TX JC-0164 December 30, 1999

When must a Texas quarry or pit have a safety barrier near a road?

Short answer: The Attorney General concluded that the Railroad Commission's rule defining an 'unacceptable unsafe location' under the Texas Aggregate Quarry and Pit Safety Act was a valid, reasonable reading of an ambiguous statute and was within the Commission's authority. The statute lets the Commission require a barrier between a public road and an abandoned or inactive pit only if the pit is in hazardous proximity to the road and in an 'unacceptable unsafe location,' and the statutory definition can be read two ways. The Commission's rule, in subsection (C), treats any inactive pit whose edge is within 200 feet of a public road edge (even if more than 200 feet from an intersection) as a substantial danger to drivers that can be fixed with a barrier, and the opinion held that reading reasonable and consistent with the Act. One piece of the rule failed: the final sentence saying 'Other locations will be decided on a case-by-case basis' was invalid, because a penal statute must give clear notice and case-by-case judgments do not. On a second question, the opinion concluded the Act applies to inactive pits regardless of how long or how often they were worked, and regardless of whether the aggregate was extracted commercially, but only when the pit is or was a 'site' that includes an industrial aggregate-extraction plant.

Apply this to your situation

This page answers the general question as of 1999. Ezel answers yours: what it means for your facts, under current Texas law, with citations.

Currency note: this opinion is from 1999
Subsequent statutory amendments, court decisions, or later AG opinions may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.
Disclaimer: This is an official Texas Attorney General opinion. AG opinions are persuasive authority in Texas courts but are not binding precedent. This summary is for informational purposes only and is not legal advice. Statutes can be amended; verify current law before relying on anything here. Consult a licensed attorney for advice on your specific situation.
About this page: The plain-English summary, reader guidance, and Q&A below were written by Ezel based on the official AG opinion. The original opinion (linked on this page as a PDF) is the authoritative source for any reliance.
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Plain-English summary

Tony Garza, then chair of the Railroad Commission of Texas, asked whether the Commission's own regulation defining "unacceptable unsafe location" matched the Texas Aggregate Quarry and Pit Safety Act (chapter 133 of the Natural Resources Code), and whether the Act reaches pits used only briefly or for noncommercial purposes. Under the Act, the Commission can make the person responsible for an abandoned or inactive pit build a safety barrier between a public road and the pit, but only if the pit is in hazardous proximity to the road and in an "unacceptable unsafe location." The phrase is defined in both the statute and the Commission's rule, and the question was whether the rule strayed beyond the statute.

The Attorney General concluded the statutory definition is ambiguous, the Commission's rule reasonably construes it, and the rule is therefore valid. The opinion showed the definition could be parsed two ways depending on where the clauses break: under one reading, every covered pit must be within 200 feet of a roadway intersection (which would make the rule's subsection (C) redundant); under the other, a pit more than 200 feet from an intersection but within 200 feet of a road edge could still be covered if it poses a substantial danger fixable by a barrier. The Commission's rule adopts the second reading, treating any inactive pit whose edge sits within 200 feet of a public road edge as a substantial danger to drivers as a matter of law. Because that is one of two reasonable readings of an ambiguous statute, and a court gives serious weight to an agency's reasonable construction that does not contradict plain language, the opinion held the rule within the Commission's authority. The opinion did strike one sentence. Because the Act carries civil penalties and penal statutes must give clear notice of prohibited conduct, the rule's closing line, "Other locations will be decided on a case-by-case basis," was invalid: notice cannot rest on ad hoc, case-by-case judgments, so the Commission must instead spell out covered locations by rule.

On the second question, the Attorney General concluded the Act's coverage does not turn on how long or how many times a pit was worked, and does not distinguish commercial from noncommercial extraction (the Act never uses those words). But coverage of inactive quarries and pits is limited by the Act's definitions: an "inactive quarry or pit" must be a "site," and a "site" is defined to include the immediate area where the "plant used in the extraction of aggregates" is located. Reading "plant" by its common meaning of an industrial process or facility, the opinion concluded the Act applies only to inactive pits located near and associated with such a plant, so the Commission may not regulate an inactive pit on a tract that never had a plant.

Currency note

This opinion was issued in 1999. Subsequent statutory amendments, court decisions, or later AG opinions may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.

