DE 19-IB64 2019-11-12

If a Delaware school board's vice president emails individual members for interview-question suggestions, is that a 'meeting' under FOIA?

Short answer: No. The Delaware AG ruled that the Christina School District Board did not violate FOIA when its Vice President individually invited members to email interview questions for board-vacancy candidates. With no quorum present and no member-to-member debate, the email exchange did not qualify as a 'meeting' triggering FOIA's open-meeting rules.
Currency note: this opinion is from 2019
Subsequent statutory amendments, court decisions, or later AG opinions may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.
Disclaimer: This is an official Delaware Attorney General opinion. AG opinions are persuasive authority but not binding precedent. This summary is for informational purposes only and is not legal advice. Consult a licensed Delaware attorney for advice on your specific situation.
About this page: The plain-English summary, reader guidance, and Q&A below were written by Ezel based on the official AG opinion. The original opinion (linked at the bottom of this page, or PDF in the sidebar) is the authoritative source for any reliance.
View original AG opinion (PDF)

Official title

19-IB64 11/12/2019 FOIA Opinion Letter to Ms. Kathryn Gifford re: FOIA Complaints Concerning The Christina School District

Plain-English summary

Kathyrn Gifford was a candidate for the Christina School District Board's vacant seat. She attended every public meeting between August and October 2019 and noticed that the interview format for candidates was vague at the August 13 meeting and not finalized in any later open session. The candidates were interviewed at the October 1 meeting; the Board voted on October 8.

Gifford filed a petition arguing that the Board must have settled the interview format and questions outside an open meeting and that doing so violated FOIA. She also pointed to a tip that the Board chose secret-ballot voting because it could not reach unanimity, suggesting the secret-ballot decision itself was deliberated outside public view. (The secret-ballot violation was already addressed in the AG's prior opinion 19-IB63.)

The Board explained the question-gathering process: the Vice President invited each member to submit interview questions to her. Members emailed her individually. One member replied to all (the rest used direct emails to the VP). The VP merged similar questions and added her own to make a final list. There was no member-to-member debate, no attempt to persuade anyone to a position, and no quorum gathered around any single discussion.

The AG accepted the Board counsel's representations and found no violation. Under § 10002(g), a "meeting" is "the formal or informal gathering of a quorum" for the purpose of discussing or taking action on public business. A vice president collecting questions individually from members, with no member-to-member discussion, is not a quorum gathering. The 1990 Court of Chancery decision in Tyron v. Brandywine Sch. Dist. set the same line: a board president who polled members one by one without trying to convince any of them to adopt a view did not violate FOIA.

The AG also addressed a brief pre-meeting exchange among three members about a substituted question, where one member made a statement of fact. With three of seven members, no quorum existed, and no FOIA violation occurred. The AG cautioned the Board to limit pre-meeting discussions, which is a polite way of saying not to push the line.

Currency note

This opinion was issued in 2019. Subsequent statutory amendments, court decisions, or later AG opinions may have changed the analysis. Treat this page as historical context, not current legal advice. Verify current law before relying on any specific rule, deadline, or remedy mentioned here.

Common questions

What counts as a "meeting" under Delaware FOIA?

A formal or informal gathering of a quorum of members for the purpose of discussing or taking action on public business. Two parts both have to be true: a quorum, and a discussion or action purpose. Email chains that go from a single coordinator to individual members one by one do not assemble a quorum in any meaningful way.

Is "reply all" different from individual emails?

Possibly. The opinion notes that one member replied to all but does not treat that alone as a violation. It is the absence of debate or persuasion that did the work. If members start replying-all and arguing positions back and forth, the analysis shifts. Reply-all to a logistics email is generally tolerable; reply-all to debate substantive merits is not.

Can a vice president act as a "receptacle" for input from members?

Yes. The opinion expressly endorses that role, citing Tyron: "the Vice President merely acted as a receptacle for gathering the questions." Without member-to-member persuasion, no FOIA-defined meeting occurs. This is a long-standing rule and is reinforced by AG opinions 17-IB20 and 17-IB08.

Does the AG always accept what agency counsel says?

The opinion uses the standard formulation: "In accordance with this Office's practice, we accept the representations of the Board's attorney and on that basis, find no violation." That practice is well-established. Petitioners who want a different result need facts beyond their own observations, since the AG does not typically conduct independent fact-finding.

Does this mean small-group "informal" discussions are always safe?

No. The opinion warned the Board to be mindful of FOIA's open-meeting requirements and to limit pre-meeting discussions. The line between informal coordination and quorum-level deliberation is fact-specific. When in doubt, talk on the record.

Background and statutory framework

29 Del. C. § 10002(g) defines "meeting" using the quorum standard. The accompanying open-meeting rules in § 10004 apply only when a meeting occurs. Sub-quorum coordination is therefore a routine, lawful part of how Delaware public bodies operate, with the limit being persuasion among multiple members at once.

The Tyron v. Brandywine line of cases is the foundational Delaware authority on sub-quorum email and phone coordination. AG opinions 17-IB20 and 17-IB08 apply the same rule.

