Can a Californian serve at the same time on a city council and on the local water district board?
Question
The Los Angeles County District Attorney applied to the AG for leave to sue David Argudo in quo warranto to remove him from the La Puente City Council, on the ground that Argudo also holds the second, incompatible office of director of the La Puente Valley County Water District in violation of Government Code § 1099.
Conclusion
Granted. There is a substantial issue under § 1099 as to whether the two offices are incompatible because the Water District supplies water to City residents (and to the City itself), so Argudo as a director may participate in rate-setting and contracting decisions that pit water-district revenue interests against city-resident cost interests. Allowing the quo warranto action to proceed serves the public interest in ensuring public officials avoid conflicting loyalties.
Official Citation: 106 Ops.Cal.Atty.Gen. 10
Plain-English summary
David Argudo was elected to the La Puente City Council and to the La Puente Valley County Water District Board of Directors in November 2020. He took both offices in December 2020. The Water District supplies water to La Puente residents and to City facilities. The LA County District Attorney brought a quo warranto application asking for leave to sue Argudo in superior court to remove him from the City Council seat, on the theory that under Government Code § 1099 he could not lawfully hold the two offices simultaneously and forfeited the first when he assumed the second.
The AG applies a three-part test on quo warranto leave applications: (1) is quo warranto an available remedy, (2) is there a substantial issue of law or fact, and (3) is granting leave in the public interest. The AG does not resolve the merits at this stage; the merits go to superior court.
On availability: § 1099(b) directs that the forfeiture of an incompatible public office is enforceable through Code of Civil Procedure § 803 quo warranto. Membership on a city council and on a water district board are both "public offices" under § 1099(a). Quo warranto is the right vehicle.
On substantial issue: § 1099(a) prohibits a public officer from "simultaneously hold[ing] two public offices that are incompatible." Two offices are incompatible if there is a possibility of a significant clash of duties or loyalties between the offices. Only one potential significant clash is needed. Past authorities, especially People ex rel. Lacey v. Robles (44 Cal.App.5th 804), held that a city council seat and a water district directorship are incompatible where the water district supplies water to city residents and the city itself: as a director, the office holder helps set rates the city and its residents pay; as a councilmember, the office holder is duty-bound to minimize those rates. Earlier AG opinions (37 Ops.Cal.Atty.Gen. 21, 98 Ops.Cal.Atty.Gen. 94, 85 Ops.Cal.Atty.Gen. 199) reached the same conclusion. The AG concluded a substantial issue of incompatibility exists for Argudo.
On public interest: the AG generally views the need for judicial resolution of a substantial question as a sufficient public purpose, absent countervailing factors like pending litigation or imminent term expiration. None applied here. Granting leave was therefore appropriate.
What this means for you
City councilmembers, water district directors, and other local officials in California
If you hold one local office and are considering another, run the § 1099 incompatibility analysis before filing. The test is whether the two offices have any potential significant clash of duties or loyalties: rate-setting overlap, contract negotiation across the two offices, overlapping statutory authority over the same subject matter, or one body's revenue depending on payments by the other. The conflict need not have actually occurred; the doctrine reaches potential conflict.
The mechanical effect under § 1099(b) is that acceding to the second incompatible office forfeits the first. You cannot avoid that effect by promising not to perform one of the two roles. Robles and the AG's prior opinions are explicit on that point.
Candidates for local office
Before announcing for a second seat, consult a California municipal-law attorney about whether the seat you currently hold (or plan to keep) is incompatible. If yes, deciding in advance whether to resign from the first or decline the second avoids the automatic-forfeiture trap.
County district attorneys and city attorneys
The quo warranto leave path is the established vehicle. The three-part AG test (availability, substantial issue, public interest) is the framework. Robles is the closest factual match for water-district / city-council pairs; older AG opinions (37 Ops.Cal.Atty.Gen. 21, 73 Ops.Cal.Atty.Gen. 268, 82 Ops.Cal.Atty.Gen. 68, 85 Ops.Cal.Atty.Gen. 60, 85 Ops.Cal.Atty.Gen. 199, 98 Ops.Cal.Atty.Gen. 94) line up the building blocks for other water-district / school-district / city-planning-commission combinations.