Background and statutory framework

The Act lets the Commission require a "person responsible" for a quarry or pit (an operator or owner) to build safety barriers. Whether a barrier is required depends on whether the pit is active or inactive. For an active pit, a barrier is required if the pit edge is in "hazardous proximity" to a public road, defined as within 200 feet of the nearest roadway edge (section 133.041(a); section 133.003(13)). For an abandoned or inactive pit, the Commission may require a barrier only if the pit is both in hazardous proximity and in an "unacceptable unsafe location" (section 133.041(b)). The statutory definition of that term (section 133.003(27)) describes a pit within 200 feet of a roadway intersection presenting significant risk with no adequate barrier (clauses A and B), "or" a pit at any other location constituting a substantial dangerous risk that can be fixed with berms, barriers, or guardrails (clause C). Violations draw civil penalties of $500 to $5,000 for a first offense and $1,000 to $10,000 for repeat offenses (section 133.082).

The legal framework for the rulemaking question was the standard deference analysis. The Commission may adopt rules consistent with the Act (section 133.011(1)), but an agency may adopt only rules authorized by and consistent with its statutory authority (Railroad Comm'n v. Lone Star Gas, quoting State Bd. of Ins. v. Deffebach; and the office's Opinion JC-0072). Where a statute is ambiguous, a court may consider legislative history (Boykin v. State; Government Code section 311.023(3)) and the agency's construction (section 311.023(6)), accepting it if it reasonably construes the statute and does not contradict the plain language (Regions Hosp. v. Shalala; Tarrant Appraisal Dist. v. Moore; Rylander v. B. & A. Mktg.; Simplex Elec. Corp. v. Holcomb; City of Plano v. Public Util. Comm'n). The opinion traced the 1991 enactment of the definition (and a non-germane 1993 renumbering), noting the legislative history showed senators thought the definition unclear but did not appear to change it, which left the ambiguity for the agency to resolve.

The notice point rested on the rule that penal statutes are strictly construed and must notify potential violators of prohibited conduct (State v. Duke; City of Baird v. West Tex. Utils. Co.). The opinion reasoned that section 133.003(27)(C) does put inactive-pit operators on notice that a pit outside the 200-foot-intersection zone may still be regulated if the Commission opines it is a substantial risk fixable by a barrier, but that adequate notice is satisfied only by rules defining the Commission's position, not by case-by-case decisions, which is why the rule's final "case-by-case" sentence failed. The coverage question turned on the Act's definitional chain: "inactive quarry or pit" incorporates only "sites" (section 133.003(12)), and "site" includes only locations with a "plant used in the extraction of aggregates" (section 133.003(26)). With "plant" undefined, the opinion used common usage (Government Code section 311.011(a); the Oxford English Dictionary) to read it as an industrial process, limiting the Act to inactive pits associated with such a plant.

Common questions

When does Texas law require a safety barrier around an inactive pit near a road?
The opinion explained that for an abandoned or inactive pit, the Railroad Commission may require a barrier only if the pit is both within 200 feet of a public road (hazardous proximity) and in an "unacceptable unsafe location," which the Commission's valid rule treats as including any inactive pit within 200 feet of a public road edge whose danger can be fixed by a barrier.

Did the Commission overstep by covering pits not near an intersection?
No. The opinion concluded the statute is ambiguous and the Commission's rule reflects one of two reasonable readings, so the rule covering pits within 200 feet of a road edge (even beyond 200 feet from an intersection) is within the Commission's authority.

Was any part of the rule struck down?
Yes. The opinion held the rule's last sentence, "Other locations will be decided on a case-by-case basis," invalid, because the Act is penal and must give clear advance notice; case-by-case decisions do not provide that notice.

Does the Act apply to a pit that was only dug once, or for noncommercial use?
The opinion concluded coverage does not depend on the duration or frequency of use, or on whether extraction was commercial. But the Act reaches an inactive pit only if it is a "site" that includes an industrial aggregate-extraction "plant."

What if an inactive pit sits on land that never had a plant?
Then, the opinion concluded, the Commission may not regulate it, because the Act's definitions limit inactive-pit coverage to sites associated with an extraction plant.

