MS 2021-11-J-Turnage-October-28-2021-Nepotism October 28, 2021

If a Mississippi city employee's brother gets elected to the city council, can the employee still be promoted, and can a board fix a nepotism mistake with a nunc pro tunc minute entry?

Short answer: No to promotion, generally. Mississippi's nepotism statute (Section 25-1-53) lets an employee keep an existing covered position when a relative becomes the appointing authority, but does not let the employee be promoted or transferred to another covered position (officer, clerk, stenographer, deputy, or assistant). The relative's recusal does not change this. A nunc pro tunc minute entry can correct an inaccurate prior record, but it cannot retroactively approve action that was actually taken; whether one is appropriate is a factual call for the council.
Disclaimer: This is an official Mississippi Attorney General opinion. AG opinions are persuasive authority but not binding precedent. This summary is for informational purposes only and is not legal advice. Consult a licensed Mississippi attorney for advice on your specific situation.

Plain-English summary

The City of Columbus had an employee working as a clerk. Her brother was later elected to the City Council. In 2017, the AG had advised that her existing employment fell within the nepotism statute's exception for employees who held the position before the kinsman became the hiring authority. So she could continue working.

After 2017, she was promoted to another clerk position within the same department. The brother recused himself when the council voted on it. Someone then raised a concern that the promotion violated the nepotism law.

The City asked the AG to reconsider the line of opinions saying a covered employee cannot be promoted or transferred after a relative joins the appointing authority. Four questions:

  1. Does the AG still hold that promotion or transfer voids the nepotism exception?
  2. If yes, did the AG's failure (in 2017) to tell the city how to avoid future violations create any protection?
  3. If no on protection, does a nunc pro tunc minute entry rescinding the "promotion" language cure any violation?
  4. If the answers to 1, 2, and 3 are unfavorable, must the employee be returned to her prior position, or is termination the only option?

The AG answered:

On Question 1, yes, the rule still holds. Section 25-1-53 prohibits hiring a person within the third degree of kinship to the appointing authority for any of five positions: officer, clerk, stenographer, deputy, or assistant. The statute's exception lets a person already in one of those positions stay there when a kinsman becomes the appointing authority. But the exception does not extend to subsequent promotion or transfer to another covered position. The Mississippi nepotism statute is "somewhat narrow" but applies to any of the five enumerated positions. The recusal of the relative on the appointing body does not cure the violation; the office's prior opinions are unanimous on that point.

On Question 2, no. The 2017 question about avoiding future violations was conditioned on an affirmative answer to a separate question; because the AG answered the predicate question negatively, the future-violation question was moot. The 2017 opinion did refer the requester to the Ethics Commission. Section 7-5-25 provides immunity for relying on AG opinions actually issued on a question; it does not extend immunity for matters the AG did not opine on.

On Question 3, depends. A nunc pro tunc order corrects a record that does not accurately reflect the action actually taken. It cannot retroactively approve action that was taken (a 1995 Blackwell opinion is clear on this). Whether a nunc pro tunc is appropriate here is a factual question for the City Council. If the Council determines the minute entry inaccurately recorded the action (i.e., what actually happened was a job-duty change, not a promotion to another covered position), and rectifies the record to reflect the actual action, no nepotism violation occurred. If the Council determines that what actually happened was a promotion, a nunc pro tunc cannot wish that away.

On Question 4, moot because Question 3 was not answered in the negative.

What this means for you

For Mississippi city attorneys

Section 25-1-53 is short but consequential. The five positions are officer, clerk, stenographer, deputy, and assistant. The third-degree relationships include parents, siblings, children, grandparents, grandchildren, aunts, uncles, nieces, nephews, and first cousins (computed by the civil-law rule).

When a council member, mayor, supervisor, or other appointing-authority member is elected and a relative within the third degree already works in one of those positions for the same employing body, the existing-employment exception protects the existing job. It does not protect any future change in title, position, or department within the covered five.

So:

  • Continuing as the same clerk in the same role: allowed.
  • Pay raise with no change in title or duties: typically fine, but document carefully so it does not look like a promotion.
  • Lateral transfer to another clerk position: NOT allowed (this is the holding).
  • Promotion to a different covered position (clerk to deputy clerk, deputy to chief deputy, etc.): NOT allowed.
  • Move to a non-covered position (e.g., a maintenance role outside the five): allowed, since the statute only applies to the five enumerated positions.