The AG's practice of accepting agency counsel's representations is documented in 17-IB59. Petitioners can defeat that practice only with concrete contrary evidence; mere suspicion, even informed by a tip from a "reliable source," is not enough.

Citations

  • 29 Del. C. §§ 10001-10007 (Delaware FOIA)
  • 29 Del. C. § 10002(g) (meeting definition)
  • 29 Del. C. § 10005 (petition procedure)
  • Tyron v. Brandywine Sch. Dist., 1990 WL 51719 (Del. Ch. Apr. 20, 1990)
  • Del. Op. Att'y Gen. 17-IB20, 2017 WL 3426260 (July 12, 2017)
  • Del. Op. Att'y Gen. 17-IB08, 2017 WL 1317850 (Apr. 3, 2017)
  • Del. Op. Att'y Gen. 16-IB25
  • Del. Op. Att'y Gen. 17-IB59, 2017 WL 6348853 (Nov. 20, 2017)

Source

Original opinion text

PRINT VERSION: Attorney General Opinion No. 19-IB64

OFFICE OF THE ATTORNEY GENERAL OF THE STATE OF DELAWARE

Attorney General Opinion No. 19-IB64

November 12, 2019

VIA EMAIL

Ms. Kathyrn Gifford

[email protected]

RE: FOIA Petition Regarding the Christina School District Board of Education

Dear Ms. Gifford:

We write in response to your correspondence alleging that the Christina School District Board of Education ("Board") violated Delaware's Freedom of Information Act, 29 Del. C. §§ 10001-10007 ("FOIA"). We treat your correspondence as a Petition for a determination pursuant to 29 Del. C. § 10005 regarding whether a violation of FOIA has occurred or is about to occur. As discussed more fully herein, we determine that the Board has not violated FOIA as alleged.

POSITIONS OF THE PARTIES

In August 2019, the Board began the process of selecting a candidate for a vacant board member position. In the Petition, you allege that as an applicant for this position, you attended every public meeting between August 6, 2019 to October 8, 2019. You indicate that the Board discussed the process to fill the vacancy at its August 13, 2019 meeting; however, you allege that "the final format and the method of determining what questions would be asked was not finalized at that meeting." [1] Further, you state that neither the candidate interview format nor the questions were discussed at any other meeting prior to the October 1, 2019 meeting. You assert that you contacted the Board secretary for more information and were told that the format was "still being decided," and on another occasion, you were told that the Board "has been conversing with each other about the format and procedures" but there was "no final information." [2] At the October 1, 2019 meeting, the candidates for the vacant board member position provided statements and were questioned by the Board. You allege the Board held no other discussions about the merits of the candidates in open session at any subsequent meeting until its vote on October 8, 2019.

The Board held a public meeting on October 8, 2019, in which a vote on the vacancy was planned. You allege that the Board typically uses a roll call vote, [3] but at this meeting, the Board acknowledges that it held a vote in which each member submitted a written nomination to the Board President who announced the tally of the votes without a roll call. [4]

The Petition asserts several "concerns" arising from the Board's selection of its new board member. [5] First, you argue that the Board must have decided "as a group on interview questions to be asked at the candidate forum, and also on the interview format" outside of the public view. [6] Noting Attorney General Opinion 16-IB25, you state that "the appointment of an applicant to a vacancy is not an employment or a personnel decision, which makes the formulation of questions or discussion of the interview process outside of a public meeting potentially even less appropriate under FOIA." [7] Second, you claim "a reliable source" informed you that the Board decided to vote by secret ballot because they could not agree unanimously, indicating the decision to vote by secret ballot "must have included board members" discussing their candidate preferences. [8] You conclude that the Board must have discussed individual members' candidate preferences and the voting by secret ballot in violation of FOIA's open meeting provisions, as "there is no reason such a discussion would be allowed to occur among a quorum of Board members outside of a public meeting." [9]

As remediation, you request that the Board be directed to discuss how they determined the interview questions and interview format and to hold a public discussion of the members' opinions of the candidates and the secret ballot method. You also request that the Board be required to undertake FOIA training. Finally, you indicate that you have heard that the Board plans to revote at the November 12, 2019 meeting, but you state such remedy is inadequate and an additional violation of FOIA, as it does not remedy the earlier violations present in the Board's candidate selection process. If a violation is found, you "believe the public should have opportunity to hear the discussion that clarifies the process; what went wrong, why, and how it will be remedied; how such violations will be avoided in the future; and that the vote to appoint someone to the vacancy should not occur at the same meeting as the discussion of the process, i.e ., the vote to select an applicant should be delayed until the public can be assured that the process was compliant with FOIA and [the] Delaware code." [10]