Citations

Statutory provisions: Tex. Nat. Res. Code Ann. § 133.001 (Vernon 1993); § 133.003(1), (2), (12), (13), (17), (18), (20), (24), (26), (27), and (27)(C) (Vernon Supp. 2000); § 133.011(1); § 133.021(a) (Vernon 1993); § 133.041(a), (b), (b)(1), (2) (Vernon Supp. 2000); § 133.082 (Vernon 1993); 16 Tex. Admin. Code § 11.1004 and § 11.1004(C) (1999); Tex. Gov't Code Ann. § 311.023(3), (6) and § 311.011(a) (Vernon 1998); Act of May 26, 1991, 72d Leg., R.S., ch. 668, § 1, sec. 133.003(26), 1991 Tex. Gen. Laws 2426, 2428; Act of May 30, 1993, 73d Leg., R.S., ch. 693, § 1, sec. 133.003(27), 1993 Tex. Gen. Laws 2727, 2727-28.

Cases: Railroad Comm'n v. Lone Star Gas, a Div. of Enserch Corp., 844 S.W.2d 679 (Tex. 1992); State Bd. of Ins. v. Deffebach, 631 S.W.2d 794 (Tex. App.-Austin 1982, writ ref'd n.r.e.); Boykin v. State, 818 S.W.2d 782 (Tex. Crim. App. 1991) (en banc); Regions Hosp. v. Shalala, 522 U.S. 448 (1998); Tarrant Appraisal Dist. v. Moore, 845 S.W.2d 820 (Tex. 1993); Rylander v. B. & A. Mktg. ex rel. Atlantic Richfield Co., 997 S.W.2d 326 (Tex. App.-Austin 1999, no pet.); Simplex Elec. Corp. v. Holcomb, 949 S.W.2d 446 (Tex. App.-Austin 1997, pet. denied); City of Plano v. Public Util. Comm'n, 953 S.W.2d 416 (Tex. App.-Austin 1997, no writ); State v. Duke, 137 S.W. 654 (Tex. 1911); City of Baird v. West Tex. Utils. Co., 145 S.W.2d 965 (Tex. Civ. App.-Eastland 1940), writ dism'd, 148 S.W.2d 392 (Tex. 1941) (per curiam).

Prior Attorney General opinion discussed: JC-0072 (1999).

Source

Original opinion text

Best-effort transcription from a scanned PDF. Minor errors may remain — the linked PDF is authoritative.

December 30, 1999

The Honorable Tony Garza
Chair, Railroad Commission of Texas
P.O. Box 12967
Austin, Texas 78711-2967

Opinion No. JC-0164

Re: Whether the Railroad Commission's regulatory definition of "unacceptable unsafe location" is inconsistent with the Texas Aggregate Quarry and Pit Act, chapter 133 of the Natural Resources Code, to the extent the rule includes any pit within 200 feet of a roadway edge, and related question (RQ-0072-JC)

Dear Mr. Garza:

Under the Texas Aggregate Quarry and Pit Safety Act (the "Act"), chapter 133 of the Natural Resources Code, see TEX. NAT. RES. CODE ANN. § 133.001 (Vernon 1993) (titling Act), the Railroad Commission of Texas (the "Commission") may require a person responsible for an abandoned or inactive pit to erect a safety barrier between a public road and the pit if the pit is located in an "unacceptable unsafe location." The term "unacceptable unsafe location" is defined both in the Act, see id. § 133.003(27) (Vernon Supp. 2000), and in Commission regulations, see 16 TEX. ADMIN. CODE § 11.1004 (1999) (Commission Quarry & Pit Safety). You ask, in essence, whether the regulatory definition is consistent with the Act. See Letter from Honorable Tony Garza, Chairman, Railroad Commission of Texas, to Honorable John Cornyn, Attorney General of Texas (May 31, 1999) (on file with Opinion Committee) [hereinafter "Request Letter"]. We conclude that the Act's definition of "unacceptable unsafe location" is ambiguous, that the Commission's rule reasonably construes the statute, and that the rule consequently is within the Commission's authority.

You also ask whether the Act applies only to "pits associated with the commercial extraction of aggregates" or whether it includes "pits used on a one-time or short[-]duration basis." Request Letter, supra, at 1. We conclude that the Act's application does not depend upon the duration of aggregate production nor upon whether aggregates were extracted for commercial or noncommercial purposes per se. Rather, with respect to inactive quarries or pits, the Act applies only to those that are or have been situated adjacent to a plant.