The recusal of the relative on the council is irrelevant. The statute is about the structural relationship between the appointee and the appointing body, not the individual vote. Multiple AG opinions confirm this.

If a violation has already occurred, a nunc pro tunc entry is only useful if the minutes inaccurately recorded what actually happened. If the council voted to promote her and the minutes say "promoted," a nunc pro tunc cannot rewrite that. If the council voted to assign new duties without changing title and the minutes mistakenly used the word "promotion," a nunc pro tunc to clarify is potentially appropriate.

For boards of aldermen and city council members

Before voting on any personnel matter, ask whether any current member of the board (or another appointing-authority member like the mayor) is related within the third degree to the proposed appointee. If yes:

  • New hire to a covered position: prohibited.
  • Continuing the relative in an existing covered position: allowed.
  • Promotion or transfer of the existing relative to another covered position: prohibited.

The recusal does not save you. Some council members assume that if they recuse on the vote, the rule is satisfied. The AG's office has been clear for decades that recusal does not cure the violation. This is structural, not vote-by-vote.

For Mississippi municipal employees

If you have a relative on the city council, the board of aldermen, or the board of supervisors, your existing covered job is protected as long as you stay where you are.

If you want to be promoted or transferred to another covered position, you cannot, while the relative is on the appointing-authority body. Your options:

  • Stay in your current role until the relative leaves the appointing-authority body
  • Ask about positions not covered by the statute (the statute only covers officer, clerk, stenographer, deputy, and assistant)
  • Look at employment with a different governmental body whose appointing authority is unrelated

For human resources officers in Mississippi local government

Maintain a relative-relationships log for elected and appointed officials in your jurisdiction. When personnel actions are proposed, cross-check against the log before the action goes to council.

For new appointing-authority members (newly elected officials), within the first weeks of their term, audit existing employees for third-degree relationships and document any existing-employment exceptions. Then any future personnel actions for those employees are triggered for review.

Common questions

Q: Who counts as within the third degree by civil law?
A: Civil-law degrees count one degree for each generation up to the common ancestor and one for each generation back down. Parents, siblings, children: 1st-2nd degree. Grandparents, grandchildren, aunts, uncles, nieces, nephews: 2nd-3rd degree. First cousins: 4th degree (so not within third). The most common categories that fall within the third degree are immediate family, in-laws of the same nature, and aunts/uncles/nieces/nephews.

Q: Does the rule cover the appointing authority's spouse's relatives?
A: Yes, marriage relationships count under the statute (related "by blood or marriage").

Q: What about the spouse of the council member's relative?
A: Generally yes. The marriage of the relative brings their spouse into a similar in-law relationship with the council member, and you should treat it as covered until you have a definitive analysis of degrees.

Q: What positions are covered?
A: Officer, clerk, stenographer, deputy, and assistant. The statute is exclusive; positions outside these five (e.g., laborers, mechanics, professional positions like engineer, attorney as outside counsel rather than employed counsel) are not covered.

Q: What if the employee is not paid out of public funds?
A: The statute applies to people "to be paid out of the public funds." Privately funded positions (rare in local government) are outside the rule.

Q: Does federal nepotism law apply too?
A: Federal nepotism statutes (5 U.S.C. § 3110) apply to federal employees, not state and local. Mississippi's statute is the operative rule for local government.

Q: If a relative on the council resigns, can the employee then be promoted?
A: Yes. Once the kinsman is no longer on the appointing-authority body, the structural relationship that triggers the prohibition is gone, and ordinary promotion rules apply.

Q: What is the penalty for a nepotism violation?
A: The statute makes the act unlawful. An invalid appointment can be unwound. Section 7-5-25 provides immunity for officials who relied on an AG opinion authorizing the action; without that immunity, individual officials could face civil-liability exposure or removal-from-office actions.

Q: Does Section 25-4 (the Ethics in Government Act) overlap?
A: Yes, in many fact patterns the Ethics Commission will see a parallel conflict-of-interest issue. The 2017 Turnage opinion expressly referred the City to the Ethics Commission for that analysis. The nepotism statute is one rule; the ethics statute (with its self-dealing prohibitions) is another. Both can apply.

Q: What is a nunc pro tunc minute entry?
A: "Nunc pro tunc" means "now for then." It is an order that corrects the record to accurately reflect what was decided earlier. It is not a do-over; it is a correction. Mississippi courts have been firm that nunc pro tunc cannot retroactively validate action that was not actually taken.