The Board responded through counsel to your Petition ("Response"). First, the Board acknowledges that the Board's vote was conducted by written nominations and the Board President announced the tally of the votes without a roll call. Although the Board also admits it arguably committed a procedural violation of Title 14, Chapter 10 of the Delaware Code by failing to take a roll call vote, the Board contends that this Office cannot consider this violation, as it is outside the scope of this Office's jurisdiction. Nonetheless, the Board states "the District will cure this alleged violation" at its November 5, 2019 "Study Session" meeting. [11] Regarding the interview format, the Board's counsel states that the Board discussed the interview process and decided the candidates would be interviewed at a forum at its August 13, 2019 open session meeting. Further, the Board states that "[n]othing at all pertinent to the process or interview sessions occurred in executive session prior to the October 1, 2019 Board meeting where the candidates were interviewed." [12] Between the August meeting and the October 1, 2019 candidate session, the Board Vice President invited members to submit interview questions to her, and the individual Board members emailed her questions individually, except one who replied to all. She combined similar questions with her own to create a question list. Noting there was no discussion among Board members about the questions, the Board argues that no "meeting," as defined by FOIA, occurred which would trigger open meeting requirements. Acknowledging that a brief statement about the questions before the October 1, 2019 meeting occurred between a few board members, the Board's counsel argues that this incident prior to the start of a meeting does not trigger open meeting requirements, as a quorum of members was not present and there was no discussion; instead, merely three of the seven-member Board were presented when one stated a fact about the questions.

DISCUSSION

A previous petition was recently filed against the Board regarding this same October 8, 2019 Board meeting, and our Office issued an opinion finding that the Board improperly voted by a secret vote ballot at its October 8, 2019 meeting and that the Board failed to present the factual allegations to justify its executive session at this same meeting. This Office found two FOIA violations at the October 8, 2019 Board meeting and recommended remediation; we refer you to that decision for the October 8, 2019 meeting claims. [13]

The Petition raises two remaining issues for our consideration: 1) whether the Board violated FOIA by discussing the interview format outside of a public meeting; and 2) whether the Board violated FOIA by discussing the interview questions outside of a public meeting. [14] The Board's counsel represents that the Board discussed the interview process in open session at the August 13, 2019 meeting, and "[t]here, the Board decided the candidates would be interviewed in a forum." [15] He further states that "[n]o meeting occurred with regard to the process or the questions between August 13, 2019 and October 1, 2019." [16] In accordance with this Office's practice, we accept the representations of the Board's attorney and on that basis, find no violation. [17]

A meeting is defined by FOIA as "the formal or informal gathering of a quorum of the members of any public body for the purpose of discussing or taking action on public business either in person or by videoconferencing." [18] In its Response, the Board cites two instances in which the Board mentioned the interview questions outside a public meeting. First, the Vice President invited members to submit questions to her via email, and several members did so; the President then compiled a list of questions from the questions received. The Board's counsel represents that Vice President sent out an invitation to the Board to submit questions; the members did not discuss or debate questions or attempt to persuade members to take a particular position. The Vice President merely acted as receptacle for gathering the questions. These circumstances do not constitute a quorum under FOIA. [19] Second, a Board member briefly made a statement about a question and made a substitution prior to the public meeting; the Board's counsel represented that there was not a quorum of members present for this brief incident prior to the meeting. As such, neither instance constitutes a "meeting" under FOIA, and we find that the Board did not violate FOIA in this regard. However, we caution the Board to be mindful of FOIA's open meeting requirements and limit discussions prior to a public meeting.

CONCLUSION

For the reasons set forth above, we conclude that the Board has not violated the open meeting requirements of FOIA as alleged.

Very truly yours,

/s/ Dorey L. Cole

Dorey L. Cole

Deputy Attorney General

Approved:

/s/ Aaron R. Goldstein

Aaron R. Goldstein

State Solicitor

cc: James H. McMackin, III, Attorney for the Christina School District (via email)

[1] Petition.

[2] Id.

[3] Id.

[4] Response.

[5] Petition.

[6] Id.

[7] Id.

[8] Id.

[9] Id.

[10] Id.

[11] Response.

[12] Id.

[13] See Del. Op. Att'y Gen . 19-IB63 (Nov. 8, 2019).

[14] The Petition also alleges a violation of Title 14, Chapter 10 of the Delaware Code. This Office's authority is limited to determining whether violations of the FOIA statute occurred; thus, this issue is not addressed. 29 Del. C. § 10005.

[15] Response.

[16] Id.

[17] Del. Op. Att'y Gen . 17-IB59, 2017 WL 6348853, n. 12 (Nov. 20, 2017).

[18] 29 Del. C. § 10002(g).

[19] See Tyron v. Brandywine Sch. Dist. , 1990 WL 51719, at 3 (Del. Ch. Apr. 20, 1990) (series of calls between Board President and three Board members did not violate the spirit of FOIA, as the President was merely polling each member and did not try "to convince any Board member to adopt a particular point of view"); see also Del. Op. Att'y Gen. 17-IB20, 2017 WL 3426260, at 7 (July 12, 2017); Del. Op. Att'y Gen. 17-IB08, 2017 WL 1317850, at *3 (Apr. 3, 2017).