A person responsible for a pit, i.e., an operator or an owner, see TEX. NAT. RES. CODE ANN. § 133.021(a) (Vernon 1993) (defining "person responsible for a quarry or pit"), must comply with the Act's safety-barrier requirements. See id. § 133.041(a), (b) (Vernon Supp. 2000); see also id. § 133.021 (Vernon 1993) (setting forth identity of "person responsible for a quarry or pit"). For purposes of the Act, a "pit" is "an open excavation not less than five feet below the adjacent and natural ground level from which aggregates have been or are being extracted." Id. § 133.003(17) (Vernon Supp. 2000); see also id. § 133.003(20) (defining "quarry"). The term "aggregates" "includes any commonly recognized construction material originating from a quarry or pit by the disturbance of the surface," such as "dirt, soil, rock asphalt, clay, granite, gravel, gypsum, marble, sand, shale, stone, caliche, limestone, dolomite, rock, riprap, or other nonmineral substance." Id. § 133.003(2).

Whether a responsible person must construct a safety barrier depends in part upon whether the pit in question is "active" or "abandoned or inactive." See id. § 133.041(a), (b). A person responsible for an active pit must construct a safety barrier between the pit and the road if the edge of the pit is "in hazardous proximity to the public road," id. § 133.041(a); see also id. § 133.003(26) (defining "site"), i.e., within 200 feet of "the nearest roadway edge of a public road or highway." Id. § 133.003(13). By contrast, the Commission may require a person responsible for an abandoned or inactive pit to construct a safety barrier between the public road and the pit only if the pit is (1) in hazardous proximity to a public road and (2) "in an unacceptable unsafe location." Id. § 133.041(b) (emphasis added); see also id. § 133.041(b)(1), (2) (listing conditions to waive barrier requirement). The Act defines an "unacceptable unsafe location" as:

a condition where the edge of a pit is located within 200 feet of a public roadway intersection in a manner which, in the judgment of the commission:

(A) presents a significant risk of harm to public motorists by reason of the proximity of the pit to the roadway intersection; and

(B) has no naturally occurring or artificially constructed barrier or berm between the road and pit that would likely prevent a motor vehicle from accidentally entering the pit as the result of a motor vehicle collision at or near the intersection; or which,

(C) in the opinion of the commission, is also at any other location constituting a substantial dangerous risk to the driving public, which condition can be rectified by the placement of berms, barriers, guardrails, or other devices as prescribed by this code.

Id. § 133.003(27); see also id. § 133.003(18), (24) (defining "public road or right-of-way" and "roadway").

A person responsible for an inactive pit that is in hazardous proximity to a public road and that is in an unacceptable, unsafe location may be fined for failing to erect an appropriate barrier. The amount of the civil penalty depends upon whether the violation is a first offense or a repeat offense:

(a) A person or responsible party who violates this chapter or a rule or order adopted under this chapter after due notice is liable to the state for a civil penalty of not less than $500 or more than $5,000 for each act of violation on a first offense.

(b) A person or responsible party who violates this chapter or a rule or order adopted under this chapter after due notice is liable to the state for a civil penalty of not less than $1,000 or more than $10,000 for each act of violation on a second and subsequent offense.

Id. § 133.082 (Vernon 1993).

The Commission may adopt rules and regulations that comport with the Act. See id. § 133.011(1); see also Railroad Comm'n v. Lone Star Gas, a Div. of Enserch Corp., 844 S.W.2d 679, 685 (Tex. 1992) (quoting State Bd. of Ins. v. Deffebach, 631 S.W.2d 794, 798 (Tex. App.-Austin 1982, writ ref'd n.r.e.)) (stating that administrative agency may adopt only such rules as are authorized by and consistent with agency's statutory authority); Tex. Att'y Gen. Op. No. JC-0072 (1999) at 4-5 (same). The Commission has adopted a rule concluding, as a matter of law, that every inactive pit edging within 200 feet of a public road, regardless of the pit's proximity to an intersection, is a substantial dangerous risk to the driving public:

Unacceptable unsafe location—A condition where the edge of a pit is located within 200 feet of a public roadway intersection in a manner which, in the judgment of the commission:

(A) presents a significant risk of harm to public motorists by reason of the proximity of the pit to the roadway intersection; and

(B) has no naturally occurring or artificially constructed barrier or berm between the road and pit that would likely prevent a motor vehicle from accidentally entering the pit as the result of a motor vehicle collision at or near the intersection; or which,

(C) in the opinion of the commission, is also at any other location constituting a substantial dangerous risk to the driving public, which condition can be rectified by the placement of berms, barriers, guardrails, or other devices as prescribed by these regulations. It is the commission's opinion that any abandoned pit which has an edge within 200 feet of a roadway edge of a public road constitutes a substantial dangerous risk to the driving public. Other locations will be decided on a case-by-case basis.