Voters and good-government advocates
If a local elected official is holding two public offices and you suspect they are incompatible, the path forward is a complaint to the county DA or city attorney. They can apply to the AG for leave to sue in quo warranto. Private parties can also be relators (the AG decides whether to grant private-party applications using the same three-part test).
Common questions
What is "quo warranto" and why does the AG decide who can use it?
Quo warranto (Code Civ. Proc. § 803) is a civil action to challenge an incumbent public official's right to hold the office. The AG screens applications for leave to sue (the AG can sue directly or grant a private "relator" leave to sue). Screening filters meritless suits without resolving the merits, which go to superior court.
What test does California use for incompatible offices?
Government Code § 1099. Two offices are incompatible if there is "a possibility of a significant clash of duties or loyalties." Only one potential significant clash is needed. The conflict does not need to have actually occurred. § 1099(b) automatically forfeits the first office when the holder accedes to the second.
Is a water district director's seat always incompatible with a city council seat?
Not necessarily. The incompatibility hinges on whether the two bodies' jurisdictions overlap (water district supplies water to city residents, contracts with the city, exercises authority in areas the city also reaches). Where they do not overlap, two offices may coexist. Robles and the AG's older opinions specifically found incompatibility where the water district supplies the city.
What happens if I accept a second incompatible office?
Under § 1099(b) you forfeit the first office. The forfeiture is enforced through quo warranto. Promising not to participate in the second office's conflicting functions does not avoid the doctrine. The right path is to resign one of the two before accepting the other.
Can the doctrine be waived if both bodies consent?
No. Section 1099 has a narrow exception for situations where simultaneous holding is "compelled or expressly authorized by law." Bilateral consent does not count.
How does this opinion compare to People ex rel. Lacey v. Robles?
Robles (2020) is the closest factual parallel: a city mayor/councilmember who also served as a director of the area water replenishment district was found to hold incompatible offices. The court emphasized that the water district set rates paid by city residents, creating an obvious potential conflict. The AG used Robles as the principal authority for finding a substantial issue here.
Background and statutory framework
Incompatibility doctrine:
- Cal. Gov. Code § 1099(a): no simultaneous holding of incompatible public offices.
- Cal. Gov. Code § 1099(a)(2): incompatibility test (possibility of significant clash of duties or loyalties).
- Cal. Gov. Code § 1099(b): automatic forfeiture of first office; enforcement via quo warranto.
Quo warranto procedure:
- Cal. Code Civ. Proc. § 803: AG (or AG-authorized relator) brings action against any person who "usurps, intrudes into, or unlawfully holds or exercises any public office."
- AG three-part test for granting leave: (1) quo warranto available, (2) substantial issue, (3) public interest.
Authorities applied:
- People ex rel. Lacey v. Robles (2020) 44 Cal.App.5th 804 (city + water replenishment district found incompatible).
- People ex rel. Chapman v. Rapsey (1940) 16 Cal.2d 636 (clash need not occur in all functions).
- Nicolopulos v. City of Lawndale (2001) 91 Cal.App.4th 1221.
- Rando v. Harris (2014) 228 Cal.App.4th 868.
- Prior AG opinions: 37 Ops.Cal.Atty.Gen. 21 (1961); 67 Ops.Cal.Atty.Gen. 409 (1984); 68 Ops.Cal.Atty.Gen. 337 (1985); 72 Ops.Cal.Atty.Gen. 15 (1989); 73 Ops.Cal.Atty.Gen. 268 (1990); 76 Ops.Cal.Atty.Gen. 157 (1993); 82 Ops.Cal.Atty.Gen. 68 (1999); 85 Ops.Cal.Atty.Gen. 60 (2002); 85 Ops.Cal.Atty.Gen. 199 (2002); 95 Ops.Cal.Atty.Gen. 77 (2012); 97 Ops.Cal.Atty.Gen. 12 (2014); 98 Ops.Cal.Atty.Gen. 94 (2015).