Q: Can the employee be moved back to her prior position?
A: That is the implicit answer to Question 4. The AG did not reach it because Question 3 was not answered in the negative. As a practical matter, if the council determines that the promotion was a violation, restoring the employee to her prior position is the most natural remedy. Termination is one option; demotion to the prior position is another. Either is a factual call for the council in consultation with counsel.

Background and statutory framework

Section 25-1-53 reads, in relevant part: "It shall be unlawful for any person elected, appointed or selected in any manner whatsoever to any state, county, district or municipal office, or for any board of trustees of any state institution, to appoint or employ, as an officer, clerk, stenographer, deputy or assistant who is to be paid out of the public funds, any person related by blood or marriage within the third degree, computed by the rule of the civil law, to the person or any member of the board of trustees having the authority to make such appointment or contract such employment as employer. This section shall not apply to any employee who shall have been in said department or institution prior to the time his or her kinsman, within the third degree, became the head of said department or institution or member of said board of trustees . . . ."

The three-part analysis the AG applies:

  1. Are the parties related within the third degree?
  2. Is the relative who is a public official the appointing authority?
  3. Is the position one of the five enumerated?

If the answer to any one is no, the statute does not apply.

The exception covers an employee who was already in the position before the kinsman became the appointing authority. The AG's settled position, going back decades (Williams 1989, Floyd 1989, Andrzejewski 2002, Moore 2003, Hathorn 2007, Ausbern 2014, Turnage 2014, Harness 2016, Blackmon 2019, Scanlon 2021), is that the exception does not extend to subsequent promotions or transfers to another covered position.

The recusal-does-not-cure rule is also settled (Gibson 2013, Turnage 2014, others).

The 2021 Turnage opinion was a request to reconsider this entire line. The AG declined to reconsider and reaffirmed the long-standing rule.

The nunc pro tunc analysis (Miller 2012, Chamberlin 2004, Blackwell 1995) reinforces that minute entries can be corrected to reflect actual action, but actual action cannot be retroactively rewritten. Whether the action was actually a promotion or merely a duty reassignment is a factual question for the council.

Section 7-5-25 immunity attaches to officials who follow an AG opinion that addresses their question. It does not retroactively cover them on questions the AG did not reach (here, the predicate-mooted future-avoidance question in 2017).

Citations and references

Statutes:
- Miss. Code Ann. § 7-5-25, AG opinions limited to prospective state law; civil and criminal immunity for reliance on issued opinions
- Miss. Code Ann. § 25-1-53, nepotism prohibition for public employment

Prior AG opinions cited:
- MS AG Op., Andrzejewski (May 3, 2002)
- MS AG Op., Ausbern (Oct. 10, 2014)
- MS AG Op., Baum (June 7, 2019)
- MS AG Op., Blackmon (Aug. 30, 2019)
- MS AG Op., Blackwell (Mar. 2, 1995)
- MS AG Op., Brock (Nov. 8, 2019)
- MS AG Op., Chamberlin (Jan. 23, 2004)
- MS AG Op., Floyd (Sept. 8, 1989)
- MS AG Op., Gibson (Feb. 1, 2013)
- MS AG Op., Gilfoy (Aug. 26, 1993)
- MS AG Op., Harness (Sept. 16, 2016)
- MS AG Op., Hathorn (Mar. 9, 2007)
- MS AG Op., Magee (Aug. 29, 2008)
- MS AG Op., Miller (Nov. 16, 2012)
- MS AG Op., Moore (Aug. 29, 2003)
- MS AG Op., Scanlon (May 3, 2021)
- MS AG Op., Turnage (Apr. 25, 2014)
- MS AG Op., Turnage (July 21, 2017)
- MS AG Op., Williams (Dec. 21, 1989)

Source

Original opinion text

October 28, 2021

Jeffrey J. Turnage, Esq.
Attorney for the City of Columbus
Post Office Box 1366
Columbus, Mississippi 39703-1366

Re: Nepotism

Dear Mr. Turnage:

The Office of the Attorney General has received your request for an official opinion.

Background

Your request states that you are asking this office to reconsider a line of opinions stating that an individual may not be promoted or transferred to another position enumerated in Section 25-1-53 after his or her kinsman, within the third degree, becomes the hiring authority.

The situation about which you ask involves an employee working as a clerk whose brother was subsequently elected to the Columbus City Council (the "Council"). You originally sought an opinion from this office regarding whether a nepotism violation would occur if the employee continued in her current position while her brother assumed his role on the City Council. In our response, we opined:

We are of the opinion that the employment described in your letter falls under the exception set out in Mississippi Code Annotated Section 25-1-53, the nepotism statute, that the prohibition prescribed therein does not apply to any employee who shall have been employed at the time his or her kinsman became a member of the governing board.