16 TEX. ADMIN. CODE § 11.1004 (1999) (Commission Quarry & Pit Safety) (emphasis added).

You ask first whether the Commission acted beyond its statutory authority by adopting a rule defining the term "unacceptable unsafe location" to encompass every inactive pit "within 200 feet of a public road without regard to [the pit's] distance to a roadway intersection." See Request Letter, supra, at 1. Your question assumes that every pit that constitutes a substantial dangerous risk to the driving public is in an unacceptable, unsafe location under the rule, regardless of whether the risk may be "rectified by the placement of berms, barriers, guardrails, or other devices." See 16 TEX. ADMIN. CODE § 11.1004(C) (1999) (Commission Quarry & Pit Safety). Under subsection (C) of the rule, however, it appears that an inactive pit is in an unacceptable, unsafe location only if the pit's location constitutes a "substantial dangerous risk" and if the risk "can be rectified" by the construction of a safety barrier. See id. Thus, the rule appears to encompass not every inactive pit within a certain distance of a public roadway, as you suggest, but only those located within that distance that can be made safe by the placement of safety barriers.

Section 133.003(27), defining the term "unacceptable unsafe location," may be construed in two ways. Neither construction, however, resolves all questions about the continued vitality of related provisions.

First, the subsection may be read so that the options ("A+B" and "C") diverge at the word "which":

"Unacceptable unsafe location" means a condition where the edge of a pit is located within 200 feet of a public roadway intersection in a manner (A+B) which in the Commission's judgment, presents a significant risk of harm to public motorists and has no sufficient naturally occurring or artificially constructed barrier or berm between the road and the pit; or (C) which, in the Commission's opinion, is at a location that constitutes a substantial dangerous risk to the driving public, which condition can be rectified by the placement of berms, barriers, guardrails, or other devices.

Under this construction, the Commission may require a person responsible for an inactive pit to construct a barrier only if the edge of the pit is located within 200 feet of a public roadway intersection. But if all sites must be within 200 feet of a public roadway intersection, then subsection (C) essentially duplicates subsections (A) and (B) and is meaningless. Subsection (C) of the Commission's rule, title 16, section 11.1004 of the Texas Administrative Code, is inconsistent with this alternative to the extent it encompasses inactive pits, the edges of which are located within 200 feet of the edges of public roads but beyond 200 feet of public intersections.

In the alternative, the statutory definition may be read so that the options diverge at the word "located" or "location":

"Unacceptable unsafe location" means a condition where the edge of a pit is (A+B) located within 200 feet of a public roadway intersection and which, in the Commission's judgment, presents a significant risk of harm to public motorists and has no sufficient naturally occurring or artificially constructed barrier or berm between the road and the pit; or (C) in the opinion of the Commission, at a location that constitutes a substantial risk to the driving public, which condition can be rectified by the construction of berms, barriers, guardrails, or other devices.

Under this construction, the Commission might require a person responsible for an inactive pit, the edge of which is located more than 200 feet from a public roadway intersection (although within 200 feet of the edge of a public roadway), to construct barriers. Subsection (C) of the Commission's rule comports with this alternative construction of the statute. The Commission's interpretation, manifest in its rule, however, renders the phrase "unacceptable unsafe location" nearly the equivalent of the statutory definition of "hazardous proximity to a public road," see TEX. NAT. RES. CODE ANN. § 133.003(13), (27) (Vernon Supp. 2000); see also id. § 133.041(a) (stating standard for active pits).

