DE 24-IB44 2024-10-22

Does FOIA's 15-day response deadline include a specific time of day, and is it a violation if a Delaware office cannot find FOIA logs from before 2023?

Short answer: The Office of the Lieutenant Governor (OLG) did not violate FOIA. A response sent at 5:06 PM on the 15th business day is timely; FOIA does not impose an hour-of-day deadline. The OLG produced all FOIA logs in its possession, dating from January 2023, and the Communications Director swore under oath that physical and electronic searches turned up nothing older. The AG cautioned OLG to retain FOIA logs going forward, since the record suggested the office may not have kept logs for the prior five-year period.
Disclaimer: This is an official Delaware Attorney General opinion. AG opinions are persuasive authority but not binding precedent. This summary is for informational purposes only and is not legal advice. Consult a licensed Delaware attorney for advice on your specific situation.
About this page: The plain-English summary, reader guidance, and Q&A below were written by Ezel based on the official AG opinion. The original opinion (linked at the bottom of this page, or PDF in the sidebar) is the authoritative source for any reliance.
View original AG opinion (PDF)

Plain-English summary

Jordan Howell asked the Office of the Lieutenant Governor for "the FOIA logs from the Lieutenant Governor's Office from January 2018 until the date this request is fulfilled." OLG responded on the 15th business day at 5:06 PM with a FOIA log covering January 18, 2023 through August 29, 2024. Howell petitioned, arguing the response was late (because it came after business hours) and incomplete (because it missed five years of older records).

The AG ruled for OLG on both issues but cautioned about retention.

  1. Timeliness. Section 10003(h) requires a response "within 15 business days." The statute does not specify a time of day. A response sent at 5:06 PM on the 15th business day is timely. The AG cited Op. 19-IB57 (Oct. 24, 2019), which had reached the same conclusion about an after-business-hours posting.

  2. Completeness. The Communications Director's sworn affidavit said: she conducted a physical and electronic search; she contacted a person with historical knowledge of the office; she searched additional locations the colleague identified; she found no older FOIA logs. Under Judicial Watch v. Univ. of Del. (Del. 2021), that affidavit is sufficient. No older records exist or could be located.

  3. Caution. The AG noted, however, that the apparent absence of FOIA logs for January 1, 2018 to January 18, 2023 (a five-year gap) was concerning. The AG cautioned OLG to "ensure it properly compiles and maintains a document tracking all FOIA requests."

What this means for you

If you are a FOIA requester

Two practical things to know. First, "fifteen business days" means by close of business on the 15th day, not by 9 AM or noon. A response that lands in your inbox at 4:59 PM or 5:06 PM on day 15 is timely. Plan accordingly when calculating petition deadlines.

Second, when you ask for historical records and an agency says "we don't have those," your follow-up depends on what the agency actually maintains. Asking for "FOIA logs since 2018" can be answered with "we have them since 2023" plus an affidavit of search. Your options at that point are limited to challenging the search adequacy or filing a separate complaint about retention failures.

If you are an FOIA Coordinator at a Delaware state office

The OLG response pattern is correct. When you cannot find historical records, document your search:

  1. Physical search of your office. Where would the records be filed? Did you check those locations?
  2. Electronic search. What systems would have stored the records? Did you query them?
  3. Cross-check with someone who has historical knowledge. A long-tenured staffer, an outgoing supervisor, the prior administration's records. Ask them where to look.
  4. Search any locations that historical-knowledge contact identifies. Document those searches too.

Put it all in an affidavit. The AG accepted OLG's affidavit precisely because it followed this pattern.

The retention caution is also worth taking seriously. Delaware Public Records Act and the State Archives' retention schedules govern how long agencies must keep records. FOIA logs are themselves records and should be retained per applicable schedules. A five-year gap in FOIA logs suggests the office did not maintain them as required.

If you research government accountability or transparency in Delaware

The retention caution buried at the end of this opinion is the more interesting story. Delaware state offices, including some constitutional offices like the OLG, may not be consistently maintaining FOIA logs over multi-year periods. That has implications for downstream research: requesters cannot reliably obtain a historical view of an office's FOIA practices, who has been requesting what, or which requests have been denied.

If you are tracking patterns across state offices, the first question is whether the office maintains a FOIA log at all, in what format, and for how long. The General Assembly may want to consider statutory requirements for FOIA log retention, since the OAR-style records-retention rules currently leave significant discretion to individual offices.