MS AG Op., Turnage at *1 (July 21, 2017). In line with previous opinions, we explained that an employee who currently holds one of the five positions enumerated in the nepotism statute may continue in that position when a relative within the third degree becomes the hiring authority. Additionally, we directed you to the Mississippi Ethics Commission for assistance with potential conflicts of interest.

According to your request, since the issuance of that opinion, the employee has been promoted to another clerk position within her same department, with her brother recusing himself when her employment was discussed and voted on by the Council. You state that it has been brought to your attention that this may be a nepotism violation.

Questions Presented

In asking for reconsideration of the above-referenced line of opinions, you present four (4) specific questions.

  1. Does your office still contend that promotion or transfer voids the exception to the nepotism prohibition, and if so, what is the basis for this opinion, other than your own past opinions?

  2. Assuming the answer to Question 1 is in the affirmative, does the fact that your office did not advise us how to avoid violations of the nepotism law after request, create any protections or insulation as to the action taken with regard to the Council's approval of a change in the employee's job duties?

  3. If your answer to Question 2 was in the negative, please advise us on whether a nunc pro tunc minute entry rescinding the "promotion" language and describing it as an assignment of new duties within the department "cures" any nepotism violation.

  4. If your answer to Question 1 is in the affirmative and your answer to Questions 2 and 3 are in the negative, may the City return the employee to the position she held before the change of her job duties or is termination the only option for this employee?

Brief Response

  1. Yes. As previous opinions have opined, an individual may not be promoted or transferred into one of the five prohibited positions enumerated in Section 25-1-53 when a relative is part of the hiring authority.

  2. No. Your 2017 question about future nepotism violations was conditioned upon an affirmative response to another question, which we answered in the negative, making your future violations question moot.

  3. The purpose of a nunc pro tunc order is to correctly evidence a previous action which was not accurately recorded. Whether a nunc pro tunc order is appropriate is a determination that must be made by the Council.

  4. Please see our response to Question 3.

Applicable Law and Discussion

As a threshold matter, official opinions of this office are issued on prospective questions of state law pursuant to Mississippi Code Annotated Section 7-5-25. It is well-established that an Attorney General's opinion can neither validate nor invalidate past action. MS AG Op., Magee at 1 (Aug. 29, 2008); MS AG Op., Brock at 1 (Nov. 8, 2019) (citing Miss. Code Ann. § 7-5-25). Accordingly, this office provides the following guidance for future application only, and we are unable to opine on the legality of any promotion, appointment, or transfer already made by the Council.

Section 25-1-53 governs nepotism for public employees, providing as follows:

It shall be unlawful for any person elected, appointed or selected in any manner whatsoever to any state, county, district or municipal office, or for any board of trustees of any state institution, to appoint or employ, as an officer, clerk, stenographer, deputy or assistant who is to be paid out of the public funds, any person related by blood or marriage within the third degree, computed by the rule of the civil law, to the person or any member of the board of trustees having the authority to make such appointment or contract such employment as employer. This section shall not apply to any employee who shall have been in said department or institution prior to the time his or her kinsman, within the third degree, became the head of said department or institution or member of said board of trustees . . . .

Miss. Code Ann. § 25-1-53 (emphasis added). The final sentence in this quoted language provides a limited exception to the nepotism restriction.

In describing the analysis required to determine whether a violation of Mississippi's nepotism statute has occurred, this office has opined in the following manner:

In determining whether the nepotism statute applies, it is necessary to apply a three-part analysis. One, are the parties related within the third degree? Two, is the relative who is a public official the appointing authority? Three, is the position one of the five enunciated positions in the statute? If the answer to any one of these questions is no, the nepotism statute does not prohibit the appointment or employment of the individual in question.

MS AG Op., Scanlon at 2 (May 3, 2021) (citing MS AG Op., Gilfoy at 1 (Aug. 26, 1993)). Section 25-1-53 is somewhat narrow in that it only prohibits the hiring of a person who is related by blood or marriage within the third degree to the appointing authority, and this prohibition only applies to five specific positions: officer, clerk, stenographer, deputy or assistant.