The legislative history does not clearly indicate which construction the legislature intended. Where the language of a statute is ambiguous, we may consider the statute's legislative history. See Boykin v. State, 818 S.W.2d 782, 785-86 (Tex. Crim. App. 1991) (en banc); see also TEX. GOV'T CODE ANN. § 311.023(3) (Vernon 1998). For the purposes of this opinion, the Act's definition of "unacceptable unsafe location" was adopted in 1991. See Act of May 26, 1991, 72d Leg., R.S., ch. 668, § 1, sec. 133.003(26), 1991 Tex. Gen. Laws 2426, 2428. (The definition was renumbered and slightly amended in 1993, see Act of May 30, 1993, 73d Leg., R.S., ch. 693, § 1, sec. 133.003(27), 1993 Tex. Gen. Laws 2727, 2727-28, but that amendment is not germane to the issue we are considering here.) The Senate adopted the current definition of the term "unacceptable unsafe location" when the bill was read for the second time on the Senate floor. See S.J. OF TEX., 72d Leg., R.S. 2418 (1991); Texas Aggregate Quarry & Pit Safety Act, Debate on Tex. Comm. Substitute H.B. 451 on the Floor of the Senate, 72d Leg., R.S. (May 25, 1991) (statement of Senator Sims) (tape available from Texas State Library & Archives Commission). Although little was said about the definition on the Senate floor, it was discussed during a meeting of the Senate Committee on Natural Resources. See generally Texas Aggregate Quarry & Pit Safety Act: Hearings on Tex. H.B. 451 Before the Senate Comm. on Nat. Res., 72d Leg., R.S. (May 22, 1991) (tape available from Texas State Library & Archives Commission). Committee members agreed that the definition was unclear and recommended that its application be clarified before it reached the Senate floor, see id. (statements of Senator Sims and unidentified committee member), but it does not appear that any changes were made. Compare Act of May 26, 1991, 72d Leg., R.S., ch. 668, § 1, sec. 133.003(26), 1991 Tex. Gen. Laws 2426, 2428 (defining "unacceptable unsafe location" in enacted bill) with Tex. Comm. Substitute H.B. 451, 72d Leg., R.S. (1991) (defining "unacceptable unsafe location" in introduced bill); Tex. H.B. 1855, 72d Leg., R.S. (1991) (defining "unacceptable unsafe location").

Because the legislative history of section 133.003(27) of the Natural Resources Code does not point clearly to one construction over another, a court would consider whether the Commission's regulatory interpretation of the statute "'is based on a permissible construction of the statute.'" Regions Hosp. v. Shalala, 522 U.S. 448, 457 (1998) (citation omitted); see TEX. GOV'T CODE ANN. § 311.023(6) (Vernon 1998) (permitting court to consider administrative construction of statute); Boykin, 818 S.W.2d at 785-86 (permitting court to consider administrative construction of ambiguous statute). A court would accept the Commission's construction if the regulation reasonably construes the statute and does not contradict the statute's plain language. See Tarrant Appraisal Dist. v. Moore, 845 S.W.2d 820, 823 (Tex. 1993) (stating that construction of statute by agency charged with its execution is entitled to serious consideration so long as construction is reasonable and does not contradict statute's plain language); Rylander v. B. & A. Mktg. ex rel. Atlantic Richfield Co., 997 S.W.2d 326, 331 (Tex. App.-Austin 1999, no pet.) (same); Simplex Elec. Corp. v. Holcomb, 949 S.W.2d 446, 447 (Tex. App.-Austin 1997, pet. denied) (same); City of Plano v. Public Util. Comm'n, 953 S.W.2d 416, 421 (Tex. App.-Austin 1997, no writ) (same).

We conclude that the Commission's definition of "unacceptable unsafe location," in particular section 11.1004(C) of title 16, Texas Administrative Code, reasonably construes the Act's definition of the same term and that the regulation is consistent with the Act. As we have indicated, the regulation accords with one of two possible, reasonable readings of the Act's definition of the same term. See supra pp. 4-5 (explaining two possible constructions of section 133.003(27) of Natural Resources Code). Thus, title 16, section 11.1004(C) of the Texas Administrative Code is within the Commission's authority and is valid.