If you handle records management at a state office

This opinion is a quiet flag from the AG that retention practices need attention. Practical steps:

  • Confirm the retention schedule. State Archives publishes retention schedules. Confirm what applies to FOIA tracking documents.
  • Maintain logs in a stable system. A spreadsheet on a shared drive that gets reorganized every administration loses continuity. A dedicated FOIA-tracking system (Tyler, JustFOIA, or similar) preserves the record.
  • Transition documentation. When administrations change, ensure FOIA logs are part of the formal records transfer to the incoming office.

Common questions

Q: Does FOIA require a response by a specific time of day?
A: No. The statute requires a response within 15 business days. The AG has held in Op. 19-IB57 (after-business-hours posting) and now in this opinion that there is no statutory time-of-day deadline. Same-day responses at 4 PM, 5 PM, or 11:59 PM on day 15 are timely.

Q: How do I know an agency's FOIA log search was adequate?
A: The affidavit standard from Judicial Watch v. Univ. of Del. asks: did the agency identify the locations searched (paper, electronic, archives), describe the search method, and explain who conducted the search? OLG's affidavit met all three. If yours doesn't, point that out in a petition.

Q: What happens if an agency just hasn't kept records?
A: This is the harder problem. The AG's tools are limited. The AG can caution the agency. Records-retention enforcement is largely up to the State Archives and the General Assembly, not FOIA petitioners.

Q: Can I file a separate petition about retention failures?
A: FOIA itself is an access law. It does not directly impose retention duties. The Delaware Public Records Act (Title 29, Chapter 5) and State Archives policy govern retention. Complaints about non-retention should go to the State Archives. The AG can address the situation only when it produces a FOIA-access problem.

Q: Is "FOIA log" itself a public record?
A: Yes. A log of FOIA requests received and how they were handled is created in the course of public business and is itself accessible under FOIA. Some agencies post their FOIA logs proactively as a transparency measure.

Q: Was this a high-profile request?
A: Howell is a frequent requester of records from various Delaware state offices. The Lt. Governor's Office is a small, high-visibility constitutional office. The opinion did not turn on identity, but the retention issue raised here is one researchers may want to revisit.

Background and statutory framework

15-day response rule. Section 10003(h) of FOIA requires public bodies to "respond to a FOIA request as soon as possible, but in any event within 15 business days after the receipt thereof." Three options are available: (1) provide access, (2) deny access (with reasons), or (3) advise that more time is needed because of voluminous records, legal advice required, or archived records, with a good-faith time estimate.

Time-of-day analysis. Op. 19-IB57 (Oct. 24, 2019) addressed an analogous question for meeting notice: a public body posted a notice "after business hours" on the last day. The AG held that there is no implied close-of-business cutoff. The same principle applied here for the FOIA response clock.

Burden of proof for "no responsive records." Section 10005(c) puts the burden on the public body. Judicial Watch v. Univ. of Del., 267 A.3d 996 (Del. 2021), held that the public body must "state, under oath, the efforts taken to determine whether there are responsive records and the results of those efforts." OLG's Communications Director affidavit met that requirement.

Retention as a separate issue. FOIA does not by itself create record-retention duties. Title 29, Chapter 5 of the Delaware Code, plus State Archives policies and retention schedules, govern how long agencies must keep specific record types. The AG noted but did not adjudicate the apparent five-year gap in OLG's FOIA log retention.

Citations and references

Statutes:
- 29 Del. C. § 10001 (FOIA purpose)
- 29 Del. C. § 10003 (Response deadlines)
- 29 Del. C. § 10005 (Enforcement, burden of proof)

Cases:
- Judicial Watch, Inc. v. Univ. of Del., 267 A.3d 996 (Del. 2021)

Prior AG opinions:
- Del. Op. Atty. Gen. 19-IB57 (Oct. 24, 2019) (after-business-hours posting on last notice day did not violate FOIA)

Source

Original opinion text

DEPARTMENT OF JUSTICE

KATHLEEN JENNINGS

820 NORTH FRENCH STREET
WILMINGTON, DELAWARE 19801

ATTORNEY GENERAL

CIVIL DIVISION (302) 577-8400
CRIMINAL DIVISION (302) 577-8500
DIVISION CIVIL RIGHTS & PUBLIC TRUST (302) 577-5400
FAMILY DIVISION (302) 577-8400
FRAUD DIVISION (302) 577-8600
FAX (302) 577-2610

OFFICE OF THE ATTORNEY GENERAL OF THE STATE OF DELAWARE
Attorney General Opinion No. 24-IB44
October 22, 2024
VIA EMAIL
Jordan Howell
[email protected]
RE:

FOIA Petition Regarding the Office of the Lieutenant Governor

Dear Jordan Howell:
We write regarding your correspondence alleging that the Office of the Lieutenant
Governor ("OLG") violated the Delaware Freedom of Information Act, 29 Del. C. §§ 10001-10008
("FOIA"). We treat your correspondence as a petition for a determination pursuant to
29 Del. C. § 10005 regarding whether a violation of FOIA has occurred or is about to occur. For
the reasons set forth below, we find that OLG did not violate FOIA by providing records late or
denying access to the requested records. However, we caution the OLG to review its FOIA
practices and ensure compliance with all FOIA requirements, including the retention of a FOIA
log.
BACKGROUND
On August 16, 2024, you submitted a FOIA request (the "Request") to OLG for "the FOIA
logs from the Lieutenant Governor's Office from January 2018 until the date this request is
fulfilled." On September 9, 2024, OLG responded with a FOIA log recording requests beginning
on January 18, 2023, and ending on August 29, 2024. On September 12, 2024, you filed a petition
(the "Petition"), alleging that the FOIA logs provided by OLG were late, incomplete, and did not
fulfill your request.
On September 20, 2024, OLG, through its legal counsel, replied to the Petition and
enclosed the affidavit of its Communications Director (the "Response"). In the Response, OLG
contends that its response to the Request was timely and that it provided all FOIA log materials in
its possession and did not withhold any materials in its possession.
1

DISCUSSION
The public body has the burden of proof to justify its denial to public records as well as
compliance with the FOIA statute.1 In certain circumstances, a sworn affidavit may be required
to meet that burden.2
The first issue raised by Petitioner is whether OLG violated FOIA by failing to timely
respond to Petitioner's FOIA Request. FOIA requires public bodies to "respond to a FOIA request
as soon as possible, but in any event within 15 business days after the receipt thereof, either by
providing access to the requested records, denying access to the records or parts of them, or by
advising that additional time is needed because the request is for voluminous records, requires
legal advice, or a record is in storage or archived."3
Both OLG and Petitioner agree that OLG responded to Petitioner's FOIA Request by
providing FOIA logs on September 9, 2024, which is exactly fifteen business days after receiving
the Request. As OLG provided a response within the fifteen business days as required by FOIA,
we find that OLG's response was timely.4 Accordingly, as to this issue, we find no evidence that
a violation of FOIA occurred as alleged.
The second issue raised by Petitioner is whether OLG violated FOIA by withholding FOIA
logs or providing an incomplete response. Included in OLG's Response was an affidavit of its
Communications Director that states the affiant "conducted a search of the office and electronic
records to locate older FOIA logs. The search was physical and electronic." The affidavit further
states that affiant, after searching for older FOIA logs, "did not locate older FOIA logs [and] . . .
then contacted a person in the office with historical knowledge to inquire as to other locations that
may house older FOIA logs, and searched those locations to no avail. Nothing responsive to the
Request was withheld."
As OLG provided all the FOIA logs in its possession that were responsive to the Request
and provided an adequate sworn statement that it conducted both a physical and electronic search
for older FOIA logs to no avail and did not withhold anything responsive to the Request, we find
that the OLG has met its burden to demonstrate that it provided all records in its possession that
were responsive to your request.

1

29 Del. C. § 10005(c).

2

Judicial Watch, Inc. v. Univ. of Del., 267 A.3d 996 (Del. 2021).

3

29 Del. C. § 10003(h).

4

Petitioner contends that since OLG responded to the FOIA request at 5:06 PM on the 15th business
day after OLG received the request, the response was late. This contention fails. Outside of the requirement
of 29 Del. C. § 10003(h) that the public body shall respond to a FOIA request within fifteen business days
after the receipt thereof, there is no deadline with respect to the hour by which the response must be made
on the 15th business day. Cf. Del. Op. Atty. Gen. 19-IB57, 2019 WL 6047160 (Oct. 24, 2019) (determining
that a posting "after business hours" on the last notice day does not violate FOIA).

2

Finally, the record, while sparse, appears to indicate that OLG may not have retained FOIA
logs for the period between January 1, 2018 and January 18, 2023 (a 5-year period). We caution
OLG to ensure it properly compiles and maintains a document tracking all FOIA requests.
CONCLUSION
For the foregoing reasons, we determine that OLG did not violate FOIA as alleged.
Very truly yours,


Daniel Logan
Chief Deputy Attorney General
cc:

James H. McMackin, III, Esq.
Edward Kosmowski, Deputy Attorney General

3