Citations
- Cal. Gov. Code § 1099
- Cal. Code Civ. Proc. § 803
- People ex rel. Lacey v. Robles (2020) 44 Cal.App.5th 804
- People ex rel. Chapman v. Rapsey (1940) 16 Cal.2d 636
- Nicolopulos v. City of Lawndale (2001) 91 Cal.App.4th 1221
- Rando v. Harris (2014) 228 Cal.App.4th 868
Source
- Landing page: https://oag.ca.gov/opinions/yearly-index
- Original PDF: https://oag.ca.gov/system/files/opinions/pdfs/22-1001.pdf
Original opinion text
TO BE PUBLISHED IN THE OFFICIAL REPORTS
OFFICE OF THE ATTORNEY GENERAL
State of California
ROB BONTA
Attorney General
:
OPINION
:
:
of
:
:
ROB BONTA
:
Attorney General
:
:
KARIM J. KENTFIELD
:
Deputy Attorney General
:
No. 22-1001
January 26, 2023
The DISTRICT ATTORNEY OF LOS ANGELES COUNTY has applied to this
office for leave to sue DAVID ARGUDO in quo warranto to remove him from his public
office as a member of the La Puente City Council. The application asserts that Argudo,
while serving on the La Puente City Council, assumed a second and incompatible public
office as a member of the La Puente Valley County Water District Board of Directors, in
violation of Government Code section 1099, and by doing so forfeited his seat on the La
Puente City Council.
We conclude that there is a substantial legal issue as to whether Argudo is
simultaneously holding incompatible public offices. Consequently, and because the
public interest will be served by allowing the proposed quo warranto action to proceed,
the application for leave to sue is GRANTED.
BACKGROUND
The City of La Puente is a general law city in Los Angeles County. It is governed
by a five-member City Council. 1 In portions of La Puente, water services are managed
The City of La Puente, City Council, https://lapuente.org/city-council (as of Jan. 24,
2023).
1
1
22-1001
by the La Puente Valley County Water District. 2 The Water District supplies water from
groundwater wells to residential and commercial buildings, including facilities owned
and operated by the City itself. The Water District is governed by a five-member Board
of Directors. 3
In November 2020, David Argudo was elected to serve on both the La Puente City
Council and the Water District Board of Directors. He began his current term on the City
Council on December 10, 2020. 4 Four days later, on December 14, 2020, he began his
current term on the Water District Board of Directors.
The Los Angeles County District Attorney now contends that the two offices
Argudo holds are legally incompatible under Government Code section 1099. Section
1099(b) provides that a public officeholder who assumes a second, incompatible public
office thereby forfeits the first office held, and that this forfeiture is enforceable through
an action in quo warranto. Based on this alleged incompatibility of offices, the District
Attorney requests our permission to file a quo warranto lawsuit in superior court seeking
Argudo’s removal from the La Puente City Council. Argudo did not file an opposition to
the quo warranto application.
ANALYSIS
Quo warranto is a civil action used, among other purposes, to challenge an
incumbent public official’s right or eligibility to hold a given public office. 5 This form of
action is codified in section 803 of the Code of Civil Procedure, which provides that “[a]n
action may be brought by the attorney-general, in the name of the people of this state,
upon his own information, or upon a complaint of a private party, against any person who
usurps, intrudes into, or unlawfully holds or exercises any public office . . . within this
state.” 6
La Puente Valley County Water District, About Us, https://lapuentewater.com/about-us
(as of Jan. 24, 2023).
2
La Puente Valley County Water District, Board of Directors,
https://lapuentewater.com/governance/board-of-directors (as of Jan. 24, 2023).
3
Argudo has previously served on the La Puente City Council as well. (See The City of
La Puente, Election & Voter Information, Past Election Results,
https://lapuente.org/election-and-voter-information (as of Jan. 24, 2023).)
