Could a Florida town commission make a prospective appointment to fill a vacancy under its charter?

Short answer The Attorney General's office did not interpret the town charter, but offered historical guidance that a prospective appointment was valid only if the appointing officer or body remained in office when the vacancy occurred. It referred self-appointment ethics questions to the Florida Commission on Ethics.
State
Florida
Opinion
INFORMAL
Issued
September 25, 2008
Issued by
Florida Attorney General
Requested by
Mr. Rayson

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This page answers the general question as of 2008. Ask about yours and see what current Florida law means for your facts, with citations you can check.

Disclaimer: This is an official Florida Attorney General opinion. AG opinions are persuasive authority but not binding precedent. This summary is for informational purposes only and is not legal advice. Consult a licensed Florida attorney for advice on your specific situation.
About this page: The plain-English summary, reader guidance, and Q&A below were written by Ezel based on the official AG opinion. The original opinion (linked on this page) is the authoritative source for any reliance.

Plain-English summary

In this 2008 informal response, the Florida Attorney General's office declined to interpret a town charter. The office explained that it generally did not issue opinions limited to local codes, ordinances, or charters, and that a local-government request involving state law had to include a legal memorandum from the entity's attorney.

The office nevertheless summarized Florida Supreme Court decisions on prospective appointments. It said an appointment made in anticipation of a vacancy was proper only if the appointing officer or body remained in office when the vacancy occurred.

The response also said questions about an officer voting to appoint himself or herself belonged with the Florida Commission on Ethics. It corrected the premise that Florida's resign-to-run law had been repealed, stating that Section 99.012 had instead been amended during the 2008 legislative session.

Currency note

This opinion was issued in 2008. Subsequent statutory amendments, court decisions, or later
AG opinions may have changed the analysis. Treat this page as historical context, not current
legal advice. Verify current law before relying on any specific rule, deadline, or remedy
mentioned here.

Common questions

Did the Attorney General interpret the Town of Davie's charter?

No. The response said the office generally did not answer questions that required only an interpretation of a local charter.

When did the response say a prospective appointment could be valid?

It cited Tappy v. State for the rule that the appointing officer or body had to remain in office when the vacancy occurred and the appointment became effective.

Did the response decide whether a commissioner could vote to appoint himself or herself?

No. It directed that ethics question to the Florida Commission on Ethics.

Had Florida repealed the resign-to-run law in 2008?

No. The response said Section 99.012 had been amended, not repealed.

Background and statutory framework

The town attorney asked about filling vacancies under the town charter. Rather than construing the charter, the response discussed Florida Supreme Court decisions concerning prospective appointments and resignation-created vacancies.

It also identified Part III of Chapter 112 as the Code of Ethics for Public Officers and Employees and discussed 2007 and 2008 amendments affecting Section 99.012.

Citations discussed

  • Tappy v. State, on when a prospective appointment became valid
  • Advisory Opinion to the Governor re Sheriff & Judicial Vacancies Due to Resignations and Spector v. Glisson, on when a resignation created a vacancy
  • Part III, Chapter 112, Florida Statutes, concerning public-officer ethics
  • Section 99.012, Florida Statutes, and the cited session laws concerning resign-to-run amendments

Source

Original opinion text

Mr. John Rayson

Town of Davie Attorney

2400 East Oakland Park Boulevard #200

Fort Lauderdale, Florida 33306

Dear Mr. Rayson:

You ask this office about the filling of vacancies under the town charter.

Initially, I would note that as discussed in this office’s statement regarding Attorney General Opinions (available online at: http://myfloridalegal.com/opinions), opinions generally are not issued on questions requiring an interpretation only of local codes, ordinances or charters rather than the provisions of state law. In addition, when a request is received from a local government on a question involving the interpretation of state law, this office requires such a request to be accompanied by a memorandum of law from the attorney representing the governmental entity.[1]

In an effort to be of some assistance, I would note that the Florida Supreme Court has held that an appointment to an office in anticipation of a vacancy is proper only when the officer or body making the appointment is still in office when the vacancy occurs. In Tappy v. State,[2] the Court stated:

"A prospective appointment is valid if the governor who makes the appointment is still in office at the time the vacancy occurs and the commission becomes effective." (emphasis supplied by the Court)

Subsequently, in Advisory Opinion to the Governor re Sheriff & Judicial Vacancies Due to Resignations,[3] the Court considered when the vacancy occurred when a sheriff tendered his resignation in May of 2006, to be effective in October 2006:

"In Judicial Vacancies, we acknowledged our prior statement that 'a vacancy does not occur until the date upon which the office actually becomes vacant.' Id. at 463 n.4 (quoting In re Advisory Opinion, 301 So. 2d at 6). However, we explained that our decision in 'Spector v. Glisson, 305 So. 2d 777 (Fla. 1974), nullified this statement.' Judicial Vacancies, 600 So. 2d at 463 n.4. Accordingly, we are of the opinion that if the sheriff were to tender his resignation in May, a vacancy would occur at that time. Thus, the remainder of the term should be calculated from the date of the resignation letter, not its effective date."

Questions relating to an officer's authority to vote for himself or herself to fill a vacancy should be submitted to the Florida Commission on Ethics which is responsible for interpreting provisions of the Code of Ethics for Public Officers and Employees, Part III, Chapter 112, Florida Statutes.[4]You also refer to the repeal of the resign to run law. Section 99.012, Florida Statutes, was amended during the 2008 legislative session, not repealed. Section 9 of Chapter 2008-95, Laws of Florida, removed an exception from such restrictions for persons seeking any federal public office. Section 14, Chapter 2008-04, Laws of Florida, a revisor’s bill, amended subsection (7) of the statute to conform to the repeal of the referenced section 99.012(4) by section 14, Chapter 2007-30, Laws of Florida.[5]

I trust that the above informal comments may be of assistance to the town in resolving these matters.

Sincerely,

Joslyn Wilson

Assistant Attorney General

JW/t

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[1] See statement concerning Attorney General Opinions (available online at: http://myfloridalegal.com/opinions) stating:

"However, in order to facilitate this expedited response to opinion requests, this office requires that the attorneys for public entities requesting an opinion supply this office with a memorandum of law to accompany the request. The memorandum should include the opinion of the requesting party's own legal counsel, a discussion of the legal issues involved, together with references to relevant constitutional provisions, statutes, charter, administrative rules, judicial decisions, etc."

[2] 82 So. 2d 161, 166 (Fla. 1955).

[3] 928 So. 2d 1218 (Fla. 2006).

[4] The commission may be contacted at: Post Office Drawer 15709, Tallahassee, Florida 32317-5709; telephone: 850-488-7864; fax: 850-488-3077.

[5] The 2007 legislation exempted persons seeking federal office from the resign-to-run law.

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