Our conclusion comports with the principle of statutory construction that penal statutes must be strictly construed. To the extent the Act imposes penalties upon certain proscribed behaviors, such as the penalties that may be levied upon responsible persons who fail to comply with the statutory safety-barrier requirements, it must be strictly construed so that those who are susceptible of violating the Act have notice of the prohibited behaviors. See State v. Duke, 137 S.W. 654, 662 (Tex. 1911) (stating that to extent statute is penal, it must sufficiently notify potential wrongdoers of nature of illegal behavior); City of Baird v. West Tex. Utils. Co., 145 S.W.2d 965, 968 (Tex. Civ. App.-Eastland 1940), writ dism'd, 148 S.W.2d 392 (Tex. 1941) (per curiam). Section 133.003(27)(C) of the Natural Resources Code plainly notifies persons responsible for inactive pits that, although their pits may not be located within 200 feet of an intersection, they may still be subject to regulation under the Act if "in the opinion of the commission" the pits constitute substantial driving risks and the risks can be abrogated by the construction of safety barriers. TEX. NAT. RES. CODE ANN. § 133.003(27)(C) (Vernon Supp. 2000) (defining "unacceptable unsafe location"). A person responsible for an inactive pit is thus on notice that he or she must review the Commission's rules for further description of pits that are in unacceptable, unsafe locations and that may, therefore, be subject to the Act's safety-barrier requirement. Indeed, we can surmise that notice is satisfied only by the adoption of rules defining the Commission's opinion on what is otherwise an unacceptable, unsafe location. Adequate notice of proscribed conduct would appear to be lacking if such judgments were made on a case-by-case basis. For this reason, although you do not ask about it, the last sentence of subsection (C) of the rule, "Other locations will be decided on a case-by-case basis," 16 TEX. ADMIN. CODE § 11.1004 (1999) (Commission Quarry & Pit Safety Act), is invalid.

You next ask whether the Act applies only to pits associated with commercial extraction of aggregates for use as building materials or on-site processing, or whether it may also apply to pits used on a one-time or short-duration basis. See Request Letter, supra, at 1. Your question suggests that the Act distinguishes between excavations on the basis of the length of time they were used for the extraction of aggregates or on the basis of whether aggregates were or are being extracted for commercial or noncommercial purposes. Duration of usage and the purpose of the extraction are distinct considerations, and we consider them separately.

We first conclude that the Act applies to inactive pits regardless of the number of times the pit has been used or duration of the previous usage. Nothing in the Act limits the set of inactive pits to which it applies based upon the number of times a pit was used for aggregate production or the duration of the pit's previous use for aggregate production.

We next conclude that the Act does not distinguish between inactive pits on the basis of whether aggregate was produced for commercial or noncommercial purposes. While you do not explain what you mean by the use of the term "commercial," we see no reference in the Act to "commercial" or "noncommercial" aggregate production.

We believe, however, that the Act applies only to an inactive quarry or pit that is a "site" for the purposes of the Act. The Act defines "inactive quarry or pit" as "a site or any portion of a site that although previously in aggregate production is not currently being quarried by any ownership, lease, joint venturer, or some other legal arrangement." TEX. NAT. RES. CODE ANN. § 133.003(12) (Vernon Supp. 2000); see also id. § 133.003(1) (defining "abandoned"). A "site" is "the tract of land on which is located a pit and includes the immediate area on which the plant used in the extraction of aggregates is located." Id. § 133.003(26) (emphasis added).

Because the Act defines "inactive quarry or pits" to incorporate only "sites" and defines the term "site" to include only those locations with a "plant used in the extraction of aggregates," the Act applies only to those inactive pits located near and associated with a plant. While the Act does not define the term "plant," see id. § 133.003, its common usage implies an industrial process. See TEX. GOV'T CODE ANN. § 311.011(a) (Vernon 1998) (directing us to construe statutory words and phrases "according to the rules of grammar and common usage"); XI OXFORD ENGLISH DICTIONARY 972 (2d ed. 1989) (defining "plant" as "[t]he fixtures, implements, machinery, and apparatus used in carrying on any industrial process; the premises and fixtures of a business . . . ."). Accordingly, the Commission may not regulate an inactive pit that is located on a tract without a plant.

SUMMARY

Title 16, section 11.1004(C) of the Texas Administrative Code, which defines the term "unacceptable unsafe location" for purposes of the Texas Aggregate Quarry & Pit Safety Act, chapter 133 of the Natural Resources Code, reasonably construes the Act to state that an inactive pit, the edge of which is located within 200 feet of the edge of a public roadway but beyond 200 feet from a public road intersection, constitutes a substantial dangerous risk to the driving public. Consequently, where the substantial dangerous risk may be "rectified" by the construction of safety barriers, the Commission may determine as a matter of law that such inactive pits are in an unacceptable, unsafe location.

With respect to inactive quarries and pits, the Act applies only to sites that include an industrial aggregate extraction plant.

JOHN CORNYN
Attorney General of Texas

ANDY TAYLOR
First Assistant Attorney General

CLARK KENT ERVIN
Deputy Attorney General - General Counsel

ELIZABETH ROBINSON
Chair, Opinion Committee

Kymberly K. Oltrogge
Assistant Attorney General - Opinion Committee

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