4
Code Civ. Proc., § 803; Nicolopulos v. City of Lawndale (2001) 91 Cal.App.4th 1221,
1225; 76 Ops.Cal.Atty.Gen. 157, 162-163 (1993).
5
Code Civ. Proc., § 803; see Rando v. Harris (2014) 228 Cal.App.4th 868, 873;
97 Ops.Cal.Atty.Gen. 12, 14 (2014).
6
2
22-1001
Where a private party seeks to pursue a quo warranto action in superior court, that
party (known in this context as a relator, or proposed relator) must first apply for and
obtain the Attorney General’s consent to do so. In determining whether to grant that
consent, we do not attempt to resolve the merits of the controversy. Rather, we consider
(1) whether quo warranto is an available and appropriate remedy; (2) whether the
proposed relator has raised a substantial issue of law or fact that warrants judicial
resolution; and (3) whether authorizing the quo warranto action will serve the public
interest. 7 Here, the answer to all three questions is “yes,” and we therefore grant leave to
sue.
1. Availability of Quo Warranto Remedy
Section 1099(b) directs that the forfeiture of an incompatible public office is
“enforceable pursuant to Section 803 of the Code of Civil Procedure,” which authorizes
an action in the nature of quo warranto to remove a person who unlawfully holds any
public office. Under section 1099(a), a public office includes membership on a
government board or body, such as a city council or a water district board of directors.
Thus, quo warranto is an available and appropriate remedy here.
2. Substantial Issue Regarding Incompatibility
We next examine whether there is a substantial issue of law or fact as to the
incompatibility of the two public offices in question. Section 1099(a) provides that “[a]
public officer, including, but not limited to, an appointed or elected member of a
governmental board, commission, committee, or other body, shall not simultaneously
hold two public offices that are incompatible.” 8 That prohibition “springs from
considerations of public policy which demand that a public officer discharge his or her
duties with undivided loyalty.” 9 As relevant here, two offices are incompatible if “there
is a possibility of a significant clash of duties or loyalties between the offices.” 10 Upon a
finding that two offices are legally incompatible, “a public officer shall be deemed to
have forfeited the first office upon acceding to the second.” 11
To find that two offices are incompatible based on a significant clash of duties or
loyalties, a conflict need not have actually occurred; it is enough that a conflict may occur
7
Rando v. Harris, supra, 228 Cal.App.4th at p. 879; 72 Ops.Cal.Atty.Gen. 15, 20 (1989).
The prohibition does not apply if the “simultaneous holding of the particular offices is
compelled or expressly authorized by law.” (Gov. Code, § 1099, subd. (a).) No law
compels or expressly authorizes the simultaneous holding of the offices at issue here.
8
9
68 Ops.Cal.Atty.Gen. 337, 339 (1985).
10
Gov. Code, § 1099, subd. (a)(2).
11
Gov. Code, § 1099, subd. (b).
3
22-1001
in the regular operation of the statutory plan. 12 Nor is it necessary for a clash of duties or
loyalties to occur in all or in the greater part of the official functions. 13 Indeed, “[o]nly
one potential significant clash of duties or loyalties is necessary to make offices
incompatible.” 14 When two offices are deemed incompatible, the conflicted officeholder
may not escape the effects of the doctrine by choosing not “‘to perform one of the
incompatible roles. The doctrine was designed to avoid the necessity for that choice.’” 15
Applying these principles, the California Court of Appeal has held that a city
mayor and member of the city council who also served as a director of the area water
replenishment district held incompatible offices. 16 The water district set the rate of
groundwater replenishment fees that would “ultimately be paid” by city residents and the
city itself (for water supplied to municipal buildings). 17 As a water district director, the
defendant participated in the rate-setting decision. In doing so, his “duties and loyalties”
pointed in “opposite direction[s]”: his duty as a director was to ensure the replenishment
fee was high enough to maintain “the adequacy of the groundwater supply,” whereas his
duty as mayor was “to minimize” the fees paid by city residents. 18 Given this “obvious”
potential conflict, the court found the offices incompatible. 19
Similarly, in a prior Attorney General opinion, we concluded that the offices of
county water district director and city councilmember were incompatible where the water
district provided services within the city. 20 A water district, we explained, “may make
contracts with the city”—in which case a person serving concurrently as water district
director and city councilmember “would have to serve two masters” in contract
negotiations. 21 And “[s]harp conflicts” could also arise in areas where the city and the
water district had overlapping statutory authority, such as the construction of sewer
facilities. 22 For similar reasons, we have concluded in other quo warranto matters that
