Case Submitted on the Record
Appellant, pro se
Office of Solicitor, for the Director

DECISION AND ORDER

Before:
RICHARD J. DASCHBACH, Chief Judge
ALEC J. KOROMILAS, Judge
MICHAEL E. GROOM, Alternate Judge

JURISDICTION

On May 4, 2010 appellant filed a timely appeal from a November 16, 2009 merit decision of the Office of Workers’ Compensation Programs. Pursuant to the Federal Employees’ Compensation Act1 and 20 C.F.R. §§ 501.2(c) and 501.3, the Board has jurisdiction over the merits of this case.

ISSUE

The issue is whether appellant has more than a 28 percent permanent impairment to his left arm.

FACTUAL HISTORY

On September 9, 2005 appellant, then a 49-year-old mail handler, filed a traumatic injury claim alleging that he sustained a left hand injury in the performance of duty on September 8, 2005 during a forklift incident. The Office accepted the claim for crush injury of the left hand,

1
5 U.S.C. § 8101 et seq. open and closed fractures of the left hand middle/proximal phalanxes, left rheumatoid arthritis, left middle finger gangrene and claw hand. Appellant underwent surgery on August 31, 2006, including amputation of the left middle finger at the proximal interphalangeal (PIP) joint. He returned to work on November 5, 2006.

In a report dated May 31, 2007, Dr. Timothy Nice, an orthopedic surgeon, noted that appellant was seen on March 31, 2006. He opined that, under the fifth edition of the American Medical Association, Guides to the Evaluation of Permanent Impairment (hereinafter the A.M.A., Guides), appellant had a 38 percent whole person impairment. By report dated June 30, 2007, an Office medical adviser found that he had a 28 percent left arm impairment, based on middle finger PIP amputation, and loss of range of motion in the left index, ring and small fingers.

By decision dated September 11, 2007, the Office granted appellant a schedule award for a 28 percent left arm permanent impairment. The period of the award was 87.36 weeks from November 5, 2006.

Appellant requested a review of the written record by an Office hearing representative.
By decision dated January 16, 2008, an Office hearing representative affirmed the September 11, 2007 decision.

On September 24, 2009 appellant submitted a claim for compensation (Form CA-7) dated September 23, 2009 for a schedule award. By letter dated October 2, 2009, the Office advised Dr. Nice that impairment determinations must be made under the sixth edition of the A.M.A., Guides. It requested that he submit a report based on a recent examination with impairment ratings as determined under the applicable tables of the A.M.A., Guides. The Office did not receive a response.

By decision dated November 16, 2009, the Office determined that the medical evidence did not support any additional impairment.

LEGAL PRECEDENT

The schedule award provision of the Act and its implementing regulations2 set forth the number of weeks of compensation payable to employees sustaining permanent impairment from loss, or loss of use, of scheduled members or functions of the body. However, the Act does not specify the manner in which the percentage of loss shall be determined. For consistent results and to ensure equal justice under the law to all claimants, good administrative practice necessitates the use of a single set of tables so that there may be uniform standards applicable to all claimants.3 The A.M.A., Guides has been adopted by the implementing regulations as the appropriate standard for evaluating schedule losses.4

2
20 C.F.R. § 10.404 (1999).
3
See Ronald R. Kraynak, 53 ECAB 130 (2001); August M. Buffa, 12 ECAB 324 (1961).
4
20 C.F.R. § 10.404 (1999).

2
Office procedures provide that, effective May 1, 2009, all schedule awards are to be calculated under the sixth edition of the A.M.A., Guides.5 Any recalculations of previous awards which result from hearings or reconsideration decisions, issued on or after May 1, 2009, should be based on the sixth edition of the A.M.A., Guides. A claimant who has received a schedule award calculated under a previous edition and who claims an increased award, will receive a calculation according to the sixth edition for any decision issued on or after May 1, 2009.6

A claimant seeking compensation under the Act has the burden to establish the essential elements of his claim.7 With respect to a schedule award, it is appellant’s burden of proof to establish an increased schedule award.8 A claimant may seek an increased schedule award if the evidence establishes that he sustained an increased impairment causally related to an employment injury.9 The medical evidence must include a detailed description of the permanent impairment.10

ANALYSIS

The Office issued a schedule award for a 28 percent left arm permanent impairment in a decision dated September 11, 2007. This award was based on medical evidence applying the fifth edition of the A.M.A., Guides. Appellant filed a claim on September 24, 2009 for an increased schedule award. As noted, any claim for an increased schedule award will be calculated under the sixth edition of the A.M.A., Guides for any decision issued after May 1, 2009.

Appellant did not submit any new medical evidence with respect to his claim for an increased award. The Office requested that his attending physician submit a report with an opinion as to permanent impairment under the sixth edition, but there is no indication that Dr. Nice did not respond. The record contains no probative medical evidence with respect to appellant’s permanent impairment under the sixth edition of the A.M.A., Guides. It is appellant’s burden of proof to establish an increased schedule award based on probative medical evidence. The Board finds he did not meet his burden of proof in this case.11

5
FECA Bulletin No. 09-03 (March 15, 2009); Federal (FECA) Procedure Manual, Part 3 -- Medical, Schedule Awards, Chapter 3.700 (January 2010). 6 Id.
7
John W. Montoya, 54 ECAB 306 (2003).
8
Edward W. Spohr, 54 ECAB 806, 810 (2003).
9
See Rose V. Ford, 55 ECAB 449 (2004).
10
See Vanessa Young, 55 ECAB 575 (2004).
11
Appellant may submit additional evidence, together with a formal written request for reconsideration, to the Office within one year of the Board’s merit decision.

3
CONCLUSION

The Board finds that appellant did not establish more than a 28 percent permanent impairment to his left arm.

ORDER

IT IS HEREBY ORDERED THAT the decision of the Office of Workers’ Compensation Programs dated November 16, 2009 is affirmed.

Issued: May 12, 2011
Washington, DC

Richard J. Daschbach, Chief Judge
Employees’ Compensation Appeals Board

Alec J. Koromilas, Judge
Employees’ Compensation Appeals Board

Michael E. Groom, Alternate Judge
Employees’ Compensation Appeals Board

4

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