This office has consistently maintained that an individual serving in one of the five positions enumerated in Section 25-1-53, whose family member subsequently becomes the appointing authority, is prohibited from being appointed, promoted, or transferred to any of the five enumerated positions. See, e.g., MS AG Op., Blackmon at 3 (Aug. 30, 2019) ("An individual may not be subsequently promoted to another prohibited position after his relative becomes the hiring authority."); MS AG Op., Williams at 1 (Dec. 21, 1989) ("The statute allows someone already employed or appointed to an otherwise prohibited position to continue in that position when their relative subsequently becomes a member of the appointing or employing authority. However that employed or appointed person may not be transferred or promoted to another prohibited position after the relative has become a member of the appointing or employing authority."); MS AG Op., Andrzejewski at 1 (May 3, 2002).

Applying this principle, under facts similar to those presented in your request, this office has found that a violation of the nepotism statute would occur if a clerk, employed prior to his or her kinsman within the third degree becoming the appointing authority, was appointed or promoted to another clerk position. MS AG Op., Hathorn at 1 (Mar. 9, 2007) (citing MS AG Op., Ausbern (Oct. 10, 2014) ("We have previously opined that a violation of the nepotism statute (25-1-53) would occur if a deputy clerk were promoted to the position of city clerk while her sister is a member of the Board of Aldermen and that this would be true regardless of whether the sister recuses herself from any votes on the matter."); MS AG Op., Moore at 1 (Aug. 29, 2003); MS AG Op., Harness at 1 (Sept. 16, 2016); MS AG Op., Floyd at 1 (Sept. 8, 1989).

Notably, recusal by the kinsman does not alleviate a nepotism violation. MS AG Op., Turnage at 1 (Apr. 25, 2014) (citing MS AG Op., Gibson (Feb. 1, 2013) ("[O]ur office has repeatedly opined that a violation of the anti-nepotism statute will occur regardless of whether a board member recuses himself."); MS AG Op., Turnage at 1 (Apr. 25, 2014) ("With regard to your questions regarding recusal by the Mayor, a person's recusal from an employment decision by a board on which that person sits is not relevant, in any way, to whether the Nepotism Law is violated.").

Your second question, referencing an opinion issued by this office in 2017, asks whether the City is protected or insulated from liability resulting from its promotion of the above-referenced employee, in light of "the fact that your office did not advise us how to avoid violations of the nepotism law after request." Your request also notes that in seeking the 2016 opinion, you "specifically asked what must be done to avoid a future violation of Section 25-1-53." As an initial matter, in your 2017 opinion request, you asked two questions, with the second of such questions being: "Assuming the answer to the above question is in the affirmative, what must Council Member Jones do in order to avoid a future violation of Section 25-1-53 with regard to [the employee]" (emphasis added)? Your second question was premised on an affirmative response to your first question, and this office responded to your first question in the negative. MS AG Op., Turnage at *1 (July 21, 2017). Accordingly, your second question was moot. However, as noted in your request for the instant opinion, our 2017 opinion did refer you to the Mississippi Ethics Commission regarding potential conflicts of interest. Id.

While Section 7-5-25 provides both civil and criminal immunity, under certain circumstances, to the recipient of an official Attorney General's opinion, we are not aware of any such treatment for matters upon which this office has not opined.

Your third question asks whether a nunc pro tunc entry in the council minutes rescinding the promotion language is sufficient to cure a nepotism violation. This office has stated that "[t]he purpose of a nunc pro tunc order is to correctly evidence a previous action which was not accurately recorded." MS AG Op., Miller at 1 (Nov. 16, 2012) (citing MS AG Op., Chamberlin at 2 (Jan. 23, 2004); see also MS AG Op., Blackwell at 1 (Mar. 2, 1995) (finding a board may not use a nunc pro tunc order to retroactively approve actions). Whether an entry in the minutes regarding an employee's promotion is not an accurate reflection of the official action taken requires a factual determination that can only be determined by the Council. MS AG Op., Baum at 1 (June 7, 2019) ("Therefore, to the extent that your inquiries involve questions of fact . . . we are unable to respond by way of an Official Opinion").

If the Council determines, consistent with the facts, that a nunc pro tunc order is appropriate, and the order accurately evidences that the employee, related to the appointing authority within the third degree, was not appointed, promoted, or transferred, no violation of the nepotism statute will have occurred.

Because we did not answer your third question in the negative, your fourth question is moot.

If this office may be of any further assistance to you, please do not hesitate to contact us.

Sincerely,

LYNN FITCH, ATTORNEY GENERAL

By: /s/ Phil Carter
Phil Carter
Special Assistant Attorney General