12
98 Ops.Cal.Atty.Gen. 94, 96 (2015).
13
People ex rel. Chapman v. Rapsey (1940) 16 Cal.2d 636, 641-642.
14
85 Ops.Cal.Atty.Gen. 199, 200 (2002).
67 Ops.Cal.Atty.Gen. 409, 414 (1984), quoting 3 McQuillin, Municipal Corporations
(rev. ed. 1973) § 12.67, pp. 295-296.
15
16
People ex rel. Lacey v. Robles (2020) 44 Cal.App.5th 804, 810-812, 814-815.
17
Id. at p. 821.
18
Ibid.
19
Ibid.
20
37 Ops.Cal.Atty.Gen. 21, 22-23 (1961).
21
Id. at p. 22.
22
Ibid.
4
22-1001
there is at least a substantial question as to whether the offices of water district director
and city councilmember are incompatible where the two governing bodies have
overlapping jurisdiction. 23
We reach the same conclusion here: There is a substantial issue as to whether the
two offices held by Argudo are incompatible. The La Puente Valley County Water
District sells water to the residents of La Puente. As a Water District Director, Argudo
may participate in setting the water rates “that will ultimately be paid by his constituents”
and the City itself. 24 In doing so, Argudo may face a conflict between the interests of the
Water District in ensuring adequate revenues and the interests of the City and its residents
in minimizing water costs. 25 A conflict could also arise if the City and the Water District
negotiated a contract or acted in areas of overlapping authority. 26 In our view, these
potentially significant clashes of duties and loyalties give rise to a substantial issue as to
whether the two offices are incompatible.
3. Public Interest in Favor of Authorizing Suit
Finally, we conclude that it is in the public interest to have this matter
conclusively resolved through the prescribed legal process of quo warranto. 27 We
generally view the need for judicial resolution of a substantial question of fact or law as a
sufficient “public purpose” to warrant granting leave to sue, absent countervailing
circumstances such as pending litigation or shortness of time remaining in the term of
office. 28 We find no such circumstances here. Indeed, allowing the proposed quo
warranto action to proceed would serve the public interest in ensuring that public officials
avoid conflicting loyalties in performing their public duties.
Accordingly, the application for leave to sue in quo warranto is GRANTED.
See 98 Ops.Cal.Atty.Gen., supra, at p. 94; 85 Ops.Cal.Atty.Gen., supra, at p. 199. In
addition, we have found at least a substantial question as to whether the office of water
district director is incompatible with other local offices with overlapping jurisdiction.
(See, e.g., 85 Ops.Cal.Atty.Gen. 60 (2002) [municipal water district director and school
district trustee]; 82 Ops.Cal.Atty.Gen. 68 (1999) [county water district director and city
planning commissioner]; 73 Ops.Cal.Atty.Gen. 268 (1990) [county water district director
and school district trustee].)
23
24
People ex rel. Lacey v. Robles, supra, 44 Cal.App.5th at p. 821.
25
See ibid.
26
See 37 Ops.Cal.Atty.Gen., supra, at p. 22.
27
See Gov. Code, § 1099, subd. (b).
28
98 Ops.Cal.Atty.Gen., supra, at p. 101; 95 Ops.Cal.Atty.Gen. 77, 87 (2012).
5
22-1001